*747In this case, we examine the interplay among remand orders, changes in the law, and finality of judgments in criminal cases. Two questions are presented, both arising from a case in which Daryl Hargis (defendant), then a minor, was directly charged and tried as an adult. His convictions and sentence were affirmed on appeal, and the matter was remanded to the trial court for the limited purpose of permitting him to make a record of information relevant to his eventual youth offender parole hearing.
First, after the appellate opinion was filed, but before remittitur issued, voters eliminated prosecutorial discretion to file charges against certain juvenile defendants directly in a court of criminal (adult) jurisdiction. Is defendant entitled to a juvenile fitness/transfer hearing under the new law, despite the limited remand order? We hold the answer is yes.
Second, after the remittitur issued and proceedings on remand took place, but while the appeal following those proceedings was pending, the Legislature gave trial courts discretion to strike firearm enhancements. Such discretion did not exist at the time defendant was sentenced. Is defendant entitled to a remand to have the trial court exercise its new discretion? We conclude the answer depends on the outcome of the juvenile fitness/transfer hearing.
FACTS AND PROCEDURAL HISTORY
On September 20, 2009, defendant and several cohorts approached a 7-Eleven store in Bakersfield, intending to rob it. As they neared the store, police arrived. One of defendant's companions shot and wounded an officer before being shot himself. Defendant was taken into custody while attempting to flee the vicinity of the store. Parts of a BB (replica) gun that was not operational were found near his location.
Defendant was convicted of attempted murder of a peace officer engaged in the lawful performance of his duties ( Pen. Code,
On defendant's first appeal, we affirmed the judgment in its entirety. The California Supreme Court granted review and remanded the case to us with directions to vacate our decision and to reconsider the cause in light of People v. Franklin (2016)
On November 8, 2016, voters enacted Proposition 57, the "Public Safety and Rehabilitation Act of 2016" (Proposition 57). It went into effect the next day. ( Cal. Const., art. II, § 10, former subd. (a).) Insofar as is pertinent, Proposition 57 eliminated the People's ability to initiate criminal cases against juvenile offenders anywhere but in juvenile court. Instead, it requires prosecutors to commence such actions in juvenile court. If a prosecutor wishes to try a juvenile as an adult, the juvenile court must conduct a fitness or transfer hearing to determine whether the matter should remain in juvenile court or be transferred to adult court. Only if the juvenile court transfers the matter to criminal (adult) court can the juvenile be tried and sentenced as an adult. Proposition 57 also removed the presumption of unfitness that previously attached to the alleged commission of certain offenses. (See generally Welf. & Inst. Code, §§ 602, 707, subds. (a), (b) ; People v. Superior Court (Lara) (2018)
Remittitur issued with respect to our second opinion on January 3, 2017. On March 2, 2017, the trial court set the matter for hearing in accordance with the remittitur. On March 13, 2017, defendant, acting in pro per., filed a motion to have the case remanded to juvenile court pursuant to Proposition 57. The People responded that (1) the subject of defendant's motion fell outside the scope of the hearing permitted by this court's remand, and (2) Proposition 57 did not apply retroactively in any event.
On May 22, 2017, the trial court ruled it had no jurisdiction to entertain defendant's motion and denied the motion on that basis. The court remarked that the motion would be better heard by the court that had jurisdiction, namely the Court of Appeal. On June 21, 2017, the court afforded defendant the opportunity to present evidence and information the defense wished to memorialize for purposes of consideration by parole boards in the future. Defense counsel again raised the Proposition 57 issue; the court reiterated that it did not have jurisdiction over that subject and was "not the proper forum at this time to conduct any Proposition 57 hearings ...." Defendant filed a timely notice of appeal.
Effective January 1, 2018, sections 12022.5, subdivision (c) and 12022.53, subdivision (h) were amended, pursuant to Senate Bill No. 620, to allow trial courts to strike or dismiss, in the interest of justice pursuant to section 1385, firearm enhancements otherwise required to be imposed by those sections. (Stats. 2017, ch. 682, §§ 1, 2.)
On February 1, 2018, the California Supreme Court held that "Proposition 57 applies to all juveniles charged directly in adult court whose judgment was not final at the time it was enacted." ( Lara , supra , 4 Cal.5th at p. 304,
Defendant now contends the case must be remanded (1) for a fitness/transfer hearing in juvenile court and (2) so the court can exercise its discretion whether to strike the firearm enhancements. As to the first claim, the Attorney General says issues pertaining to Proposition 57 are barred by the limited nature of our remand in defendant's second appeal.
DISCUSSION
A. Proposition 57
The legal principles regarding remittiturs have often been stated in terms that appear to support the Attorney General's position that the trial court lacked jurisdiction to entertain defendant's Proposition 57 motion. "After the certificate of the judgment has been remitted to the court below, ... all orders necessary to carry the judgment into effect shall be made by the court to which the certificate is remitted." (§ 1265, subd. (a).) Thus, once the remittitur issues, "the trial court is revested with jurisdiction of the case, but only to carry out the judgment as ordered by the appellate court." ( People v. Dutra (2006)
Nevertheless, it is indisputable that defendant, who was 16 years old at the time of the offenses of which he was convicted, is entitled to a juvenile fitness/transfer hearing pursuant to Proposition 57, as he was charged directly in adult court and his judgment was not final at the time the new law was enacted. ( Lara , supra , 4 Cal.5th at p. 304,
No case to which we have been cited, or that our own research has uncovered, deals with a scenario in which a change in the law of such a fundamental nature has intervened between a reviewing court's issuance of its opinion and the return of jurisdiction to the trial court through issuance of the remittitur. For instance, in People v. Deere (1991)
In People v. Rittger (1961)
In People v. Murphy (2001)
In People v. Webb (1986)
In People v. Smyers (1969)
Dutra , supra ,
In Dutra , the intervening California Supreme Court decision addressed the same issue as the Court of Appeal decided in the original appeal, and as to which that court's remittitur issued. In the present case, by contrast, defendant's entitlement to a juvenile fitness/transfer hearing could not have been raised in defendant's appeal from his convictions and sentence, because Proposition 57 did not exist at any time prior to issuance of our opinion in that appeal and, under settled law, defendant was not entitled to such a hearing. As a result, the issue was not, and could not have been, addressed in our remand order, and so it was not within the scope of the remittitur.
Under the unique circumstances of this case, and in light of the California Supreme Court's conclusion Proposition 57 *752applies to all juveniles whose cases were filed directly in adult court and whose convictions were not final at the time of its enactment ( Lara , supra , 4 Cal.5th at p. 304,
Entertaining the motion would not have required the trial court to disobey the remittitur. We have, in the past, directed that juvenile fitness/transfer hearings be held first, with Franklin hearings then held only if the court determines it would have transferred the defendant to a court of criminal (adult) jurisdiction. (See, e.g., People v. Diaz (2018)
Finally, even if the trial court properly concluded it lacked jurisdiction to entertain the motion, the Proposition 57 issue has now been brought before us. The scope of our prior remand is no longer relevant to our analysis, as the law entitles defendant to a juvenile fitness/transfer hearing. (See People v. Lincoln (2007)
B. Senate Bill No. 620
At the time defendant was charged, convicted, and sentenced, subdivision (h) of *753section 12022.53 provided: "Notwithstanding Section 1385 or any other provision of law, the court shall not strike an allegation under this section or a finding bringing a person within the provisions of this section." Accordingly, the trial court was required to enhance four of defendant's convictions by 25 years to life pursuant to section 12022.53, subdivisions (d) and (e)(1).
The Legislature subsequently enacted Senate Bill No. 620 (Stats. 2017, ch. 682, § 2). Pursuant thereto, subdivision (h) of section 12022.53 was amended to provide: "The court may, in the interest of justice pursuant to Section 1385 and at the time of sentencing, strike or dismiss an enhancement otherwise required to be imposed by this section. The authority provided by this subdivision applies to any resentencing that may occur pursuant to any other law."
The amendment went into effect on January 1, 2018. As previously stated, our opinion in defendant's previous appeal - which expressly affirmed his sentence - was filed October 31, 2016. Remittitur issued January 3, 2017. Thus, defendant's case had been final for some time when the amendment went into effect. (See People v. Vieira , supra , 35 Cal.4th at p. 306,
"When the Legislature amends a statute so as to lessen the punishment it has obviously expressly determined that its former penalty was too severe and that a lighter punishment is proper as punishment for the commission of the prohibited act. It is an inevitable inference that the Legislature must have intended that the new statute imposing the new lighter penalty now deemed to be sufficient should apply to every case to which it constitutionally could apply. The amendatory act imposing the lighter punishment can be applied constitutionally to acts committed before its passage provided the judgment convicting the defendant of the act is not final." ( In re Estrada (1965)
Defendant argues that new statutes "can and sometimes must be applied retroactively to all cases, including those with final judgments." It is true "[t]here is nothing in Estrada that prohibits the application of revised sentencing provisions to persons whose sentences have become final if that is what the Legislature intended or what the Constitution requires." ( In re Chavez (2004)
Accordingly, whether defendant may receive the benefit of Senate Bill No. 620 depends on the outcome of his juvenile fitness/transfer hearing. The Legislature expressly extended the authority of a trial court to strike or dismiss a section 12022.53 enhancement "to any resentencing that may occur pursuant to any other law." (§ 12022.53, subd. (h), italics added.)
Defendant's case was not final when Proposition 57 went into effect. His convictions and sentence will be conditionally reversed and remanded to the juvenile court for a fitness/transfer hearing. If defendant is retained under juvenile court jurisdiction, the juvenile court will impose an appropriate disposition. In fashioning that disposition, the court must exercise its new discretion whether to dismiss or strike defendant's firearm enhancements, because the dispositional hearing will be akin to a resentencing. If, however, defendant remains in criminal (adult) court, his convictions and sentence will be reinstated. As his adult sentence was already final at the time Senate Bill No. 620 went into effect, he will not be entitled to have the trial court exercise its discretion under that enactment.
DISPOSITION
The convictions and sentence are conditionally reversed and remanded to the juvenile court with directions to conduct a juvenile transfer hearing. ( Welf. & Inst. Code, § 707.) When conducting said hearing, the juvenile court shall, to the extent possible, treat the matter as though the prosecutor had originally filed a juvenile petition in juvenile court and had then moved to transfer defendant's cause to a court of criminal (adult) jurisdiction. (Id ., subd. (a)(1).)
If, after conducting the juvenile transfer hearing, the juvenile court finds it would not have transferred defendant to a court of criminal (adult) jurisdiction, it shall treat defendant's convictions as juvenile adjudications; exercise its discretion under *755Penal Code section 12022.53, subdivision (h), as amended by Senate Bill No. 620 (Stats. 2017, ch. 682, § 2, eff. Jan. 1, 2018); and impose an appropriate disposition within its discretion.
If, after conducting the juvenile transfer hearing, the court determines it would have transferred defendant to a court of criminal (adult) jurisdiction because he is not a fit and proper subject to be dealt with under the juvenile court law, then defendant's convictions and sentence shall be reinstated. ( Welf. & Inst. Code, § 707.1, subd. (a).)
WE CONCUR:
POOCHIGIAN, Acting P.J.
FRANSON, J.
All statutory references are to the Penal Code unless otherwise stated.
The Attorney General also takes the position Proposition 57 does not apply retroactively to defendant. As noted, the California Supreme Court held otherwise in Lara , which was decided after briefing was completed in this appeal. Accordingly, we do not further address the retroactivity of Proposition 57.
California Rules of Court, rule 8.366(b)(1) provides that, in general, a Court of Appeal decision in a criminal proceeding is final in that court 30 days after filing. For the purpose of determining retroactive application of an amendment to a criminal statute, a judgment is not final until the time for petitioning for a writ of certiorari in the United States Supreme Court has elapsed. (People v. Vieira (2005)
Defendant is not entitled to a jurisdictional hearing, or the equivalent of a second trial, in juvenile court, however. (Lara , supra , 4 Cal.5th at pp. 309-310,
We recognize defendant has, by now, reached an age beyond the juvenile court's jurisdiction. (See Welf. & Inst. Code, §§ 607, 1769, 1771.) Nevertheless, as we have noted, the California Supreme Court has decreed that Proposition 57 "applies to all juveniles charged directly in adult court whose judgment was not final at the time it was enacted." (Lara , supra , 4 Cal.5th at p. 304,
Two were stayed pursuant to section 654.
The same is true of an enhancement imposed pursuant to section 12022.5. (§ 12022.5, subd. (c).)
