*1 1979] v Green
PEOPLE GREEN
(Calendar
3).
6,
Argued
Docket No. 59674.
June
No.
Decided
26,
January
1979.
charged
first-degree
Ernest E. Green was
with
murder. While in
jail awaiting trial he initiated a series of discussions with the
investigated
detective who had
the crime. Two of these discus-
appointed
represent
sions occurred after counsel had been
him. The first ceased when the defendant said he wanted to
attorney. During
discussion,
talk to his
the second
the defend-
only
specifically
ant not
waived his Miranda
but also
attorney present.
stated that he wished to talk without his
An
[4]
[6]
[16]
[10,
[8]
[9, 14,
[15]
[1,
[2,
[3,17,
Accused’s
Accused’s
Accused’s
29 Am Jur
Attorney’s dealing directly
Accused’s
Duty
Accused’s
Accused’s
63 Am Jur
29 Am Jur
5,
21 Am Jur
20 Am Jur
12-14]
21 Am Jur
5 ALR3d 1269.
Court cases.
than a has an interest the Code of Profes- grips Responsibility, sional and thus need not come to with the protection primary purpose effective of that interest. A of the disciplinary party, rule is to shield the adverse not the adverse party’s attorney. emphasis protection people goes on the of beyond public reputation abstract concerns about the of the bar general society; Responsi- harm to the Code of Professional bility recognizes concretely that individuals can be harmed purpose protecting violations of ethical standards. The code’s becoming individuals from victims of unethical behavior has enforcement, going led an courts assume active role its beyond disciplinary proceedings may mere review reach courts; they supervisory power have exercised their particular damage cases to undo the caused individual human beings. cases, invariably protect 3. In civil the courts have acted to individuals who would otherwise have been victimized viola- disciplinary rule; suggested they tion of the have not that a disciplinary proceeding only appropriate is the and available remedy party prohibi- directly for a who has been harmed. apply equally tions civil rule in criminal and cases, principled enforcing and there is no basis for the rule in civil, criminal, Michigan but not cases. The and ABA 'ethics committees have refused to draw distinction between viola- tions in civil and criminal cases. The heart of the matter is achieved, purpose protecting people that if the rule’s is to be suppressed. evidence obtained in violation of the rule must be Disciplinary proceedings against prosecuting attorney not do might undo the harm caused an individual who otherwise *5 Mich suppressed courts have evidence in have been convicted. Other disciplinary where a violation of the rule has criminal cases important in criminal to enforce the rule cases occurred. It is lawyer, already the advice of a continued because against assigned, protection an or is the individual’s retained power organized by the state. abuse of disciplinary proceedings Implicit holding that are 4. in the Court-promulgated only proper remedy for violation of may grant relief in standards is the result that a court charging of other rule violations such as the of an cases intended, contingent Surely results are not fee. such excessive making principled for but it will be difficult to advance a basis a distinction. (1977) App affirmed.
74 Mich
A defendant’s to the authorities out of the presence attorney necessity of his does not obviate attorney notify attorney prosecuting the defendant’s and Responsibil obtain his consent under the Code of Professional ity; while the defendant’s initiative insistence that speak presence attorney the lack of out of the of his prosecuting attorney overreaching by the are factors to be mitigation, they compliance do considered in not excuse (Code disciplinary Responsibility, rules Professional 7-104[A][1]). Attorney — — 2. and Client Professional Misconduct Communi-
cation With Parties. prohibition The reasons for the ethical on communication an party represented with a counsel involve the party’s attorney proper and interests of the adverse and the functioning legal system, prevention of as well as the (Code overreaching Responsibility, DR 7- of Professional 104[A][1]). Attorney Responsibility — — Code of Professional Client Disciplinary Proceedings. comprised Responsibility Code of Professional is self-im- posed regulations prescribing of conduct internal the standards v Green for members of the State Bar which is enforced internal against offending State Bar attorney; action provisions statutory of the code are not constitutional or rights guaranteed persons. to individual Admissibility — Responsibil- — 4. Evidence Code of Professional ity. admissibility normally by applica- evidence determined *6 statutory provisions, ble constitutional and court rules and doctrines; Responsibility common-law the Code of Professional lawyers plays part of no in such decisions. Prosecuting — — 5. Criminal Law Evidence District Attor- neys — — Professional Misconduct With Communication Defendant. by prosecuting attorney
Violation of the Code of Professional Responsibility disciplinary prohibiting rule communication represented by obtaining with a defendant counsel without standing by counsel’s consent alone should be dealt with State Bar action to insure that future violations do not by withholding jury occur rather than evidence from the or reversing granting the defendant’s conviction and him a new (Code Responsibility, 7-104[A][l]). trial of Professional DR Prosecuting Attorneys — 6. District Professional Miscon- Attorney — — duct and Client With De- Communication — Due Process. fendant prosecuting attorney Conduct of an assistant who listened to and minimally notifying communicated with a defendant without attorney fundamentally shocking his is not so unfair and to the persons sensibilities of reasonable that it rises to the level of a process law, although violation of due the conduct is a Responsibility disciplinary violation of the Code of Professional rules, where, most, acquiesced at the authorities in a course of by conduct initiated the defendant who knew what he was doing they right attorney after offered him the to have his present and after that was waived the defendant who specifically speak attorney stated that he wanted to his without (Code present. Responsibility, 7-104[A][l]). of Professional Opinion Concurring Dissenting Part and in Part Williams, J. See headnotes 1-6. Mich Prosecuting Attorneys —
7. District Professional Miscon- Attorney — —duct and Client Communication With De- fendant. prosecuting attorney Conduct of an assistant who communicated notifying with a defendant without should be reported Attorney Discipline appropriate to the Board for action to deter future violations of the Code of Professional (Code Responsibility Responsibility, of Professional DR 7- 104[A][1]).
Opinion Concurring Dissenting in Part Part and Kavanagh, — 8. Courts Trial. Supreme supervise procedure duty
It is Court to practice of law. trial as well as the — — — Mis- 9. Criminal Law Evidence Exclusion Prosecutorial conduct. practice Evidence obtained in violation of rules established excluded, should be not to vindicate violation of a defend- rights, unacceptable practice by prosecu- ant’s but to deter tion. — — — Professional Mis- 10. Criminal Law Evidence Exclusion conduct. Discipli- Statements of a defendant obtained in violation of the nary Responsibility Rules of the Code of Professional when a *7 prosecutor part questioning notifying took in him without ñrst suppressed give defense counsel should be to unmistakable exposure action, notice disciplinary in addition to to disregard way rules will in no to serve assist (Code performance professional an duty in the of of Responsibility, 7-104[A][l]). Professional DR by Concurring Dissenting Blair in Part Part and in Moody, Jr., J. Prosecuting Attorneys — District and Professional Miscon- 11. Attorney — — duct and Client Communication With De- — — fendant Evidence Exclusion. general prosecutor The prohibited rule should be that a must interviewing obtaining from a defendant without ñrst the con- sent of defense counsel or the affirmation of defense counsel and, following that he has advised the defendant of his advice, this the defendant still wishes to be interviewed without him; failure to obtain consent or affirmation should result in (Code suppression any resulting of evidence Professional of Responsibility, 7-104[A][l]). DR Green by
Dissenting Opinion Levin, Attorney — — 12. Misconduct Communi- and Client Professional Party. cation Adverse Responsibility prohibition Code of of The in the Professional lawyer represented by party
communication a with an adverse (Code lawyer sought by a makes irrelevant who the interview Responsibility, 7-104[A][l]). of Professional DR Attorney — — 13. Misconduct Client Professional Communi- Party. With cation Adverse primary purpose against by the rule communication a party represented
lawyer by lawyer with an adverse a is to protect persons represented by lawyer harming a from their (Code by opposing lawyers cases statements of Professional 7-104[A][l]). Responsibility, DR Attorney — — 14. and Client Professional Misconduct Communi- Party — — With Adverse cation Evidence Exclusion. suppression Only of a statement obtained in violation the rule
against by lawyer party communication a with an adverse lawyer represented by a will vindicate the interest which the protect; designed disciplinary proceedings against rule was who violates rule will not undo the harm done lawyer’s by (Code another client violation of the rule of Profes- Responsibility, 7-104[A][l]). sional Attorney Right— 15. and Client to Counsel. concept persons are beneSted retention of active representation by deeply ingrained legal system; the status this belief is afforded is most courts development evident in the of the Sixth Amendment (US VI). proceedings Const,
counsel criminal Am Attorney — — and Client Remedies. Professional Misconduct Supreme It would be anomalous Court to claim be acting protection public for the and in the interest of the justice administration of cases to then refuse individual particular persons *8 assure that unethical are harmed practices; public by protect- protect except the Court cannot ing individuals. Mich Opinion by Coleman, C.J. — — Attorney Remedies. and Client Professional Misconduct 17. rely disciplinary proceedings on alone effectuate Courts do not Responsibility; they purposes of the Code of Professional necessary the results of unethical do what is to undo will thereby protect individuals who have been behavior and harmed such behavior. Attorney — Professional Misconduct. and Client principle goal legal system operates is the on the that the Our law, imposed by the limitations ascertainment of truth within part very the Code of Profes- includes as a of its fabric which Responsibility regulating lawyers in rela- conduct of sional legal system; no should tion to those who encounter permitted evidence to advance his client’s cause with ob- lawyer’s from another client in violation of a rule tained (Code designed safeguard against very violation as a 7-104[A][l]). Responsibility, DR Professional Kelley, Attorney General, A. Frank J. Robert Patterson, Derengoski, General, L. Solicitor Brooks Prosecuting Attorney, Williams, Robert C. Chief Appellate Richards, Counsel, S. and Thomas As- Prosecuting Attorney, people: sistant for the Sharbaugh Kuirsky & for defendant. affirm). (to appeals
Coleman, C.J. The defendant first-degree question his conviction of murder. The presented voluntary made is whether statements by detective and an assistant prosecuting attorney standingly knowingly under- after
waiving right his to an to remain silent nonetheless be must suppressed prosecuting attorney if the assistant 7-104(A)(l) legal Disciplinary violated Rule profession’s Responsibility, Code of Professional which states: "During representation the course of his of a client
lawyer shall not:
"(1) Communicate or cause another to communicate *9 v Green Opinion by Coleman, C.J. subject representation party on the of the with a represented by knows to be in that matter prior represent- he has unless ing the consent of the party such other or do so.” is authorized law tp ruled, The Court of one Appeals judge dissenting, that an ethics alone does not violation warrant or require suppression voluntary statements. 351; 253 App 74 Mich NW2d We affirm.
I 8:30 approximately p.m., On October 1974 at and drove to a nearby the victim left her home market some milk. She took her six- purchase the market month-old child with her. Patrons of in her and a cashier saw her the market with 8:45 closing approximately p.m. child before at just nap approximately Her husband awoke from a at p.m. 11:45 and became worried when he discovered telephoned that she was not home. He rela- yet her. At together they began looking tive and a.m., 12:30 found her car in approximately they the market lot in it and the parking keys asleep child on the front seat. After a futile search area, surrounding drove the car home they telephoned police. The victim’s whereabouts remained unknown until late afternoon of October when some hunters found her in a river. body floating nearby An performed revealed that autopsy day the next she had been and once stabbed once the back the chest. The chest wound near the sternum. was penetrated through It some soft tissue between through the fourth and fifth ribs and continued front heart. The and back walls the victim’s through back both walls of the penetrated wound 405 Mich Coleman, C.J. lung. left The cause of death was shock victim’s hemorrhaging. spoke police 23 a citizen to the On October implicated police A the murder. and, the man at home officer visited while the extension, officer listened on an phoned the man tele- expressed the defendant and concern about fingerprints possibility or other incriminat- ing worry evidence. The defendant said not *10 things. about these police
On October 24 the arrested the defendant and booked him for murder. The detective in charge of the case then drove defendant to the body area where the victim’s had been found and rights by advised the defendant of his Miranda1 reading from a card that said: right Anything you
"You have the to remain silent. say against can you and will be used in a court of law. right lawyer answering You have a to talk to a before any questions you right lawyer have the to have a present you you answering ques- with while are these you lawyer, tions. If appointed cannot to afford hire one will be represent you any questions you if before right any wish one. You have the to decide at time during questioning right before or your to use to re- your right main silent and to talk with a while you being questioned.”2 are questions:
the On
back of the card were these
you
rights
"Do
I
understand
each of these
have
explained
you?
you
Do
want
to talk to a
any questions?
before
you
your
Will
waive
Arizona,
v
1602;
Miranda
384 US
86 S Ct
On asking speak him. The de- the detective guards jail complained at fendant harassing him. That afternoon the detective were hearing jail. After his at the the defendant visited waiving again them, the de- Miranda concerning sup- proffered a statement fendant posed night on the of the crime whereabouts knowledge having again of the murder. denied the detective asked At the end of this discussion telling the truth and the if he was defendant said that was. repre- appointed to 31 counsel was
On October the defendant. sent impli- originally November 19 the man who
On against
in testified cated the defendant the murder preliminary examination. He the defendant at the lover until had been the defendant’s homosexual *11 day the of the arrest.
According witness, defendant arrived to this the
acquaintance at the p.m. mately of a mutual between home
approxi- p.m. 19, on 1974. At October go party p.m. they in all decided to to a they car, the the Detroit. As entered defendant’s acquaintance him the defendant asked the to hand lying "there’s some- coat thing on the back seat because dangerous probably there that would they Detroit, the him”. After returned from acquaintance then was taken home. The defendant something to tell the witness said that he had 3 Id., pp 16-17. Mich Opinion by Coleman, C.J. anyone the witness could not tell else about
it. The defendant seat of his the reached underneath front large pulled
car, knife and out a said just lady”. that he "had killed his old When the expressed disbelief, said, witness the defendant proceeded "I’m serious” and to detail the circum- crime. He he stances of the said stabbed her (To easy”. chest and "it went illustrate the put point wound, location of the of the knife on the near chest witness the wit- sternum.) keys ness’s He also said he left her sleeping dumped her child in her car and had her body body in the water near the area where the eventually was found. When the witness continued express pointed disbelief, the defendant to what he said was a bloodstain on the knife.
Shortly approximately conversation, after this at 4 a.m. on October the defendant and the wit- ness entered another car with some friends who taking passengers were way one of the home. On the residence,
to that the defendant asked the slight past driver to take a detour. The detour led the market where the victim’s car had been found. The defendant said that he wanted to "check out something”. they past market, As drove gone.” said, defendant "It’s Primarily testimony, on the basis of this open defendant was bound over for trial on an charge of murder. during November,
Sometime the middle of again asking detective, sent word to the speak him. The detective and the assistant prosecuting attorney assigned to the case visited jail. However, the defendant at when the detective advised the defendant of his Miranda rights, the defendant indicated that he wanted speak talking with his before further *12 v Green Coleman, C.J. immediately the case. The ceased discussion
about point. at that January, 1975, the end of the defendant
Near expressing again sent word to the authorities January 29 the detective and desire to talk.4 On spoke prosecuting attorney with each the assistant jail.5 the defendant at the other and then visited They the defendant’s did not communicate with attorney. the defendant of The detective advised rights. his Miranda rights waived to the and said that he wanted to talk attorney present.6 The de- authorities without his the murder and the defendant tective asked about proceeded exculpatory story to tell an about driv- night pur- ing to store on the of the crime to meeting revealed wine and a man who about chase some a something "killing large knife and said hearing before trial the detective testified: At the Walker Now, prosecutor]: you "Q. [by to interview did have occasion at time after that? him defendant] [the 29, Yes, January 1975. "A. on place? "Q. And did that take where County "A. At the Oakland Jail. "Q. present? Who was Yourself, myself "A. and Mr. Green. ”Q. you to be over there? And how did come jail through "A. Mr. Green had sent word from the one of transcript, p deputies to talk to us.” Trial 27. that wished testimony There is little about the conversation between prosecuting attorney. The detective testi detective and fied at trial: assistant "Q. [by you prosecuting Did attor- defense counsel]: [assistant ney] you on Ernest Green talk to each other before interviewed January 1975? what, "A. About sir. ”Q. anything, About about the interview? did, presume yes.” transcript, p 423. "A. I we Trial follows, speaking hearing At the detective testified as the Walker response questions: to defense counsel’s rights including lawyer, he waived his "He defendant] [the waived, wished discuss this case with us without he told us that he p you.” transcript, Trial 405 Mich *13 Opinion Coleman, C. gave this bitch”. The defendant said he this man a to a ride bar and later discovered that the man managed slip had the knife underneath the defendant’s coat in the seat of the defend- back ant’s car. The defendant he threw the knife in said parking some lot in bushes next to a restaurant identify Detroit. He refused to man. At the story, prosecuting end of ney, the assistant this attor- point, up only taking who, to that had been telling notes, the defendant if asked he was whole truth. The defendant said that he was. hearing evidentiary
Prior to trial an was held to admissibility determine the of the defendant’s testimony taken, statements. After was defense objected January counsel to the admission of the ground on statements that the defendant prior making had not been advised the state- first-degree penalty ments that the mandatory murder was passing, life. In defense counsel added: just "I think prosecuting attorney for an assistant interrogate and Detective Blum to Ernest Green not advise him of that or even volunteer to invite me to jail, I don’t think that the admissions made on January 1975 should be admissible.”7 judge objection The trial overruled and the ultimately statements were admitted into evidence
at trial. jury first-degree convicted the defendant of
premeditated murder.
II appeal argued On the defendant has not that his transcript, p Trial v Green Coleman, C.J. involuntary that the authori- were or statements require- comply failed to with the Miranda ties that the statements ments. Instead he contends suppressed have because the assistant should been 7-104(A)(l). prosecuting attorney Al- violated ternatively contends that the statements should suppressed prose- have been because the assistant cuting attorney’s fundamentally conduct was so shocking unfair and to the sensibilities reasona- general persons ble it violated notions of due process of law. responds
The state there was no violation 7-104(A)(l) of DR in this case because the defend- *14 January discussion, ant initiated the waived his right to counsel and indicated that he wanted to attorney pres- (cid:127)talk to the authorities without his argues Further, ent. the state that the assistant prosecuting attorney played only a minor role listening discussion, the ing to the defendant and tak- overreaching notes, and that there was no of Alternatively kind. the state contends that the exclusionary apply of rule does not to violations Responsibility. proper the Code of Professional The proceedings against action is the of- fending argues attorney. Finally, the state that if
the admission of the defendant’s statements at trial was
error, it was harmless.
Ill question The threshold is whether the assistant 7-104(A)(l). prosecuting attorney violated DR Appeals unanimously The Court of concluded prosecuting attorney that the assistant had acted improperly. prosecut-
The state has conceded in its that brief ing exempt attorneys are not the strictures of from Mich Opinion Coleman, C.J. 7-104(A)(l).8 argues, however, that no DR The state 7-104(A)(l) in this case occurred violation of speak with intention to of the defendant’s because attorney present and the authorities without overreaching by the assist- of the lack because prosecuting attorney. ant. request argument the defendant’s attorney
speak presence obviates of his out of the necessity notifying the defendant’s contrary obtaining is his or her consent and opinions by American Bar Association both the Michigan Committees State Bar Association on Professional Ethics.
In ABA Formal 108 issued interpret forerunner Committee was asked 7-104(A)(l), 9, which stated: of DR old Canon upon any way communicate "A should not in represented controversy party with a subject counsel; negotiate or much less should he undertake him, only compromise the but should deal matter upon It incumbent most with his counsel. everything may tend to mis- particularly to avoid counsel, he should represented by party not lead a not undertake to advise him as to law.” question
whether before the committee was plaintiffs attorney in a civil case could ethi- *15 cally in absence of the interview the defendant the willing attorney defendant’s if the defendant was unanimously the committee to discuss case. The quoting negative and, after Canon answered 9, stated: equally clear. prohibition
"The for such a are reasons brief, Michigan Appellee’s p on Bar Committee 30. See also State J, 5, pp 202, 29-30 Opinion No 46 Mich St Bar Ethics Professional (1967). People v Green by Opinion Coleman, J. C. They arise out of the nature attorney of the relation of and client equally imperative and are in the interest of preserve party attorney. the adverse and of his To proper functioning legal profession of the party as well as to shield the improper adverse from approaches the Canon wise and beneficent and\ should obeyed.”9 202, In Michigan Opinion State Bar issued in approved State Bar Board of 1966, Commissioners the committee was faced with the question whether Canon 9 prohibited a prosecuting from attorney interviewing a criminal obtaining defendant without first the consent of the defendant’s if attorney even the defendant requested the interview without informing his or her attorney. The committee unanimously an- in the negative.10 swered quotation from ABA Formal set forth above indicates there is more to this prohibition ethical than just prevention overreaching. and interests of the ad- verse party’s proper functioning legal of the system are involved as well.
Ethical 7-18, Consideration adopted 1975, American Bar Association in emphasizes importance of prohibition this ethical to the func- tioning of the legal system: legal system "The in its sense broadest functions best persons when legal in need of advice or are assistance represented by their own counsel. For reason a this lawyer should not subject communicate on the matter representation person his client with a represented knows to be lawyer, the matter pursuant unless to law or or rule of court unless he has Opinions American Bar Association of the Committee on Profes (1967), p sional Ethics J, pp 46 Mich St Bar 29-30 No *16 292 405 Mich 273 Opinion by Coleman, C.J. (Footnote person.”11
the omitted.) of the lawyer consent for that exempted prosecut- Other authorities have not 7-104(A)(l) ing attorneys from the strictures of DR requested in fact situations an interview or was where willing speak and where overreaching.12 there was no 7-104(A)(l) language of DR is clear and only exceptions. says contains two It "a * * * * * * party shall not knows to be he communicate with a * * * represented by unless prior lawyer represent- has consent of the ing (Emphasis party [that] or is authorized law to do so”. added.) presented any
The state has not reasons for a distinction between civil and criminal cases based willingness speak on the defendant’s and the overreaching. lack of Nor has the state addressed prevention the concerns addition to the of over- reaching expressed opinions in the ethics noted above.
We hold that while this defendant’s initiative
willingness
speak
and the lack of over-
reaching by
prosecuting attorney
the assistant
are
mitigation,
they
factors to be considered in
do not
compliance
profes-
excuse
with the standard of
7-104(A)(l).
prescribed sional conduct
IV
question
brings
Our resolution of the
above
us to
(1975),
Responsibility
ABA
pp
Code of Professional
33C-34C.
12See,
(CA
Carlson,
example,
431,
United States v
423 F2d
Star,
9, 1970),
cert den
voluntary by the defendant after made statements *17 waiving understandingly knowingly his Mi- and suppressed solely rights must nonetheless randa prosecuting attorney violated assistant the because 7-104(A)(l). DR Appeals majority held that an The Court of standing not warrant or ethics violation require alone does suppression evidence. the of argued that the violation of The defendant has 7-104(A)(l) of his was violation suppressed, he will that unless his statments are wrong remedy to the no effective redress have done to him. misconception argument upon a basic
This rests Responsibility. The of the Code of Professional provisions not constitutional or of the code are persons. rights guaranteed statutory individual self-imposed regulations They are instead internal prescribing for the standards of conduct members principal Although it true that the of the bar.13 is purpose provisions protection many the of is
public, remedy traditionally for a has violation against internal action been bar offending by attorney. The sanctions available are
attorney permanent no means trivial. The faces respects provisions disbarment. In these provisions are no found in code different from the
professions, as the codes conduct for other such self-govern- They medicine or architecture. all are ing, regulations. in-house admissibility law, a court of of evidence in normally hand, determined on the other purposes For a and intended effect of recent discussion Opinion Responsibility, Informal 1420 issued Code of Professional see Standing Ethics and the American Bar Association Committee on appears Responsibility, in the ABA Professional June 1978. It (1978). July Journal of 1978. 64 ABA J 1173 Mich Coleman, C.J. statutory to relevant constitutional reference pertinent applicable court rules provisions, con- professional Codes of common-law doctrines. no in such decisions. play part duct of conduct New mixed the standard courts have 7-104(A)(1) provision other of a found in DR or questions into responsibility professional code of of evidence crimi concerning admissibility which have or civil cases. Even courts nal concept novel have linked their embraced this to do so with doctrines or decisions constitutional statutory provisions recognized present or See, Michigan’s example, People jurisprudence. Hobson, 894; 384 39 NY2d 348 NE2d NYS2d if argued also has his state- *18 in suppressed are not this Court would ments of to unethical con- give stamp approval effect its part indicates III opinion clearly duct. As this above, a To the unsupported. such conclusion III a part reflects commitment contrary, future do not occur. Court to insure that violations good in the at a provide The facts case bar 7-104(A)(l) a of DR stand- example why violation ing disciplinary alone should be dealt with by bar withholding action rather than relevant and material evidence from the jury.
The defendant had a to tell story he wanted authorities, of the presumably to clear himself charge lodged murder him. He against sent word to the authorities and asked to with them. speak knowledge He waived his full Miranda of doing. what he was He stated specifically attorney present. he wanted to talk without the detec- prosecuting attorney assistant did defendant except tive little listen to what state- say had to and take notes. The defendant’s v Green Coleman, C.J. voluntary completely there was ments were overreaching if he kind. When asked no telling truth, said that he the whole was was. grant óf a new
Reversal of the conviction (if pre- and evidence trial fact the witnesses trial) obtained for a second in 1975 could be sented solely consequential than viola-
because of this less 7-104(A)(l) reprehensi- constitute tion of DR would ble "overkill”. this, action
In cases such as bar against offending attorney a would be directed appropriate response and serve as a more would deterrent than the indirect sanction more effective Although presence exclusionary rule. prosecuting attorney is still one factor assessing "totality of the circum- considered in order to determine whether defend- stances” ant’s statements are constitutionally admissible, in this fac- find no unconstitutional intrusion we tual situation. unnecessary
it to consider This resolution makes argument de- if admission the state’s error, it was fendant’s statements at trial was harmless.
V pros- question The final is whether the assistant fundamentally ecuting attorney’s was so conduct shocking unfair and to the of reasona- sensibilities *19 persons it of a violation ble that rises to the level process it does not. of due of law. We find that prosecuting above, attor- As noted the assistant although ney’s conduct, DR 7- a violation of 104(A)(1), pales relatively It was innocuous. process comparison to the cases which a due Mich Opinion Williams, J. Rochin See, example, violation has been found. for California, v 165; 205; 96 L US 72 S Ct Ed 183
This is not a case in which the authorities used deception or force to extract a confession from an Brewer ignorant helpless (Compare defendant. Williams, 1232; 430 US 97 S Ct 51 L Ed 2d counsel.) [1977], dealing with the right At acquiesced most in a they course of conduct initi- ated a defendant who knew precisely what he doing right was after offered him they to have present counsel and after that was refused. doWe not find this so unfair or shocking so that the defendant’s conviction must be reversed.
We affirm.
Ryan, J., Coleman, concurred with C.J. (concurring part; dissenting in Williams, part). I concur with my opinion sister Coleman’s the prophylactic not, rule exclusionary need not, and should be extended to cover this case. However, agree while I prosecut- the assistant ing attorney’s action did not rise level of a law, violation of due I process disagree that his action was I "innocuous”. would affirm order but the Clerk to report this matter grievance to bar authorities appropriate action.
The "prophylactic exclusionary rule” is an indi- rect method wrongful to deter police action. Since the courts have no effective direct method of disci- plining officers, police method, this indirect which retrial, public costs the has been justified.
However, respect including to attorneys, prosecuting attorneys, the courts do have a direct method of discipline wrongful to deter their action. Attorneys disciplined can be grievance the bar *20 v Green Opinion by Kavanagh, J. to
authorities, attorneys refer and the courts can action. appropriate for them Therefore, here com- future action as to deter mitted, jus- criminal burdening public without retrial, reach directly system tice with a Clerk to I order the wrongdoer, would alleged action attorney’s prosecuting the assistant report authorities grievance to the in this matter action. appropriate Williams, J., J.
Fitzgerald, with concurred dissenting (concurring part; Kavanagh, prosecutor part). holding I that concur 7-104(A)(l) in the part when he took violated DR notifying first of Ernest Green without questioning the defend- agree I do not defense counsel. be admissible. ant’s statements should forth the conven- for affirmance sets opinion action under disciplinary tional view that adequate is an grievance procedure established violations of dealing method of asserted, rules, it does rules. Violation of such of evidence. admissibility not affect the argu- also the defendant’s opinion rejects suppression ment of his statements without him. wrong he will have no for the done redress defend- opinion I am and the convinced both the ignore argument misperceive ant’s the error procedure duty supervise this Court’s practice trial as well as the of law. introduced was sought
Here the evidence to be this Court’s estab- obtained in violation of one of practice. lished rules of to the
This action
is an affront
prosecutor
diminishes
the effectiveness
profession
whole
for it
The evidence should be that, exposure to to notice in addition mistakable in action, disregard of our rules will disciplinary of performance in the way no assist an professional duty. Kavanagh,
Levin, J., J. concurred with in dissent- (concurring part; Moody, Jr., J. Blair in that ing part). holding I in the concur 7-104(A)(l) he took when prosecutor violated without questioning in the of Ernest Green part Under the circum- first defense counsel. notifying case, agree I do not the defend- stances this ant’s statements should be admissible. in the prosecutor participant
The direct was a of this inter- preparation conducting for and the prosecutor’s presence view. The influence of the upon the is immeasurable. Defense defendant counsel’s altered presence substantially could have Furthermore, interrogation. prosecutor interrogate accompanied twice the detective Green without counsel. notification to defense general prosecutor rule should be that a prohibited interviewing must from a defendant be of defense obtaining without first the consent counsel defense counsel or the affirmation of and, has advised the defendant v Green Dissenting Opinion Levin, J. following advice, this still wishes interviewed him. to do so without Failure resulting suppression result should evidence. prosecutor
Accordingly, the conduct Additionally, this prosecutor reversal. case necessitates subjected should be ac- tion for his conduct. (dissenting). Early
Levin, Ernest Green was first-degree questions convicted of murder.1 The 19, home, Phyllis accompanied On October McPhail left her son, get her six-month-old some milk at a market in Pontiac. return, When she failed to her husband went to look for her and parking keys her found car the market lot with the milk and in it boy asleep. police days and the little were called. Two her later body floating approximately was found in a mile river one from the autopsy apd market. An established that she had from died shock hemorrhage penetrating lung. due to wounds of the heart and charged On October 1974 Green was arrested and with the rights by murder. Green was advised of his Miranda a detective and questioned after he indicated that he waived them. Green denied *22 knowledge the Oakland days message of the murder. Four later Green sent a from County asking speak Jail to the detective to with him guards. afternoon, by jail about harassment the He visited Green that rights, advised him of his Miranda and obtained a waiver. Green again having knowledge gave denied of the murder and the detective evening. a detailed statement of his whereabouts that appointed On October 31 counsel was for Green. held, preliminary On November 6 and 19 a examination was after Terry, which Green was sexual lover until the over bound for trial. William Green’s homo- arrest, day of his testified at the examination that he and Green had driven from Pontiac to Detroit and back on night Terry the the an Green asked the seat because "there dangerous Pontiac, knife, crime was committed. testified that when he and Detroit, acquaintance go party entered in Green’s car to to a acquaintance lying to hand him the coat on the back something probably in there that would be [is] Terry upon to him”. further testified that their return to seat, something Green looked for a under the car just found Terry lady” indicated to that he "had killed his old with knife, proceeded the and to detail of the crime. the circumstances conversation, Shortly entered another car according Terry, after this he to and Green taking some the friends who were one of passengers home. Green asked the driver to take a detour that led past the market where Mrs. McPhail’s car found so that he could was said, something”. past, gone.” they "check out As drove Green "It’s November, 1974, again requested In Green that the come detective Mich Dissenting Opinion Levin, 1) prosecutor a violates are: presented Whether 7-104(A)(l) Respon- Code Professional the statement from a defendant a sibility obtaining during a conversation represented lawyer, defendant, advice, the the without initiated 2) so, If whether lawyer; of his presence consent or suppressed. have been the should statement the prosecutor ruled that Appeals Court suppression was not the rule that violated but dissenting. affirms. one This Court justified, judge and that the rule was violated agree We all that in civil cases. it as well as applicable criminal should the statement disagree We whether suppressed. rule provides: prosecuting jail. The the assistant to the detective and jail. being assigned at the After advised of to the case visited Green rights he talk to indicated that wished to his his Miranda Green he talked to the detective. before 29, 1975, January prosecuting the detective the assistant On They again jail request. attorney attempt- did not came to the at Green’s again attorney. Green’s The detective to communicate with rights. of his This time he waived his advised Green Miranda lawyer being case without his and said he wanted to discuss the there. The detective asked about tell proceeded the murder and Green night exculpatory story driving to a an about store on murder, large meeting giving a ride to a man who revealed bitch”, "killing something this later discov- knife and said ering about slipped knife coat that the man had under Green’s some bushes
back seat of the car. He said he threw knife into identify parking He next to a restaurant man lot in Detroit. refused allegedly given completion of he had a ride At the met and to. statement, up prosecuting attorney, to that who his assistant notes, telling point only taking been asked Green if he was had Green said whole truth. was. hearing held to the admissi- Prior to trial a Walker was determine objected bility admission of the statement on the without January of Green’s statement of Green’s grounds it was obtained and, granting specifically, without Green his to counsel advising degree and prior making penalty first- him statements that the *23 objection judge mandatory murder was life. The overruled were at trial. the statements introduced first-degree guilty and sentenced Green was found murder mandatory prison. serve the life term in v Green Dissenting Opinion by Levin, "During the course of representation his of a client a lawyer shall not:
"(1) Communicate or cause another to communicate subject representation on the knows to be of the party with a represented by lawyer a in that matter prior unless he has the consent lawyer represent- of the ing party such other or by is authorized law to do so.” 7-104(A)(l). Code of Professional Responsibility, DR The prohibition of any communication with an party represented adverse by a makes lawyer irrel- sought evant who the interview.
It is well-established in Michigan that old Canon 9,2 7-104(A)(1), the forerunner of DR prohibited a prosecutor from interviewing a defendant without first obtaining the consent of his even if lawyer, the defendant requested the interview.3
A primary purpose of the rule is protect any way upon "A subject should not in communicate controversy undertake to should deal party represented counsel; with a much less should he negotiate compromise him, or the matter with but only upon with his counsel. It is incumbent particularly everything most party may to avoid tend to mislead a represented counsel, and he should not undertake to Ethics, advise him as to the law.” Canons of Professional Canon 9. 3 Michigan 202, 5, April See State Bar Ethics issued approved by 18, and the Board of State Bar Commissioners November opinion printed J, (1967), pp in 46 Mich St B No 29-30 special professional ethics, judicial in a issue devoted to J, 2A, pp Mich St B No 279-280 question, opinion, as stated in the is: general "The Michigan inquires counsel of the State Bar of of the concerning propriety Committee defendant knowledge interviewing the ethical of a prosecuting a criminal authority case without attorney. usually He notes that such arises in requested instances when a private defendant himself has interview prosecutor knowledge with the approval without the or of his own counsel.” response The black letter reads: improper prosecuting "It is authority unethical and for a to inter- view knowledge a defendant in a criminal case without attorney consent of his of record.” By 16, 1978, opinion Michigan informal dated June committee ruled: paternity "An may for a defendant in a suit not communi- *24 Mich 273 405 302 by Dissenting Opinion Levin, harming lawyer represented by persons a from opposing lawyers. by cases “statements their suppression Only in viola- statement obtained of a interest which that of the rule vindicate tion will protect. designed true in This is as the rule was proceedings Disciplinary as civil cases. criminal against lawyer will not violates the rule a who by lawyer’s client the harm done another undo violation rule.
I
by
concept
persons
reten
are benefited
representation by
a
tion of and active
ingrained
legal system.
deeply
The status
in our
develop
this
most evident in the
afford
belief is
we
right
the Sixth
to counsel
ment of
Amendment
4
proceedings.
criminal
many
ruled
a defendant
courts have
While
represented by
lawyer may
deemed to
a
who is
waiving
lawyer’s
his
assistance
have waived
authority
rights,5
courts,
on the
Miranda
other
Supreme
summary
in McLeod
Court’s
reversal
1556;
682
Ohio,
14 L Ed 2d
356;
381 US
85 S Ct
a
v
(1965),
adopted
forbidding
per
inter-
have
se rule
plaintiff
represented
prosecuting
cate with
who is
having
prior
prosecuting attor-
first
consent of the
without
obtained
(1978).
CI-356,
ney.”
Informal Ethics
57 Mich St B J 733
4 See,
States,
e.g.,
1199;
201;
Massiah v
12 L
United
377 US
84 S Ct
Wade,
1926;
(1964);
218;
18
United States v
2d 246
388
87 S Ct
Ed
US
Williams,
(1967);
1232;
51
Brewer v
430
97 S Ct
L Ed 2d 1149
US
(1977),
reh
den 431
L Ed 2d
US 925
424
5
(CA
e.g.,
Wolff,
Coughlan v
See,
1974);
8,
Moore v
F2d 35
495
Maxwell,
States,
(CA 9, 1968); Arrington
v
United
391 F2d 371
(CA 6,
(CA 6, 1969);
Dority,
States v
United
F2d 849
487 F2d
(CA 6, 1974);
Reynolds,
United
1973);
United States v
v
496 F2d 158
States,
(CA 5, 1970);
Loy,
v United
States De
Wilson
F2d 900
(CA 5, 1968),
(1969); United States
den
Still other courts have indicated that the Sixth Amendment to counsel can be waived aby individual, represented being but that read a stan- dardized form of Miranda provide does not necessary intelligent information for an *25 understanding waiver.7 The standardized form of Miranda states: right
"You have a to talk to a before answer- ing any questions lawyer present you and have the to a have you you answering while are these questions. If you lawyer, cannot afford to a hire one will appointed represent you questions before if you wish one.”
A pro forma offer to
appoint
lawyer for a defend-
ant
already
who
has one indicates
that
advice
that
form is
These
perfunctory
inappropriate.8
courts, stressing
Supreme
Court’s
statement
Williams,
Brewer v
387, 404;
1232;
430 US
97 S Ct
(1977),
51 L
424
Ed 2d
strict
standard
"[t]his
applies equally
alleged
to an
the right
waiver of
6See,
Durham,
(CA
e.g.,
7, 1973);
United States v
475 F2d 208
(CA 3,
Jersey,
United States ex rel O’Connor v New
405 F2d 632
1969),
Yeager O’Connor,
cert den sub nom
(1969);
v
counsel
in-depth inquiry
an
proceedings”,
require
pretrial
waives
made
a defendant
similar
when
at
trial.
of counsel
assistance
"[The defendant]
dangers and disad-
be made aware
should
record
so that
vantages
self-representation,
doing
'he knows what
is
will establish
open’. Adams v
with eyes
choice
made
is
McCann,
rel
[269,]
United States ex
US
(1942)].”
Ed
II Profes- The lead that the Code of opinion states Rules Responsibility Disciplinary sional and the designed "proper protect "attorney[s]”, are functioning legal public”. and "the of the system” ment of due should be 104 of the Code of Professional attorney. self only through 9 See "[T]he "Party”, process suggest ensuring People DR same considerations present during 7-104 v 61 Minn L Rev Anderson, that contacts party’s ** that if a *, own accordingly, 398 questioning counsel Mich party Responsibility fairness that underline opposing does have or in his protects of his 247 NW2d attorneys Applied presence.” client a lawyer, party against by will (1976). an the Govern- Note, that take opposing concept lawyer place him- 7- Green Dissenting Opinion by Levin, J. opinion acknowledging any The any citizen, avoids that
plaintiff, any defendant, individual hu- being man protected who is not a has an interest Having
by the code. failed to acknowl- edge anyone pro- that other than a has a grips interest, tected it need not come to with the protection effective of that interest. purpose primary
A of the rule is to "shield the party”, opinion not, states, adverse as the lead party’s attorney”: "adverse "The prohibition reasons for such a equally are clear. They arise out of the nature of the attorney relation of equally imperative and client and are in the interest of the preserve party adverse and of his attorney. To proper functioning legal profession of the as well party improper as shield the adverse from approaches the Canon is wise and beneficent and should obeyed.” Ethics, ABA Committee on Professional (1934) Formal (emphasis supplied). emphasis protection people goes on the beyond public reputa- abstract concerns about the general society; tion of the bar and harm to recognizes concretely code harmed individuals can be violations of ethical standards. This is throughout a recurrent theme the code and the opinions of the ABA committee.11 holding improper In prosecuting attorney it for a represent subsequent parties in a civil action one of the involved in an investigated automobile accident which he had in his official capacity, the committee said: investigation prosecutor "The ostensibly was in the exercise authority; persons, may official information was obtained from who felt, quite naturally, respect have under a sense of coercion or person supposed power. may actual or later sued as a tortfeasor thus have disclosed facts inimical to his best interests in a civil unshielded, Unsuspecting, disadvantage, action. submitted to and at serious interrogation later, opposing one who as counsel in a action, might knowledge acquired against civil use the him. thus approaches by private practice improper; "Such an are they prejudice are calculated to mislead to his party repre- *27 405 Mich Opinion by Dissenting Levin, it consists of entity; is not an abstract public of the intended beneficiaries who are individuals of the conduct regulating actions in the Court’s for the Court It the bar. would be anomalous the pub- of "protection for the acting claim to be administration of of "the lic” and in the interest cases to refuse in individual and then justice” by are not harmed persons particular assure that protect cannot practices; the Court unethical individuals. public except by protecting individuals purpose protecting of The code’s unethical behavior becoming the victims of from role in its assume an active has led courts enforcement, discipli- mere going review beyond reach courts. may proceedings nary possible disciplinary and await Rather than sit super- exercised their the courts have proceedings, undo the dam- cases to power particular visory beings. individual human age caused counsel, authority on the required Courts have canons,12 rules and to choose counsel, provisions contrary The wisdom of Canon 9. sented to the emphasized Opinion 108. of this Canon is lawyer making approach sanction or color “If the does so under certainly disqualifies power, thereby himself from more of official later or potential having any litigation participation its basis in as counsel in civil previously investigated as to its with the occurrence connected Ethics, aspects.” criminal ABA Committee on Professional (1935) Opinion (emphasis supplied). Formal See, also, Formal contemplated lawyer accept employment or in "A shall not pending litigation or a if he knows or it is obvious that he witness, ought except may under firm as a that he his take the called may testify: employment lawyer in his firm and he or a "(1) testimony solely uncontested matter. If the will relate to an “(2) formality solely testimony If the will relate to a matter will be offered there is no in to believe that substantial evidence reason opposition testimony. to the "(3) testimony solely nature and value If the relate to the will legal to the or his firm services rendered in the case client. "(4) hardship matter, a substantial As to if refusal would work *28 People v 307 Green Dissenting Opinion by Levin, J. withdrawing having from the case and between testimony admissible on behalf of his otherwise required only client barred. This has been civil,13but also in where the rule criminal cases applied prosecuting has been to both defense14and attorneys.15 pursuant discipli-
Courts have also acted
to the
nary
cases,
canons, in
civil and criminal
rules and
both
protect
client when his
a former
subsequently represents an adverse interest.16 Law-
of the distinctive value of the
or his firm
on the client because
5-101(B).
particular
as counsel in the
case.”
13
Case,
Attorney as Witness for
9 ALR
(CA
See Anno:
Client
Federal
500; see,
States,
7,
e.g.,
Fed
Christensen v United
90 F2d 152
(CA 1960),
1937);
7,
Clancy,
v
276
617
United States
F2d
rev’d on
grounds
312;
645;
(1961);
other
365 US
81 S Ct
In criminal courts have found the Code of Professional Responsibility an independent basis for disqualifying prosecutor a from handling a case personal because of a or other relationship with making accused it inappropriate for him to Also, prosecute.19 quashed indictments have been dismissed, or and convictions reversed or habeas corpus granted.20 relief in In re 1977
Recently,
April
Grand
Sub
Jury
(CA 6, 1978),
poenas, 573 F2d 936
panel
a
Appeals
United States Court of
Sixth Cir
cuit
found that
General’s
Attorney
appoint
ment of an Internal Revenue Service
grand
investigation
conduct
jury
General
Motors was violative of Canon 9 of the Code of
Leigh,
549;
(1955);
Bishop,
289
Kans
P2d 774
United States v
(CA 6, 1937);
State,
182;
F2d
(1926);
Ward v
33 Okla Crim
Estate, 541, 546-547; 170 17 Mich NW2d 166 App (1969), that a who a will under held drafted which was with- beneficiary he was substantial out later standing "[Apparently contest a will: do not If an so warnings attorney’s suffice. conduct ethics, it spirit lawyer’s violates code of public also this contrary policy runs to the void, state. he has bequest being to contestant no standing (Emphasis to contest the later will.” supplied.)
One theme runs factual cir- through varied (CA 6, 1978). 584 F2d 1366 *31 311 Green Dissenting Opinion by Levin, J. cumstances and results of these cases: courts do on rely disciplinary proceedings alone to effec- tuate purposes of the Code of Professional Responsibility.22 They will do what is necessary to undo the results of unethical behavior and thereby protect individuals who have may been harmed by such behavior.
Ill I have not found single a civil case in any jurisdiction in which a court has suggested that disciplinary proceedings are the only appropriate and available "remedy” for a who has party been directly harmed by conduct violative of DR 7- 104(A)(1). cases, In civil the courts have acted to protect individuals who would otherwise have been victimized by violations of the rule.23 22 Supreme The Ohio against Court declared that action the violator is not Cuyahoga County the sole relief available in Board of Mental Cuyahoga Retardation v County Association of Teachers of Retarded, 28; App (1975), Trainable 47 Ohio 2d NE2d arising under the Code of Judicial Conduct. The court ruled that the judge’s breach of the code rendered all of his actions null and void: reaching begin "In this conclusion we with the fact that Rule IV of Supreme Court Rules for the Government of the Bar of Ohio provides that 'binding’ upon Canons of Judicial Ethics are all * * judicial officersof the state *. persuaded 'binding’ 'mandatory’ "We are not that these stan- empty dards were could judge intended to be admonitions which trial a openly disregard subject only retrospective disciplinary ac- against himself, upon tion improper with no effect actions which designed protect Rather, against. the canons were we find design purpose impose of the Code of conduct was standard upon judges they Id., pp to which must conform.” 33-34. California, 525; In Mitton v Rptr State Bar of 71 Cal 2d 78 Cal (1969), plaintiffs 455 P2d in an automobile accident violating professional by conferring case was accused of ethics with a represented by lawyer concerning motion defendant’s jury against a new trial appears after a verdict her. It that with no given lawyer, notice with new trial Defendant time the plaintiffs lawyer conjunction to defendant’s up stating defendant drew a declaration that the motion for a against was without defendant’s consent and her wishes. signed this declaration. The declaration was offered at the hearing. hearing judge motion for new trial was set for 405 Mich Dissenting Opinion Levin, *32 7-104(A)(1)’s in apply equally prohibitions
DR
principled
no
There is
and civil cases.
criminal
civil,
but
crimi
enforcing the rule
basis for
in criminal cases are
nal,
stakes
Since the
cases.
put
tends to
higher, and incarceration
generally
prosecu
the
to seek out
pressure
under
defendants
effort
to
generally hapless
in a
torial authorities
de
themselves,24
protecting
need for
the
extricate
compelling.
is
in criminal
cases
fendants
most
committees
and ABA ethics
Michigan
Both the
vio
distinction between
have refused to draw any
cases.25
the rule in criminal
civil
lations of
bar,
state
only
to
attention of the
but
not
refused
lawyer
called this incident
the
accept
declaration because defendant’s
to
or consider the
not been notified or consulted.
had
'
Ct, 1949),
App
Adelson,
(Sup
aiFd 276
Div
Further, grievance if any, it is uncertain left to the taken. It will often be action will be ethical viola- report defendant or his It proceedings. initiate flies tions and to risk expect in the face of reason to imagined displeasure actual or prosecutor’s that cannot benefit instituting proceedings directly *33 him. The defendant believe may unreasonably case in adversely such action will affect his subse- trial, appeal at on or at a quent proceedings later following appeal, retrial an or his chances parole.
It that cause of unlikely a defendant has Even if damages against prosecutor.26 action for a few think remedy, has such a will compen- that a of liberty adequately loss can be sated, here, defendant has especially, as where the imprisoned been for life. Co, v H B Sherman 419;
In McAvoy 401 Mich (1977), 258 414 recognized NW2d this Court providing need for The Court effective remedies. fact, reason for a different result in criminal matters. In there are perhaps stronger policy copy of a considerations in criminal cases. A sample letter such as the ing the effect of influenc- furnished could have plead guilty a defendant indictment to a crime for which no might ever be of his returned. The defendant should have the advice (Emphasis counsel at hand him.” when such an offer is transmitted to supplied.) 26 (1977), see, Levit, 117; e.g., Legal Malpractice Cf. Mallen & § (ED Coal, Inc, Merritt-Chapman Corp Elgin Supp 17 & Scott v 358 F (La Tenn, 1972); 1976); Spencer Burglass, App, Noble v 337 2dSo Sears, (1973); Co, 654; Rptr App v & Roebuck 33 Cal 3d 109 Cal Arnold, Allen, Tingle App Cate & 129 Ga SE2d 405 Mich Dissenting Levin, sustained the action of the Compensation Worker’s Appeal dismissing Board employer appeals for of a requiring violation statute an payment during employer’s appeal to a claimant of 70% weekly benefit rate hearing ordered referee. The statute did not explicitly require or authorize dismissal. Other might remedies have been em- such as of an ployed, entry enforcea- immediately ble held, however, Court monetary judgment. This purposes of the statute would be rendered meaningless unless board could dismiss appeals of those who violated the statute.
In the instant meaningful case the only remedy is suppression of the unethically obtained evi- dence. The Court cannot justify promulgation 7-104(A)(l), designed protect people, often themselves, but, from occurs, when actual abuse failure to protection enforce that in a meaningful manner.
An excuse is sometimes offered that the overrid- ing importance disclosing the truth justifies a court’s failure to suppress illicitly obtained evi- dence. But our legal on system operates princi- ple goal is the ascertainment truth within the imposed limitations Lawyers— law. prosecutors an especially play important role — the administration of justice and thus the Code of Professional Responsibility regulating their con- duct in relation to those who encounter the system *34 part of the very fabric of the There can be law. no system ordered protec- law if those for whose tion the code has been promulgated are not effec- protected tively from harm caused its violation. by No lawyer should permitted be to advance his client’s cause with evidence from another obtained lawyer’s client in designed violation a rule as a safeguard against violation. very People 315 v Green Dissenting by Levin, J.
Courts have evidence in criminal suppressed 7-104(A)(l) where a of DR has cases violation occurred. Thomas, United States v 110,
In F2d (CA 10, 1973), a written statement was obtained from in the defendant the absence of and without knowledge lawyer. of his The statement was requested obtained at an interview the defend- signed ant at which he read and a Miranda-type waiver of form. The Court held that required suppression ethical violation of the state- ment: criminal has either retained an defendant
"[O]nce attorney attorney appointed an for him or had court, any by interview from such statement obtained any pur may not offered in evidence for pose the accused’s was notified of the unless given produced interview which the statement and was present. hold other opportunity a reasonable to be To wise, think, we conduct which would be overlook spirit violated both the letter of the Canons something the de obviously Ethics. This is which (Emphasis supplied.) fendant alone can waive.” v People The New York Court of Appeals Hobson, 419; NY2d 384 NYS2d NE2d (1976), held constitutional that New York’s protections27 custody, prevented a defendant represented right waiving from lawyer, counsel Court the absence of his lawyer. violation, said apart from the constitutional under statements should have been excluded the Code of Professional Responsibility: statutory The court identified the "State’s constitutional self-incrimination, guarantees privilege against to the Hobson, counsel, process assistance of and due of law”. supra, p Michigan’s recognizes protects the 483. Constitution 1, 13, 17, same art values and interests. Const §§ *35 405 Mich Dissenting Opinion by Levin, J.
"Moreover, attempt an to secure a waiver of right the of counsel lawyer, already proceeding criminal in the absence of a assigned, retained or would constitute a professional ethics, breach of itas would be in the least- (see consequential civil matter ABA Code of Profes- * * 7-104, sional Responsibility, [A][l]) subd *. Since the Code of Responsibility applicable, Professional is it grossly incongruous would be for the courts to blink its ” Id., violation in a pp criminal matter. 484-485. The Court explained then it is why important 7-104(A)(1): enforce DR principle much, is important is, not so "[T]he as that preserve to individual, decencies, the civilized protect but the ignorant uneducated, often and always fear, when police faced with power the coercive State. The to the lawyer, continued advice of a already against assigned, retained or protection is his real power an organized abuse of State. It is important more preinterrogation than the warnings given to in custody. defendants warnings These often provide only a feeble opportunity to lawyer, obtain a suspect because the or required accused is to determine need, his heart. by anyone unadvised who has his interests at danger only the risk of unwise waivers of right privilege against self incrimination and of the counsel, significant but the more risk of inaccu-
rate,
false,
sometimes
inevitably incomplete
de-
scriptions of
Id.,
the events
p
(emphasis
described.”
supplied).28
28In both Thomas
police
and Hobson the statement was made to a
government’s
officer and
present.
was not
The courts
violated,
nevertheless
concluded that
rule had been
and that
suppressed.
the statement
should be
is that
rationale
police,
prosecution,
after
acting
commencement of
are
as investi
gators
prosecutor.
Opinion
People
See ABA
95 and
v Patter
son,
(1972)
App
P.J.,
(Levin,
Mich
IV
intends
to cir-
the Court
do not believe
I
*36
it
the
that
cannot
powers
its
to
extent
cumscribe
Responsibility
the Code of Professional
enforce
proceedings.
Just
through
except
Inc,
Arc-Mation,
402 Mich
ago, in Smith v
year
(1978), the
indicated its
713
Court
115; 261 NW2d
in
to enforce the canons
individual
willingness
Although
no
of the can-
we found
violation
cases.
warranting
disqualification,
attorney’s
the
ons
answers,
government
suppress
the
contended were
which
to
suppressed, finding
falsely exculpatory.
that defendant did
The court
counsel
to remain silent. The
his constitutional
to
not waive
court offered as
sory
ring
Ethical
supervi-
ground ("[e]ntirely apart”)
independent
its
an
suppress
power
unethically
After refer-
to
statements
obtained.
Responsibility,
9
to old Canon
and the Code
Professional
7-104,the
Consideration 7-18 and DR
court said:
denouncing
point
in-
"I see little
in well-intentioned utterances
person
represented
interrogation
custody
to be
of an accused
known
present,
affording
opportunity
an
to be
or
without
counsel
counsel
interroga-
condemning prosecuting attorneys
part in such
who take
in
tion in
ment to become
allowing
govern-
professional
violation of
ethics and then
beneficiary
only
of the condemned conduct.
practice
way
at
unethical
this unfair and
times
effective
terminate
Id.,
government
using
prohibit
pp
illicit fruits.”
from
its
is
1188-1189.
Brown,
J.,
See, also,
supra (Simpson,
fn 5
dissent-
United States v
States,
J., dissenting).
supra
ing); Coughlan
(Hamley,
fn 5
v United
also,
See,
Springer,
supra;
5
v
United
fn
and United States
States v
Smith,
supra,
recognized
they had
fn 6
the courts
where
authority
chose not
9
to exclude
obtained in
of old Canon but
evidence
violation
to.
(CA 9, 1968);
States,
v
405 F2d
State v
But see Reinke United
(Fla
McConnell,
Yatman,
1975);
App,
529 SW2d
320 So 2d 401
State v
1975).
(Mo
Richmond,
App,
P2d
41
2d
185
(1976),
415;
In State v
114 Ariz
Nicholson,
(1977);
Wash
State
cert den
Adoption limiting might rule of law prevent, example, a court granting relief to an charged an contingent individual excessive fee in 1963, 928, violation GCR adopted pursuant the same supervisory authority as the Code of Professional Responsibility. The Court surely does intend such far-reaching yet results and they implicit are holding proceed- that disciplinary ings are proper for violations only remedy Court-promulgated standards.
If the Court chooses later to avoid such results by holding that the code is enforceable civil cases, cases but not in criminal inor some crimi- nal cases, will, cases but not first-degree murder it *37 think, I be extremely difficult to advance a princi- pled basis for such a distinction. 7-104(A)(l) was violated in this case. As a
result, the prosecutor who violated the rule ob- tained statements he might not otherwise have obtained which were against used Green. DR 7- 104(A)(1) is designed protect people, not abstrac- tions. This Court should protection effectuate that in the only way which meaningful would be in this by reversing Green’s conviction and ordering case — a new trial at which his statement would be suppressed. notes this took discussion and ant if he told the truth. at the had whole end asked defendant the objected The said he had. defense to admis- The defendant evidence, objection the was sion of the statement into but the admitted. The defendant was overruled and statement was Court, Temp- jury by Robert a Circuit L. convicted in Oakland Gillis, lin, J., first-degree Appeals, The J. H. of murder. Court of (M. J., j., Holbrook, Jr., Cavanagh, dissenting), F. P. D. E. and 25298). (Docket appeals. Held: No. affirmed Defendant agreed unanimously prosecutor vio- that the had The Court part Responsibility when he took lated the Code of Professional questioning notifying defense the without counsel. agreed exculpatory justices the state- Four that exclusion of code, required by and the violation of the that the ment is not prosecutor of due action of the assistant was not violation process The is affirmed. of law. conviction Coleman, Ryan concurring, wrote Chief Justice with Justice separately: presence request speak 1. the The defendant’s out of of his prosecuting necessity attorney the for the does obviate attorney attorney notify and obtain his the defendant’s Responsibility. is under the Code of Professional There consent prevention prohibition just more the of to this ethical than rights overreaching: party’s the the and interests of adverse functioning legal system attorney proper and the are well. initiative and insist- involved as While this defendant’s speak presence attorney ence the that he out of the of his overreaching by prosecuting attorney lack of the assistant are mitigation, they do not excuse factors to considered compliance .pre- professional the standards of conduct by scribed the code. Responsibility provisions of The of the Code Professional rights statutory guaranteed are to individ- not constitutional or persons. self-imposed regulations They ual internal are instead prescribing members of the bar. standards of conduct for provi- Although principal purpose many true of it is that the protection public, remedy for a sions is the violation against traditionally disciplinary has bar action been internal offending admissibility attorney. in a court of evidence law, hand, normally applicable on the other determined v Green statutory provisions, constitutional and rules and com- court Responsibility mon-law doctrines. The Code of Professional plays part discipli- no in such decisions. The violation of the nary disciplinary rule should be dealt with bar action to insure that future violations do not occur rather than withholding jury. relevant and material evidence from the tell, story 3. In this case the defendant had he wanted to presumably charge lodged to clear himself of the murder against him. He sent word the authorities and asked to speak with them. He waived his constitutional with full knowledge doing, specifically of what he was stated that he present. attorney wanted to talk without his The assistant prosecuting attorney except and the detective did little listen to say what the defendant had to and take notes. defendant’s completely voluntary statements were and there was no over- reaching truth, telling kind. When if he asked was defendant said that he was. Reversal of the conviction grant solely of a new trial because of this violation of the disciplinary appropriate response, rule would be a less in cases this, against such as than bar action directed offending attorney. Although presence prosecuting of a assessing
