THE PEOPLE, Plaintiff and Respondent, v. CRYSTAL GRAHAM, Defendant and Appellant.
C097971
(Super. Ct. No. 16FE017331)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Sacramento)
Filed 6/10/24
CERTIFIED FOR PUBLICATION
Steven Schorr, under appointment by the Court of Appeal, for Defendant and Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Michael P. Farrell, Assistant Attorney General, Ivan P. Marrs and Caely E. Fallini, Deputy Attorneys General, for Plaintiff and Respondent.
FACTUAL AND PROCEDURAL HISTORY
On March 22, 2018, a jury found defendant guilty of kidnapping to commit robbery (
On August 28, 2016, “[d]efendant [ ] brought the victim, E.C., to a motel room where he was attacked by her codefendant Joe Navarro, who held a box cutter to the victim‘s neck and relieved him of his wallet and keys. Defendant took the victim‘s bank card, went to an ATM, called Navarro who forced the victim to disclose his personal identification number (PIN), and withdrew $400. Defendant and Navarro left the motel in two vehicles, a Toyota 4Runner, in which they had arrived, and the victim‘s Prius, with the victim first in the backseat of the 4Runner and then transferred to the Prius driven by defendant. The victim escaped by untying the tape binding his hands, jumping out of the Prius when it slowed down on the freeway, and waving to passersby. Defendant exited the freeway, abandoned the Prius, and fled in the 4Runner with Navarro.” (People v. Graham (July 9, 2021, C087027) [nonpub. opn.] (Graham I)).2
The trial court sentenced defendant to two consecutive terms of life in prison with the possibility of parole (for kidnapping to commit a robbery and kidnapping during the commission of carjacking) and stayed the sentences for the remaining two counts per
On remand, defendant‘s mental health diversion application included a report from clinical and forensic psychologist Dr. Bruce W. Ebert, a mental health diversion court referral form, and additional mental health documentation. It also included several letters in support from defendant‘s daughter and defendant‘s correctional counselor, certificates and awards defendant received while in prison, and a letter of acceptance from a transitional housing facility. The trial court denied defendant‘s motion to “exclude all trial transcripts from consideration.”
At defendant‘s
The trial court remarked that the portion of Dr. Ebert‘s report regarding a causal connection between defendant‘s mental illness and criminal behavior consisted of “rather short and rather cryptic” comments. Accordingly, it permitted Dr. Ebert to testify as to the contents of his report. At the hearing, Dr. Ebert opined there was “no question in [his] mind” that there was a causal connection between defendant‘s mental diagnoses and criminal behavior. He testified that defendant‘s mental disorders and history of substance abuse led to defects in her brain that impaired her ability to fully understand the consequences of her actions. He further opined that defendant had been “led by Navarro,” had been “under duress” by him at the time of the underlying offenses, and may have been afraid Navarro would harm her children if she did not comply, particularly because she had been abused by men previously. In sum, he found that defendant‘s mental health disorder and the effects of methamphetamine on her brain rendered her unable to make good choices, which was the “nexus” between the diagnoses and crimes. Dr. Ebert said that, when preparing his report, he reviewed various behavioral health and prison records relating to defendant, as well as this court‘s opinion in Graham I, and would have liked to review the transcripts of defendant‘s trial, but could not obtain copies and therefore did not read the transcripts, including those reflecting defendant‘s extensive trial testimony.
The prosecutor further argued that defendant posed an unreasonable risk of danger to public safety because she had been convicted of two super strikes under the
In closing, defense counsel read defendant‘s statement saying that she takes full responsibility for her involvement in the crimes against the victim and today has new values and beliefs.
The trial court first found that defendant was ineligible for mental health diversion. It viewed Dr. Ebert‘s description of the nexus between the diagnosis and criminal behavior as “rather scant” and “not detailed.” The court observed, “I have no evidence that I found from any other source, at the time, that the Defendant‘s admittedly diagnosed [disorder] played any role in her commission of these crimes.” Further, she was not under the influence of drugs or suffering from delusions or hallucinations at the time of the underlying crimes. The court found there was no evidence that physiological brain changes from drug abuse influenced her behavior. The court also found relevant that defendant was “the principal actor” in crimes that “took a certain amount of sophistication, elaboration, and planning,” and that defendant “helped to formulate the plan” and carry it out, which took place over an extended period of time. Accordingly, the court found clear and convincing evidence to overcome the presumption there was a connection between defendant‘s diagnosis and criminal behavior “given the facts as laid out by [the prosecutor] and as laid out, . . . in the trial transcript . . .detailing, step by step, her participation in this case.” It concluded there was “no nexus” between her mental health diagnosis and criminal behavior.
The trial court next found, with regard to suitability, that defendant posed an unreasonable risk of danger to public safety. It reasoned that, while
The trial court vacated defendant‘s conviction for simple kidnapping per Graham I and affirmed the rest of the judgment, reinstating defendant‘s sentence on the remaining offenses.
DISCUSSION
Defendant contends that she was entitled to the full retroactive benefit of a pretrial diversion hearing, such that the trial court prejudicially erred by admitting her trial transcripts and considering her convictions when assessing her eligibility and suitability at a hearing intended by the Legislature to occur before trial. In the alternative, defendant contends that the trial court abused its discretion by finding that she was neither eligible nor suitable for diversion.
I
Section 1001.36
In June 2018, the Legislature enacted
While defendant‘s appeal was pending, Senate Bill No. 1223 (2021-2022 Reg. Sess.), effective January 1, 2023, amended
As presently enacted,
If a defendant meets these eligibility requirements, the court also must find that the defendant is suitable for pretrial diversion based on satisfaction of the following criteria: “(1) In the opinion of a qualified mental health expert, the defendant‘s symptoms of the mental disorder causing, contributing to, or motivating the criminal behavior would respond to mental health treatment. [] (2) The defendant consents to diversion and waives the defendant‘s right to a speedy trial . . . . [¶] (3) The defendant agrees to comply with treatment as a condition of diversion . . . . [¶] [and] (4) The defendant will not pose an unreasonable risk of danger to public safety, as defined in
We review a trial court‘s ruling on a petition for pretrial mental health diversion for abuse of discretion. (People v. Whitmill (2022) 86 Cal.App.5th 1138, 1147; People v. Moine (2021) 62 Cal.App.5th 440, 448-449; see Frahs, supra, 9 Cal.5th at p. 626.) “A court abuses its discretion when it makes an arbitrary or capricious decision by applying the wrong legal standard [citations], or bases its decision on express or implied factual findings that are not supported by substantial evidence [citation].” (Moine, supra, at p. 449.)
II
Trial Transcripts and Defendant‘s Convictions
We first consider defendant‘s argument that the trial court prejudicially erred by considering her trial transcripts as evidence when denying her request for mental health diversion. We find no error in the trial court‘s ruling.
As amended,
Despite the broad discretion granted by the text of the statute, defendant contends that Frahs, supra, 9 Cal.5th 618 and People v. Qualkinbush (2022) 79 Cal.App.5th 879 (Qualkinbush) suggest that a court may not consider a defendant‘s trial transcripts on remand for a “pretrial” hearing. We find these cases distinguishable, as neither addresses the evidentiary question before us. In Frahs, our Supreme Court held that
Qualkinbush is similarly inapplicable. In Qualkinbush, the court recognized that applying the goals of sentencing to a mental health diversion application is improper and remanded the matter to the trial court to reconsider diversion. (Qualkinbush, supra, 79 Cal.App.5th at pp. 891-892.) In a footnote, it commented that “[f]or purposes of evaluating the defendant‘s eligibility and/or suitability for pretrial mental health diversion, the court must treat the matter as if the charges against the defendant have not yet been adjudicated . . .” (Id. at p. 892, fn. 11.) Again, this is a statement about the conditional posture of the case on remand; neither the Frahs nor Qualkinbush court suggested that a trial court must ignore relevant evidence simply because it was introduced at trial.4
In addressing defendant‘s arguments regarding the admissibility of the trial transcripts, we are compelled to note the paradox inherent in her position. While arguing that this case must be returned to its pretrial status, effectively erasing any evidence of what occurred or was presented thereafter, defendant simultaneously urges us to consider evidence of her progress and behavior while in prison (which defendant introduced and urged the trial court to consider at her diversion hearing). However, if we were to conclude that the case must be returned to its pretrial posture, and that any trial and posttrial evidence must be excluded from the diversion analysis, it stands to reason that evidence of defendant‘s post-conviction actions or behavior also would be subject to exclusion. But, like trial evidence, evidence relating to a defendant‘s behavior in prison may be relevant and useful to a court‘s diversion assessment, and excluding such evidence could unduly limit the court‘s analysis. Thus, the rule that defendant proposes brings into focus the difficulty inherent in drawing lines of admissibility if we prohibit relevant evidence simply because of the posture of the case on remand.
Based on the foregoing, we find no error or abuse of discretion in the trial court‘s consideration of facts from the trial transcripts.5
denying that.” Defense counsel also contested the meaning of the jury‘s finding on the duress instruction with regard to defendant‘s convictions, tacitly conceding their admissibility. Finally, Dr. Ebert—defendant‘s mental health expert—referenced the crimes for which defendant “was convicted” in his testimony, and again, defense counsel did not object.
Based on this record, we conclude that defendant forfeited her argument that the trial court was barred from considering her convictions on appeal.
III
Suitability
Defendant next contends that the trial court erred by finding her unsuitable for diversion. We again disagree, as substantial evidence supports the trial court‘s finding that defendant would pose an unreasonable risk to public safety if granted diversion and treated in the community.
Whether a defendant would pose an “unreasonable risk of danger to public safety” is analyzed employing the definition of that term found in
Here, when assessing defendant‘s suitability for diversion, the trial court observed that diversion applications are typically brought pretrial, such that the court and all “interested professionals” are “trying to predict ahead of time whether or not somebody poses a risk that they will commit a [super strike].” However, because defendant had already been convicted of two super strikes, the court stated that nobody “[had] to speculate,” as “there is no doubt” she committed two such crimes. Thus, when considering defendant‘s dangerousness and the interests of the community, the trial court found that defendant‘s “participation in this case,” “what the two crimes were,” and the fact that she “has been convicted of two crimes that carry . . . life in prison sentences, . . . [¶] disqualify her” and “the dangerousness standard is met.”
It therefore appears that the trial court based its determination on the serious and violent nature of defendant‘s charged crimes and defendant‘s actions during the commission of those crimes.
Specifically, the evidence presented at trial revealed the following: On August 27, 2016, the day before the charged offenses, defendant and Navarro rented a motel room. Video surveillance from the motel showed them laughing and smiling while talking to the motel clerk upon entry. The following day, defendant walked in front of the victim‘s car while he was parked at a gas station. Defendant smiled at him, opened the passenger car
Navarro taped the victim‘s wrists together and put him in Navarro‘s Toyota 4Runner. At that time, the victim heard defendant say they would take him ” ‘to the woods.’ ” Defendant got into the victim‘s Prius and drove away. Both defendant and Navarro drove on the freeway and exited at a vacant lot. Navarro shoved the victim into the Prius and drove to a gas station in the 4Runner. Defendant drove the Prius, with the victim inside, in circles around the gas station parking lot. Then both defendant and Navarro got back on the freeway, with defendant driving in front of Navarro.
The victim started biting the tape off his hands and thought defendant saw him in the rearview mirror. Defendant pulled over and stopped, as did Navarro. Defendant told Navarro the victim was trying to take off the tape, but Navarro said it was fine. They both drove back onto the freeway. The victim continued unraveling his tape, and defendant pulled over again. While the car was still moving, the victim jumped out of the vehicle and was rescued by a couple driving by. Defendant left the Prius and got into the 4Runner with Navarro, who drove them away.
This evidence reveals that defendant took numerous intentional and calculated steps over a substantial period of time to kidnap and rob the victim with Navarro. She rented a motel room with Navarro, initiated contact with and lured the victim to the motel room, stood by while Navarro violently attacked the victim, helped Navarro steal the victim‘s money, independently returned to the motel room, suggested taking the victim to the woods, drove away in the victim‘s car, transferred the victim to the Prius, drove off in tandem with Navarro, and stopped twice to ensure the victim remained bound. This evidence also reveals that defendant had numerous opportunities to abandon Navarro and their scheme but did not do so. Specifically, she initiated the encounter by entering the victim‘s car at the gas station and luring him into the motel room, and she left while Navarro held the victim to the bed with a
Additional evidence in the record supports the trial court‘s determination that defendant was likely to commit a super strike if treated in the community. Indeed, defendant‘s history reflects a lack of compliance with court-ordered treatment, which culminated in her super strike charges. The charged crimes in this case occurred on August 28, 2016. (Graham I, supra, C087027.) Several months prior, on March 30, 2016, defendant received three years of probation and a one-year jail term for unlawfully taking another‘s vehicle. (
Further, shortly before the charged crimes, defendant was asked to leave a shelter for battered women after she twice failed to obey its curfew. She also previously failed to comply with court-ordered treatment by refusing to participate in drug testing, counseling, appointments, and meetings, and failed to benefit from or complete prior court-ordered mental health treatment. These facts indicate that, when offered treatment in the community, defendant was noncompliant and, in fact, engaged in behavior resulting in two super strikes. Additionally, if released into the community, defendant again would have access to illicit substances and alcohol, which would increase her likelihood of committing a violent felony. Relatedly, the treatment program that defendant sought to use if diverted would be unsecured and create the risk and opportunity for relapse. Based on the foregoing, substantial evidence supports the trial court‘s finding that defendant was not suitable for diversion.
In reaching this conclusion, we acknowledge that one could read the trial court‘s dangerousness analysis to indicate it found defendant‘s super strike convictions themselves dispositive as a matter of law, categorically barring her from being found suitable. However, we do not read the analysis so narrowly. Rather, we interpret the trial court‘s inquiry to acknowledge that this case presented a unique posture, as the jury had already reached a verdict
Because we conclude that the trial court did not abuse its discretion in finding defendant was not suitable for diversion, we affirm its denial on this ground alone, and we need not address defendant‘s alternative contention that she was eligible for diversion.
DISPOSITION
The judgment is affirmed.
\s\ ,
Krause, Acting P. J.
We concur:
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Boulware Eurie, J.
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Ashworth, J.*
* Judge of the El Dorado County Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
