I. FACTS AND PROCEEDINGS
Defendant’s conviction arises out of an incident on March 28, 2001, outside a Mobil gasoline station on Fenkell Road in Detroit. Erin Branham, the victim, testified that she arrived at the gas station around 5:00 A.M. to meet a coworker who daily drove her to work. Branham entered the station to make a purchase and noticed that two men entered shortly after she did. She recognized them from other encounters at the gas station and had a brief conversation with them. After making her purchase, Branham left the station and waited outside for her coworker. As she stood with her purse strap over her shoulder and her hand on her purse, she felt someone pulling her purse strap from behind her. She reacted by moving forward, and the tugging grew stronger, forcing her backward. She struggled to hold on to her purse, but the perpetrator wrestled the purse away from her and ran down Fenkell Street. As the peipetrator ran away, Branham recognized him as one of the men she spoke to in the gas station that morning, later identified as defendant.
Valerie Jackson, an employee of the Mobil
A few minutes later, the officers received a call from their police sergeant, who was at a BP gas station six or seven blocks down the street. Officers Frazier and Baritche
After his arrest, defendant provided a written statement that read: “[Y]es, I was in the gas station. Me and her [sic] .talked for a while. She went outside to look for her ride, and I went outside and snatched her purse and went about my business.”
During trial, defendant, who represented himself with the assistance of his former
H. STANDARDS OF REVIEW
We review for an abuse of discretion the trial court’s decision to permit defendant to represent himself.
People v Russell,
We review the trial court’s scoring of a sentencing guidelines variable for clear error.
People v Witherspoon,
m. ANALYSIS
Defendant first argues that the trial court abused its discretion by permitting defendant to represent himself at trial because his request was not unequivocal and was not made knowingly and intelligently. We disagree.
“Proper compliance with the waiver of counsel procedures ... is a necessary antecedent to a judicial grant of the right to proceed in propria persona. Proper compliance requires that the court engage, on the record, in a methodical assessment of the wisdom of self-representation by the defendant.”
People v Adkins (After Remand),
Immediately before trial began in the instant case, defense counsel informed the trial court that defendant had informed her that defendant wanted to represent himself. Defendant further explained his position to the trial court:
As far as my attorney, I wouldn’t say I want to fire her, but I put her on the back burner as far as she can be my assistance [sic] in dealing in this case here because everything that I asked her to do she haven’t [sic] done. You know what I’m saying and ....
The trial court interjected, “What is that?” Defendant continued:
I feel that I’m more competent in doing the job than [defense counsel] is, you know. So, you know, but I’m not saying I want to just give up all my rights to where I would like to have an attorney on the back burner. You know that being, you know, give me a little guidance, little assistance, but I feel that I am more competent in handling this case than she was.
The trial court then inquired about why defendant believed he was more competent than his attorney and asked defendant to tell him about his background. Defendant digressed to addressing issues involved in his case, and the trial court eventually told defendant that he should speak to his attorney about the matters defendant wanted the trial court to consider. Before conferring with his attorney, defendant again told the trial court:
Before you go, before you go, I’mo [sic] say this here before you go. I could represent myself, and instead of you saying “attorney,” I don’t — I can do it myself. I understand what you say.
But when it comes down to we[’re] in a disagreement when it come to my trial tactics, you know, she says she can’t do my trial tactics. That she wants to do her own her, and it hurts me for her to do it the way she wants to do it. So I can’t advise her to be my attorney if she is not in my best interest.
After defendant conferred with his attorney, the following colloquy transpired:
The Court: Okay. Mr. Hicks, would you stand for the moment please?
Mr. Hicks, the law requires me to tell you certain items of information and ask you certain questions before I make a determination as to whether or not you’re going to represent yourself.
Am T correct in understanding that you absolutely want to represent yourself?
Defendant Hicks: Yes, sir.
The Court: No question about that?
Defendant Hicks: No question about that.
The Court: Okay.
Defendant Hicks: With the help of—
The Court: Oh, absolutely. Yes. Ms. Heard will remain and sit through the case and provide you with the opportunity to consult with her.
You understand that?
Defendant Hicks: Yes.
The trial court then stated that it was aware of
Anderson, supra,
and MCR 6.005(D), and informed defendant that he was charged with unarmed robbery, which “carries with it a maximum possible penalty
The trial court also informed defendant that although he was not a lawyer, he would be required to follow the rules applying to lawyers and that it was “very unwise” for him to represent himself. Referring to a picture of Abraham Lincoln in the courtroom, the trial court informed defendant that Abraham Lincoln said that “anyone who chooses to represent himself has a fool for a client.” Defendant stated that he “had heard that a thousand times.” The trial court again inquired, “You wish to represent yourself; is that true, Mr. Hicks?” Defendant replied, “Yes, sir.” The trial court then permitted defendant to represent himself, with his former defense counsel available to assist him. 1 Before the jury entered the courtroom on the second day of trial, the trial court asked defendant if he wished to continue representing himself, and defendant responded affirmatively.
Defendant now claims that his request to represent himself was not unequivocal. Defendant relies primarily on the following language from Justice Griffin’s lead plurality opinion in
People v Dennany,
Because there is no substantive right to standby counsel, the trial court is under no obligation to grant such a request. Consequently, a request to proceed pro se with standby counsel — be it to help with either procedural or trial issues — can never be deemed to be an unequivocal assertion of the defendant’s rights.
We agree with the first proposition, that there is no substantive right to hybrid representation and that the trial court is under no obligation to grant a request for standby counsel. However, the second proposition upon which defendant relies to argue that, because he requested standby counsel when he announced his desire to represent himself, his request was equivocal as a matter of law, is one that we reject. We note that while Justices Mallett and Brickley concurred with Justice Griffin, the four other justices deciding Dennany disagreed that a request for standby counsel makes a request for self-representation equivocal.
In explaining his position that the rule announced in the lead plurality opinion “creates a trap for the unwary defendant,” id. at 454 (Cavanagh, C.J.), Chief Justice Cavanagh, with whom Justice Levin concurred, stated that
standby counsel is almost invariably appointed whenever a defendant chooses to represent himself. It is fundamentally unfair to punish a defendant for requesting what all presume will be provided in the first place. To allow the uninformed to unwittingly waive their right of self-representation merely by requesting standby counsel “is to imprison a man in his privileges and call it the Constitution.” Adams v United States ex rel McCann,317 US 269 , 280;63 S Ct 236 ;87 L Ed 2d 268 (1942). [Id. at 456.]
Justice Boyle agreed with the lead plurality opinion’s conclusion that “a request for standby counsel is not, as a matter of
When read in its entirety, the colloquy between defense counsel, the defendant, and the court suggests that [the defendant] was assenting to [the attorney’s] appointment as standby counsel, not equivocating on his desire to proceed pro se.
While discussion of standby counsel should be postponed until after the defendant fully waives his right to counsel and is proceeding pro se, when the subject does arise, as in this case, it is the trial judge who is in the best position to decide whether or not the defendant is equivocating with respect to his desire to proceed pro se. In the waiver context, Sixth Amendment rights do not turn on the expression of magic words, but on the understanding of the accused. That understanding is best determined as a question of fact by the trial judge .... [Id. (citation omitted).]
The lead plurality opinion in
Dennany
does not represent binding authority, and we are not inclined to follow it.
2
See
Felsner v McDonald Rent-A-Car, Inc,
Here, the trial court permitted defendant to represent himself after defendant
Mr. Hicks, let me tell you so that the record is clear. It is rare that I have seen someone appear in trial with greater enthusiasm and greater interest than you. Wild horses could not have kept you from representing yourself in this case.
So if there is going to be a review by some other higher court, I don’t want them to think that somehow you were reluctantly trying to represent yourself. You couldn’t wait to represent yourself.
We will not disturb the trial court’s discretionary decision to permit self-representation merely because defendant requested standby counsel in connection with expressing his desire to represent himself. 4 Notably, defendant does not claim on appeal that the trial court misapprehended his intentions. He merely claims that, because he combined his request for self-representation with a request for standby counsel, his request was equivocal as a matter of law. Permitting defendant, equipped with the benefit of hindsight, to retract his clearly stated desire to represent himself solely because he requested standby counsel is tantamount to permitting him to harbor an appellate parachute, see Adkins, supra at 724, which we will not condone. Moreover,
“[t]o permit a defendant in a criminal case to indulge in the charade of insisting on a right to act as his own attorney and then on appeal to use the very permission to defend himself in pro per as a basis for reversal of conviction and a grant of another trial is to make a mockery of the criminal justice system and the constitutional rights sought to be protected. We would not permit it.” [Adkins, supra at 725, quoting Dennany, supra at 436, quoting People v Morton,175 Mich App 1 , 8-9;437 NW2d 284 (1989).]
Defendant also claims that his request for self-representation was not knowingly and intelligently made because the trial court did not adequately inform him of the disadvantages of self-representation. We disagree. The trial court informed defendant that it would be “very unwise” of him to represent himself and that “a man who represents himself has a fool for a client,” a phrase defendant indicated he had heard “a thousand times.” The trial court also informed defendant that he would be required to follow the rules applicable to lawyers. We conclude that the trial court adequately informed defendant of the disadvantages of self-representation. See Russell, supra at 16-18. Accordingly, we conclude that the trial court did not abuse its discretion by granting defendant’s request for self-representation. 5
Defendant next raises several claims of prosecutorial misconduct. Defendant did not object to the prosecutor’s allegedly improper remarks at trial. Accordingly, to avoid forfeiture of review of this issue, defendant must demonstrate that a plain error occurred that affected his substantial rights. Schutte, supra. Defendant fails to demonstrate that plain error occurred.
Defendant first claims that the prosecutor mischaracterized the evidence by indicating that defendant grappled with Branham for possession of the purse. The prosecutor is “free to argue the evidence and all reasonable inferences arising from it as they relate to the theory of the case.”
People v Schultz,
Defendant also claims that the prosecutor inappropriately stated that defendant robbed Branham. Defendant does not explain why he believes this was inappropriate, and we decline to address this issue. A party may not announce a position on appeal and leave it to this Court to unravel or elaborate his claims.
Mudge v Macomb Co,
Next, defendant asserts that the prosecutor expressed personal belief in defendant’s guilt and “inaccurately attributed a legal conclusion” to Branham in closing arguments by stating:
“I went about my business.” I don’t know what his business is, but he robbed Ms. Branham that day. He took her property when he had no right to do that, and then he ran away.
Ms. Branham comes in and tells us that yes, this is the guy. This is the person here, Mr. Hicks, who robbed me, who came up from behind me, who grabbed my purse off my shoulder.
Left shoulder, right shoulder, that didn’t matter, but grabbed the purse off my shoulder, and I fought basically holding on to my purse.
Again, defendant fails to analyze why this section of the prosecutor’s argument is improper, and we will not review it. Mudge, supra.
Next, defendant contends that the prosecutor demonstrated confusion when he stated:
She tells us that yes,. I fought back. I turned my shoulder, and it hurt my shoulder as he was pulling the purse off. Then Mr. Hicks says, “we didn’t struggle did we?” She said, when he asked the question, she said, “we were struggling.We were struggling over that purse.”
Although the prosecutor did not quote the testimony verbatim, his argument fairly characterizes the testimony and is not improper. Schulz, supra.
Finally, defendant claims that the prosecutor argued facts not in evidence, placed the prestige of the prosecutor’s office before the jury, vouched for the truthfulness of the prosecution’s case, and denigrated defendant by stating in rebuttal argument:
I have been working in the system for 10 years. I respect that. But I don’t respond well when people say that I’m try ing to mislead you or lie to you or trying to pull the wool over your eyes. I’m offended by those comments because it is simply not true for him to say that I shirked my responsibility as the prosecutor.
I like my job. I represent all the people, the defendant, the victim, all the people in the State of Michigan. It is my job to make sure the defendant gets a fair trial. That is my job. It’s not like I’m a defense attorney, and my job is to win. My job is to be fair to all people that come to courtrooms, and I try very hard to do so.
So when he stands up and accuses me of lying and covering up, he simply has no evidence of that. It offends me greatly. But I want you to know that in this case that’s just not true. I want you to judge the case based on the evidence, based on the facts ....
These comments were not improper because they constitute a fair response to defendant’s closing argument. See
People v Watson,
With regard to his sentence, defendant first challenges the trial court’s assessment of a ten point score for offense variable four (ov 4) in calculating the applicable sentencing guidelines. 6 We agree that the trial court scored ov 4 incorrectly. When evaluat ing ov 4, MCL 777.34, the trial court must assess ten points if “[s]erious psychological injury requiring professional treatment occurred to a victim.” Defendant accurately states that the record does not reflect any evidence of serious psychological harm to the victim or give any indication that she needed psychological treatment. Accordingly, the trial court erred by assessing ten points for ov 4. Taking into account defendant’s status as an habitual offender, second offense, his correct sentencing guidelines range was 43-107 months.
Defendant next asserts that the trial court erred by departing from the sentencing guidelines range in fashioning his sentence. Despite the fact that we have concluded the appropriate sentencing guidelines range is lower than that calculated by the trial court, we disagree. We first reject defendant’s argument that the trial court’s characterization of defendant
Next, defendant claims that the trial court erred by stating reasons for departing from the sentencing guidelines that were not substantial and compelling. Defendant’s argument lacks merit. The trial court stated at sentencing that in committing this crime, defendant behaved as a predator and had previously served a fifteen-year sentence for a conviction involving robbery, kidnapping, and sexual assault. The trial court noted that during his incarceration, defendant received thirty-four misconduct tickets. Additionally, the trial court stated its opinion that the sentencing guidelines “do not adequately protect the community from this type of behavior.” Then, immediately before imposing its sentence, the trial court stated:
People versus Babcock requires that there must be a substantial and compelling reason to deviate and in this particular circumstance I think the seriousness of your prior convictions, the aggravated circumstances of it being a robbery, a kidnapping and sexual assault of the victim, the fact that you were institutionally difficult to deal with, the fact that you maxed out on parole, and then a very short time later came back and revictimized a woman, the fact of the matter is we do in fact need to be protected from you.
The trial court’s decision that these factors constitute substantial and compelling reasons for departure represents a principled choice and, therefore, does not constitute an abuse of discretion. 7 Babcock, supra at 269. Moreover, contrary to defendant’s assertions, the sentence imposed by the trial court is proportionate to defendant’s conduct and, in particular, his criminal history. Defendant spent fifteen years in prison for a combination of serious offenses and committed another robbery within a few months of release. The trial court properly determined that a sentence within the guidelines would not be adequate. 8 See Babcock, supra at 261-264.
Finally, defendant argues that the trial court did not comply with MCL 769.34(7) because it did not inform him that he had a right to appeal his sentence based on the fact that it was longer or more severe than the appropriate sentence range. The record supports defendant’s contention that the trial court did not specifically
Affirmed.
Notes
Although neither defendant nor the trial court used the term “standby counsel,” it is clear that this familiar term accurately describes the relationship between defendant and his former attorney during the trial. Throughout the remainder of this opinion, the term “standby counsel” will be used for ease of reference.
We recognize that in
People v Seaton,
We note that four justices, Chief Justice Cavanaugh joined by Justice Levin, and Justice Boyle joined by Justice Riley, concluded (albeit through differing reasoning in their separate opinions) that a request for standby counsel did not as a matter of law render a request for self-representation equivocal. While this issue was not dispositive or decisive in
Dennany,
our Supreme Court has said that “[wjhen a court of last resort intentionally takes up, discusses, and decides a question
germane
to, though not necessarily decisive of, the controversy, such decision is not a
dictum,
but is a judicial act of the court which it will thereafter recognize as a binding decision.”
O'Dess v Grand Trunk W R Co,
Of course, a tried court may validly consider that a defendant has requested standby counsel when deciding whether a defendant’s request for self-representation is unequivocal.
Defendant’s contention that the trial court acted as though it had no discretion to deny his request to represent himself lacks merit. The trial court stated on the record that it would make the ultimate decision whether defendant would be permitted to represent himself.
We note that the prosecution incorrectly states that defendant waived review of this issue by failing to provide a copy of the presentence report. On the contrary, defendant did provide this Court with a copy of the report.
Defendant also briefly argues that the reasons the trial court provided for departing from the guidelines are not permissible and that the trial court did not find that these factors were given inadequate weight in calculating the guidelines. On the contrary, the trial court did not base its sentence on one of the prohibited reasons for departure found in MCL 769.34(3). Moreover, because the trial court did not base its departure on reasons already accounted for in calculating defendant’s sentence under the guidelines, it was not required to state that its reasons for departure had been given inadequate or disproportionate weight. MCL 769.34(3)(b).
In this regard, we note that the trial court’s statements and the length of the sentence it imposed reflect the trial court’s intent to remove defendant from society for a lengthy period, rather than simply an intent to increase defendant’s sentence by a specific amount of time beyond the applicable guidelines range. Thus, the trial court’s guidelines scoring error does not require remand for resentencing as we are persuaded the trial court would have rendered the same sentence regardless of the guidelines score. See, e.g. Babcock, supra at 260-261 & n 15.
