Lead Opinion
On the night of March 11, 2007, the arresting detective and his partner were on motor patrol in an area known for gang activity. At approximately 11:30 p.m., defendant walked in front of the detective’s unmarked car at a deliberately slow pace, giving the appearance that he was trying to interfere with the flow of traffic. As the police car passed defendant, the detective observed in the light of the street lamps a shiny, silver-colored metallic object clipped to defendant’s right rear pants pocket. In addition to the object’s curved clip on the outside of the pocket, the top of the object visibly protruded above the top of the pocket. Based on his training and experience, involving 50 to 60 arrests for weapon possession, the detective believed the object to be a gravity knife or a small-caliber handgun.
After stopping his car, the detective and his partner approached defendant and asked him to stop. The officers did not draw their guns. When he was Two to three feet behind defendant, the detective pulled the shiny object out of defendant’s pocket. He did not frisk defendant or question him before taking the object, which proved to be an illegal gravity knife (see Penal Law § 265.01 [1]).
The detective and his partner placed defendant under arrest and drove him to the precinct station. While in transit, defendant sрontaneously stated that he had been keeping the knife for his own safety, based on his belief that someone he knew was trying to kill him.
Defendant moved to suppress the knife and the statement he made in the police car. At the hearing, the arresting detective, who was the sole witness, testified to the facts set forth above. The detective testified that, before seizing the object clipped to defendant’s pocket, he “recognized it to be something that [he] had experienced.” In fact, he was “90 percent sure that it was either a knife or some other weapon.” “Basically,” he said, “the way the clip is designed and curved” was “typical of clips that are . . . part of knives.” The detective rejected defense counsel’s suggestion on cross examination that there was a significant
The motion court granted suppression. It found the detective’s testimony credible except for the assertion that he feared for his safety, which, in the court’s view, was undercut by the detective’s admission that he and his partner did not draw their sidearms as they approached defendant. The court also noted that, although defendant’s obstruction of traffic was “obnoxious,” his conduct was not otherwise suspicious, in that he did not act furtively, did not reach for his hip or back pocket, and never tried to flee. The court further rejected the prosecution’s contention that the detective’s actions were justified by reasonable suspicion, noting that the detective could not absolutely exclude the possibility that the clipped object was lawful until he removed it from defendant’s pocket. Defendant’s statement was suppressed as the fruit of his arrest based on the disapproved seizure of the knife. This appeal by the People ensued.
We reverse and deny the motion. The detective’s firm belief, based on his training and extensive experience, that the shiny object he saw clipped to (and protruding from) defendant’s pocket was a gravity knife or small-caliber handgun, even if not amounting to an absolute certainty, constituted reasonable suspicion of criminal activity justifying a level-three forcible stop under People v De Bour (
While the motion court did not credit the detective’s testimony that he “feared for [his] safety,” the detective’s fear for his safety is not dispositive of whether the knife was properly seized. Even had the detective testified that he had no fear for his safety, “[t]he facts giving rise to the constitutionally permissible intrusion by the officer [would] not [be] negated by [that testimony]” (People v Batista,
We note that defendant’s reliance on People v Best (
In reviewing the record of this particular case, we find no support for the dissent’s theory that the only way to determine whether a partially obscured folding knife is most likely to be an illegal gravity knife is to hold and test the knife. In this case, the arresting detective testified that, based on his extensive experience and training, he could be substantially certain that the object he observed in defendant’s pocket was an illegal weapon. Nothing in the record, in the statute, or in any prior holding of this Court, contradicts the import of that testimоny. In this regard, to the extent the detective acknowledged that it is possible for a legal knife to be furnished with a clip, or that he could not be absolutely sure that the object was an illegal knife until he tested it, this does not undermine his testimony that he was nonetheless substantially certain that the object in defendant’s pocket was an illegal weapon. The standard for the detective’s action was merely reasonable suspicion, not absolute certainty or even probable cause. Given that defendant bore the burden of proof on the suppression motion, we cannot assume that, had defense counsel pursued this line of questioning further, she would have succeeded in demonstrating that the detective in fact could not articulate his basis for reasonably suspecting that the object (if a knife rather than a handgun) was an illegal knife (such as a gravity knife or switchblade) rather than a legal knife (such as a pocket knife). Accordingly, on the record in this case, the detective’s seizure of the knife was supported by reasonable suspicion of illegality.
Finally, we reject the dissent’s view that the seizure of the knife was a level-four police intrusion under De Bour that
Notes
In dismissing our decisions in Fernandez and Carter as “lackfing in] precedential value,” the dissent tacitly admits that the result it would reach is contrary to those cases.
Dissenting Opinion
dissents in a memorandum as follows: Because the Penal Law definition of a gravity knife precludes any possibility of identifying such a knife by simply looking at it, much less by viewing just the metal clip to which it is attached, I must respectfully dissent. Penal Law § 265.00 (5) defines а gravity knife as any knife with “a blade which is released from the handle ... by the force of gravity [and] which, when released, is locked in place.” Thus, it is beyond cavil that the only way to distinguish an illegal gravity knife from a legal folding knife is by testing such a knife as to its dual-action operation. Neither training nor experience can provide a police officer with the ability to distinguish a gravity knife from a regular folding knife just by looking at it while it is partly concealed in someone’s pocket. Indeed, in this case, the detective and arresting officer, Antonio Benero, Jr., acknowledged in testimony that a curved metal clip like the one he saw on the outside of defendant’s back pocket is also attached to legal pocket knives. Consequently, without more, the detective did not have probable cause for the level-four intrusion of a full-blown search and seizure, nor even reasonable suspicion for a forcible stop. (See People v De Bour,
The defendant was charged with criminal possession of a weapon in the fourth degree (Penal Law § 265.02 [1]) and unlawful possession of a knife (Administrative Code of City of NY § 10-133 [b]). He subsequently sought to suppress the evidence seized from him, as well as any statements made to the police at the time of his arrest. On March 27 and 28, 2008, a combined Mapp/Dunaway hearing was held, at the conclusion of which the hearing court suppressed the knife seized, as well as the statements made by the defendant.
His testimony on direct proceeded as follows:
“Q: [W]hen you saw the defendant cross in front of your vehicle what did you see[?]
“A: I drove passed [sic] him. I was looking basically at his right side of his body. And I observed what appeared to be like a knife clipped to the rear jeans’ pocket . . .
“Q: How did you know it was a knife . . . ?
“A: Based on my experience handling knives and after many arrests I just recognized it being either a knife, or it could have also been a small caliber weapon, also like handguns, too, they have those clips also. So—I pretty much was leaning towards the knife.
“Q: And what did you do at this point. . . ?
“A: I stopped the vehicle. I walked up behind him and asked him to stop and then I just grabbed, went for the knife, and pulled it out of his pocket.”
Subsequent testimony established that the defendant did not make any furtive movements or threatening gestures toward either Detective Benero or his partner, nor did he reach for the knife or conceal it. The defendant did not exhibit any suspicious or disturbing behavior, other than walking slowly in front of the unmarked patrol car. His hands were not in his pockets. He was not running. Nor was this a case where a defendant was reaching for an object believed to be a weapon when the detective “just grabbed” the knife out of his pocket. He had not brandished the knife, or taken it out of his pocket at any time, or “flicked” it to expose a blade.
The detective did not question or frisk the defendant before “grabbing” for the object in the defendant’s pocket. It was only once the knife was in his hands that he discovered that it could be opened by “flick[ing] it” with “a side move with [his] hand,” confirming it was a gravity knife. At that point, the detective placed the defendant under arrest. The detective testified that he had taken the knife as a preventive act because he feared for his safety, as he could not ascertain whether the object was a knife or a handgun.
The court agreed that, at mоst, the police had a level-two common-law right to inquire pursuant to De Bour. The court found that the detective grabbed the knife from the defendant’s pocket before he could determine with certainty that the object was, in fact, a dangerous weapon, and thus that he did not have the requisite reasonable suspicion of criminality warranting third- or fourth-level stop and seizure. The court suggested that, even accepting the testimony that the detective feared for his safety, he could have patted down or frisked the defendant first, instead of reaching for his pocket and removing the knife. The court therefore granted the defendant’s motion to suppress both the knife and the statement.
On appeal, the People argue that the evidence presented at the hearing shows the detective had reasonable suspicion to stop the defendant. The People argue that it was sufficient that the detective saw the distinctive shape of the gravity knife in the defendant’s pocket, and that, based on his 18 years of experience as a police officer, he took reasonable measures in preserving his safety.
In my opinion, the court properly granted the motion to suppress both the physical evidence of the gravity knife and the statement made to the police. It is well established that, for a lawful seizure, an officer must have a reasonable suspicion that an individual is committing a crime. (People v De Bour,
As a threshold matter, and contrary to the majority’s view that this was a level-three encounter requiring reasonable suspicion, I would find that the police conduct in this case rose to a level-four encounter requiring probable cause. (See People v Cobb,
The detective’s equivocation apparently does not concern the majority, possibly because, as the majority holds, based on the sight of the metal clip “he believed the object in question to be an illegal weapon.” However, his belief that it was either a small-caliber handgun or a knife cannot translate into a reasonable suspicion, nor even a founded suspicion, that the object was an illegal weapon. To find such a belief constitutes reasonable suspicion would be to ignore the simple fact that the Penal Law does not criminalize the possession of all knives. (See Penal Law § 265.01 [1]; see also People v Jose E,
Indeed, the detective himself acknowledged that metal clips are often attached to legal knives, as the following demonstrates:
“Q: Detective, it is true that there are many objects that have metal clips; is that correct?
“A: That is correct. . .
“Q: There are tape measure clips that are also metal; yes?
“A: That is correct.
“Q: And there are actually also many legal pocket knives that have metal clips?
“A: Legal pocket knives?
“Q: Yes.
“A: That’s correct.”
Setting aside his apparent surprise that possession of some knives is not criminal per se, the detective essentially acknowledged that the metаl clip could equally well have been attached to a legal knife. Indeed, he then testified that he did not discover it was a gravity knife after grabbing it out of the defendant’s pocket, but only after he actually opened it and tested it to ascertain that it was an illegal gravity knife. “I basically took it out and flicked it and it opened up. I have a side move with my hand and I flicked it and it opened up.”
More significantly, the detective could not point to any specific, articulable facts that would support a reasonable suspicion prior to seizure that the knife was an illegal gravity knife: There is no evidence in this record (or in any case involving gravity knives) that a gravity knife can be identified by being a particular brand of knife or one of a number of brands of gravity knives sold in stores. Indeed, in no case before this Court has a police witness testified to identifying a gravity knife based on any visible, identifying characteristics peculiar to gravity knives. For example, in People v Mendez (
The majority, I believe, misses the point when it attempts to distinguish this result by focusing on the police officer’s testimony that he “did not see any characteristics of an illegal
Abundant case law from criminal courts (which regularly deal with suppression motions like the one at issue on this appeal) supports the view that because a police officer cannot ascertain whether a knife is an illegal one just by looking at it or even holding it, there is no “quantum of knowledge” that could give rise to reasonable suspicion, or even a founded suspicion, that what appears to be a knife in a defendant’s possession is in fact an illegal gravity knife. In other words, suppression courts have taken the view that there is no evidence that can be presented as to visible differentiating characteristics that would support a reasonable belief or suspicion as to the illegality of the knife, and thus seizure cannot be warranted in those cases. (See People v Francis,
In United States v Irizarry (
The People’s, and the majority’s, reliance on People v Carter (
In my opinion, the testimony of the detective in this case supports a finding that he acted only on an assumption when he seized the defendant and grabbed the item from his pocket: not only did he act on the assumption that the object was a knife, but he operated under the further assumption that such knife was an illegal gravity knife. An assumption is an impermissible basis for any encounter above a level-one request for information. (See People v De Bour,
