The PEOPLE of the State of Illinois, Plaintiff-Appellee,
v.
Antonio HAMILTON, Defendant-Appellant.
Appellate Court of Illinois, Fourth District.
*1191 Daniel D. Yuhas, Deputy Defender, Martin J. Ryan (argued), Asst. Defender, Springfield, for Antonio Hamilton.
Charles G. Reynard, State's Attorney, Bloomington, Norbert J. Goetten Director, State's Attorneys Appellate Prosecutor, Springfield, Robert J. Biderman, Deputy Director, State's Attorneys Appellate Prosecutor, Springfield, Kathy Shepard (argued), Staff Atty., State's Attorneys Appellate Prosecutor, Springfield, for People.
Justice KNECHT delivered the opinion of the court:
After a jury trial, defendant Antonio Hamilton was found guilty of residential burglary (720 ILCS 5/19-3 (West 1992)), and was sentenced to 18 years in prison. He appeals, arguing (1) the trial court committed reversible error in failing to submit to the jury his included offense instruction of theft; (2) the State failed to prove the offense beyond a reasonable doubt; and (3) the trial court failed to consider two applicable statutory mitigating factors in sentencing. We affirm.
I. BACKGROUND
Defendant was charged in July 1994 with residential burglary. The bill of indictment charged he "knowingly without authority entered the dwelling place of Bob and Rita Williams with the intent to commit therein a theft," in violation of section 19-3 of the Criminal Code of 1961 (720 ILCS 5/19-3 (West 1992)).
On the morning of January 29, 1994, Robert Williams was in his kitchen, when his six-year-old son came to him and said that someone was at the door to see him. When Robert went to the front door, he saw someone exiting the bedroom where his wife was sleeping. He identified defendant as the intruder at trial. He also testified he previously picked him out of a photo lineup. Robert testified when defendant saw him he immediately said "[]she owes me money[`] or something like that." Robert took hold of him and started pushing him toward the door, but *1192 before he was able to eject him he observed his wife's purse was hidden beneath the person's jacket. He tried to grab the purse and scuffled with defendant. Defendant pulled away and escaped with the purse, but left his jacket in Robert's hands.
Robert yelled for his wife to call the police. Rita Williams woke up, heard her husband yelling, and saw him pushing someone out of the house. After calling the police, she saw the intruder in the backyard and told her husband. Defendant then came back to the front door, placed the purse on the front porch, and said he wanted his jacket. Robert warned defendant the police were coming, told him to step away from the porch, took the purse, and threw the jacket (and a small bag containing a substance Robert assumed to be marijuana, which had fallen out of the jacket during the scuffle) outside. Defendant walked to a parked car and left.
Shortly after retrieving the purse, Robert and Rita discovered Rita's wallet was not in the purse where she had left it the night before. The wallet was never recovered.
Detective Richard Barkes of the Bloomington police department was assigned to investigate the incident. After Robert identified defendant in a photo lineup, Barkes arrested defendant. After waiving his Miranda rights, defendant admitted going to the Williams residence and taking the purse out of the bedroom. He gave a typewritten statement admitting he had taken the purse and stating he dropped the wallet into a mailbox after returning the purse. The statement was admitted into evidence.
At the jury instruction conference, defendant tendered an included offense instruction on theft. The trial judge initially agreed to give the instruction, believing "the jury could find [defendant] guilty of theft and not guilty of residential burglary." However, before the end of the conference the court reversed itself when the State presented authority for the proposition theft was not an included offense of burglary. The court refused to tender the theft instruction. The jury convicted defendant of residential burglary. Defendant was sentenced and this appeal followed.
II. ANALYSIS
A. Included Offense Instruction
1. Merits
A defendant generally may not be convicted of an offense with which he has not been charged. People v. Landwer,
An "included" offense "[i]s established by proof of the same or less than all of the facts or a less culpable mental state (or both), than that which is required to establish the commission of the offense." 720 ILCS 5/2-9(a) (West 1992). In the past, Illinois has used three different approaches to determining whether a particular offense is an included offense of another: (1) the "abstract elements" approach, (2) the "charging instrument" approach, and (3) the "factual" or the "evidence" approach, also known as the "inherent relationship" approach. People v. Novak,
This approach has two steps. First, the court must look to the charging instrument and determine whether it sets out the "`"main outline,"`" or at least a "`"broad foundation,"`" of the lesser offense. Landwer,
If the court finds the lesser offense meets this first test, it then determines whether the evidence presented at trial would allow a jury to find the defendant guilty of the lesser offense but acquit on the greater. Landwer,
Theft was not an included offense of residential burglary in this case. First, our supreme court has explicitly held "[t]heft is not a lesser included offense of burglary." People v. Schmidt,
The indictment here merely alleged the defendant "knowingly without authority entered the dwelling place of [Robert] and Rita Williams with the intent to commit therein a theft." There is no "outline" or "foundation" of theft in this language; theft was not "described." See Novak,
People v. Dace,
Our holding conflicts with the conclusion recently reached by the first district in People v. Buress,
The issue in Buress, as in this case, was whether theft was an included offense of burglary. The appellate court found it was. Buress,
2. Waiver
Defendant's argument is well thought out albeit in the end unconvincing. We are able to resist his efforts to persuade, because *1195 defendant waived his argument by failing to make it in front of the trial court. As an appellate court, we have the luxury of time to research and ponder delicate questions of law. We have clerks to aid us. We also have the benefit of hindsight. Not so the trial courts. Often they are obliged to rely upon the authority cited by counsel in making their rulings, as in this case. We will not impute error to a trial court for failure to consider a theory not fairly presented. The trial court does not have a duty to consider all possible theories; rather, its task is to rule on the basis of the theories presented. Salcik v. Tassone,
In the context of evidentiary rulings it is firmly established objections on specific grounds waive all other grounds. People v. Barrios,
The same rule applies in the context of jury instructions. The following is the sum total of defendant's argument in support of the instruction at trial: "The way they define residential burglary, the only two issues are whether or not there was an intent to commit a theft and whether or not there was authority to enter, and if, and if authority to enter is an issue, then an instruction concerning theft should be given." Defendant cited no cases, no authority for its position. This court, on the other hand, was presented with a 30-page brief, of which over seven pages were devoted solely to argument on the question of whether the instruction should have been given. It is true, the trial court initially ruled it would give the instruction. But when the prosecutor cited Schmidt, defendant presented no counterargument at all. He neither presented a cogent theory nor cited any evidence to support giving the instruction. If defendant believed a particular instruction should have been given, he was obligated to explain his theory of the case to the trial court and cite the evidence that supported the theory. It is up to the parties to make their arguments, and they must live with the arguments they make at trial.
Defendant's post-trial motion also failed to preserve the error for review. Supreme Court Rule 366(b)(2)(iii) provides a party may not raise on appeal any "point, ground, or relief" not specified in a post-trial motion after a jury trial. 155 Ill.2d R. 366(b)(2)(iii). With respect to the issue of jury instructions, defendant's post-trial motion simply alleges the court "erred in refusing the Defendant's jury instruction numbers one (IPI 26.01Q), two (IPI 13.01), and three (IPI 13.02)." This does not articulate defendant's position and is insufficient to preserve the issue for review. Thacker v. UNR Industries, Inc.,
B. Failure to Establish Guilt Beyond a Reasonable Doubt
Defendant next argues the State did not prove his guilt beyond a reasonable doubt. The question for this court is whether any rational trier of fact could have found defendant guilty beyond a reasonable doubt, viewing the evidence in the light most favorable to the prosecution. People v. Campbell,
Defendant argues the State did not prove his guilt beyond a reasonable doubt because he (1) arrived at the Williams home at 8:30 a.m., i.e., during daylight hours; and (2) provided a plausible sounding explanation of his presence (viz, Rita "owe[d him] money"). The jury was free to disbelieve the defendant's explanations. See People v. Hopkins,
C. Statutory Mitigating Factors
Defendant last argues the trial court "disregarded" mitigating factors enumerated in sections 5-5-3.1(a)(1) and (a)(2) of the Unified Code of Corrections (730 ILCS 5/5-5-3.1(a)(1), (a)(2) (West 1992)). Those sections require the court in sentencing to accord weight to a finding defendant's criminal conduct "neither caused nor threatened serious physical harm to another" (730 ILCS 5/5-5-3.1(a)(1) (West 1992)); or defendant "did not contemplate that his criminal conduct would cause or threaten serious physical harm to another" (730 ILCS 5/5-5-3.1(a)(2) (West 1992)).
At sentencing, the trial court found defendant "did not inflict serious bodily injury on [Robert]." However, it found his conduct "did threaten serious physical harm to [Robert] and to members of his family, and [defendant] contemplated that his conduct would threaten serious physical harm to them." (Emphasis added.) It is clear the court considered the mitigating factors, as evidenced by its discussion of them. It did not arrive at the factual conclusions the defendant would have preferred. However, a trial court's findings in sentencing are within its discretion, and absent an abuse thereof, we will not disturb the result on appeal. See People v. Hudson,
Defendant argues the court abused its discretion by rejecting his argument there was no threat of serious physical harm. However, this court has approved rejection of this mitigating factor where a defendant attempts to enter a residence he knows to be occupied, not only because of the danger to the victims but also because of the risk of the victims' reactions. People v. Cisco,
III. CONCLUSION
For the reasons above stated, we affirm the trial court in all respects.
Affirmed.
STEIGMANN, J., concurs.
COOK, P.J., dissents.
Presiding Justice COOK, dissenting:
The majority decision is contrary to the supreme court's recent decision in Novak. I respectfully dissent and would reverse for a new trial so that the jury could be instructed on theft as a lesser included offense of residential burglary.
The majority correctly notes that in Dace, the supreme court found that the trial court should have given a tendered instruction on theft where (1) the information charged the specific intent to commit theft, and (2) the offense of theft was proved by the evidence adduced at trial. Dace,
Subsequent to Dace, but prior to Novak, the supreme court declared that theft is not a lesser included offense of burglary. Schmidt,
"In concluding that where an accused is charged with a single offense he cannot be found guilty of an offense not charged unless it is a lesser included offense, we are not unaware of [Dace]. We would observe that in Dace the fundamental question just stated was not presented to or considered by the court." Schmidt,126 Ill.2d at 184-85 ,127 Ill.Dec. at 819 ,533 N.E.2d at 901 .
Recognizing, however, that Dace and Schmidt are fundamentally incompatible, this court held that Schmidt implicitly overruled Dace. People v. Johnson,
As noted above, the Schmidt court provided no analysis of the relationship between burglary and theft. The court merely cited People v. Baker,
The supreme court ordered the first district to reconsider Buress I in light of Novak. People v. Buress,
In the garden-variety burglary case, e.g., where defendant forms the intent to enter a house and steal a television set, and does so, theft is not a lesser included offense of burglary. That is because, in that situation, a jury could not rationally find the defendant guilty of the lesser included offense and acquit him of the greater offense. If he is guilty of one, he is guilty of both. Novak,
The evidence adduced at trial supports the giving of a theft instruction. A jury could conclude that defendant came to the Williams' dwelling to collect a debt, knocked on the door, was allowed inside by a six-year-old child, and while he was waiting for an adult, saw a purse and decided to take it. As is often the case in burglary trials, the State presented no direct evidence that defendant possessed the intent to commit a theft at the moment of entry. Instead, the State presented circumstantial evidence of the requisite intent by establishing that defendant committed a theft once inside. Where there is overwhelming evidence that a defendant committed a theft, but there exists a real question whether the defendant committed burglary (whether the defendant entered with the requisite intent), the failure to give a tendered theft instruction may seriously prejudice the defendant. The jury, faced with the dilemma of letting a thief go free or convicting him of a questionable burglary, may choose to convict.
I also disagree with the majority's finding of waiver. The State never raised the issue of waiver, at trial or on appeal. The issue of waiver itself can be waived. See, e.g., People v. Banks,
