THE PEOPLE, Plaintiff and Respondent, v. CEDRIC HARRISON, Defendant and Appellant.
No. S035367
Supreme Court of California
Mar. 3, 2005.
208
Thomas Kallay, under appointment by the Supreme Court, for Defendant and Appellant.
Bill Lockyer, Attorney General, Robert R. Anderson, Chief Assistant Attorney General, Ronald A. Bass, Assistant Attorney General, Ronald S. Matthias and Jeffrey M. Laurence, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
KENNARD, J.—An Alameda County jury convicted defendant Cedric Harrison of two counts of first degree murder. (
I. FACTS
A. Guilt Phase
In the early morning hours of April 27, 1987, Betty Thompson and Leroy Robinson were shot to death in Oakland. The prosecution presented evidence that defendant killed them over a purchase of a small rock of what was supposed to be crack cocaine, but apparently was not.
1. Prosecution‘s case
In the spring of 1987, defendant lived in Oakland, California. He used drugs and sold cocaine with his friend and neighbor, Olin Davis. Defendant and Davis sometimes exchanged cocaine for sexual favors from women. Defendant always carried a .38-caliber revolver.
Murder victim Betty Thompson also lived in Oakland with her 16-year-old son and her seven-year-old daughter. She was a habitual cocaine and heroin user. Shortly before her murder, she began dating murder victim Leroy Robinson, another drug user and the other murder victim in this case.
On March 20, 1987, Oakland Police Officers Richard Hassna and Michael Yoell saw defendant standing in a parking lot known for drug problems and shootings. Defendant looked toward the patrol car and began running. As he ran, defendant pulled out a revolver and threw it in a nearby planter box. He eventually stopped and was arrested. Officers recovered six unexpended .38-caliber rounds from defendant‘s front pants pocket, and retrieved a
On April 25, 1987, defendant and Davis saw Thompson in front of Thompson‘s house on 85th Avenue. Defendant introduced Thompson to Davis, who invited Thompson to his house. That evening, Thompson visited Davis‘s house with her young daughter. While Davis‘s roommate watched Thompson‘s daughter, Thompson and Davis went into the bedroom; Thompson performed oral sex on Davis in exchange for rock cocaine. About 9:00 p.m., Davis walked Thompson and her daughter home. Later that night, defendant stopped by Davis‘s house with Richard (“Shorty“) Johnson, and Davis related what had occurred earlier with Thompson.
Around 11:00 o‘clock the next evening, Ralph Rivera, a heroin addict who had known Thompson for years, visited Thompson at her home. At some point, Leroy Robinson came to the house, and Thompson introduced him to Rivera. After 30 minutes, two male friends of Thompson‘s joined them. Rivera described one of the men (Richard Johnson) as about five feet six inches tall, about 150 to 160 pounds in weight and of stocky build, with shoulder-length hair in jheri curls. The other man, whom Rivera later identified in a live lineup as defendant, was about six feet tall, had a thin mustache and a nearly shaved head, and was older and lighter skinned than Johnson.
Rivera heard Johnson talking to Thompson. Although he did not understand the slang they used, he believed Thompson was agreeing to get drugs for Johnson. Johnson then left, followed shortly thereafter by Thompson and later by defendant.
Ten minutes later Thompson returned, and after about five minutes defendant and Johnson also came back. Thompson spoke to Johnson and handed him a small white pebble. As defendant stood near the door, Johnson, who appeared upset, asked: “What‘s this?” Thompson replied: “Well, that‘s what they gave me.” Johnson asked where she got it, and she said she got it “around the corner.” Defendant, who also appeared upset, loudly asked Johnson: “Well, what do you want to do?” Johnson angrily said: “Well, let‘s go and see about getting the money back.” Everyone except Rivera left.
About 2:45 a.m. on April 27, 1987, Lisa McKaufman, who lived with her infant daughter and boyfriend Kenneth Burnside in her apartment in Oakland, was awakened by a knock on her kitchen window and the sound of voices. She woke Burnside. When someone then knocked on the front door, Burnside got up and asked who it was. A female voice answered: “Open the door, it‘s Betty.” Burnside opened the door to find Thompson and Robinson. Thompson
The gunshots were also heard by Oakland Police Officer Patricia Fuller, who was nearby in a parked patrol car. When she arrived at the scene, she saw Thompson near a car in the driveway, curled in a fetal position on the ground, gasping for breath, bleeding from the head, and holding her hands over her ears. Some six feet away from Thompson was Robinson, who was lying on the ground with his face up; he was bleeding from his head and ear. His dentures lay a foot away.
Thompson died of two gunshot wounds to the head. She also had a gunshot wound in a finger of her right hand. Stippling, or imbedded gunpowder grains, in the surface of the skin of that hand indicated that it was no more than four inches from the weapon that fired the fatal shots. Robinson died from a single gunshot through his mouth and into his head; the front of the barrel of the gun was inside his mouth when the shot was fired. The bloodstream of each victim contained cocaine metabolite, indicating they had ingested cocaine between six and 24 hours before their deaths. At the time of his death, Robinson had a blood-alcohol level of .08 percent.
The lead core and the copper-colored jacket of a bullet, as well as several bullet fragments, were recovered from Thompson‘s head, while a solid lead slug was recovered from Robinson‘s head. A criminalist and expert in firearms identification testified that the slugs were either .38 special or .357 magnum caliber rounds. He further concluded that one of the bullet fragments recovered from Thompson‘s head and the solid lead slug recovered from Robinson‘s head were fired from the same firearm. The copper-jacketed bullet recovered from Thompson‘s head was fired from a .38 special or .357 magnum firearm having characteristics similar to that which fired the other slugs. But the criminalist could draw no conclusion as to whether it was fired from the same firearm as the other two slugs, because the presence of the copper jacket made further comparison impossible.
On the day after the two murders, defendant came to his friend Olin Davis‘s house and told him he had shot Thompson and “her old man.” Defendant said that he had grabbed Thompson and shot her in the back of the
Sometime between April 27 and May 4, 1987, Richard Johnson came to Davis‘s house and said he was present when defendant committed the murders. He also told Davis to keep “everything” to himself.
On April 29, 1987, two days after the murders, Robert Williams went to Davis‘s home and, while Davis was asleep in the bedroom, smoked cocaine. About 20 minutes later, defendant and Richard Johnson came in the house and injected heroin. Williams overheard Johnson tell defendant, “You know he told on him.” Defendant said: “I ought to go kill him now,” referring to Davis. Williams woke Davis and said: “You better get up and watch yourself.” Williams then left.
On May 2, 1987, Davis went to the home of his drug supplier, Jesse Slaughter, to get cocaine for several buyers. Slaughter gave Davis five or six rocks of cocaine worth about $100, a sum that Davis was to pay Slaughter after selling the rocks. Davis sold one rock from the package and later replaced it with another rock he obtained elsewhere. The next morning, Davis gave the package to Williams to give to Slaughter. But later that day, Slaughter sought Davis out and threatened to kill him if he did not pay him the $100 owed. Davis explained that he gave the package to Williams to return to Slaughter, but Slaughter denied receiving the package.
Two days later, on May 4, 1987, Davis hid outside Slaughter‘s house to wait for Williams. As soon as Williams came out, Davis beat him up. As Davis walked away, Williams chased after him with a gun. Running, Davis fell; Williams fired the gun, but the gun jammed. Davis ran to a telephone booth and called police. While he did so, Williams set fire to Davis‘s house. As Davis walked back toward his house after calling the police, Williams caught up with him and fired the gun, which again jammed. Williams started hitting Davis with the gun, and the two fought. Slaughter ran toward them and broke up the fight by shooting his own gun into the ground.
Davis went to Highland Hospital for injuries he suffered during the fight. When he called his mother, she told him she had heard there was a “contract out” on him because he was pressing charges against Williams for arson. Davis‘s brother Bruce picked him up from the hospital and drove him to defendant‘s house. Davis thought that if there was a contract out on him, defendant would know about it.
At some point, Gino, who was driving, stopped at a convenience store. When Gino walked into the store, defendant got in the back seat next to Davis by shoving him over with his shoulder. As defendant did so, his .38-caliber revolver fell out. Defendant quickly picked up the revolver.
Gino returned to the car and handed each person a can of beer. Defendant returned to the front passenger seat. Gino drove to a park near Merritt College. As soon as the car stopped, defendant jumped out, opened the back passenger-side door, and told Davis, “You‘re through.” Defendant was holding his revolver in his right hand, with the barrel pointed in the air. He then pulled Davis out by his collar and threw him against the car. Davis grabbed defendant‘s gun-holding hand. As the two struggled, Gino grabbed Davis‘s calves. Defendant overpowered Davis and fired, hitting Davis in the lower chin. When Davis continued struggling, defendant fired again but missed. Davis broke loose and ran, hearing two or three shots whizzing by him.
Davis ran to a residential area and started banging on doors. At the second house he approached, a woman came to the door and, seeing his bleeding face, screamed. Davis slipped to the ground. The police arrived shortly thereafter.
Oakland Police Officer Gus Galindo spoke to Davis. Davis‘s face was bloody and mangled, with pieces of teeth stuck on his face. Unable to speak, Davis wrote down defendant‘s physical description, the location of defendant‘s house, and the description of the station wagon. At Highland Hospital, Davis wrote a note to the police that he knew who had killed Betty Thompson.
Shortly after 10:00 p.m., Oakland Police Officer Robert Earl Williams, Jr., went to the home of defendant‘s mother to talk to defendant. Defendant was sitting on the porch; his right arm was bleeding. Defendant said he and his brother had been standing in front of the house when someone drove by and shot him, but he could not give any details about the incident. Officer Williams saw a blue station wagon parked in the driveway next door, with what appeared to be a gunshot through the right rear window. The hood of
The next day, May 5, 1987, Sergeant Daniel Voznik, who was investigating the Thompson/Robinson murders, saw the police report on the Davis shooting and went to Highland Hospital to talk to Davis. Because Davis‘s face was heavily bandaged, he was unable to speak, and he responded to police questioning by writing his answers on paper. Davis wrote that defendant had visited him on April 28, 1987, had told him about the Thompson/Robinson murders, and had shown him a newspaper clipping about the murders. Davis further wrote that defendant said he and Richard Johnson had killed the victims over heroin.
On May 7, 1987, police officers executed a warrant to search the home of defendant‘s mother. They recovered 14 rounds of .38-caliber ammunition, as well as .22-caliber and .25-caliber ammunition, but found no guns.
The next day, after his discharge from the hospital, Davis led the police to the location where defendant had shot him. Nearby on the ground were Davis‘s earlier hospital discharge and prescription papers, which he had with him while riding with defendant in the station wagon; his tennis shoes, which had fallen off during his struggle with defendant; and a .38-caliber bullet.
Robert Williams testified for the prosecution at defendant‘s preliminary hearing. Before taking the witness stand, he saw defendant outside the holding cell in the courthouse. Defendant told Williams to keep his mouth shut and not to say anything about having seen defendant with a gun, adding he knew where Williams lived. Williams understood this to be a threat.
2. Defense case
By highlighting inconsistencies in Olin Davis‘s testimony and attacking Richard Johnson‘s credibility, the defense tried to show that Johnson, not defendant, had killed Betty Thompson and Leroy Robinson.
Sergeant Voznik testified that he met with Johnson and his attorney on May 12, 1987. Voznik told Johnson that he would be treated as a suspect, and that the police would review any statement he gave before determining the extent of his culpability. When Johnson refused to give a statement, Voznik arrested him. After spending the night in jail, Johnson changed his mind and agreed to talk to Voznik. Johnson told Voznik that he was at Thompson‘s house when defendant gave Thompson money to buy cocaine. Later that night, after going to Lisa McKaufman‘s apartment, defendant walked to the alley and asked
Stephen Stephanopoulos, an investigator with the Alameda County District Attorney‘s Office, testified he spoke with Johnson in October 1991. Johnson said that his statement to the police implicating defendant was a lie, and that he did not know anything about the murders because he was not there.
Andre Jackson, incarcerated on a charge of burglary at the time of defendant‘s trial, testified that in March 1985, Johnson accused him of owing Johnson‘s sister money for drugs, grabbed him by his chest with one hand, and pointed a .38-caliber gun at his chest. Jackson broke free, and Johnson fired several shots at him.
Psychiatrist Harry Kormos testified about the effects of substance abuse on the brain. As the amount of cocaine in the body increases, because of increased dosage or repeated usage, psychiatrically abnormal behavior such as agitation, impatience, inability to focus or concentrate, paranoia, and misinterpretation of information becomes more common. Dr. Kormos explained that a cocaine user is likely to be disoriented as to time and impaired in perception, recollection, and communication, and that these mental impairments are more pronounced in chronic users of cocaine. He defined a chronic user as someone who abuses substances often enough, although not necessarily daily, that his or her life is dominated by them and his or her thinking is more or less permanently altered. Based on the testimony of Olin Davis regarding his use of cocaine, Dr. Kormos concluded that Davis was a chronic cocaine user.
The defense also presented evidence that on May 4, 1987, defendant and Davis each shot the other during the fight in the park. Charles Morton, an expert in the fields of firearms identification, criminalistics, and ballistics, analyzed the shirt defendant was wearing when he was shot in the arm. In his view, the gun had been in contact with the shirt at the time it was fired. He concluded the bullet hole in the shirt was too small to have been made by a .38-caliber bullet, and thus could not have been caused by defendant accidentally shooting himself while struggling with Davis.
B. Penalty Phase Retrial
1. Prosecution‘s case in aggravation
The prosecution generally reprised its guilt phase evidence, either by calling the same witnesses or by reading into the record the guilt phase
Dorothy Mary Poynter testified that on January 11, 1977, defendant snatched her purse and fled.
On the night of July 4, 1979, 14-year-old Marcia J. and her friend Linda accepted a ride home from Linda‘s acquaintance Randy. The girls got into a van, which defendant was driving. A third man was sitting in the front passenger seat. Randy began sexually assaulting Linda, who jumped out of the van when it stopped at some point. Randy forced Marcia, who was still in the van, to orally copulate him. He then raped her, as did defendant and the third man. The parties stipulated that in December 1979, defendant pleaded guilty to three counts of rape (
On June 30, 1981, a prison riot broke out at the California Correctional Center in Susanville, where defendant was incarcerated. While searching the dorms and dorm lockers of all inmates, prison guards recovered from defendant‘s locker a 10 1/2-inch-long, inmate-manufactured wooden shank, which was sharpened to a point on one end. This led to the filing of a rules violation report against defendant.
Murder victim Betty Thompson‘s younger sister, Patricia Rayfield, testified she raised her sister‘s two children after the murder, receiving financial assistance that offset only a portion of the costs of their upbringing. Thompson‘s son Kendall Gibbs testified he missed his mother very much.
2. Defense case in mitigation
The defense offered evidence similar to that presented at the guilt phase, attempting to raise a lingering doubt that defendant was the shooter and pointing instead to Richard Johnson as the actual shooter. The defense tried to discredit Johnson‘s statement to police identifying defendant as the killer, and highlighted inconsistencies in Olin Davis‘s testimony and statements to police.
II. PRETRIAL ISSUES
A. Speedy Trial
In 1987, the trial court appointed Jon Rolefson as counsel for defendant. On December 5, 1990, when the trial court commented on the need for “a
Defendant contends he was denied the right to a speedy trial in violation of
The
As a general rule, a record that is in conflict will be harmonized if possible. (People v. Smith (1983) 33 Cal.3d 596, 599 [189 Cal.Rptr. 862, 659 P.2d 1152].) If it cannot be harmonized, whether one portion of the record should prevail as against contrary statements in another portion of the record will depend on the circumstances of each particular case. (Ibid.)
Here, no irreconcilable conflict appears in the record. Defense counsel‘s name obviously was misspelled in the reporter‘s transcript. Indeed, the cover page of the volume containing the transcript of the December 5, 1990, proceeding lists defense counsel as “Don Ralston,” not “Don Rawlston” as stated in that transcript. And, as the Attorney General points out, the miscellaneous reporter‘s transcript volume that contains the transcript of the December 5 proceeding contains similar typographical errors, listing defense counsel at times as “John Rolefson” or “Jon Rolofson.” Appointed counsel‘s actual name was Jon Rolefson. It is thus clear that no one other than court-appointed counsel Jon Rolefson appeared on December 5, 1990, and on that date agreed to a continuance to July 15, 1991.
As for the proceeding on December 24, 1990, defendant contends that once the trial court granted his Faretta motion, the act of setting the matter over to the next court date—July 15, 1991—was a continuance requiring a waiver of his right to a speedy trial, notwithstanding the court‘s statement that it would “maintain all the court dates.” Defendant cites no support for his position, and we reject it. When a trial court grants a defendant‘s motion for self-representation, it is not required to set aside scheduling decisions agreed to by the defendant‘s previous counsel.
Defendant contends that the continuance on February 28, 1991, to July 15, 1991, violated
B. Excusal of Prospective Juror Elaine Q.
Defendant contends he was denied the right to a guilt phase trial by an impartial jury, under the
In Wainwright v. Witt (1985) 469 U.S. 412 [83 L.Ed.2d 841, 105 S.Ct. 844], the United States Supreme Court held that a prospective juror may be excluded for cause when the juror‘s views on capital punishment “would ‘prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.‘” (Id. at p. 424, quoting Adams v. Texas (1980) 448 U.S. 38, 45 [65 L.Ed.2d 581, 100 S.Ct. 2521].) We have adopted that standard in determining whether a defendant‘s state constitutional right to an impartial jury was violated by an excusal for cause. (People v. Ghent (1987) 43 Cal.3d 739, 767 [239 Cal.Rptr. 82, 739 P.2d 1250]; see also People v. Ashmus (1991) 54 Cal.3d 932, 962 [2 Cal.Rptr.2d 112, 820 P.2d 214].) The trial court‘s determination of the juror‘s state of mind is binding on appeal if the juror‘s statements are equivocal or conflicting. If the juror‘s statements are not inconsistent, we will uphold the court‘s ruling if it is supported by substantial evidence. (People v. Jones (2003) 29 Cal.4th 1229, 1247 [131 Cal.Rptr.2d 468, 64 P.3d 762].)
We find no error here. Several times during voir dire, Prospective Juror Elaine Q. said she could not vote for the death penalty, although she hedged
Defendant maintains Prospective Juror Q. should not have been dismissed simply because she had serious doubts about the propriety of the death penalty. He argues that removing prospective jurors with views comparable to Prospective Juror Q. “tilts the jury toward conviction.” But the trial court did not dismiss Prospective Juror Q. because of her doubts about the death penalty, but because it found that those doubts would substantially impair her ability to follow the court‘s instructions. As defendant concedes, we have held that the state and federal Constitutions permit such “death qualification.” (People v. Jackson (1996) 13 Cal.4th 1164, 1199 [56 Cal.Rptr.2d 49, 920 P.2d 1254].)
III. ISSUES RELATED TO GUILT AND SPECIAL CIRCUMSTANCE
A. Admission of the Attempted Murder of Olin Davis
Defendant contends the trial court erred in admitting evidence of his attempted murder of Olin Davis, because such evidence was impermissible character evidence (
1. Relevant proceedings
In addition to the Thompson/Robinson murders, defendant was originally charged in a third count with the attempted murder of Olin Davis, but the trial court granted defendant‘s motion to sever the attempted murder count from the two murder counts. The court noted that if the prosecution wanted to offer evidence relating to the attempted murder in the double murder trial, it could seek a hearing on its admissibility under
At a later hearing regarding the admissibility of evidence of the attempted murder, the prosecutor proffered evidence that, two days after the double murder, Robert Williams overheard defendant tell Richard Johnson at Davis‘s house that he was planning to kill Davis because Davis knew defendant had killed Thompson and Robinson, and because Davis had been known to
2. Analysis
“Relevant evidence” includes “evidence relevant to the credibility of a witness . . . having any tendency in reason to prove or disprove any disputed fact that is of consequence to the determination of the action.” (
Defendant here contends that evidence of the attempted murder of Olin Davis was irrelevant, and that the prosecutor used it in violation of
Defendant argues that even if evidence of his attempted murder of Davis was admissible to show consciousness of guilt, the probative value of this evidence, which was detailed and extensive, was substantially outweighed by its undue consumption of time and the probability of substantial danger of undue prejudice, of confusing the issues, or of misleading the jury. (
To preserve a claim that a trial court abused its discretion in not excluding evidence under
Defendant alternately argues he could not have objected under
Even had defendant objected, the trial court would not have abused its discretion in admitting the evidence of the attempted murder of Davis. Davis testified at length about the events of May 4, 1987, including the fight with Robert Williams, his visit to defendant that night, his car trip with defendant and defendant‘s brother Gino, his struggle with defendant, his escape, and his discussions later with the police at the hospital. There was, however, no substantial danger of undue prejudice to defendant, of confusing the issues, or of misleading the jury. The court repeatedly instructed the jury it could not consider the evidence relating to the attempted murder of Davis as evidence of defendant‘s bad character or as showing he had a propensity to commit murders. During the opening statement of the defense, the court instructed the jury that defendant was not charged with the May 4, 1987, shooting of Davis, but that there would be evidence of that incident, which the jury was to consider in light of the instructions the court would give at the end of the trial. Before Davis testified on this subject, the court again instructed the jury that defendant was not charged with a crime relating to the May 4 incident, and that it should not consider the evidence in determining defendant‘s guilt of the charged double murder of Thompson and Robinson or as showing he was a person of bad character. The court further explained that such evidence was admitted for a limited purpose that included assisting the jury in evaluating Davis‘s testimony and fleshing out the relationship between Davis and defendant. Still later in Davis‘s testimony, in response to a juror‘s question, the court reiterated to the jury that the only issues to be decided were two counts of murder, and that the incident involving Davis on May 4, 1987, was admitted for a limited purpose, to be explained in detail later. Last,
B. Joinder of Counts
Defendant argues the trial court “effectively vacated” its severance ruling and “de facto” tried him on two counts of murder and one count of attempted murder, in violation of his right to a fair trial. We disagree.
”
Here, the trial court granted defendant‘s motion to sever the attempted murder count from the two murder counts. The trial of the attempted murder count trailed that of the Thompson/Robinson murder counts, and the court granted the prosecution‘s motion to dismiss the attempted murder charge after the penalty phase retrial. Defendant, however, argues that the court “effectively vacated” and “de facto denied” the severance motion because it admitted evidence of the attempted murder at the trial on the double murders. Defendant provides no authority for such a proposition, and no California court has so held. We decline to do so here. Defendant‘s claim is, in substance, a reformulation of his contention that the trial court erroneously admitted evidence of the attempted murder. For the reasons stated, the court did not abuse its discretion in admitting the evidence.
C. Admission of the Photograph of Davis
At trial, defendant objected to People‘s exhibit No. 3D, a photograph depicting Davis on a gurney in the hospital after defendant had shot him, as irrelevant or, if relevant, unduly prejudicial under
Defendant contends that the photograph was irrelevant because he did not dispute that Davis was shot in the mouth, and that the trial court should have
The admissibility of photographs is governed by the same rules of evidence used to determine the admissibility of evidence generally. (
The photograph showing Davis on a gurney in the hospital showed that Davis had been shot in the head. This corroborated Davis‘s testimony that defendant tried to kill him. Evidence that defendant tried to kill Davis, in turn, tended to show that defendant had killed Robinson and Thompson, based on the prosecution‘s theory that defendant tried to kill Davis because he feared that Davis would reveal defendant‘s identity as the killer of Robinson and Thompson to the police. Thus, the trial court did not abuse its discretion when it admitted the photograph as evidence relevant to prove defendant‘s guilt of the murders with which he was charged, and that was not merely cumulative of the testimony of Davis and the officers who observed Davis‘s wound. (See People v. Smithey (1999) 20 Cal.4th 936, 973–974 [86 Cal.Rptr.2d 243, 978 P.2d 1171].)
We also reject defendant‘s argument that the trial court erred in not excluding it as more prejudicial than probative under
D. Admission of the Videotaped Reenactment
Defendant contends People‘s exhibit No. 73, a videotaped reenactment of the route to the location where defendant shot Davis on May 4, 1987, was cumulative to other evidence and unduly prejudicial, in violation of
The videotape, which had no sound, was made by the Alameda County District Attorney‘s Office on January 15, 1992, almost five years
At trial, the court held a hearing on defendant‘s motion in limine regarding the admissibility of the videotape. Defendant argued that the lighting conditions in the videotape, which was made in broad daylight, were unlike the conditions at the time of the shooting, which occurred at night, and that the videotape was thus improper demonstrative evidence. He also argued that the videotape was cumulative to testimonial and physical evidence and unduly prejudicial under
In ruling on the admissibility of videotapes under
Defendant‘s contention that the trial court erred under
E. Admission of Richard Johnson‘s Out-of-court Statements
Defendant contends the trial court erroneously admitted one portion of Richard Johnson‘s statement to Olin Davis and certain portions of his statement to Sergeant Voznik. We address each of these contentions in turn.
1. Johnson‘s statement to Davis
Defendant contends the trial court‘s admission of Johnson‘s statement to Davis that defendant killed Thompson and Robinson violated his right to confront witnesses against him as guaranteed by the
On direct examination by the prosecution, Davis testified that Johnson came to his house on Tuesday, April 28, 1987, after defendant had visited. On cross-examination, defense counsel asked, “And when you talked to [Johnson], he told you that he was there [when Thompson and Robinson were killed]?” The prosecutor objected on the ground of hearsay, and the trial court excused the jury and heard the parties’ arguments regarding the proffered testimony.
Defendant‘s offer of proof was that Davis would testify Johnson told him he was present when Thompson and Robinson were killed and warned him not to tell anybody about it. Defense counsel acknowledged such testimony was hearsay, but sought to introduce it as a declaration against penal interest under
The trial court concluded that, based on defendant‘s offer of proof, Johnson‘s statement to Davis about his presence at the scene of the murders was a declaration against penal interest, and that it was prepared to rule such evidence relevant, “subject to the provisions of
The following then occurred during cross-examination of Davis by the defense:
“Q. After the conversation, did Rick [Johnson] tell you not to tell anybody about this particular conversation he was having with you?
“A. Yes.
“Q. And the conversation related to the homicides of Betty Thompson and her old man; is that correct?
“A. Yes.
“Q. And what Rick told you . . . was that he was present at the time of these particular murders, correct?
“A. Yes.
“Q. And then Rick proceeded to lay the murder on [defendant]; is that correct?
“THE COURT: Do you understand the question?
“[DAVIS]: No.
“THE COURT: Could you translate your slang and reframe your question.
“[DAVIS]: Your Honor, can I answer the question—
“THE COURT: Yes.
“[DAVIS]:—and give—say something else?
“THE COURT: Well, yes, but start with—the question is, in this conversation you had with Rick, did he blame [defendant] for the murders, that‘s the question.
“[DAVIS]: Well, he said [defendant] did it, yes.
“THE COURT: What is it you wanted to explain?
“[DAVIS]: But what I want to explain is that when he said that [defendant] did it, I mean he just told me that he was there, [defendant] did it, and keep everything to myself, okay, that was it. But [defendant] had already told me he did it hisself [sic].”
Defendant contends the trial court erroneously admitted Johnson‘s hearsay statements because they were not proper declarations against penal interest excepted from the hearsay rule under
We need not decide whether the trial court erred in admitting Johnson‘s hearsay statements, for defendant invited any error. (See People v. Riel (2000) 22 Cal.4th 1153, 1214 [96 Cal.Rptr.2d 1, 998 P.2d 969]; People v. Barton (1995) 12 Cal.4th 186, 198 [47 Cal.Rptr.2d 569, 906 P.2d 531].) Defense counsel expressly acknowledged that eliciting testimony on the portion of Johnson‘s statement admitting he was at the scene of the crime was a tactical decision on their part, as they knew that admission of such evidence likely would mean that the portion of Johnson‘s statement attributing the murders to defendant would also be admitted to place the statement in context of the entire conversation between Johnson and Davis under
2. Johnson‘s statement to Sergeant Voznik
Sergeant Voznik, a defense witness who had also testified for the prosecution, testified that on May 12, 1987, Johnson came to the police station with his attorney. Voznik told them that Johnson would be treated as a suspect and that, if Johnson wished to give a statement, the police would thereafter make a determination as to Johnson‘s involvement in the murders. Johnson asked to speak privately with Jesse Slaughter, who had come to the police station shortly after Johnson. Sergeant Voznik allowed Johnson, his attorney, and Slaughter to speak privately. Johnson then declined to give a statement to the police, and was arrested on an outstanding warrant. The next morning, Johnson telephoned Sergeant Voznik from jail and said he had changed his mind and wanted to make a statement. Voznik contacted Johnson‘s attorney, and the three met that afternoon at the police station. During the ensuing interview, Johnson told Voznik that, on April 27, defendant negotiated with Thompson about buying crack cocaine and gave her money for it. Johnson also said that he was present when Thompson and Robinson were killed and that defendant had killed them.
On cross-examination by the prosecution, Sergeant Voznik testified that his interview with Johnson was tape-recorded. The prosecutor marked for identification a 28-page transcript of Johnson‘s interview and referred to the transcript in questioning Voznik about the details of the interview. Johnson told Voznik that defendant shot Thompson and Robinson about 10:00 p.m. on April 27, 1987, in an alley outside the apartment of Lisa McKaufman. Defendant “snatche[d]” Robinson with his left hand, pulled a gun from the front of his pants with his right hand, placed the gun to Robinson‘s neck and fired one shot. Robinson “just drop[ped],” and Thompson lay on the ground in a fetal position “screaming and hollering.” Defendant then straddled Thompson and shot her two to three times on the side of her head. Defendant did not object to any of this testimony.
When the prosecutor asked Sergeant Voznik where defendant went after shooting Thompson, defense counsel objected to the testimony as being “no longer within the realm of [
Defendant contends that Johnson‘s statement to Sergeant Voznik providing details about the Thompson/Robinson murders, which the prosecutor elicited during cross-examination, was inadmissible hearsay. Because he did not object at trial on this ground, he has not preserved the issue for review. (See People v. Hines (1997) 15 Cal.4th 997, 1035 [64 Cal.Rptr.2d 594, 938 P.2d 388].) Even if the issue was properly before us, the contention lacks merit, as discussed below.
”
Defendant also contends that by admitting the statement the trial court violated his right to confront and cross-examine witnesses against him, under the
F. Prosecutorial Misconduct
Defendant accuses the prosecutor of misconduct before and during trial, thus violating his rights to a fair trial and due process under the state and federal Constitutions.
1. Procuring Richard Johnson as a witness
Defendant contends the prosecution “frustrated” his efforts to call Richard Johnson as a defense witness. He asserts the prosecution behaved “irresponsibly” by stating before trial that it would call Johnson as a witness, only to tell the defense, after jury selection had been completed and four days before opening statements, that it would not call him after all. At this point the defense, which wanted to call Johnson as a witness, began an unsuccessful effort to locate him.
After the evidentiary portion of trial was under way, the parties stipulated that they each had “exercised due diligence” in attempting to locate Johnson to testify at trial, and that he was an unavailable witness under
Defendant‘s contention that the prosecution frustrated his efforts to call Johnson lacks merit. Before trial began, the parties and the court discussed potential evidence pertaining to Johnson. At that time the prosecutor noted that Johnson could not be found, that he had “received information as to where Johnson might be staying,” and that he had “given this information to the defense.” The prosecutor did nothing to prevent defendant from attempting to find and subpoena Johnson. Although defendant claims the prosecutor
Defendant also claims that the prosecution had a duty to undertake reasonable good faith efforts to locate Johnson, and that it violated this alleged duty. But defendant made no such claim at trial. Indeed, as explained above, he stipulated that both parties had “exercised due diligence” in attempting to locate Johnson. Defendant therefore has not preserved the issue for appeal. (See People v. Thornton (1974) 11 Cal.3d 738, 763 [114 Cal.Rptr. 467, 523 P.2d 267] [involving discovery rights].)
2. Richard Johnson‘s statements to police
When the police interviewed Richard Johnson in May 1987, he said he saw defendant kill Thompson and Robinson, and he described in detail the manner of the killings. Later, in October 1991, Johnson told an investigator from the district attorney‘s office he knew nothing about the murders because he was not there. He said that he had lied to the police in May 1987.
At trial, during a discussion in chambers regarding the admissibility of certain evidence not relevant here, this colloquy occurred:
“[THE PROSECUTOR]: [W]hen [Johnson] gave his statement to the police after a day and a half in custody, he got as far—he sanitized himself as much as he possibly could. He laid everything on [defendant], and, in his own words, he said basically he was just standing there.
“THE COURT: Which belies—
“[THE PROSECUTOR]: It belies common sense, belies the truth, it belies everything.” (Italics added.)
Later, when cross-examining Sergeant Voznik, the prosecutor elicited the detailed description of the murders that Johnson had given to Voznik in May 1987. Defendant contends the prosecutor engaged in misconduct by eliciting this description, because he had previously expressed the view, in the discussion quoted above, that Johnson‘s statements were false, and because he knew that Johnson had later recanted his statements. Defendant failed to preserve this issue for appeal because he did not object to that testimony at
A prosecutor‘s misconduct violates the
“Under well-established principles of due process, the prosecution cannot present evidence it knows is false and must correct any falsity of which it is aware in the evidence it presents. . . .” (People v. Seaton, supra, 26 Cal.4th at p. 647.) But the prosecutor here did not know that Johnson‘s initial statement to the police was false; he merely suspected that was the case. When, as here, the prosecution has doubts as to the truth of a statement it intends to present at trial, it must disclose to the defense any material evidence suggesting that the statement in question is false. But, notwithstanding those doubts, the prosecutor may still present the statement to the jury, as we explained in People v. Gordon (1973) 10 Cal.3d 460 [110 Cal.Rptr. 906, 516 P.2d 298].
In Gordon, the prosecutor told the jury in his opening statement that he believed his chief witness “would not be telling the whole truth” because she would be testifying that the defendant was the sole perpetrator of the murder charged in that case, whereas the prosecutor suspected that the witness was actually an accomplice. (People v. Gordon, supra, 10 Cal.3d at p. 473.) We rejected the defendant‘s claim that the prosecutor violated his right to a fair trial by knowingly presenting perjured testimony, explaining that the prosecutor “did not know” (id. at p. 474) the witness was lying and that “the jury could decide for itself which of the conflicting versions of the incidents in question was true” (ibid.; see also People v. Riel, supra, 22 Cal.4th at pp. 1181–1182 [quoting Gordon with approval]).
Here, the prosecutor‘s comment about Johnson‘s statement to the police—“It belies common sense, belies the truth, it belies everything“—appears to
Defendant also contends the prosecutor had a duty under Mooney v. Holohan (1935) 294 U.S. 103, 112 [79 L.Ed. 791, 55 S.Ct. 340], and its progeny, to tell the jury that Johnson‘s account of the murders to Sergeant Voznik could not be believed because Johnson had repudiated it. It is true that “deliberate deception of a court and jurors by the presentation of known false evidence is incompatible with ‘rudimentary demands of justice.‘” (Giglio v. United States (1972) 405 U.S. 150, 153 [31 L.Ed.2d 104, 92 S.Ct. 763], citing Mooney v. Holohan, supra, 294 U.S. at p. 112.) But as explained in the previous paragraph, the prosecutor did not deceive the court or jury by presenting evidence of Johnson‘s statements to the police.
3. Closing argument
Defendant contends the prosecutor engaged in misconduct when, in closing argument during the guilt phase, he ascribed various negative characteristics to defendant, argued at length about the uncharged March 1987 incident involving defendant‘s possession of a firearm, and (according to defendant) fabricated facts. He further contends the cumulative impact of the various acts of misconduct could not have been cured by an admonition, and the misconduct violated his state and federal constitutional rights to a fair trial.
a. Forfeiture
At the threshold, the Attorney General contends defendant forfeited appellate review of all these claims. Defense counsel objected to only one of the prosecutor‘s allegedly improper remarks and in no case did he request an admonition or curative instruction.
Defendant argues that a request for an admonition would have been futile and would not have cured the harm because the prosecutor‘s misconduct was pervasive. “A defendant will be excused from the necessity of either
b. Specific instances of misconduct
When the issue “focuses on comments made by the prosecutor before the jury, the question is whether there is a reasonable likelihood that the jury construed or applied any of the complained-of remarks in an objectionable fashion.” (People v. Berryman (1993) 6 Cal.4th 1048, 1072 [25 Cal.Rptr.2d 867, 864 P.2d 40], overruled on another point in People v. Hill, supra, 17 Cal.4th at pp. 822–823; accord, People v. Clair (1992) 2 Cal.4th 629, 663 [7 Cal.Rptr.2d 564, 828 P.2d 705].) A prosecutor is given wide latitude during closing argument. The argument may be vigorous as long as it is a fair comment on the evidence, which can include reasonable inferences or deductions to be drawn therefrom. ” ’ “A prosecutor may ‘vigorously argue his case and is not limited to “Chesterfieldian politeness” ’ [citation], and he may ‘use appropriate epithets. . . .’ ” [Citations.]” (People v. Wharton (1991) 53 Cal.3d 522, 567–568 [280 Cal.Rptr. 631, 809 P.2d 290].) “A defendant‘s conviction will not be reversed for prosecutorial misconduct . . . unless it is reasonably probable that a result more favorable to the defendant would have been reached without the misconduct.” (People v. Crew, supra, 31 Cal.4th at p. 839.)
i. Epithets
Defendant contends the prosecutor engaged in misconduct by arguing to the jury that defendant “enjoyed” killing Robinson; that he “enjoyed” killing Thompson “with the relish and degree [sic] of a little kid opening his toys at Christmas“; that he plotted to kill Davis because he “likes to kill,” “likes to intimidate,” and “likes to bully and strong-arm“; and that “in his glee,” with “[h]is mind made up” to kill Davis, he “jumped into the back seat [with Davis], gun exposed to smell and feel the last bit of life he‘s going to take.” These statements did not exceed the bounds of proper argument. Given the evidence that defendant killed Thompson and Robinson in cold blood, at
Defendant also complains about the prosecutor‘s description of defendant as a “prowler” and a “denizen of the night” who was “in his element” at night, and the prosecutor‘s repeated references to defendant as a man of “concealed intent.” Through these descriptions the prosecutor evidently was alluding to a March 1987 incident when the police saw defendant, who was loitering at night in a crime-ridden area, pull a gun from under his jacket and toss it away. Defendant did not object to the admission of evidence of this incident, and thus cannot complain about it now. In any event, the prosecutor‘s descriptions of defendant were permissible comments on the evidence. As for the later description of defendant as a man of “concealed intent,” the prosecutor argued defendant intended to harm Thompson and Robinson as he stood outside Lisa McKaufman‘s house during the early morning hours of April 28, and that he had a similar intent toward Davis during the car trip on May 4, 1987. Again, based as they were on the evidence, these comments did not exceed the bounds of proper argument.
Defendant also contends the prosecutor improperly argued defendant was a habitual killer. Specifically, defendant cites as improper these descriptions of him: “a creator of victims . . . who turns people from life into death“; “the executioner“; “the terminator of precious life“; “a head hunter“; one who had no respect for the dead, the living, or anybody; and one who “kills or threatens, threatens or kills, whatever serves his purpose.” Defendant further contends the prosecutor improperly argued: “This is a one-man crime wave. He may not be a serial killer, but killing is his byline. Two deaths and an attempt and an invitation and threats to back it up. A one-man gang, a worldly [sic] dervish of energy, poised and striped [sic] to kill. That‘s [defendant].” The challenged statements did not exceed the bounds of proper argument, given the evidence that defendant shot two people in the head at point-blank range over a purchase of fake cocaine.
Defendant argues that the prosecutor improperly urged the jury to convict him of murder based on an alleged predisposition to kill, based on these comments: “[Defendant] decides to execute in cold blood two helpless human beings that never ever saw this coming. Snatches with the left, shoots with the right, similar to the way he attacked Olin [Davis]. [¶] So, ladies and gentlemen, he had a predisposition to kill and he acted it out. And he got them to where he could mutilate them where nobody could see it and he did it. . . .” (Italics added.) The Attorney General counters that “predisposition to kill” was the prosecutor‘s shorthand way of saying that defendant intended to
Defendant also cites as misconduct the prosecutor‘s assertion that defendant wanted to kill Olin Davis‘s brother Bruce at the same time he killed Olin: “And he wants to take Bruce along too so he can talk to Bruce. That‘s four. That‘s four. That‘s four. Another double homicide is contemplated on May 4th.” Defendant objected to this comment, and the court sustained the objection, stating that the prosecutor was “in excess of the instruction on the purpose for which Mr. Davis’ testimony was limited.” The court told the prosecutor to “confine [his] remarks to the evidence as limited.” The admonition cured any harm.
Defendant also contends the prosecutor engaged in misconduct by describing defendant as evil. The prosecutor argued: The case was about defendant‘s “utter evil“; dealing with defendant was like peeling the skin of an onion, with every layer being a “level of evil” and every layer peeled being “that much closer to the evil hard-core“; defendant was “the lowest common denominator and the complete and total essence of evil“; and “[t/he layers of evil within [defendant] surrounded a cold unyielding heart.” None of these characterizations exceeded the permissible scope of closing argument.
ii. Biblical reference to evil
Toward the end of his rebuttal argument at the guilt phase of trial, the prosecutor said he “had to look at something to make sense out of this, something to put this into some perspective because in 45 years [he had not] seen anything that [he could] compare . . . to” this case. He stated that although he was “not a religious person by any stretch of the imagination” he had read about the apocalypse as described in Revelation, the last book of the Bible. “[T/he word apocalypse,” he said, put “defendant‘s conduct in proper perspective,” except that in contrast to the apocalypse, defendant did not have “the necessary mandate” to carry out his actions. The prosecutor explained that in the apocalypse, a crowned rider on a white horse who came to conquer the world was followed by three other men on horses who came to kill and take peace away so that the world could start anew.
We repeatedly have held that prosecutors may not appeal to religious authority in a closing argument to the jury. Our opinions have most often discussed such arguments when made at the penalty phase of a capital case, because the decision whether to impose the death penalty is an ethical and normative question that at first glance seems amenable to religious argument. As we have explained, such argument is improper, because to invoke God may diminish the jurors’ sense of personal responsibility for the decision whether to impose the death penalty or may encourage jurors to base their penalty decision on a different or higher law than that found in the California Penal Code. (People v. Ervin (2000) 22 Cal.4th 48, 100 [91 Cal.Rptr.2d 623, 990 P.2d 506]; People v. Welch (1999) 20 Cal.4th 701, 761–762 [85 Cal.Rptr.2d 203, 976 P.2d 754]; People v. Roybal (1998) 19 Cal.4th 481, 519–521 [79 Cal.Rptr.2d 487, 966 P.2d 521]; People v. Hill, supra, 17 Cal.4th at pp. 836–837; People v. Bradford (1997) 14 Cal.4th 1005, 1063 [60 Cal.Rptr.2d 225, 929 P.2d 544]; People v. Wash (1993) 6 Cal.4th 215, 260–261 [24 Cal.Rptr.2d 421, 861 P.2d 1107]; People v. Sandoval (1992) 4 Cal.4th 155, 193–194 [14 Cal.Rptr.2d 342, 841 P.2d 862].)
Here, the prosecutor‘s biblical reference came at the guilt, not the penalty, phase of trial. Appeals to religious authority at the guilt phase are also impermissible, but for a different reason than at the penalty phase. The jury at the guilt phase is not charged with making an ethical or normative decision; instead, it decides questions of historical fact based on the evidence and applies to those facts the law as articulated by the trial court. Religious input has no legitimate role to play in this process. (See generally People v. Williams (2001) 25 Cal.4th 441, 463 [106 Cal.Rptr.2d 295, 21 P.3d 1209].)
When references to the Bible are involved, the line between literary allusion and religious appeal is often a fine one. A prosecutor who mentions the Bible in closing argument runs a grave risk that a reviewing court will find that the line has been crossed and will reverse the defendant‘s conviction. Because any use of biblical references in argument must be carefully scrutinized, cautious prosecutors will choose to avoid such references. Nevertheless, so long as they do not appeal to religious authority, prosecutors may refer to the Bible in closing argument to illustrate a point.
Here, a reasonable juror likely would understand the prosecutor‘s biblical references merely as a powerfully dramatic illustration of the gravity and enormity of defendant‘s crimes. The prosecutor did not argue that biblical law or doctrine required defendant‘s conviction of the charges against him.5 Indeed, he prefaced his remarks with a statement that he himself was “not a religious person.” Because the prosecutor did not use the biblical allusion as an appeal to religious authority, we do not find prosecutorial misconduct in this case.
iii. Fabrication of evidence
In his closing argument, the prosecutor said in reference to defendant‘s attempted murder of Davis: “[W]hen [defendant] gets out of that car, he comes around with the gun extended in his right hand up in the ready position, he opens the door, he looks at his friend [Davis] and he says, ‘My friend, you are through, you‘re through. I‘m going to kill you. You‘re not going to live to testify against me in the superior court trial. You‘re going to die.’ That‘s exactly what his intention is.” (Italics added.) Pointing out that Davis testified defendant said only “you‘re through” after opening the car door, defendant contends the prosecutor fabricated evidence.
“While counsel is accorded ‘great latitude at argument to urge whatever conclusions counsel believes can properly be drawn from the evidence [citation],’ counsel may not assume or state facts not in evidence [citation] or mischaracterize the evidence [citation].” (People v. Valdez, supra, 32 Cal.4th 73, 133-134.) “Whether the inferences the prosecutor draws are reasonable is for the jury to decide.” (People v. Dennis, supra, 17 Cal.4th at p. 522.) Here, the prosecutor did not fabricate evidence. After making the argument in question, he immediately said, “That‘s exactly what [defendant‘s] intention is.” The prosecutor thus merely suggested an inference that the jury could draw from Davis‘s testimony.
4. Arguing the facts of the March 1987 incident
During his closing argument, the prosecutor told the jury there was evidence defendant possessed a firearm in March 1987. But the prosecutor promptly told the jury defendant was not on trial for the March 1987 incident and that the jury could consider evidence of that incident only to show defendant had access to the kind of firearm used in the double murders.
Defendant contends that the trial court should not have admitted evidence of the March 1987 incident, and that the prosecutor engaged in misconduct during closing argument by relying on the incident to persuade the jury that defendant had a criminal disposition.
Evidence of the March 1987 incident was admitted without objection. Thus, the prosecutor was permitted to refer to such evidence. Contrary to defendant‘s argument, moreover, the prosecutor did not argue that he was a man of criminal disposition because he possessed a firearm in 1987. No misconduct occurred.
G. Instructional Errors
1. Limiting instructions on uncharged offenses
As stated, before Olin Davis testified about the attempt to kill him, the trial court instructed the jury:
“Mr. Davis is about to testify to a series of events that took place on May 4th, 1987, which involve interaction between Mr. Davis, [defendant], and Mr. Ronald Gino Harrison. And the evidence . . . will reveal the commission of a crime against [Davis], namely an assault with a deadly weapon at the very least. What I want to have you understand is this.
“[Defendant] is not charged with this crime in this case, and you are not to consider this evidence for determining his guilt for this crime that he‘s not charged with, or to hear it to come to some conclusion that he‘s a bad person because of what happened here.
“This evidence is being admitted to explain—to evaluate—to assist you in evaluating the testimony of Mr. Olin Davis and to flesh out, if you will, the relationship between Mr. Davis and [defendant], and it may become relevant for purposes for which you will be specifically instructed otherwise.
“But I want to make sure you understand it‘s evidence of an uncharged crime, and it‘s being heard here for very limited purposes. And you must not—it is not direct evidence on the issues that you‘re here to ask about the two counts of murder, but it relates to Mr. Davis’ credibility and believability as you should evaluate that, the motives that he may have for testifying here in relationship to [defendant], and other factors which may become apparent upon which you will be specifically instructed.”
At a sidebar conference immediately thereafter, the prosecutor asked to have the instruction read back during the break because he was concerned the court had instructed the jury it was not to consider this evidence “in any form” as to defendant‘s guilt. The court denied having done so, but the prosecutor nevertheless asked to read the transcript of the instruction to make sure.
The trial court then told the jury: “As is frequently the possibility when we speak extemporaneously, I may have misspoken. I‘m going to have this transcript reread to me. I want to make sure all I‘m telling you here is that this testimony that you‘re about to hear is special testimony, and it will be heard by you for limited reasons which will be fully explained at the conclusion of the trial. And I want you to understand that and to keep it
The prosecutor read the relevant portion of the reporter‘s transcript during a break. Thereafter, he said he had no objections to the wording of the court‘s instructions to the jury.
At the close of the guilt phase, the trial court gave the standard jury instruction on evidence limited as to purpose (
First, defendant contends the trial court‘s limiting instruction to the jury during Davis‘s testimony was erroneous because evidence of defendant‘s attempt to kill Davis should not have been admitted at all. As discussed in part III.A, ante, the court properly admitted that evidence. Accordingly, we reject the argument that the limiting instruction on this issue was erroneous on this basis.
Next, defendant complains this instruction must have confused the jury because the trial court told the jury it might have “misspoken” in instructing the jury, without identifying the portion of the instruction at issue. Thus, defendant argues, the jury was left without guidance as to how to consider the evidence of defendant‘s attempted murder of Davis. Not so. The court expressly instructed the jury that it could consider such evidence for limited
Defendant also contends the trial court erred in giving a modified version of
We find no error. “[T]he correctness of jury instructions is to be determined from the entire charge of the court, not from a consideration of parts of an instruction or from a particular instruction.” (People v. Burgener (1986) 41 Cal.3d 505, 538 [224 Cal.Rptr. 112, 714 P.2d 1251].) In addition to the above instructions, the trial court instructed the jury: “Whether some instructions apply will depend upon what you find to be the facts. Disregard any instruction which applies to facts determined by you not to exist.” (See
Finally, defendant contends the trial court‘s guilt phase instructions were inadequate to “overcome” the voluminous evidence admitted on attempted murder and the prosecutor‘s improper closing argument that defendant‘s character, as shown by other crimes evidence, proved he committed the double murders. Defendant‘s contention essentially repeats earlier claims of erroneous admission of evidence and prosecutorial misconduct, which we have already rejected.
2. Defense special instructions
a. Special instruction C
At the time of trial, Bruce Davis, a prosecution witness and the brother of Olin Davis, was in jail facing six counts of robbery.
Robert Williams, another prosecution witness, testified at trial that he had been originally charged with four felony counts stemming from his May 4, 1987, altercation with Olin Davis, but the day after he testified at defendant‘s preliminary hearing three of these counts were dismissed. Williams pleaded guilty to one count of assault with a deadly weapon and, in 1989, was sentenced to 18 years in state prison. He was serving his sentence at the time of trial.
Defendant requested, but the trial court refused, this special instruction (special instruction C): “The testimony of a witness who provides evidence against a defendant in the hope or expectation of leniency in his punishment must be examined and weighed by the jury with greater care than would be applied to the testimony of an ordinary witness. [¶] The jury should examine such testimony to determine whether it is colored in such a way as to place guilt on the defendant in order to further the witness’ own interest, for such a witness, confronted with the realization that he can secure leniency or freedom by incriminating another has a motive to falsify.” In requesting this special instruction, defense counsel explained it focused on the expectation of leniency by Bruce Davis and Robert Williams and the effect of such expectation on their testimony. In refusing the instruction, the court noted that the requested instruction was “overspecialized,” and that
“We have suggested that ‘in appropriate circumstances’ a trial court may be required to give a requested jury instruction that pinpoints a defense theory of the case . . . .” (People v. Bolden, supra, 29 Cal.4th at p. 558.) But a court need not give a pinpoint instruction if it “merely duplicates other instructions.” (Ibid.; see also, e.g., People v. Garceau (1993) 6 Cal.4th 140, 191 [24 Cal.Rptr.2d 664, 862 P.2d 664] [no error in refusing to give a special instruction that would have cautioned the jury to examine with greater care the testimony of an informer, for the jury received adequate standard instructions on the credibility of witnesses].)
Here, the jury received instructions on the credibility of witnesses in general (
b. Special instruction D
Defendant also requested, but the trial court refused, this special instruction (special instruction D): “If a party has it peculiarly within his power to produce a witness whose testimony would be material on any matter in issue, the fact that he does not creates the presumption that the testimony, if produced, would be unfavorable to that party.” In requesting this instruction, defense counsel noted that the prosecution had the power to produce Richard Johnson and Olin Davis‘s roommate “Moe” but did not do so, and claimed that their testimony would have been material to the murders themselves and to defendant‘s admission to the murders. In refusing the instruction, the trial court noted it was not satisfied that the requested instruction correctly stated the law. Defendant contends the court‘s refusal to give this instruction violated his right to a fair trial.
Defendant argues that special instruction D “reflects the provisions of Evidence Code section 412.” That section provides: “If weaker and less satisfactory evidence is offered when it was within the power of the party to produce stronger and more satisfactory evidence, the evidence offered should be viewed with distrust.”
We need not decide whether special instruction D is consistent with
H. Cumulative Error
Defendant contends the cumulative effect of the trial court‘s alleged errors and prosecutorial misconduct during the guilt phase resulted in an unfair trial, an unreliable verdict, and a miscarriage of justice under the state and federal Constitutions. For the sake of argument, we have assumed that the trial court erred by admitting Richard Johnson‘s out-of-court statement to Olin Davis (although defendant invited any error), and we have assumed that several of the prosecutor‘s comments in closing argument amounted to misconduct, although defendant forfeited the latter claims by failing to object or to request a curative admonition. In each of these instances, we have found the error harmless. The combined effect of these assumed errors did not deny defendant a fair trial, a reliable verdict, or any other constitutional right.
IV. ISSUES RELATED TO THE PENALTY RETRIAL
A. Lingering Doubt Instruction
The trial court instructed the jury: “Each individual juror may consider, as a mitigating circumstance, any residual or lingering doubt in the mind of that juror, as to whether the defendant murdered Leroy Robinson and Betty Thompson. You may not relitigate or reconsider matters which were resolved in the guilt phase, but you may consider such residual or lingering doubt, if it exists in your mind, as a circumstance in mitigation. [¶] . . . [¶] A lingering or residual doubt is defined as that state of mind between beyond a reasonable doubt and beyond all possible doubt.” Defendant argues that the portion of this instruction prohibiting the jury from relitigating or reconsidering “matters” resolved in the guilt phase conflicted with the portion permitting it to consider lingering doubt as a circumstance in mitigation, thereby violating his rights under the Sixth and Fourteenth Amendments to the federal Constitution.
In resolving the issue of penalty, a capital jury may consider lingering doubts about a defendant‘s guilt. (People v. Musselwhite (1998) 17 Cal.4th 1216, 1272 [74 Cal.Rptr.2d 212, 954 P.2d 475].) A trial court is not required as a matter of state or federal law, however, to instruct a penalty jury to consider lingering doubt as a factor in mitigation. (See Franklin v. Lynaugh (1988) 487 U.S. 164, 173–174 [101 L.Ed.2d 155, 108 S.Ct. 2320]; see also People v. Valdez, supra, 32 Cal.4th at p. 129, fn. 28; People v. Musselwhite, supra, 17 Cal.4th at p. 1272.)
Defendant criticizes as vague the trial court‘s definition of lingering doubt as “a state of mind between beyond a reasonable doubt and beyond all possible doubt.” We have in the past upheld the adequacy of an identically worded instruction on lingering doubt. (People v. Snow (2003) 30 Cal.4th 43, 125 [132 Cal.Rptr.2d 271, 65 P.3d 749].) Defendant notes that, during voir dire of prospective jurors at the penalty phase retrial, several of those jurors, including one who was selected as a juror for the retrial, were confused on the concept of lingering doubt. But any confusion by prospective jurors who ultimately were not seated as jurors could not possibly have affected the penalty phase retrial. As for the one sitting juror who purportedly was confused on the concept of lingering doubt during voir dire, even assuming she was confused, we find no prejudice to defendant. The jury instructions at the end of the penalty phase retrial included an instruction on the definition of lingering doubt, and defendant does not argue that after hearing this instruction the juror in question or any other juror was confused about the concept of lingering doubt.
The instruction at issue, moreover, did not purport to limit the evidence the jury could consider on the issue of lingering doubt. Indeed, in closing argument defense counsel asked the jury to “objectively evaluate the evidence [before] deciding whether or not there is a lingering doubt.” We conclude that the instruction given “adequately convey[ed] the concept of lingering doubt and its proper relevance to the penalty decision.” (People v. Snow, supra, 30 Cal.4th at p. 125.)
B. Prosecutorial Misconduct During Argument
Citing five areas of alleged misconduct by the prosecutor during his penalty phase retrial closing argument, defendant contends the cumulative impact deprived him of a fair penalty phase trial. We disagree.
In part III.F of the discussion, ante, we set forth the constitutional standards governing prosecutorial misconduct. (See also People v. Crew, supra, 31 Cal.4th at p. 855.) Here, as we explain below, defendant fails to
1. Alleged Griffin error
During his closing argument, the prosecutor urged the jury to reject any argument by the defense that the jury should have “compassion and sympathy” for defendant, contending that defendant‘s conduct demonstrated “a sense of very strong arrogance.” Asserting that defendant acted as the judge, jury, and executioner of Thompson and Robinson, and that he tried to do the same to Olin Davis, the prosecutor said: “When he makes up his mind that a person must go, that person is through, ‘you‘re through Olin and that‘s all there is to it.’ But I‘ll tell you, ladies and gentlemen, he had no right to do it. This is a man who should be on his knees apologizing for what he did to his poor victims.” (Italics added.) When defendant objected, the trial court reminded the jury that the prosecutor‘s statements were not evidence and advised him to “move forward into another area.” Defendant later unsuccessfully moved for a mistrial, claiming the prosecutor‘s statement that defendant should be on his knees apologizing was the functional equivalent of a comment on his failure to testify, in violation of Griffin v. California (1965) 380 U.S. 609 [14 L.Ed.2d 106, 85 S.Ct. 1229].
“Pursuant to Griffin, it is error for a prosecutor to state that certain evidence is uncontradicted or unrefuted when that evidence could not be contradicted or refuted by anyone other than the defendant testifying on his or her own behalf.” (People v. Hughes (2002) 27 Cal.4th 287, 371 [116 Cal.Rptr.2d 401, 39 P.3d 432].) We also have said “it is error for the prosecution to refer to the absence of evidence that only the defendant‘s testimony could provide.” (Id. at p. 372, citing People v. Murtishaw (1981) 29 Cal.3d 733, 757 & fn. 19 [175 Cal.Rptr. 738, 631 P.2d 446].) Griffin‘s prohibition against “‘direct or indirect comment upon the failure of the defendant to take the witness stand,‘” however, “‘does not extend to comments on the state of the evidence or on the failure of the defense to introduce material evidence or to call logical witnesses.‘” (People v. Hovey (1988) 44 Cal.3d 543, 572 [244 Cal.Rptr. 121, 749 P.2d 776], quoting People v. Jackson (1980) 28 Cal.3d 264, 304 [168 Cal.Rptr. 603, 618 P.2d 149].)
Here, the prosecutor‘s remark that defendant “should be on his knees apologizing” was not a reference to defendant‘s failure to testify, but rather
2. Reference to inapplicable law
During closing argument, the prosecutor discussed the events leading to defendant‘s attempted murder of Davis and argued that defendant intended to kill Davis to eliminate him as a witness. The prosecutor continued: “Ladies and gentlemen, the murder of a witness in the State of California is a special circumstance, itself, in and of itself makes someone eligible for the death penalty, in addition to the multiple murder special circumstance. He was going to kill a witness to a crime within a week of executing two people.” (Italics added.) Defendant objected to the italicized portion of the argument, and the trial court sustained the objection. The court told the jury that the special circumstance the prosecutor referred to “was not and is not alleged in this case” and that the jury should disregard it.
Defendant contends the italicized statement provided the jury with a “perfect independent rationale for a verdict of death.” We disagree. In the context of the prosecutor‘s discussion of defendant‘s attempted murder of Davis, the statement was merely an attempt to convey to the jury the seriousness of the crime against Davis. In any event, there is no reasonable likelihood the jury construed or applied the challenged remark in an objectionable fashion, given that defendant did not kill Davis, the prosecutor did not argue defendant killed Davis, and the jury was told that the special circumstance of murdering a witness was not alleged in this case and that it should disregard the remark.
3. Epithets
Near the beginning of his closing argument at the penalty phase, the prosecutor commented: “When we picked the jury and we went through that process, . . . I looked at this case and I said I can hardly wait to get up to argument and tell this jury what a rotten, nasty, S.O.B. and M.F. this man is.” Later, the prosecutor also referred to defendant as a “punk[].” The trial court noted defense counsel‘s objection to “name calling” and admonished the jury that the statements of counsel were not evidence. Defendant asserts that both
4. Facts not in evidence
In his closing argument, the prosecutor said: “I believe that if you embrace a man and hold him, you can feel him. . . . And then when you hold that man and shoot that man, you can feel that man die. You can feel his life pass from his spirit through your body and gone to the beyond and it‘s that singular feeling of being close and being near to sense and feel and smell the fear . . . that gives life to [defendant] needing to feel that life forcing through him and pass on and then drop the carcass to the ground. Death is invigorating to him. . . . That‘s why he shoots these people in the head.” Defendant argues there was no evidence to support this “ghoulish depiction.” Because he did not object to the remarks or request an admonition at trial, he may not now challenge them. Moreover, the remarks were reasonable commentary on the evidence that defendant was holding Robinson when he fatally shot him in the head and that he was holding Olin Davis when he tried to kill him by shooting him in the head. In any event, these brief comments in a very long closing argument were harmless under any standard.
Defendant also complains about the prosecutor‘s comment in closing argument that defendant was “sponging off his mom.” Defendant objected that there was no such evidence, whereupon the trial court reminded the jury that the statements of counsel were not evidence in the case. Even assuming the remark was improper, there is no reasonable likelihood that the jury applied it in an objectionable fashion.
5. Davenport error
During his discussion of section 190.3, factor (k) (“Any other circumstance which extenuates the gravity of the crime even though it is not a legal excuse for the crime“), the prosecutor stated: “[N]obody came up here from [defendant‘s] family. I haven‘t seen any employers. I haven‘t seen any school teachers. I haven‘t seen anybody from the college. . . . I haven‘t seen anyone come into this courtroom and say anything on his behalf, nothing whatsoever, and if it existed, I guess he would be here by now. [¶] [This instruction] is the
Defendant contends the prosecutor improperly argued to the jury that the absence of mitigating factors was evidence in aggravation, in violation of People v. Davenport (1985) 41 Cal.3d 247, 288-290 [221 Cal.Rptr. 794, 710 P.2d 861]. Defendant forfeited this argument by failing to object. (See People v. Gurule (2002) 28 Cal.4th 557, 657-658 [123 Cal.Rptr.2d 345, 51 P.3d 224].)
In any event, the point lacks merit. Although the prosecutor noted the absence of evidence of mitigation, he did not argue that this absence “transformed the mitigating factors into aggravating factors.” (People v. McDermott, supra, 28 Cal.4th at p. 1003.) His statements fell within the range of proper prosecutorial argument. (See id. at pp. 1003-1004; see also People v. Clark (1993) 5 Cal.4th 950, 1030 [22 Cal.Rptr.2d 689, 857 P.2d 1099].)
6. Cumulative effect of asserted instances of prosecutorial misconduct
There is no merit to the claims of prosecutorial misconduct, and thus there is no improper cumulative effect.
C. Constitutionality of California‘s Death Penalty Statute
Defendant challenges various aspects of California‘s death penalty law as violating the federal Constitution. We have previously rejected these challenges, and we decline to reconsider them here. A summary of the pertinent holdings follows.
The special circumstances listed in
V. DISPOSITION
We affirm the judgment in its entirety.
George, C. J., Baxter, J., Chin, J., and Brown, J., concurred.
MORENO, J.—I concur with the result and the reasoning of the majority, except insofar as it concludes that the religious references made by the prosecutor at the guilt phase of the trial were not misconduct. I would conclude that the prosecutor‘s invocation of religion during defendant‘s guilt phase trial constituted misconduct, but was not prejudicial, given the strong evidence of defendant‘s guilt.
As the majority rightfully acknowledges, we have repeatedly held that a prosecutor may not appeal to religious authority in a closing argument to the jury. (Maj. opn., ante, at p. 247.) I agree with the majority that “[w]hen references to the Bible are involved, the line between literary allusion and religious appeal is often a fine one.” (Id., at p. 248.) I believe that the prosecutorial argument at issue here, however, falls squarely on the wrong side of that line.
The majority opinion quotes at length the pertinent portion of the prosecutor‘s argument invoking the Bible, and I therefore need not quote it in full here. (See maj. opn., ante, at pp. 246-247.) Of particular significance are the prosecutor‘s extended metaphor invoking the Four Horsemen of the Apocalypse (see Revelation 6:1–6:8), his description of defendant as “the disciple of Satan,” and his charge to the jury to “take the sword from [defendant] and cast it down and tell him that he was wrong and may go no further.” (Maj. opn., ante, at p. 247.)
The majority is correct to note that “not every reference to the Bible is an appeal to religious authority.” (Maj. opn., ante, at p. 248.) Literary allusion, which is by definition “a covert, implied, or indirect reference” to a work of
However, extended references to biblical passages that explicitly relate principles or illustrations from the Bible to the case at hand go well beyond mere allusion. While it is true that the Bible is “generally regarded as a literary masterpiece” (maj. opn., ante, at p. 248), it is clearly more than a work of literature to many potential jurors who may believe the Bible to be divinely inspired. As such, any extended reference to the Bible can be expected to carry an inherent authority behind it that illustrations drawn from Dickens, Shakespeare, or J.K. Rowling could not. To pretend otherwise would be to ignore the reality that, to many people, the Bible is not just a literary work but a holy text.
Although the majority correctly notes that “any use of biblical references in argument must be carefully scrutinized” (maj. opn., ante, at p. 248, italics added), it then concludes that “a reasonable juror likely would understand the prosecutor‘s biblical references merely as a powerfully dramatic illustration of the gravity and enormity of defendant‘s crimes.” I am unpersuaded.
An argument need not directly tell jurors to supplant the state‘s law with God‘s law to invoke religious authority. The prosecutorial argument at issue here was not only biblical in style and substance, but made an explicit and extended comparison between defendant and the Four Horsemen and called defendant a “disciple of Satan.” Indeed, the aim of the prosecutor‘s extended, albeit somewhat confusing, comparison between defendant and the Horsemen appears to be that defendant, unlike the Horsemen, lacked “the necessary mandate” to kill. In contrast, though the prosecutor did not directly urge the jury to follow religious law rather than California law, he did suggest that, unlike defendant, the jury had a divine mandate, if not a religious obligation, to “cast . . . down” defendant and to judge him guilty. In addition, using language strongly evocative of biblical passages, the prosecutor charged the jury with a mandate to “take the sword from [defendant] and cast it down and tell him that he was wrong and he may go no further.” This extended metaphor was an invitation to the jury to apply a “higher law than that found in the California Penal Code.” (Maj. opn., ante, at p. 247.)
Werdegar, J., concurred.
Appellant‘s petition for a rehearing was denied May 18, 2005.
Notes
“Evidence has been introduced for the purpose of showing that the defendant committed crimes other than that for which he is on trial. Such evidence, if believed, was not received and may not be considered by you to prove that the defendant is a person of bad character or that he has a disposition to commit crimes.
“Such evidence was received and may be considered by you only for the limited purpose of determining if it tends to show the defendant had knowledge or possessed the means that might have been useful or necessary for the commission of the crimes charged, the defendant had a consciousness of guilt with respect to the crimes charged.
“For the limited purpose for which you may consider such evidence, you must weigh it in the same manner as you do all other evidence in the case. You are not permitted to consider such evidence for any other purpose.”
