Lead Opinion
Opinion
In People v. Siko (1988)
Factual and Procedural History
Following a jury trial, defendant was convicted of six counts of rape (former § 261, subd. (2)),
The Court of Appeal held that imposition of sentence on the burglary count violates section 654’s proscription against multiple punishment. In so holding, the Court of Appeal followed the decision in People v. Masten (1982)
Because the only issue before us is whether imposition of sentence on the burglary count constitutes an impermissible multiple punishment, we limit our summary of the evidence to the facts relevant to this issue.
Approximately 3 a.m. on June 26, 1989, the victim, Penny B., was working alone at the Bagelry bakery in Santa Cruz. She left the door closed but unlocked, as was her practice, to provide access for persons who restock the newspaper bins in the bakery. Defendant entered the bakery and, after conversing with the victim and determining that she was alone, grabbed her and forced her into the bathroom, where he raped her six times, committed two acts of forcible sodomy, and (on two occasions) inserted his fingers into her vagina.
He ordered the victim to clean her genitals and his with paper towels, and to clean the toilet and sink. Defendant and the victim then dressed and washed their hands, and he told her he would help her complete her duties at the bakery on time.
The victim resumed working while defendant sat beside her. When two men entered the bakery to deliver newspapers, the victim told defendant she wanted him to leave, and he complied, following the delivery men out the door. The victim locked the door, telephoned her supervisor, and reported that she had been raped. Defendant was arrested a short time later.
Discussion
Defendant contends the imposition of a term of three years for his conviction of burglary violates section 654, because the burglary was incidental to the forcible sexual offenses for which he also was punished.
Section 654 states, in pertinent part: “An act or omission which is made punishable in different ways by different provisions of this code may be
“It is defendant’s intent and objective, not the temporal proximity of his offenses, which determine whether the transaction is indivisible. [Citations.] . . . [I]f all of the offenses were merely incidental to, or were the means of accomplishing or facilitating one objective, defendant may be found to have harbored a single intent and therefore may be punished only once. [Citation.]” (People v. Harrison, supra,
The evidence in the present case establishes that defendant entered the bakery with the single criminal objective of sexually assaulting the victim. Therefore, if applicable, section 654 would preclude punishing defendant for both the burglary and the sexual offenses of which he was convicted. (In re McGrew (1967)
Section 667.6(c) provides, “in the context of violent sex offenders, a discretionary sentencing alternative to the standard consecutive sentencing formula in section 1170.1. [Citations.]” (People v. Jones, supra,
Under the exception to section 1170.1 provided by section 667.6(c), imposition of consecutive full-term sentences is permitted if a defendant is convicted of certain sexual offenses. Section 667.6(c) provides, in pertinent
In People v. Siko, supra,
The defendant in Siko was convicted of forcible rape, forcible sodomy, and forcible lewd conduct with a child under the age of 14 years and received consecutive full-term sentences pursuant to section 667.6(c). “[T]he lewd conduct for which defendant was convicted consisted only of the rape and the sodomy.” (People v. Siko, supra,
The People argued in Siko that the Legislature demonstrated an intent partially to repeal section 654 by authorizing separate punishment under section 667.6(c), “ ‘whether or not the crimes were committed during a single transaction.’ ” The People asserted that the use of the term “single transaction” in section 667.6(c) “reflects an intent to change the rule . . . that section 654 prohibits multiple punishment whenever the defendant’s actions form a ‘single’ or ‘indivisible transaction.’ ” (
We now address the question left unresolved in Siko, namely, whether the Legislature, by enacting section 667.6(c), which authorizes consecutive full-term sentences for enumerated sexual offenses “whether or not the crimes were committed during a single transaction,” created an exception to section 654’s prohibition against multiple punishment for separate acts committed during an indivisible course of conduct.
In order to determine the intent of the Legislature, we begin, as we must, by examining the words of the statute. (Tracy v. Municipal Court (1978)
As noted above, section 654 “literally applies only where [multiple] punishment arises out of multiple statutory violations produced by the ‘same act or omission.’” (People v. Harrison, supra,
Section 667.6(c) authorizes consecutive full-term sentences “whether or not the crimes were committed during a single transaction.” If the Legislature had used the term “indivisible transaction” rather than the term “single transaction,” it would be beyond dispute that the quoted phrase
We find it significant that section 667.6(c), by its terms, is not expressly subject to section 654, as is section 1170.1. The first sentence of section 1170.1 states that the general provisions governing the imposition of consecutive sentences that follow are “subject to Section 654.” Section 667.6(c) contains no similar limitation.
An examination of the legislative history of section 667.6(c) also supports our conclusion that the enactment of section 667.6(c) created an exception to section 654. In its original form, section 667.6(c) mandated consecutive full-term sentences for enumerated sexual offenses “whether or not the crimes were committed with a single intent or objective or during a single transaction.” (Sen. Amend, to Sen. Bill No. 13 (1979-1980 Reg. Sess.) Mar. 5, 1979, § 10, pp. 15-16.)
The bill subsequently was amended by deleting from section 667.6(c) the phrase “with a single intent or objective,” so that the provision then mandated consecutive full-term sentences for the enumerated offenses “whether
The Legislature’s reason for deleting from section 667.6(c) the indicated portion of the phrase “whether or not the crimes were committed with a single intent or objective or during a single transaction” is not apparent. As originally drafted, section 667.6(c) clearly was inconsistent with section 654 in authorizing the imposition of consecutive sentences for offenses committed “with a single intent or objective” during a single transaction, a type of sentence that would violate section 654’s proscription against multiple punishment for an indivisible course of conduct.
Had the Legislature wished to ensure that the provisions of section 654 would remain applicable so as to bar multiple punishment for separate criminal acts committed during an indivisible course of conduct, it presumably would have deleted not only the reference to offenses committed “with a single intent or objective,” but also the remainder of the phrase that refers to crimes “committed during a single transaction.” Although it is unclear why the Legislature removed the reference to “a single intent or objective” from section 667.6(c), the only reasonable explanation for its retention of the phrase “whether or not the crimes were committed during a single transaction” is that the Legislature intended to create an exception to section 654 that would allow multiple punishment for separate criminal acts committed during an indivisible course of conduct.
Defendant contends the Legislature retained the phrase “whether or not the crimes were committed during a single transaction” simply to clarify that the Legislature was rejecting an approach, reflected in the original version of the bill, that would have mandated a consecutive full-term sentence for each violation of section 288 (lewd conduct with a child) “unless such violation is committed upon one victim at the same proximate time and place as part of and in immediate conjunction with any other violation of [section 288] upon such victim for which such term is imposed.” (Sen. Bill No. 13 (1979-1980 Reg. Sess.) as introduced Dec. 4, 1978, § 7, p. 7.) We find this argument unpersuasive. Defendant does not explain why the Legislature would need “to clarify” that it had rejected a particular approach, when the specific language that would have enacted such an approach previously had been deleted from the bill.
The Court of Appeal in the present case also considered significant the enactment of section 667.8, an enhancement provision that, when separately pleaded and proved (§ 1170.1, subd. (f)), mandates imposition of an additional term of imprisonment if the defendant is convicted of an enumerated sexual offense and of kidnapping the victim for the purpose of committing that sexual offense.
We acknowledge that a rational argument can be made for the conclusion reached by the Court of Appeal in the present case—that section 654 prohibits the imposition, under section 667.6(c), of multiple punishment for separate criminal acts committed during an indivisible transaction. As noted above, the applicable statutory language is unclear and ambiguous, and the Courts of Appeal have reached differing conclusions on this question. (Compare People v. Andrus, supra,
But the competing constructions of section 667.6(c) are not equally reasonable. Holding that section 667.6(c) is subject to section 654’s prohibition of multiple punishment for offenses that form an indivisible transaction would leave entirely without meaning the language in section 667.6(c) allowing consecutive sentences “whether or not the crimes were committed during a single transaction.” As noted above, “a statute should not be given a construction that results in rendering one of its provisions nugatory. [Citations.]” (People v. Craft, supra,
Our interpretation of section 667.6(c) produces a just result in the present case. That statute was intended to allow enhanced punishment of certain sexual offenders who commit multiple offenses. (People v. Craft, supra,
In the present case, the burglary for which defendant was separately punished was a means of facilitating the sexual assault, because defendant entered the victim’s place of employment intending to subject her to a sexual assault. Nevertheless, defendant’s act of entering that location aggravated the crime by increasing the victim’s vulnerability and decreasing her chance
Accordingly, for the reasons discussed above, we hold that the imposition of a sentence for the burglary conviction, in addition to the consecutive full-term sentences imposed for the related enumerated sexual offenses, was authorized by section 667.6(c), notwithstanding section 654’s general proscription against multiple punishment for offenses committed during an indivisible course of conduct.
Disposition
The judgment of the Court of Appeal is reversed insofar as it holds that imposition of sentence on the burglary count is impermissible.
Lucas, C. J., Panelli, J., Kennard, J., Arabian, J., and Baxter, J., concurred.
Notes
All further statutory references are to the Penal Code unless otherwise noted.
At the time of the alleged offenses, section 261, subdivision (2), defined rape as “an act of sexual intercourse, accomplished with a person not the spouse of the perpetrator, under any of the following circumstances: [¶] . . . [¶] (2) Where it is accomplished against a person’s will by means of force, violence, or fear of immediate and unlawful bodily injury on the person or another.” (Stats. 1986, ch. 1299, § 1, p. 4592.) The statute subsequently was amended to redesignate this provision as section 261, subdivision (a)(2), and add, to the definition of rape, acts of intercourse accomplished by means of duress or menace. (Stats. 1990, ch. 630, § 1.)
The decision in People v. Anderson, supra,
Defendant does not contend that the imposition of consecutive sentences for his 10 sexual offenses violates section 654. We previously have held that this statute does not prohibit the imposition of multiple punishment for separate sexual offenses committed during a continuous attack, “even where closely connected in time.” (People v. Harrison (1989)
The original version of this bill did not propose the enactment of section 667.6(c), but did propose the amendment of section 288 (which prohibits lewd acts with children) to provide, in part, that “[a] full, separate, and consecutive term shall be served for each violation of this section unless such violation is committed upon one victim at the same proximate time and place as part of and in immediate conjunction with any other violation of this section upon such victim for which such term is imposed.” (Sen. Bill No. 13 (1979-1980 Reg. Sess.) as introduced Dec. 4, 1978, § 7, p. 7.) The bill then was amended to mandate consecutive full-term sentences for violations of section 288 “whether or not the crimes were committed with a single intent or objective or during a single transaction.” (Sen. Amend, to Sen. Bill No. 13 (1979-1980 Reg. Sess.) Feb. 28, 1979, § 7, p. 8.) The next version of this bill, referred to above, deleted this proposed amendment of section 288 but proposed the enactment of section 667.6(c). (Sen. Amend, to Sen. Bill No. 13 (1979-1980 Reg. Sess.) Mar. 5, 1979, §§ 7,10, pp. 6-9, 15-16.)
Section 667.8, which was enacted in 1983 and amended in 1986, provides as follows: “(a) Except as provided in subdivision (b), any person convicted of a felony violation of Section 261, 264.1, 286, 288a, or 289 who, for the purpose of committing that sexual offense, kidnapped the victim in violation of Section 207, shall be punished by an additional term of three years. [¶] (b) Any person convicted of a felony violation of subdivision (c) of Section 286, Section 288, or subdivision (c) of Section 288a who, for the purpose of committing that sexual offense, kidnapped the victim, who was under the age of 14 years at the time of the offense, in violation of Section 207, shall be punished by an additional term of nine years. This subdivision is not applicable to conduct proscribed by Section 277, 278, or 278.5.”
Section 667.8 applies to all convictions of rape committed in violation of section 261, whereas section 667.6(c) applies only to convictions under subdivisions (2) or (3) of section 261. Section 667.8 applies to all sodomy convictions under section 286, to the commission of lewd acts upon a child under the age of 14 years in violation of section 288, and to oral copulation committed in violation of section 288a, whereas section 667.6(c) applies only to violations of those statutes committed by means of force or fear.
We recognize that our interpretation of section 667.6(c) raises the issue whether a defendant subject to a section 667.8 enhancement also could receive consecutive full-term sentences under section 667.6(c) for the same offenses. (See People v. Latimer, supra,
In reaching the opposite conclusion in the present case, the Court of Appeal interpreted the language in section 667.6(c), allowing consecutive sentences “whether or not the crimes were committed during a single transaction,” to permit multiple punishment only for those sexual crimes enumerated in section 667.6(c). The appellate court’s holding is contrary to our decision in People v. Jones, supra,
We also observe that in People v. Perez, supra,
Dissenting Opinion
In my view, Penal Code section 654 bars imposition of a full, consecutive term of imprisonment for defendant’s burglary conviction.
It is my opinion that many criminal sentences have crossed the bounds of reason in this state. A sentence like the one imposed here, that cannot possibly be completed in the defendant’s lifetime, makes a mockery of the law and amounts to cruel or unusual punishment (Cal. Const., art. I, § 17; see Mosk, Nothing Succeeds Like Excess (1993) 26 Loyola L.A. L.Rev. 981.)
Defendant has not challenged his 80-year sentence for the offenses of which he stands convicted, and our order limits the issue presented in this case, so I will offer no more at this time on the constitutional problem presented by this sentence.
However, there is something unseemly in the eagerness of the People to argue that an ambiguous expression of the Legislature be interpreted to provide for the absolute maximum punishment, when defendant already stands sentenced to a term he will never live long enough to complete. Furthermore, I fail to understand the willingness of the majority of this court to twist the canons of statutory construction to assure that defendant’s ghost
Section 654 provides in pertinent part that “[a]n act or omission which is made punishable in different ways by different provisions of this code may be punished under either of such provisions, but in no case can it be punished under more than one . ...” A single continuous course of conduct in which several offenses are committed pursuant to a single objective gives rise to punishment for only one act under this provision. (People v. Perez (1979)
The People claim that section 667.6, subdivision (c), creates an exception to section 654. Section 667.6, subdivision (c), provides in pertinent part that a “full, separate, and consecutive term” may be imposed for certain sex offenses “whether or not the crimes were committed during a single transaction.” The People argue that the term “single transaction” is a reference to the principles of section 654.
It would be odd if the term “single transaction” in section 667.6, subdivision (c), were intended to refer to the rule of section 654, because in the context of forcible sex offenses such as those enumerated in section 667.6, section 654 generally does not bar multiple punishment. (People v. Harrison, supra, 48 Cal.3d at pp. 335-338; People v. Perez, supra, 23 Cal.3d at pp. 553-554; People v. Hicks (1965)
Under case law established before the enactment of section 667.6, then, no exception to section 654 would normally be necessary to achieve multiple sentences for the enumerated sex offenses committed during an indivisible transaction. The language under our review would therefore generally be surplusage if it were interpreted to refer to the principles of section 654. However, in interpreting statutes, we avoid interpretations that would cause language to be mere surplusage. (People v. Craft (1986)
If the term “single transaction” does not refer to the principles of section 654, what does it mean? The legislative history suggests that we may reasonably interpret the term “single transaction” in subdivision (c) as
The original form of the bill that ultimately enacted section 667.6 required full consecutive sentences for violations of section 288 with a single exception: “[U]nless such violation is committed upon one victim at the same proximate time and place as part of and in immediate conjunction with any other violation of this section upon such victim for which such term is imposed.” (Sen. Bill No. 13 (1979-1980 Reg. Sess.) § 7, p. 7, as introduced Dec. 4, 1978; see People v. Jones (1988)
As we have explained in an earlier case, the Legislature evidently found it too draconian to require full consecutive sentences in every case involving the enumerated sex offenses. (People v. Jones, supra,
At the very least, section 667.6, subdivision (c), is ambiguous on the question of the applicability of section 654. Courts of Appeal have disagreed in interpreting the language under our review. (Compare People v. Andrus (1990)
Appellant’s petition for a rehearing was denied January 20, 1994. Mosk, J., was of the opinion that the petition should be granted.
Statutory references are to the Penal Code unless otherwise indicated.
The concern of the Senate Committee on the Judiciary, noted in the majority opinion, that this language might “mandate, in apparent disregard of Section 654, multiple punishments for sexual offenses committed during a single transaction,” seems to me to have been written in ignorance of the general rule that multiple sex offenses may be punished separately, despite section 654. (See, e.g., People v. Perez, supra, 23 Cal.3d at pp. 553-554.)
