PEOPLE v HAWTHORNE
Docket No. 128168
Supreme Court of Michigan
April 26, 2006
474 MICH 174
Docket No. 128168. Decided April 26, 2006. On application by the prosecution for leave to appeal, the Supreme Court, in lieu of granting leave to appeal, reversed the judgment of the Court of Appeals and reinstated the defendant‘s convictions.
Frank J. Hawthorne was convicted by a jury in the Wayne Circuit Court, Michael M. Hathaway, J., of second-degree murder and possession of a firearm during the commission of a felony. The defendant, who claimed that the shooting was accidental, had requested that the jury be instructed with CJI2d 7.1, the jury instruction on accident as a defense to murder. The court refused the requested instruction. The defendant appealed, and the Court of Appeals, KELLY, P.J., and GAGE and ZAHRA, JJ., reversed the convictions and remanded the matter to the trial court for a new trial. 265 Mich App 47 (2005). The Court of Appeals noted that it was bound to reach that decision by Supreme Court precedent and urged the Supreme Court to review the continued viability of that precedent in light of People v Lukity, 460 Mich 484 (1999), which, if applied by the Court of Appeals, would have resulted in an affirmance of the defendant‘s convictions. The prosecution sought leave to appeal.
In an opinion per curiam, signed by Chief Justice TAYLOR and Justices WEAVER, CORRIGAN, YOUNG, and MARKMAN, the Supreme Court held:
The standard explicated in Lukity and People v Rodriguez, 463 Mich 466 (2002), applies to the failure to instruct on the defense of accident, where accident was a central issue in the case. The failure to instruct on this defense requires the reversal of a preserved, nonconstitutional error only where the defendant establishes that the alleged error undermined the reliability of the verdict. The opinions in People v Lester, 406 Mich 252 (1979), and People v Ora Jones, 395 Mich 379 (1975), and their progeny, fail to adhere to the standard set forth in Lukity and
Under the Lukity/Rodriguez standard, the defendant did not meet his burden of demonstrating that the failure to instruct on
Reversed; convictions reinstated.
Justice KELLY, dissenting, would affirm the judgment of the Court of Appeals. People v Lester and People v Ora Jones, which established the rule that a trial court‘s failure to instruct the jury on the defense of accident requires automatic reversal whenever the question whether there was an accident is central to a criminal case, should not be overruled. Lester and Ora Jones are consistent with
Justice CAVANAGH would deny leave to appeal.
CRIMINAL LAW — JURY INSTRUCTIONS — FAILURE TO INSTRUCT — HARMLESS ERROR.
A preserved claim of nonconstitutional error involving a trial court‘s failure to instruct on the defense of accident in a murder trial where accident was a central issue in the case is subject to “harmless error” analysis; the defendant has the burden to demonstrate that the claimed error resulted in a miscarriage of justice; reversal is not required unless, after an examination of the entire cause, it shall affirmatively appear that it is more probable than not that the claimed error was outcome determinative by undermining the reliability of the verdict.
Michael A. Cox, Attorney General, Thomas L. Casey, Solicitor General, Kym L. Worthy, Prosecuting Attorney, Timothy A. Baughman, Chief of Research, Training, and Appeals, and Olga Agnello, Principal Attorney, Appeals, for the people.
State Appellate Defender (by Jacqueline J. McCann), for the defendant.
I. FACTUAL BACKGROUND AND PROCEDURAL POSTURE
The Court of Appeals summarized the underlying facts:
On the evening of October 18, 2002, defendant and [Dennis] Jeffries met at an illegal gambling house and got into an argument over a $5 bet. When the argument escalated, defendant walked out of the room and returned with an automatic handgun. Two men tried unsuccessfully to disarm defendant. Everyone present in the house then ran for the exits, except for Vance Claxton, who watched the encounter by peering around a wall. Jeffries said to defendant, “What you going to do with the gun? We supposed to be family. We supposed to be better than that. What, you going to shoot me?” Jeffries then challenged defendant to a fight. When defendant pressed the barrel of the gun into Jeffries‘s chest, Jeffries grabbed defendant‘s
wrist and pushed him against the wall. Claxton saw defendant and Jeffries standing face-to-face and speaking while Jeffries held defendant‘s wrist and they waved the gun around, pointing it in different directions. Defendant was trying to push the gun toward Jeffries, and Jeffries was trying to push the gun away. Claxton then looked away, and approximately two seconds later he heard a gunshot and saw Jeffries fall to the ground. About ten seconds after the shot, Claxton heard defendant say, “Man, I‘m sorry. You know I didn‘t shoot you. The gun was on safety. I‘m sorry.” Defendant found Claxton hiding in the bedroom and told him, “I shot Dennis by accident. Come apply pressure to his chest.” Defendant told Claxton to call 911. With defendant‘s help, Claxton put Jeffries in a car. Claxton then drove Jeffries to the hospital. More than a month later, Jeffries died from complications arising from the gunshot wound. [265 Mich App 47, 49-50; 692 NW2d 879 (2005).]
It is also noteworthy that before he started gambling, Jeffries had removed a wad of $100 bills from his jacket and counted it. He then returned the money to his jacket pocket and gambled with smaller denominations. When Jeffries‘s jacket and shirt were removed following the shooting, the money was missing from the jacket.
Defendant was charged with first-degree premeditated murder,
under the authority of Hess and Morrin, if the accident occurred in connection with some other unlawful act, because that‘s the way I‘m reading those cases, then the accident defense is not available. It‘s not available in this setting. I think we talked about this in chambers. Factually
speaking, at a very minimum your client committed a felonious assault by going into the living room, getting a gun, bringing it into the dining room and pointing it at the victim and threatening him. Now, there may not have been an intent to pull the trigger. The pulling of the trigger may have been an accident, but as I read Hess and Morrin, you‘re not entitled to the accident instruction unless your client essentially has clean hands so to speak and was not otherwise engaged in some other unlawful act. That‘s why I didn‘t give it.
If the Court of Appeals says I was wrong about that, well, so be it, but that‘s the way I read those two cases.2
The jury found defendant guilty of second-degree murder, as a lesser included offense of first-degree premeditated murder, and felony-firearm. The Court of Appeals reversed the convictions, but urged this Court
The prosecutor filed an application for leave to appeal in this Court.
II. STANDARD OF REVIEW
The question whether the Lukity/Rodriguez standard applies to the failure to instruct on the defense of accident is a question of law that we review de novo. People v Young, 472 Mich 130, 135; 693 NW2d 801 (2005).
III. ANALYSIS
In finding that the trial court had erred in refusing to instruct on the defense of accident, the Court of Appeals observed that the trial court had conceded that “‘there may not have been an intent to pull the trigger. The pulling of the trigger may have been an accident....‘” 265 Mich App at 52. The Court of Appeals agreed with the trial court that evidence was presented to support the defense of accident:
Defendant and Jeffries were struggling for control of the gun when it discharged. After Jeffries was shot, defendant made statements indicating that he was sorry and that he had fired the gun accidentally. He also helped get medical attention for Jeffries. [Id.]
Further, the Court of Appeals opined that this Court‘s decisions in People v Lester, 406 Mich 252; 277
Nonetheless, the Court of Appeals urged this Court “to examine the continued viability of Lester II and Ora Jones and their progeny in light of Lukity and People v Carines, 460 Mich 750; 597 NW2d 130 (1999).” 265 Mich App at 56. The Court of Appeals stated:
Since Lester II and Ora Jones and their progeny were decided, our Supreme Court has set forth specific criteria that must be established before trial court error requires reversal. See Carines, supra at 774. In Lukity, supra at 494, our Supreme Court held that, to justify the reversal of a conviction in the case of preserved, nonconstitutional error, the defendant has the burden of establishing that the error asserted resulted in a miscarriage of justice under a “more probable than not” standard. We conclude that application of Lukity to the present case would result in a different outcome than that reached in Lester II and Ora Jones and their progeny. In those pre-Lukity decisions, the courts did not place the burden on the defendants to establish that the errors required reversal. We conclude that the facts presented in this case fail to establish error requiring reversal under the Lukity standard. The jury instructions
explaining the intent element of murder made it clear that a finding of accident would be inconsistent with a finding that defendant possessed the intent required for murder. Accordingly, were we not bound by Lester II and Ora Jones, we would conclude that defendant cannot demonstrate that it is more probable than not that the trial court‘s failure to give the instruction on accident was outcome determinative. Lukity, supra at 496. [265 Mich App at 56-57.]
We agree with the Court of Appeals assessment that the Lukity standard should apply in this case. This Court has previously applied Lukity in reviewing a trial court‘s refusal to instruct on a defense theory.
In Rodriguez, supra, the trial court failed to instruct the jury regarding a statutory tax exemption. We explained that “‘when a jury instruction is requested on any theories or defenses and is supported by evidence, it must be given to the jury by the trial judge.‘” Rodriguez, supra at 472 (citation omitted). Because the statutory exemption would have applied if the jury had believed the evidence introduced by the defendant, we concluded that the trial court had erred in failing to give the requested instruction.
We did not, however, treat this error as subject to automatic reversal. Rather, we considered whether the error was harmless. We explained that “nonconstitutional preserved error is evaluated under the standard set forth in” Lukity. Id. at 473. Under Lukity, the defendant has the burden to demonstrate that a preserved, nonconstitutional error resulted in a miscarriage of justice.
Similarly, in People v Riddle, 467 Mich 116; 649 NW2d 30 (2002), we applied the Lukity/Rodriguez standard to the failure to instruct on the defense theory that the defendant was not required to retreat before exercising deadly force in self-defense. We explained:
A criminal defendant is entitled to have a properly instructed jury consider the evidence against him. [Rodriguez, supra at 472]; People v Mills, 450 Mich 61, 80-81; 537 NW2d 909 (1995). When a defendant requests a jury instruction on a theory or defense that is supported by the evidence, the trial court must give the instruction. Rodriguez, supra at 472-473; Mills, supra at 81. However, if an applicable instruction was not given, the defendant bears the burden of establishing that the trial court‘s failure to give the requested instruction resulted in a miscarriage of justice.
MCL 769.26 ; Rodriguez, supra at 473-474; [Lukity, supra at 493-494]. [Riddle, supra at 124-125.]
Our decisions in Rodriguez and Riddle make plain that the Lukity standard governs an appellate court‘s determination regarding whether a failure to instruct on a defense theory requires reversal. As the Court of Appeals in this case correctly observed, Lester II and Ora Jones and their progeny fail to adhere to the standard set forth in Lukity and mandated by
In deciding whether to overrule a precedent, we consider (1) whether the earlier decision was wrongly decided and (2) whether practical, real-world dislocations would arise from overruling the decision. Robinson v Detroit, 462 Mich 439, 464-466; 613 NW2d 307 (2000). As discussed, we believe that Lester II and Ora Jones were wrongly decided because their holdings create essentially a rule of automatic reversal, which is inconsistent with the text of
Moreover, we can discern no practical, real-world dislocations that would arise from overruling Lester II and Ora Jones. Those decisions “have not become so embedded, accepted or fundamental to society‘s expectations that overruling them would produce significant
In addition, failing to overrule Lester II and Ora Jones would produce inconsistent rules regarding whether the failure to instruct on a defense theory requires reversal. As we held in Rodriguez and Riddle, such an error requires reversal only where the defendant has met the burden of establishing that the error undermined the reliability of the verdict. The decisions in Rodriguez and Riddle conform to the plain language of
Thus, if the words of the statute are clear, the actor should be able to expect, that is, rely, that they will be carried out by all in society, including the courts. In fact, should a court confound those legitimate citizen expectations by misreading or misconstruing a statute, it is that court itself that has disrupted the reliance interest. When that happens, a subsequent court, rather than holding to the distorted reading because of the doctrine of stare decisis, should overrule the earlier court‘s misconstruction. [Id.]
Applying the Lukity/Rodriguez standard to this case, we agree with the Court of Appeals conclusion that defendant has not met his burden of demonstrating
On the facts of this case, we conclude that defendant has not met his burden of demonstrating that the error affected the outcome of the proceedings. We therefore reverse the judgment of the Court of Appeals and reinstate defendant‘s convictions.
TAYLOR, C.J., and WEAVER, CORRIGAN, YOUNG, and MARKMAN, JJ., concurred.
KELLY, J. (dissenting). The issue before the Court is whether we should disregard 30 years of Michigan law
LESTER AND ORA JONES
Whenever the question whether there was an accident is central to a criminal case, a court‘s failure to instruct the jury on the defense of accident requires automatic reversal. Lester and Ora Jones established this law many years ago, and I would not overrule it.
These two decisions recognize that a defendant is entitled to have the jury weighing the evidence against him or her be properly instructed. They also recognize the difficulty a defendant has in meeting a “harmless error” standard of review in the event of an instructional mistake.
To prove that the failure to give an instruction on the defense of accident was not harmless, the defendant must be able to prove the jury‘s thought process. Yet, it is nearly impossible for anyone not in the jury room to know how a jury reached its verdict. Hence, it is one of the most basic tenets of our judicial system that a court cannot attempt to journey behind a jury‘s verdict or into the jury room. Lukity, supra at 509 (CAVANAGH, J., dissenting).
THE FIRST PRONG OF ROBINSON
The majority‘s decision in this case represents a rejection of precedent. In Robinson v Detroit, 462 Mich 439; 613 NW2d 307 (2000),5 we articu-
In applying this test, we first ask whether Lester and Ora Jones were wrongly decided. The majority finds that they were. It opines that they are inconsistent with § 26 of the Code of Criminal Procedure,
No judgment or verdict shall be set aside or reversed or a new trial be granted by any court of this state in any criminal case, on the ground of misdirection of the jury, or the improper admission or rejection of evidence, or for error as to any matter of pleading or procedure, unless in the opinion of the court, after an examination of the entire cause, it shall affirmatively appear that the error complained of has resulted in a miscarriage of justice.
This statute places the burden on the defendant to prove that a miscarriage of justice occurred. Lukity stated that what a defendant must prove is that more probably than not a preserved nonconstitutional error influenced the outcome of the trial. Lukity, supra at 495.
It is my belief that Lester and Ora Jones do not conflict with
THE SECOND PRONG OF ROBINSON
This Court decided Ora Jones in 1975. The rule expressed there has been followed by numerous decisions of the Court of Appeals.6 Yet, the majority insists that it has not become embedded or fundamental to societal expectations, that overruling it would not produce significant real-world dislocations. Surely 30 years of reliance creates a presumption that the rule in Ora Jones has become fundamental to our system of justice.
The majority states that “defendant did not act in reliance on Lester [] and Ora Jones when he produced an
In addition, defense counsel had an embedded expectation that if he presented evidence of an accident at trial, the court would instruct the jury on that defense. But there is another major disruption to the justice system caused by the overturning of Lester and Ora Jones: Now an innocent defendant can be convicted if unable to carry the enormous burden of proving a different outcome but for the judge‘s failure to give an accident instruction.
In summary, Lester and Ora Jones do not contradict
APPLICATION OF LUKITY
Notwithstanding my belief that the error involved in this case always requires automatic reversal, the majority‘s ruling in Lukity requires it.
The majority in this case was the same majority in Lukity. It states that the failure here to instruct the jury on Frank Hawthorne‘s accident defense did not undermine the reliability of the verdict against him. It relies on the fact that the court instructed the jury on statutory involuntary manslaughter.
Only four years ago, this Court rejected the very logic used by the majority now. People v Silver, 466 Mich 386; 646 NW2d 150 (2002).7 Silver held that it was not harmless error for the trial court to fail to instruct the jury on a lesser included offense. It reasoned that “[n]ot to give [the jurors] an instruction that allowed them to agree with defendant‘s view of the events... undermines the reliability of the verdict” and violates
It is undisputed that, at various points throughout the trial in this case, defendant presented evidence that the shooting was an accident. Even so, the trial court failed to give defendant‘s requested accident instruction. As in Silver, defendant was thereby deprived of a jury instruction on his view of the events. Therefore, just as in Silver, the failure here to give the instruction undermined the reliability of the verdict.
CONCLUSION
I would not overrule the 30 years of precedent laid down by Lester and Ora Jones. Neither of these cases is inconsistent with
The Court of Appeals judgment should be affirmed.
CAVANAGH, J., would deny leave to appeal.
Notes
We agree with the Court of Appeals analysis. 395 Mich 379; 236 NW2d 461 (1975), overruled on other grounds in People v Cornell, 466 Mich 335, 357-358; 646 NW2d 127 (2002).However, neither Morrin nor Hess precludes a defendant from receiving an instruction on accident as a defense to murder if there is evidence that the defendant‘s actions were criminally negligent. Morrin and Hess merely explained that, for a defendant to be completely excused from killing a person (i.e., to be acquitted of all charges of murder, manslaughter, and careless, reckless, or negligent discharge of a firearm causing death, etc.), the death must be the result of an accident, and the defendant cannot have acted with criminal negligence. Hess, supra at 38-39, held that accident is not a defense to involuntary manslaughter, because involuntary manslaughter is not an intent crime and accident is subsumed within that offense. Thus, a defendant is only excused from involuntary manslaughter if he did not act with criminal negligence. But the defendant need not be free of criminal negligence to be excused from a homicide charge that includes intent as one of its elements, such as murder. Accident is a viable defense to murder even if the defendant acted with criminal negligence. Neither Morrin nor Hess held that a defendant cannot be excused from murder if the death was an accident but was the result of the defendant‘s criminal negligence. [265 Mich App at 51-52.]
We reject the dissent‘s claim that our opinion today is inconsistent with People v Silver, 466 Mich 386; 646 NW2d 150 (2002). The majority‘s opinion in that case did not purport to create a rule of automatic reversal. Rather, properly read, it is a case where the majority determined that the failure to instruct the jury regarding a necessarily lesser included offense undermined the reliability of that defendant‘s conviction.
463 Mich 466; 620 NW2d 13 (2000).The Court of Appeals correctly applied the analysis found in People v Carines, 460 Mich 750 [597 NW2d 130] (1999), as the plain error rule of Carines, supra, has superseded the automatic reversal rule of People v Smith, 396 Mich 109 [240 NW2d 202] (1976).
See, also, People v Young, 472 Mich 130, 142; 693 NW2d 801 (2005), where we overruled the automatic reversal rule of People v McCoy, 392 Mich 231; 220 NW2d 456 (1974), because it contradicted
Any person who shall wound, maim or injure any other person by the discharge of any firearm, pointed or aimed, intentionally but without malice, at any such person, shall, if death ensue from such wounding, maiming or injury, be deemed guilty of the crime of manslaughter.
E.g., People v Swaizer, unpublished opinion per curiam of the Court of Appeals, issued June 16, 2005 (Docket No. 253443); People v Brandt, unpublished opinion per curiam of the Court of Appeals, issued January 16, 2001 (Docket No. 218588); People v Fugate, unpublished opinion per curiam of the Court of Appeals, issued January 19, 1999 (Docket No. 204109); In re Evans, unpublished opinion per curiam of the Court of Appeals, issued February 27, 1998 (Docket No. 203019); People v Glover, 154 Mich App 22; 397 NW2d 199 (1986); People v Peery, 119 Mich App 207; 326 NW2d 451 (1982); People v Owens, 108 Mich App 600; 310 NW2d 819 (1981); People v Newman, 107 Mich App 535; 309 NW2d 657 (1981); People v Ritsema, 105 Mich App 602; 307 NW2d 380 (1981); People v Martin, 100 Mich App 447; 298 NW2d 900 (1980); People v Morris, 99 Mich App 98; 297 NW2d 623 (1980); People v Stanley Jones, 69 Mich App 459; 245 NW2d 91 (1976).