THE PEOPLE, Plaintiff and Respondent, v. ROY EUGENE HENDERSON, Defendant and Appellant.
Crim. No. 9939
Third Dist.
June 25, 1980
107 Cal. App. 3d 475
Quin Denvir, State Public Defender, under appointment by the Court of Appeal, Ezra Hendon, Chief Assistant State Public Defender, and Stephen Berlin, Deputy State Public Defender, for Defendant and Appellant.
George Deukmejian, Attorney General, Robert H. Philibosian, Chief Assistant Attorney General, Arnold O. Overoye, Assistant Attorney
OPINION
PUGLIA, P. J.---We deal here with recently enacted legislation providing the mechanism to extend the commitments of certain mentally disordered sex offenders (MDSO). The defendant, committed as an MDSO, challenges the constitutionality of
Defendant was charged by felony complaint filed August 11, 1975, with (1) forcing a minor to copulate him orally (
On December 9, 1975, the superior court adjourned criminal proceedings and certified defendant for hearing and examination to determine if he was an MDSO (
On March 28, 1978, the People timely filed a petition in superior court to extend defendant‘s commitment as an MDSO under
I.
Admissibility of Expert Testimony That Defendant Constituted a Serious Threat of Substantial Harm to Others.
At trial it was shown that defendant had committed the underlying criminal offense upon Alex P., the four-year-old son of the family with whom defendant was then staying. While defendant was babysitting the child, he became furious with him for repeated bedwetting and beat him severely. During the beating, defendant became sexually aroused and forced the boy to copulate him orally. The child suffered severe injuries, including wounds to his genitals, all of which required his hospitalization for three days.
During his initial commitment, defendant told a psychiatric technician at Atascadero that he had several times before spanked another child and become sexually aroused. While at Atascadero, defendant repeatedly broke the rules; his behavior there was marked by anger, acts of verbal and physical aggression and resistance to therapy. In the past, defendant had also habitually made obscene telephone calls.
Several mental health experts testified at defendant‘s extended commitment hearing. The significance of their testimony to this appeal can best be understood in relationship to the relevant terms of
“(2) Suffers from a mental... disorder, and as a result of such mental disorder, is predisposed to the commission of sexual offenses to such a degree that he presents a serious threat of substantial harm to the health and safety of others.” (Italics added.)3
Each of the People‘s experts testified in detail that defendant met the statutory criteria for extended commitment. Their conclusions were based on somewhat different theories.
Dr. Wilcox, a psychiatrist with 12 years of experience, diagnosed defendant as having a character disorder of a nonspecific nature. He ruled out pedophilia. Dr. Wilcox believed that because defendant had not developed sufficient psychological insight, he remained predisposed to the commission of sexual offenses and constitutes a serious threat of substantial harm to others.
Dr. Bennett, a psychiatrist with 25 years of experience, ascribed to defendant the specific character disorders of aggressive sexuality and male pedophilia. Dr. Bennett based his diagnosis on defendant‘s history including the commitment offense, obscene telephone calls, and reported sexual fantasies. Because of the seriousness of the commitment offense and the lack of perceived change in defendant‘s pattern of rule-breaking and aggressiveness, Dr. Bennett believed defendant predisposed to the commission of sexual offenses to the extent he constituted a serious threat of substantial harm to others.
Dr. Bitter, a psychologist, diagnosed defendant as a sociopath, a psychopathic character disorder manifested in impulsive behavior and lying. Based on the nature of the commitment offense, defendant‘s history and reported sexual fantasies, including a preoccupation with sexual dominance, Dr. Bitter also believed defendant predisposed to the commission of sexual offenses and a serious threat to do substantial harm to others.
Dr. Whippel, a psychiatrist with 16 years of experience, testified for the defense that in his opinion the commitment offense and defendant‘s past history provided an insufficient basis to establish defendant‘s predisposition to commit a sexual offense such that he would present a serious threat of substantial harm to others.
Prior to the testimony of each of the People‘s expert witnesses, defendant challenged their qualifications to render an opinion whether defendant constituted a serious threat of substantial harm to the health and safety of others. After hearing, the court denied each such challenge and ruled each witness qualified to render an opinion on the subject.
At trial, defendant conceded the qualifications of the experts to render their opinions on his mental state. He reiterates that concession here. Defendant contends, however, that psychiatric opinions to the effect that he presents a threat of substantial harm to the health and safety of others were erroneously admitted because such testimony does not meet the minimal standards for admissibility, i.e., proven reliability and general acceptance in the relevant, professional community of the clinical method of examination as a mode for extrapolating predictions of future behavior. Defendant contests the qualifications of psychiatrists, psychologists and other mental health professionals to render expert opinions on such questions, arguing that the state of the art is not sufficiently advanced to enable such professionals to make “predictive judgments” about a person‘s future behavior with sufficient reliability to be accepted as evidence.
By framing the question in this way, defendant seeks to foreordain the answer. Indeed, if the lack of confidence within the psychiatric community concerning the capacity of its practitioners to predict future behavior is as general as defendant contends, the question as posed by defendant assumes the rhetorical form.4
In its present dimension, the expert‘s opinion is merely one way of characterizing defendant‘s existing mental condition, a subject relevant to these proceedings in which the expert is called upon to examine for and diagnose mental disorders which predispose to the commission of sexual offenses. Courts of this state have long recognized that a psychiatric expert‘s appraisal of an individual‘s dangerousness (serious threat to do substantial harm) is directly related to the expert‘s evaluation of that person‘s existing mental state. (People v. Hines (1967) 66 Cal.2d 348, 355 [57 Cal.Rptr. 757, 425 P.2d 557]; People v. Hines (1964) 61 Cal.2d 164, 173 [37 Cal.Rptr. 622, 390 P.2d 398]; People v. Bickley (1962) 57 Cal.2d 788, 793 [22 Cal.Rptr. 340, 372 P.2d 100].) As we have noted, defendant concedes the competence of the People‘s experts to testify to their opinion of defendant‘s present mental state.
Recently the United States Supreme Court has pointed out that “Whether the individual is mentally ill and dangerous to either himself or others...turns on the meaning of the facts which must be interpret-
In proceedings under the MDSO statute, the court is required “with the assistance of psychiatrists” to identify those who come within the reach of the statute. (People v. Allen (1973) 29 Cal.App.3d 932, 935 [106 Cal.Rptr. 43]; In re Perkins (1958) 165 Cal.App.2d 73, 78 [331 P.2d 712].) In proceedings under
Thus appointed psychological and psychiatric experts have long been required by statute in original MDSO commitment proceedings to bring to bear on the question of an individual‘s future conduct, i.e., his dan-
The People‘s experts all acknowledged that there is disagreement within the psychiatric profession concerning the predictive ability of its practitioners. However, they all implicitly share the opinion that, given certain facts, predictions of future dangerousness may rationally be projected, and that the drawing of such inferences is properly within the expertise of qualified mental health professionals.
The qualification of an expert is a matter addressed to the sound discretion of the trial judge whose determination will be upheld unless a clear abuse of discretion is shown (Evans v. Ohanesian (1974) 39 Cal.App.3d 121, 127 [112 Cal.Rptr. 236]). The trial court acted within its discretion in admitting expert testimony that defendant constituted a substantial threat of harm to the health and safety of others.
II.
Constitutional Challenges to Section 6316.2
A. Ex Post Facto Issue.
Defendant argues that
At the time of defendant‘s offense in 1975 and his MDSO commitment in January 1976, a violation of
In 1976, the Legislature enacted the uniform determinate sentencing Law (DSL) which reduced the maximum penalty for violation of
Shortly after the passage of the DSL, the Legislature added
Because defendant was incarcerated as an MDSO during the period from January 1, 1977, until July 1, 1977, he argues that the application of the extended commitment provision of
Defendant‘s reliance on Ross is misplaced. The Ross court was concerned with the limited question of whether an individual attained a vested interest in retirement privileges as of the effective date of a local ordinance, rather than at the time of its operative date. In order to give effect to the manifest legislative intent, the court held that the effective date of the ordinance controlled (see People v. Hinojosa (1980) 103 Cal.App.3d 57, 62 [162 Cal.Rptr. 793]). By contrast, we confront here statewide legislation which, in an abrupt break with time-honored practice, discards the hoary Indeterminate Sentence Law (ISL) and replaces it with a comprehensive system of determinate sentencing. Or-
Under the
Thus, in the context of the comprehensive determinate-sentence legislation involving extensive statutory revision, where the Legislature specifically provides for uniform postponement in the operative date of the entire legislative scheme, we do not think the Legislature intended that a criminal defendant would accrue a vested interest in the application of only a small part of the whole on its effective date. (People v. Hinojosa, supra, 103 Cal.App.3d at pp. 65, 66.)5
An enactment is a law on its effective date only in the sense that it cannot be changed except by legislative process; the rights of individuals under its provisions are not substantially affected until the provision operates as law.
“[A]n ex post facto law is “one which, in its operation, makes that criminal or penal which was not so at the time the action was performed; or which increases the punishment; or, in short, which, in
Since defendant could not have acquired a vested right in the ameliorative provisions of the DSL prior to its operative date (see In re Harper (1979) 96 Cal.App.3d 138, 139-140 [157 Cal.Rptr. 759]; In re Bray (1979) 97 Cal.App.3d 506, 510, 516 [158 Cal.Rptr. 745]), the application to him of
B. Equal Protection Issue.
Defendant contends that
To the contrary, the California Supreme Court has recently indicated that MDSO‘s may be subjected to a period of extended commitment once the maximum term of punishment has expired without violating equal protection of the laws if the People establish that the person committed remains a danger to the health and safety of himself or others. (In re Moye (1978) 22 Cal.3d 457, 467 [149 Cal.Rptr. 491, 584 P.2d 1097].)
Commitment of MDSO‘s to a state hospital is for the purposes of treatment not punishment. (Id., at p. 466;
C. Due Process of Law Issue.
Defendant contends that
Defendant argues that in order for any civil commitment statute to “pass constitutional muster,” the standards for release must “equate with the absence of the requirements for commitment.” Otherwise, he argues, a person “might” remain involuntarily confined in a mental institution after he has improved to the point where he could not be committed. We reject this contention and its supporting arguments.
Defendants relies upon the case of O‘Connor v. Donaldson (1975) 422 U.S. 563 [45 L.Ed.2d 396, 95 S.Ct. 2486], which held that Florida cannot constitutionally confine in a mental hospital a nondangerous individual who is capable of surviving safely in freedom by himself or with the help of willing and responsible family members or friends. In so holding, the court stated that “The fact that state law may have authorized confinement of the harmless mentally ill does not itself establish a constitutionally adequate purpose for the confinement. [Citations.] Nor is it enough that Donaldson‘s original confinement was founded upon a constitutionally adequate basis, if in fact it was, because even if his involuntary confinement was initially permissible, it could not constitutionally continue after that basis no longer existed.” (Id., at pp. 574-575 [45 L.Ed.2d at p. 406].)
O‘Connor was a civil suit for money damages against the superintendent of a state hospital who, in reliance on a state law, had allegedly held a mental patient in a hospital for nearly 15 years when the patient was dangerous to no one. The case did not involve statutes of the nature with which we are here concerned. As pointed out by the Supreme Court, the Florida commitment statutes provided “no judicial procedure whereby one still incompetent could secure his release on the ground that he was no longer dangerous to himself or others.” (Italics added; Id., at pp. 566-567, fn. 2 [45 L.Ed.2d at pp. 401-402, fn. 2].)
Defendant also contends that
In the instant case in 1975 defendant committed the offense of which he was convicted. Testimony indicated defendant committed acts of verbal and physical aggression thereafter at Atascadero. Conceding, arguendo, the constitutional requirement of a “recent” overt act, the evidence is present in this case.
Defendant contends
As a general principle of law the definition of vagueness enunciated by the cases cited by defendant is sound. However, applied to the statute here in question, the principle does not call for invalidating this legislative enactment. Indeed, the principle recently was invoked unsuccessfully to challenge another portion of the MDSO statute. In the case of People v. Kirk (1975) 49 Cal.App.3d 765 [122 Cal.Rptr. 653], it was asserted the use of the word “dangerous” in the definition of an MDSO in
III.
Commitment as an MDSO requires antecedent conviction of a “sex offense.” Sex offenses within the statute include any crime “committed primarily for purposes of sexual arousal or gratification.” (
Defendant contends that the court erred in refusing to read to the jury his proffered instruction which stated, “such purposes [refer] to the defendant‘s princip[al] or primary conscious intent at the time the crime was committed.” Defendant claims that the instruction defining “purpose” as “conscious intent” was important since the expert witnesses who testified often ascribed subconscious motivation to defendant‘s actions. Defendant concedes, however, that the usual, ordinary, and common import of the term “purpose” is conscious intent.
IV.
During jury selection, a prospective juror was excused for cause after she revealed that the victim had been her client in psychotherapy “this year.” The trial court denied defendant‘s motion to dismiss the entire panel of prospective jurors. It was within the sound discretion of the court to conclude the prospective juror‘s statement was nonprejudicial and to refuse to dismiss the entire jury panel. (People v. Vernon (1978) 89 Cal.App.3d 853, 865 [152 Cal.Rptr. 765].)
The judgment is affirmed.
Evans, J., concurred.
BLEASE, J.---I concur in the result.
The majority opinion labors to resolve issues concerning provisions of a statute not now in effect. Its precedential value must be discounted by its inapplicability to the legislation which now governs.
The opinion interprets criteria for extended commitment which have been significantly amended by legislation effective January 1, 1980. The opinion also rejects constitutional challenges to the MDSO statute on the basis of a standard of amenability for treatment which the Legislature intended to reject by the same legislation. In this posture the case lacks not only the concreteness of facts considered in the light of operative legislation, but also the “reasonable probability that the same questions will again be litigated and appealed,...” (6 Witkin, Cal. Procedure (2d ed. 1971) Appeal, § 470, p. 4427, citing to People v. West Coast Shows (1970) 10 Cal.App.3d 462, 468 [89 Cal.Rptr. 290].)
The opinion interprets and considers the constitutionality of
Both chapters contain revisions of
“(a) A person may be committed beyond the term prescribed by
It is apparent that amended
The majority opinion also upholds the constitutionality of the MDSO statute on the basis inter alia that “the difference in mental condition between ordinary offender, ‘non-treatable’ MDSO‘s and ‘treatable’ MDSO‘s is an adequate constitutional ground for the difference in the commitment of the classes. (Majority opn., ante, p. 489.)
But if section 2 of chapter 991 is operative, as the Legislature intended (see ante, fn. 1), “[a]menability to treatment is not required for a finding” justifying an extended commitment of an MDSO beyond that served by an ordinary offender for the same offense. The removal of the amenability requirement renders the MDSO statute of doubtful constitutionality. (People v. Compelleebee (1979) 99 Cal.App.3d 296 [160 Cal.Rptr. 233]; People v. Lakey (1980) 102 Cal.App.3d 962, 970-972; People v. Feagley (1975) 14 Cal.3d 338 [121 Cal.Rptr. 509, 535 P.2d 373].)
Appellant‘s petition for a hearing by the Supreme Court was denied August 28, 1980. Mosk, J., and Newman, J., were of the opinion that the petition should be granted.
