People v. GriffinPeople v. Griffin
Opinion
Dеfendant Bryant D. Griffin was convicted by a jury of five counts of child molestation and one count of forcible rape. He argued on appeal that his forcible rape conviction must be reversed because the trial court erred in failing to instruct sua sponte on the special legal definition of “force” required for conviction of that offense. He further contended the evidence would have been insufficient as a matter of law to sustain his conviction of forcible rape under that standard.
A majority of the Court of Appeal agreed, concluding that the definition of “force,” аs it is used in the forcible rape
We conclude that the Court of Appeal erred in applying the
Cicero
definition of force applicable in forcible lewd conduct prosecutions to this
rape case. The Court of Appeal’s holding is contrary to the plain language of the forcible rape statute, and fails to recognize the significant differences the element of “force” plays in the crimes of forcible lewd acts on a minor and forcible rape. For reasons explained more fully below, we conclude the trial court was under no duty to instruct the jury sua sponte on the commonly understood definition and usage of the term “force” as it is used in the rape statute (
FACTS AND PROCEDURAL BACKGROUND
Defendant had known Latasha J. since she was five years old. He and Latasha’s mother, Vemida H., had an off-and-on relationship since 1989. Defendant began molesting Latasha in 1994 when she was between 10 and 11 years old. He typically had her touch his penis. He would then place his hand and mouth on her vagina. Latasha told her grandmother, aunt, and a schoolteacher about the incidents, but did not tell her mother because defendant told Latasha her mother would not believe her. Latasha’s teacher reported the initial molestations to the police, and defendant ultimately pled guilty to a misdemeanor of annoying or molesting a child under the age of 18. (§ 647.6.) Defendant was placed on probation and ordered to stay away from Latasha, who temporarily went to live with her maternal grandmother.
Latasha’s mother believed her relatives had convinced Latasha to make up these things about defendant because they did not like him. Latasha eventually came to believe there was no reason to report further misconduct since defendant had only received probation for molеsting her. Latasha moved back in with her mother, brother, and defendant when she turned 13. She would arrive home from school about 1:30 in the afternoon, while her mother was still at work. She was often home alone with defendant, who worked sporadically. He molested her about once or twice a week between 1996 and 1997. Again, the molestations followed a familiar pattern—defendant would place Latasha’s
In May 2000, defendant no longer lived with Latasha’s mother, but sometimes spent the night. One night in May, Latasha came home late. She did not have a key to the house, and defendant let her in. She went into the kitchen to prepare a bottle for her infant daughter. Defendant joined her, instructed her to touch his penis until it was erect, and digitally penetrated her.
Defendant and Latasha then entered the den and sat down on the floor, where defendant orally copulated her. Defendant told Latasha to lie on the floor. Latasha testified that defendant, without her consent and against her will, partially penetrated her vagina with his penis after moving his body on top of hers while holding or pinning her arms to the floor so that she was unable to move them:
“Q. Let me ask you, specifically. You are sitting on the floor and what did he do, specifically?
“A. Lay down. He told me to lay down and I laid down and he started putting his mouth on my vagina and then he got on top of me and I was ....
“Q. . . . Was he holding your wrists with his hands?
“A. Yes.
“Q. And were your arms on the floor?
“A. On my back on the floor, yes.
“Q. He was on top of you?
“A. (Nods.)
“Q. Were you able to move your arms?
“A. No, they were like that.
“Q. Was what he did without your consent?
“A. Yes.
“Q. Against your will?
“A. Yes.
“Q. And he held your arms down while he put his penis inside you?
“A. Yes.”
On redirect examination, Latasha confirmed that she did not want to have sexual intercourse with defendant, and that it was without her consent and against her will.
Believing defendant would still avoid punishment for his sexual assaults upon her, Latasha initially told no one about the incident. However, defendant and her mother were involved in a custody battle over their three-year-old son, which prompted Latasha to tell her mother about the molestations because she did not want defendant doing the same thing to her little half brother. Latasha’s mother at first was too distracted by the custody proceedings to tell the police about the molestations and rape. Later in July, Latashа’s mother told the mediator in the custody dispute matter about Latasha’s accusations of sexual assault. She and Latasha then went to the police.
Defendant testified and denied that any molestations or rape had occurred. He explained that in 1994 he began to discipline Latasha. She would never comply and would never listen to him. She told him he was not her father and she did not have to obey him. He acknowledged having pled guilty to what he called “harassment” of Latasha. He also admitted a prior conviction for purchasing and possessing cocaine base for sale.
Defendant was charged with committing a lewd act upon a child between October 1, 1996 and February 1997; oral copulation of a person under the age of 16 between February 1997 and October 1998; sexual penetration by a foreign objеct of a person under the age of 16 between February 1997 and October 1998; oral copulation of a person under the age of 18 between May 1, 2000, and May 30, 2000; sexual penetration with a foreign object of a person under the age of 18 between May 1, 2000, and May 30, 2000, and forcible rape. He was convicted as charged and sentenced to an aggregate state prison term of six years.
A majority of the Court of Appeal concluded that the definition of “force,” as used in the forcible rape statute (
Justice Perluss, in a separate concurring and dissenting opinion, disagreed that the element of force in the crime of rape has any specialized legal definition, that the trial court was under a sua sponte duty to instruct on the definition of “force” as used in
Discussion
Rape is a general intent offense.
(People v. Osband
(1996)
There are several nonlegal definitions of “force” that have been cited in the cases construing penal provisions that incorporate the term. “One nonlegal meaning of force is ‘to press, drive, attain to, or effеct as indicated against resistance ... by some positive compelling force or action.’ (Webster’s 3d New Intemat. Diet. (1993) p. 887, col. 2, italics omitted.) Another is ‘to achieve or win by strength in struggle or violence.’
(Ibid.)” (People
v.
Elam
(2001)
A plain reading of
Nor is there anything in the common usage definitions of the term “force,” or in the express statutory language of
The legislative history of the 1980 amendment of
“Until its amendment in 1980, former
The elimination of the resistance requirement from the rape statute was the Legislature’s response to concerns that rape victims who resisted their
attackers oftentimes suffered greater physical injuries than victims who did not resist, and to the further circumstance that prosecutors were increasingly either unable or unwilling to file rape charges where victim resistance could not be proved.
(Barnes, supra,
Whereas, prior to the 1980 amendment of
Barnes’s
recognition that the element of force plays a similar role in robbery and rape prosecutions lends further support to our conclusion that the Legislature did not intend “force” to have a special meaning as used in the rape statute. “Robbery is the felonious taking of personal property in the possession of another, from his person or immediate presence, and against his will, accomplished by means of force or fear.” (§ 211.) As with the crime of rape, resistance by the victim is not a required element of robbery.
(People v. Mungia
(1991)
The Court of Appeal majority placed principal reliance on
Cicero, supra,
The Court of Appeal majority in this case believed that same specialized definition of “force” must be applied to forcible rape prosecutions under
Cicero
was not a forcible rape case. There is considerable difference between the crime of lewd acts by force on a child under the age of 14, with which
Cicero
was directly concerned (see § 288, former subd. (b), now subd. (b)(1)), and the crime of forcible rape. Section 288 is broken down into two subdivisions and proscribes very different conduct than that which constitutes forcible rape under
The Cicero court examined the two subdivisions of section 288 as they related to one another and concluded, “Subdivisions (b) [now (b)(1)] and (a) of section 288 on their face draw a distinction between those lewd acts that are committed by force and those that are not. Because of the application of sections 1203.066, subdivision (a)(1), and 667.6, subdivision (d), the violation of subdivision (b) is manifestly a more serious offense than the violation of subdivision (a). The sentencing court cannot grant probation to a defendant convicted of subdivision (b). (§ 1203.066, subd. (a)(1).) In many cases, a defеndant convicted of two or more offenses under subdivision (b) will face a mandatory term in state prison that is at least twice as long as the term available to a defendant who commits multiple offenses under subdivision (a). (§ 667.6, subd. (d).) The consequential statutory distinction between subdivisions (a) and (b) must be given significance, because the Legislature is not presumed to use statutory language in a sense which would render nugatory or redundant important provisions of a statute. [Citations.] Subdivision (b) must therefore proscribe conduct significantly different from that proscribed by subdivision (a).” (Cicero, supra, 157 Cal.App.3d at pp. 473-474, italics added.)
The Cicero court was clearly focusing on the distinctions between nonforcible lewd acts under section 288, subdivision (a), and forcible lewd acts proscribed by former subdivision (b), now (b)(1), of that section. The court reasoned that in order for the statutory scheme of section 288 to make sense, the Legislature must have intended that the “force” required to commit a forcible lewd act under subdivision (b) be substantially different from or substantially greater than the physical force inherently necessary to commit a lewd act proscribed under subdivision (a).
That same distinction does not arise in the context of the rape statute. The element of force in forcible rape does not serve to differentiate between two forms of unlawful sexual contact as it does under section 288. When two adults engage in
consensual
sexual intercourse, whether with or without physical force greater than that normally required to accomplish an act of sexual intercourse, the forcible rape statute is not implicated. The gravamen of the crime of forcible rape is a sexual
The question for the jury in this case was simply whether defendant used force to accomplish intercourse with Latasha against her will, not whether the force he used overcame Latasha’s physical strength or ability to resist him. As we explained in
Barnes,
“Although resistance is no longer the touchstone of the element of force, the reviewing court still looks to the circumstances of the case, including the presence of verbal or nonverbal threats, or the kind of force that might reasonably induce fear in the mind of the victim, to ascertain sufficiency of the evidence of a conviction [of forcible rape].”
(Barnes, supra,
We therefore conclude that the Court of Appeal erred in applying
Cicero’s
“substantially different from or substantially greater” definition of force, applicable in forcible lewd conduct prosecutions under section 288, subdivision (b)(1) (see CALJIC No. 10.42), to this forcible rape case. The trial court was under no duty to specially instruct sua sponte on the commonly understood definition of force as it is used in the rape statute (
Under that applicable deferential standard of review, we conclude the evidence in this case is sufficient to support the jury’s determination that defendant used force, as that term is commonly used and understood, to accomplish intercourse against Latasha’s will. Defendant pinned Latasha’s arms to the floor as he penetrated her vagina with his penis. The viсtim unequivocally testified she did not consent to the act of intercourse and that it was accomplished against her will. At trial, defendant never claimed that he reasonably believed Latasha consented to intercourse. Rather, he denied ever touching Latasha inappropriately and denied all sexual assault allegations, claiming Latasha and her mother had falsely accused him to gain leverage in an ongoing custody dispute. In evaluating the credibility of both the victim’s and defendant’s testimony, the jury had before it evidence of defendant’s long-standing history of sexually molesting Latasha as а minor. He began molesting her in 1994 when she was between 10 and 11 years old and had continued to molest her once or twice a week during the years 1996 and 1997. Several years earlier he had pled guilty to a misdemeanor of annoying or molesting a child under the age of 18 and had been placed on probation and ordered to stay away from Latasha. Finally, moments before the act of sexual penetration that formed the basis of the forcible rape count here in question, defendant, following a familiar pattern, had ordered Latasha to touch his penis until it was erect, digitally penetrated her, and orally copulated her.
On appeal, defendant now urges there was no evidence that Latasha demonstrated any unwillingness to engage in these sexual activities, or that she objected to the intercourse until defendant had partially penetrated her, at which point she was able to stop him by getting up. These contentions, however, do not demonstrate that the evidence was insufficient to support the forcible rape conviction. Defendant had engaged in various types of criminal sexual conduct (digital penetration, oral copulation) with Latasha in the рast which, based on her reports to her family members and teacher, led to his prior conviction of molesting a minor. Moreover, Latasha had never previously encountered defendant’s attempt to have intercourse with her, as this was his first attempt. The jury could reasonably infer that by pinning her arms to the floor, defendant was able to achieve penetration on the occasion in question without Latasha’s consent before she was able to register her objection. The circumstance that defendant did not apply additional force to continue the intercourse after Lаtasha objected does not eliminate his culpability for his initial penetration of Latasha against her will by use of force.
The evidence, taken as a whole and viewed in the light most favorable to the guilty verdict, is sufficient to support the conviction of forcible rape.
The judgment of the Court of Appeal is reversed, and the matter remanded to that court for further proceedings consistent with the views expressed herein.
George, C. J., Kennard, J., Werdegar, J., Chin, J., Brown, J., and Moreno, J., concurred.
Notes
All further statutory references are to the Penal Code unless otherwise indicated.
Rape
without
proof of forсe, violence, duress, menace, or fear of immediate and unlawful bodily injury can also be perpetrated against victims who, because of a mental disorder or developmental or physical disability, are incapable of giving legal consent (
As noted,
We recognize that recently, in
In re John
Z. (2003)