Opinion
— Defining the scope of aiding and abetting liability for robbery is a task which has occupied our appellate courts often in recent years. In this unusual case, we consider the added complexity arising when the direct perpetrator attacks the same victim twice in close succession, for the same property. Was there one robbery or two? When did each begin and end? When does this matter? These and other questions are posed in claims of instructional error and insufficient evidence raised by Sidney Alfonzo Haynes (defendant) following his jury-trial conviction and sentence for second degree robbery. (Pen. Code, §§211-212.5.) We will affirm the judgment..
Background
The trial showed that Christopher Shaver was robbed of $170 in cash by an unidentified and unapprehended teenage male (the robber), assisted by defendant, who appeared on the scene in a blue Geo Metro. The incident consisted of two encounters. In the first, the robber struggled with Shaver in a parking lot, through Shaver’s open car window, and took part of the cash when it tore in half as Shaver drove away. Defendant arrived during this time and kicked Shaver’s passenger side window. Shaver then left the lot, and defendant followed, the robber now his passenger, and brought Shaver to a stop some blocks away. There the robber struggled with Shaver a second time, getting the rest of the cash, and defendant drove the robber away. We set out in some detail eyewitness testimony by Shaver, his passenger Donald Chasteen and defendant, to frame certain evidentiary and instructional issues.
Shaver.
Around 1 p.m. on December 14, 1995, eighteen-year-old Shaver left work and drove in his car with coworker Donald Chasteen to a bank where he
Shaver had noticed an unfamiliar male teenager (the robber) walking toward his window but did not turn to look until he was about five feet away. The robber leaned in the window, grabbed Shaver’s money with his left hand and with his right began hitting him in the face. Still holding his money in his own left hand, Shaver put the car in gear. It lurched forward about 10 feet before he realized he could go no further because a car was blocking his way. The robber now quit hitting him but, still holding onto the money, bit hard into Shaver’s coverall-clad left arm. Shaver put the car in reverse and backed up 30 or so feet past the driveway and onto Nebraska Street. Midway, the robber let go of Shaver and the money tore in half. The robber kicked the door as he left with his part of the money. Shaver repocketed his own half and “[vjaguely” saw the robber run down the sidewalk east on Nebraska toward some cars. He did not see whether the robber ever reached the intersection (Broadway) or got into any car. In backing out of the lot, Shaver had noticed for the first time a blue Geo Metro parked behind him with its door open. He did not hit the Geo but had to swerve to avoid it. Sometime during the encounter with the robber, someone (he did not see who) kicked at his passenger side window, knocking off an interior molding.
Shaver put the car in a forward gear, sped down Nebraska and ultimately made a circle through a series of right turns, stopping to oblige his passenger Gibson, who asked to be let out of the car. (Testimony conflicted whether Gibson got out at Illinois Street, Arkansas Street or after they were back in front of Tarantino’s.) Shaver went around the block because, as he had left the parking lot driveway (or 50 some feet further, at the intersection of Nebraska and Broadway), he noticed the Geo following him, with the robber in the right front passenger seat. The Geo followed him at three or four car lengths’ distance. Shaver managed to get ahead enough to let Gibson out, but as Gibson got out, the Geo was behind him again.
Shaver started around the block once more, and when the Geo pulled up along his left side on Illinois Street, Shaver stopped suddenly. So did the Geo — close enough that Shaver could not open his door completely. He and the robber got out, each banging the other’s door in the process, which
Shaver was treated for a bite injury to his arm and, at a police showup, identified defendant as the Geo driver. He did not actually ever see defendant get out of the car.
Chasteen.
Passenger Chasteen testified similarly in most respects but had paid more attention to defendant’s arrival in the Geo and actions afterward. He related the drive to the bank and into the parking lot where Gibson, a 16- or 17-year-old high school student to whom Chasteen was related, got in. Chasteen saw the Geo pull into the lot behind them, after the robber had begun his assault. Defendant (whom he had seen on the passenger side) got out, came to the passenger side window where Chasteen sat and kicked at it five or six times, dislodging a trim piece but not breaking the glass. Chasteen recalled striking a blow to the top of the robber’s head while the robber leaned inside to wrestle with Shaver over the money. Chasteen vacillated, however, on whether this blow came before, during or after defendant kicked at the window. He corroborated the car having lurched forward and then sped backward out to the street, having to swerve around the Geo. He heard the robber demand “Give me your money” and saw him strike Shaver “profusely.” Shaver never struck the Geo, and defendant did not arrive in his Geo with the robber inside.
Chasteen saw the bills tear in two and Shaver place his half in a “slash pocket” in his coveralls. Unlike Shaver, he saw defendant get back into the car and did not see the robber run down Nebraska street but, instead, saw him get into defendant’s Geo and leave with defendant.
Chasteen’s account of the pursuit differed as to where they let Gibson out but corroborated Shaver about coming to a stop hemmed in by the Geo on the left (plus a large diesel truck parked on the right). Chasteen remembered the robber getting out first and assaulting Shaver through the driver’s window. The robber reached inside and said he wanted the rest of the money
Shaver and Chasteen drove to the high school and each identified defendant as the driver at the police showup.
Officer Risk.
Vallejo Police Officer Peter Risk, who interviewed Shaver and Chasteen after the incident, corroborated much of their accounts through what they told him. Differences included their failure to mention Gibson and, at the second encounter, Shaver having dropped the rest of his money and defendant having gone to the passenger side of Shaver’s car.
Risk had gone to the residence of the Geo’s registered owner and there detained defendant for the showup identifications. At the police station, after his arrest, defendant was searched and found to have a tom-in-half $10 bill in his shoe.
Defendant.
Defendant did not deny being the driver of the Geo but claimed ignorance of the robbery until it was over and no intent to assist a robbery. Nineteen years old at the time of the incident, he said he pulled into the parking lot (at 12:10 p.m.) to play dice with Vallejo High School students. He parked his Geo and left its door open as he went to a craps game. He had noticed the person leaning into Shaver’s car and, recognizing him as someone (name unknown) he knew from high school, assumed there was a drug deal going on.
He then heard Shaver’s car screech away, heard a boom and heard people in the crowd say “he hit your car.” Upset, he ran to his car to follow Shaver’s car, and as he did, the robber opened his passenger door and jumped in, uninvited. The two did not speak. When Shaver stopped in the middle of Illinois Street, defendant stopped next to him, got out and asked him why he
During the fight, defendant saw $10 fall to the ground. He picked it up and pocketed it. Following his later arrest, while handcuffed in the back of a patrol car, he put the money in his shoe, fearing police would think he was the robber. After the fight, he went to drive away and the robber again jumped in beside him. Defendant drove around the comer and made him get out there, not wanting any trouble. He had heard Shaver say “I’ll give you my money” and assumed there may have been a robbery, although the robber never told him this or showed him any money.
Rebuttal.
Officer Risk testified that defendant told him, in the backseat of the patrol car, he never saw any money but thought it was a robbery because of the fighting and the area where it occurred. Risk also testified that he kept an eye on defendant and did not see him move around in a way to make a transfer to his shoe and that such a feat would have been difficult.
Discussion
I. One robbery or two?
Most of defendant’s contentions relate in some manner to this intriguing and unusual circumstance: The incident, although charged as a single robbery of a single victim of cash, might be viewed as two robberies from the standpoint of satisfying the bare elements of robbery. Robbery (Pen. Code, § 211) is the felonious taking of personal property in the possession of another, from his person or immediate presence, and against his will, accomplished by means of force or fear.
(People
v.
Harris
(1994)
On the other hand, since defendant was prosecuted as an aider and abettor and not as a direct perpetrator, the first act melded into the second.
Defendant characterizes the facts as showing two robberies. Thus in claiming lack of substantial evidence, for example, he breaks the evidence down, arguing insufficient evidence as to each, and tries to create a temporal gap by arguing the robber had reached a place of temporary safety — ending the “first” robbery — once he got into defendant’s car to pursue the victim for the “second” robbery. Similarly, defendant invokes two “acts” of robbery to claim a sua sponte duty to give a unanimity instruction and parses those acts to argue prejudice from jury instruction which he says might have led jurors to view aiding and abetting during “escape” always sufficient to convict. (See pts. II., III. & V., post.)
In contrast, the Attorney General invites us to hold that only one robbery took place — apparently for all purposes. We decline either party’s blanket approach. As our ensuing analysis will show, the issues raised are resolvable not by resort to the number of robberies but, rather, by examining factors such as the continuing nature of the conduct.
II. Substantial evidence
In urging two robberies on the substantial evidence question, defendant invokes the idea that “[i]t is legally and logically impossible to both form the requisite intent and in fact aid, promote, encourage, or facilitate commission of a crime after the commission of that crime has ended.”
(Cooper, supra,
“Whether ... the robber has reached a place of [temporary] safety is ordinarily a question of fact; a jury’s implied finding on the issue will be upheld so long as supported by substantial evidence. [Citations.]”
(People
v.
Carter
(1993)
The jury could reasonably find no place of temporary safety was reached. The cases address this issue in a variety of contexts — usually to decide whether an injury, weapon use, killing or some other criminal act occurred in the commission of a robbery (see
People
v.
Fields
(1983)
Temporary safety is not tested based on subjective impressions or recklessness of the robber but on an objective meásure of safety following the initial taking.
(People
v.
Ramirez, supra,
More typically, a court examines continuing robber-victim contact not for the victim’s safety but for that of the robber. Thus in a case where a captive victim was slain during a car ride hours after captors had robbed her at a residence by forcing her to write a check to them, which they had cashed
(People
v.
Fields, supra,
There is support here for a no-place-of-temporary-safety finding whether measured by victim safety, robber safety, robber’s common purpose and motive, or the indivisible or continuous nature of the transaction. First, the victim was unsafe the whole time he was followed and eventually forced to a stop for a second encounter. Second, defendant and the robber remained in peril of discovery and capture as they pursued him, drawing attention to themselves by their pursuit and risking retaliation from or physical collision with the victim, who was aware of their pursuit and anxious to elude them. Third, the two incidents were linked by a motive or purpose which was not only related, but identical — to rob the victim of his money. Fourth, the transactional relationship was identical and continuous in space and time. Possible contrary inferences — like defendant’s ignorance of the robber’s purpose or sole concern for the integrity of his car — were not the only ones jurors could reasonably draw from the total circumstances.
We also reject defendant’s suggestion that the robber reached a place of temporary safety with his loot between the time he hung in the window of the victim’s car and he hopped into defendant’s car for the chase. The only evidence was the victim’s testimony. He said that after backing his car out of the driveway onto Nebraska and the money tore in half, he “[vjaguely” saw the robber run east on the sidewalk toward some parked cars. He turned his attention to putting the car in gear to leave and did not see the robber run all the way to the comer (Broadway) or get into any car. The next thing he knew the robber was in the Geo — “this car right behind me [that] came out of the parking lot.” Nothing reasonably suggests the robber had reached a place of safety in that fleeting lapse of time. Similarly, while the victim,
Having impliedly and properly found no place of temporary safety between the two encounters, jurors were free to find an aiding and abetting act (Cooper,
supra,
Among the more obvious evidentiary choices for jurors were: pulling up behind the victim’s car and coming up to the car and kicking the window as the robber wrestled with the victim in the lot; driving the robber in pursuit of the victim’s car after half the money had been taken; bringing the victim’s car to a stop; standing by at his car while the robber made a second assault at the second location; and then getting back into the car and driving the robber away right afterward. The tom $10 bill being in defendant’s shoe also circumstantially implied consciousness of guilt and a knowing involvement in the crime. This is sufficient direct and circumstantial evidence of the requisite act and intent. Contrary inferences were, again, not the only reasonable ones
(People
v.
Reilly
(1970)
III. Unanimity
Fearing that jurors may have split their verdict between two robberies, defendant contends the court had a sua sponte duty to instmct, in words patterned on CALJIC No. 17.01, that jurors had to unanimously agree that he aided and abetted at least one of the two. We disagree.
Generally, where evidence shows more than one act which could constitute the charged offense and the prosecutor does not elect to rely on any one such act, a unanimity instruction may be required.
(People
v.
Forbes
(1985)
Rather, assuming there might have been two chargeable (if not doubly punishable; Pen. Code, § 654) acts, this case falls within an exception to the unanimity requirement. “The unanimity instruction is not required when the acts alleged are so closely connected as to form part of one transaction. [Citations.] The ‘continuous conduct’ [exception] applies when the defendant offers essentially the same defense to each of the acts, and there is no reasonable basis for the jury to distinguish between them. [Citation.]”
(People
v.
Stankewitz
(1990)
We hold that the two encounters here were “so closely connected in time”
(People
v.
Crandell
(1988)
The parties cite factually inapt cases, overlooking an analogous decision in the multiple-act-robbery context. Victim Atherton in
People
v.
Harris, supra, 9
Cal.4th 407, was held captive for days while the defendant and cohorts used his credit cards to make purchases, and drove him to his home and office for more takings. The Supreme Court found instructional error on the “immediate presence” element of robbery harmless and then, for purposes of remand on a unanimity claim, counseled: “[W]e observe that ‘[t]he unanimity instruction is not required when the acts alleged are so closely connected as to form part of one transaction.’ [Citation.] Even assuming a defendant, by and through the argument of counsel to the jury, suggests differing defenses to each of the alleged acts, still it must be determined whether there is any ‘reasonable basis’ for the jury to distinguish between them in determining whether the ‘continuous conduct’ rule applies. [Citation.] HQ Here there was an ongoing forcible restraint of the victim throughout his two-day ordeal up until his murder. In particular, he was being held captive along with his stolen car throughout the period during which the office and home takings were accomplished. [Citation.] The takings were
The case here is clearer. The two encounters were just minutes and blocks apart and involved the same property. The acts were successive, compounding, part of a single objective of getting all the victim’s cash, charged as a single robbery, and arguably barred from multiple punishment by Penal Code section 654. Plus, none of the loot was carried away to a place of temporary safety until all of it was obtained. The rationale of Harris indicates that no unanimity instruction was needed on these facts. We so hold.
It is also hard to see how defendant was prejudiced by any error. He relies on uncertainty as to his knowledge or acts during the first encounter, wondering if some but not all jurors relied on those acts. However, any juror who did rely on the first encounter surely must have been convinced that defendant had the same knowledge and intent when he drove the robber to the second encounter, halted the victim’s car, stood by for the rest of the taking and then drove the robber away. No reasonable juror would have supposed he aided and abetted the first encounter but then engaged in the second one for a wholly unrelated concern about whether his car door had been banged.
IV. Former CALJIC No. 9.44
Defendant’s next claim reprises his two-robbery theme in the context of instruction on when robbery ends for aiding and abetting purposes. In
Cooper,
the Supreme Court held that commission of a robbery continues until
the loot is carried away
to a place of temporary safety; yet it rejected the idea that the offense continues “through
the escape
to a place of
Cooper
held former CALJIC No. 9.44 erroneous as capable of “misle[ading] the jury into believing that commission of a robbery continues during the escape to a place of temporary safety even if the loot is not being carried away contemporaneously. ftD In the future, courts should instruct that for purposes of determining liability as an aider and abettor to robbery, the commission of the crime of robbery is not confined to a fixed place or a limited period of time and continues so long as the stolen property is being carried away to a place of temporary safety. . . .”
(Cooper, supra,
The trial court here instructed on the duration of robbery in compliance with Cooper (CALJIC No. 9.40.1 (1991 new)) but inexplicably also gave the disapproved former instruction (CALJIC No. 9.44 (1991 rev.)). The parties agree this was error but disagree whether it was harmless.
We hold it was harmless for, as in
Cooper,
the asportation and escape coincided. Defendant urges the contrary and stresses instructional language (unexplored in
Cooper)
which suggested a place of temporary safety with the loot could only be reached
after
an escape. That language (italics added) states: “A robbery is complete when the perpetrator has eluded any pursuers, has reached a place of temporary safety, and is in unchallenged possession of the stolen property
after having effected an escape with such property.”
Given contradictory instruction, he contends, jurors could have decided asportation of the loot was over before the escape was accomplished (e.g., when the robber ran briefly down the sidewalk) or, improperly under the language just
We are not persuaded that either possibility mattered on the given facts. We have already explained why no place of temporary safety with the loot occurred between the two encounters and thus why the asportation(s) and escape(s) remained contemporaneous. Defendant’s contrary argument rests in part on the idea that a robber is in “unchallenged possession” of loot the moment a victim abandons efforts to recover it. However, this is contrary to our understanding of the Cooper majority and is obviously contrary to those cases which consider not just the victim’s reaction, but whether continued proximity to the victim (even when fleeing the scene) objectively poses an increased risk of exposure and capture. Here that risk never ceased, and the robber and loot remained together throughout the continuous course of conduct which constituted the offense.
No prejudice from the error in giving former CALJIC No. 9.44 is shown.
V. After-formed, intent
Defendant assails the holding in
Cooper
that aiders and abettors remain potentially liable between the initial asportation and reaching a place of temporary safety with the loot, but this is a pro forma challenge. He anticipates we “may be bound” to follow the four-to-three majority in
Cooper (see Auto Equity Sales, Inc.
v.
Superior Court
(1962)
He correctly anticipates our response. We have noted: “Although the California Supreme Court is free to overrule its own prior decisions, the doctrine of stare decisis compels lower court tribunals to follow the Supreme Court whatever reason the intermediate tribunals might have for not wishing to do so. [Citations.] There is no exception for Supreme Court cases of ancient vintage.”
(Mehr
v.
Superior Court
(1983)
VI. Reasonable doubt
Defendant claims error in giving the 1994 revision of CALJIC No. 2.90, the reasonable doubt instruction. He claims there is a reasonable
The revised instruction comports exactly with the suggestion of our Supreme Court in
People
v.
Freeman
(1994)
Much of the argument advanced here was considered at length and rejected in
People
v.
Light
(1996)
As for “abiding conviction” connoting duration but not the degree of conviction, defendant unduly isolates “abiding.” “Abiding” may commonly mean lasting or enduring, without specifying degree, but here it modified the word “conviction,” and jurors were told this meant being convinced beyond a reasonable doubt — meaning something more than a “possible or imaginary” doubt. Freeman implicitly holds this is sufficient.
Defendant also cites law from other jurisdictions treating the term “abiding conviction” as a clear-and-convincing standard. (E.g.,
Colorado
v.
New
Disposition
The judgment is affirmed.
Haerle, Acting P. J., and Ruvolo, J., concurred.
Appellant’s petition for review by the Supreme Court was denied May 27, 1998.
