Opinion
Victor Garcia struck Aristeo Gonzalez in the face with the butt of a shotgun, causing Gonzalez to fall, hit his head on the sidewalk and die. Could a jury find Garcia guilty of involuntary manslaughter, rather than second degree murder or voluntary manslaughter, based on Garcia’s testimony he hit Gonzalez in an automatic response to Gonzalez’s lunge at the shotgun and did not aim for Gonzalez’s face and did not intend to kill the man? An unlawful killing during the commission of an inherently dangerous felony, even if unintentional, is at least voluntary manslaughter. Because an assault with a deadly weapon or with a firearm is inherently dangerous, the trial court properly concluded the evidence would not support Garcia’s conviction for involuntary manslaughter and, therefore, did not err in declining to instruct the jury on involuntary manslaughter as a lesser included offense of murder. We affirm the judgment, modified only to correct a clerical error as to Garcia’s sentence.
FACTUAL AND PROCEDURAL BACKGROUND
On the morning of March 6, 2005, after arguing with his girlfriend, Cynthia Ramos, Garcia drank a quantity of beer and inexpensive fortified wine. While walking toward Yoly’s Market in East Los Angeles to purchase additional wine, Garcia encountered Rafael Barajas and Juan Avila. Garcia, who was holding something shiny in his left hand (a handgun), struck Avila with his right hand near Avila’s left eye. Avila fell to the ground, got up and ran to his home. Garcia apparently walked back to Ramos’s home, where he again argued with her, and then left, carrying a shotgun.
A short while later Barajas, who had continued to Yoly’s Market, saw Garcia enter the store as he was leaving. Garcia was carrying the shotgun.
Garcia was confronted by Gonzalez, who told Garcia to put the gun away. Garcia ordered Gonzalez to shut up and to mind his own business. The two men yelled at each other, and Gonzalez moved toward Garcia (“lunged” at him, according to Garcia). Garcia struck Gonzalez with the butt of the shotgun to back him up. Although Garcia testified he did not aim at a specific spot, the gun hit Gonzalez in the face. Gonzalez fell to the sidewalk and hit his head, which began to bleed profusely. Gonzalez subsequently died from craniocerebral injuries due to blunt force head trauma. His skull was fractured on the left side of his head, and he had suffered a “rather large” laceration on his upper lip, apparently where he had been struck by the gun. A postmortem toxicology examination revealed Gonzalez had a 0.31 percent blood-alcohol level at the time of his death.
Barajas saw Gonzalez bleeding on the ground. When he tried to help him, Garcia pointed the shotgun at Barajas’s back and asked if he “wanted to be dead as the person who was lying there.” Garcia then left the scene. As he walked away, Garcia raised his shotgun and pointed it at Juan Arellano, who had been driving nearby and had slowed down to see if he could provide some assistance.
Garcia was charged in an amended information with the murder of Gonzalez, assault with a firearm and assault with a deadly weapon upon Avila, assault with a firearm on Barajas, assault with a firearm on Arellano and several additional aggravated assault counts identifying as victims two individuals who had encountered Garcia after he left the site of the shooting. Firearm enhancements were also alleged.
The jury found Garcia not guilty of murder but guilty of voluntary manslaughter as to Gonzalez (count 1) and found true the related firearm enhancement. Garcia was also convicted of assault with a firearm on Avila (count 2) and Arellano (count 5) with true findings on the firearm enhancement allegations; he was found not guilty on all other charges. The trial court sentenced Garcia to an aggregate state prison term of 25 years eight months: the upper term of 11 years for voluntary manslaughter plus a consecutive upper term of 10 years for the gun-use enhancement, plus consecutive terms of two years four months (one-third the middle term of three years for assault
CONTENTIONS
Garcia contends the trial court committed prejudicial error in failing to instruct the jury on involuntary manslaughter as a lesser included offense of murder. He also contends the trial court’s imposition of the upper term sentence for voluntary manslaughter based on factual determinations made by the trial judge, not the jury, violated his federal constitutional right to a jury trial under Cunningham v. California (2007)
DISCUSSION
1. The Trial Court Properly Denied Garcia’s Request to Instruct the Jury Regarding Involuntary Manslaughter As a Lesser Included Offense
a. Standard of review
“Generally, involuntary manslaughter is a lesser offense included within the offense of murder.” (People v. Gutierrez (2002)
b. The trial court’s instructions on murder and manslaughter
In his statement to the police following his arrest and again when testifying in his own defense at trial, Garcia, who claimed he was intoxicated at the time, explained Gonzalez had lunged toward him and said he thought Gonzalez was going to try to fight him and was concerned Gonzalez would take the gun. Garcia said he “just reacted” and insisted he had jabbed or swung at Gonzalez to back him up. He did not intend to hit González in the face and “never intended to kill him or for him to die.”
Garcia was charged with second degree murder. The People tried the case on a theory of implied malice; and the trial court instructed the jury, using the appropriate CALJIC jury instruction, that to prove the crime of murder, the People had to establish the killing of Gonzalez was unlawful and “done with malice aforethought,” which may be either express or implied. The court defined implied malice in the language of CALJIC No. 8.11, “Malice is implied when: 1. The killing resulted from an intentional act; 2. The natural consequences of the act are dangerous to human life; and 3. The act was deliberately performed with knowledge of the danger to, and with conscious disregard for, human life.” The court also explained, “When the killing is the direct result of such an act [one done with implied malice], it is not necessary to prove that the defendant intended that the act would result in the death of a human being.” (CALJIC No. 8.31.)
Based upon Garcia’s testimony and his theory of how the killing occurred, the trial court also instructed the jury on voluntary manslaughter as a lesser included offense of the charge of murder. Specifically, the court instructed the jury the crime of voluntary manslaughter is the unlawful killing of a human being without malice aforethought but either with an intent to kill or with conscious disregard for human life and gave the CALJIC instructions regarding sudden quarrel or heat of passion (CALJIC Nos. 8.42, 8.43, 8.44), as well as the instructions concerning “imperfect self-defense,” a killing done in the
c. An unintentional killing, without malice, during the commission of an inherently dangerous felony does not constitute involuntary manslaughter
Garcia does not challenge the sufficiency of the evidence to support his conviction for voluntary manslaughter. Rather, he argues the jury should have been offered the option of convicting him of involuntary manslaughter instead because there was substantial evidence the killing of Gonzalez was committed without malice and without either an intent to kill or conscious disregard for human life and, therefore, was neither murder nor voluntary manslaughter.
i. The distinction between murder and manslaughter
“California statutes have long separated criminal homicide into two classes, the greater offense of murder and the lesser included offense of manslaughter. The distinguishing feature is that murder includes, but manslaughter lacks, the element of malice.” (People v. Rios (2000)
Murder is the unlawful killing of a human being or a fetus “with malice aforethought.” (Pen. Code, § 187, subd. (a); People v. Knoller (2007)
Manslaughter is the “unlawful killing of a human being without malice.” (Pen. Code, § 192; see People v. Blakeley; supra,
The statutory definition of involuntary manslaughter limits the offense, other than for acts committed while driving a vehicle, to the unlawful killing of a human being without malice “in the commission of an unlawful act, not amounting to felony; or in the commission of a lawful act which might produce death, in an unlawful manner, or without due caution and circumspection.” (Pen. Code, § 192, subd. (b).) Involuntary manslaughter based on “an unlawful act, not amounting to felony”—a killing resulting from the commission of a misdemeanor—requires proof not only that the defendant acted with general criminal intent but also that the predicate misdemeanor was dangerous to human life under the circumstances of its commission. (People v. Cox (2000)
ii. The felony-murder rule, the Ireland merger doctrine and the definition of manslaughter
An unintentional killing, without malice, during the commission of a felony is not murder as defined by Penal Code section 187, subdivision (a), and does not fall within the statutory definition of either voluntary or involuntary manslaughter. What is it?
In most instances, if the felony was inherently dangerous, the defendant could be found guilty of second degree murder under the felony-murder doctrine without proof of implied malice (that is, without proof the defendant acted in conscious disregard for human life): “[A]n unlawful killing in the course of the commission of a felony that is inherently dangerous to human life but is not included among the felonies enumerated in [Penal Code] section 189,[
The Supreme Court in People v. Ireland, supra,
A killing in the commission of a felony that is not inherently dangerous to human life, in contrast, has been recognized as involuntary manslaughter, notwithstanding the limited statutory definition of the offense, “if that felony is committed without due caution and circumspection.” (Burroughs, supra,
In People v. Rhodes, supra,
Revisiting the issue five years later, the Third District in People v. Cameron (1994)
Significantly, although acknowledging that then controlling case law held voluntary manslaughter requires an intent to kill, the Cameron court suggested this view was incorrect. (People v. Cameron, supra, 30 Cal.App.4th at pp. 604—605, fn. 8.) As it applied to the issue before it—the proper categorization of an unintentional homicide committed without malice as the result of an inherently dangerous felony that was not subject to the second degree felony-murder rule—the court cogently observed, “This well-entrenched doctrine is analytically unfortunate, for an unlawful killing that results from a voluntary battery using force likely to cause great bodily harm but without malice is more sensibly classified, for purposes of culpability, as voluntary manslaughter, regardless of the absence of intent to kill.” (Ibid.)
In light of the Supreme Court’s holdings in People v. Blakeley, supra,
Here, Garcia unquestionably committed an assault with a deadly weapon/firearm on Gonzalez, an inherently dangerous felony, causing
Our conclusion the trial court properly declined to instruct on involuntary manslaughter is reinforced by the Supreme Court’s decision in People v. Benavides (2005)
2. Imposition of an Upper Term Sentence Did Not Violate Garcia’s Right to a Jury Trial
In sentencing Garcia to the upper term for voluntary manslaughter, as well as to the upper term on the related firearm-use enhancement, the trial court identified a number of aggravating factors: “This crime involved violence and the threat of violence. The victim of the homicide was particularly vulnerable. Mr. Gonzalez was a man who was substantially smaller than the defendant. The defendant himself was visibly a large person. The victim was unarmed and was taken by surprise by the defendant’s actions, and I believe that the level of intoxication of the victim exhibited upon the medical examination made him vulnerable. The court also finds as a factor in aggravation defendant has a substantial criminal record that goes back many years, and I do believe that he was on probation at the time of this offense, and obviously his performance on probation was unsatisfactory, having committed this offense while being on probation.” The court noted as a factor in mitigation that Garcia did not have a substantial felony record.
Garcia contends the trial court’s imposition of the upper term sentence based on factual determinations made by the trial judge, not the jury, violated his federal constitutional right to a jury trial under Cunningham,
In addition, relying on United States Supreme Court decisions holding the trial court may increase the penalty for a crime based upon the defendant’s prior convictions without submitting that question to a jury (see Cunningham, supra, 549 U.S. at pp. 288-289 [
As in Black II, Garcia’s probation and sentencing report reflected prior adult convictions and sustained juvenile petitions that are sufficiently numerous to satisfy California Rules of Court, rule 4.421(b)(2), and made him eligible for the upper term sentence on the voluntary manslaughter count. (See Black II, supra,
DISPOSITION
The judgment is modified to reflect the trial court’s imposition of consecutive sentences on counts 2 and 5 of two years four months each (one-third the middle term of three years under Pen. Code, § 245, subd. (a)(2), plus one-third the middle term of four years for the firearm-use enhancement under Pen. Code, § 12022.5), for a total aggregate state prison term of 25 years eight months. The abstract of judgment is ordered corrected to reflect
Woods, J., and Zelon, J., concurred.
Appellant’s petition for review by the Supreme Court was denied July 23, 2008, S163833. Kennard, J., was of the opinion that the petition should be granted.
Notes
With respect to counts 2 and 5, the two aggravated assault counts, the reporter’s transcript of the September 15, 2006 sentencing hearing reflects the trial court’s imposition of “a total consecutive sentence as to each count of two years and four months.” However, the minute order entered after the sentencing hearing incorrectly recites a consecutive sentence of one year on count 2 and one year four months on count 5. "As the People note, and Garcia concedes, that error is repeated in the abstract of judgment, which also incorrectly identifies the basis for the 10-year firearm enhancement on count 1 as Penal Code section 12022.53, subdivision (b), rather than Penal Code section 12022.5. We order the correction of these clerical errors. (See People v. Farell (2002)
Second degree murder “is the unlawful killing of a human being with malice aforethought but without the additional elements, such as willfulness, premeditation, and deliberation, that would support a conviction of first degree murder.” (People v. Knoller, supra,
A killing in the course of the commission or attempted commission of the felonies listed in Penal Code section 189 is first degree murder.
An inherently dangerous felony for purposes of the second degree felony-murder doctrine “is one which, ‘by its very nature, . . . cannot be committed without creating a substantial risk that someone will be killed ....’” (People v. Hansen, supra, 9 Cal.4th at p. 309; see People v. Robertson, supra,
A Reporter’s Note in People v. Cameron, supra,
The trial court instructed the jury on two theories of first degree murder: willful, premeditated and deliberate murder and felony murder during the course of rape, sodomy or lewd acts. The court also instructed on second degree murder. (People v. Benavides, supra,
In Cunningham, supra,
Although the Supreme Court in Black II, supra, 41 Cal.4th at pages 819 to 820 held the Almendarez-Torres recidivism exception to the Sixth Amendment right to a jury trial was not to be narrowly construed, the court intends to address in People v. Towne review granted July 14, 2004, S125677, supplemental briefing ordered February 7, 2007, whether the exception applies to the circumstances described in California Rules of Court, rule 4.421(b)(4) (defendant was on probation or parole when crime was committed) and (5) (defendant’s prior performance on probation or parole was unsatisfactory). Even if this second aggravating factor should have been submitted to the jury under Cunningham, however, the “denial of the right to a jury trial on aggravating circumstances is reviewed under the harmless error standard set forth in Chapman v. California (1967)
