THE PEOPLE, Plaintiff and Respondent, v. HUGO GARCIA, Defendant and Appellant.
No. S218233
Supreme Court of California
Feb. 25, 2016
1116
Nancy J. King, under appointment by the Supreme Court, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette and Gerald A. Engler, Chief Assistant Attorneys General, Julie L. Garland, Assistant Attorney General, Kristine A. Gutierrez, Steven T. Oetting, Lise Jacobson and Lynne G. McGinnis, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
CUÉLLAR, J.-Section 459 of the Penal Code1 provides, in part, that “[e]very person who enters any house, room, shop, warehouse, store, . . . or other building . . . with intent to commit grand or petit larceny or any felony is guilty of burglary.” In this case, defendant Hugo Garcia (Garcia) entered a commercial store in Escondido, California, with the intent to commit a robbery inside. After accomplishing the robbery, Garcia took the robbery victim-a store employee-to a bathroom in the back of the business, bound her hands, and raped her. The jury convicted Garcia of aggravated kidnapping, forcible rape, and two burglaries, among other offenses. The two burglary convictions were based on the theory that Garcia‘s entry into the store with the intent to commit a robbery, followed by his entry into the store‘s bathroom with the intent tо rape, constituted two burglaries rather than one. The Court of Appeal affirmed the convictions.
What we conclude is this: the simple fact that a defendant has committed two entries with felonious intent into a structure and a room within that structure does not permit multiple burglary convictions. Where a
Though the facts are somewhat close in this case, the evidence of the bathroom‘s location and characteristics is insufficient tо show that it provided to its occupants a separate and reasonable expectation of protection from intrusion and danger, beyond that provided by the shop itself. We therefore reverse the Court of Appeal‘s judgment upholding Garcia‘s dual burglary convictions.
I. BACKGROUND
On the afternoon of May 18, 2011, victim M. was working behind the counter at an Escondido store that provided food and other services for pregnant women and young children. Shortly after she arrived at the store, M. noticed a young man, later identified as Garcia, slowly riding a bicycle in front of the store and looking inside. M. was the only store employee working at the time. A short time later, Garcia entered the store, looked around, smiled at M., and left. Garcia subsequently reentered the store and walked up to the counter where M. was working. Garcia kept one hand in his jacket pocket while he asked M. questions about the store‘s welfare recipient voucher program. M. found the questions “weird,” and sent a text message to a coworker telling her there was a strange man inside the store and she was afraid for her safety.
Garcia then asked M. about a jar of candies on the store counter. As M. went to open the jar of candies to offer some to Garcia, Garcia pulled a gun out of his pocket. Garcia pointed the gun at M. and ordered her to hand over the money from the cash register. M. complied and asked Garcia not to hurt her. Garcia continued to point the gun at M. while asking her if she had any money. M. found a few dollars in her pants pocket and gave them to Garcia. Garcia continued to point the gun at M. and directed her to close the front door of the store. At Garcia‘s direction, M. removed the “open” sign from the store door and turned off the lights. M. pleaded with Garcia to leave her alone and not to hurt her.
Garcia followed M. into the bathroom while continuing to point the gun in her direction. He ordered M. to remove all of her clothes and to turn around and face him. Garcia briefly left the bathroom and returned with some children‘s hair bands, which he attempted to use to tie M.‘s hands. Because Garcia held the gun close to M.‘s chest while attempting to tie her hands, causing M. to become afraid the gun would accidentally fire, M. offered to bind her own hands. After she did so, Garcia left the bathroom again and returned with more hair bands. He directed M. to tie up her feet, but she was unable to do so because she was trembling with fear. As M. attempted to bind her feet, Garcia again left the bathroom.
A few minutes later, Garcia returned to the bathroom for a third time. The zipper of his shorts was down and his erect penis was exposed. He ordered M. to turn away from him and face the mirror in the bathroom. While still pointing the gun at M., he put his fingers and penis inside her vagina. Garcia then removed his fingers but continued to penetrate M. with his penis. When M. began to cry, Garcia told her to “shush” and gestured for her to be quiet as he continued to assault her.
After the sexual assault, Garcia cleaned himself with a paper towel or napkin and told M. to stay in the bathroom. M. got dressed, left the bathroom, and walked into the main part of the store, where she saw Garcia opening drawers and looking through them. Garcia ordered M. to return to the bathroom, followed her there, and then shut the door to the bathroom with M. inside. M. remained in the bathroom until she no longer heard Garcia moving about the store. After exiting the bathroom, M. found the store empty. When M. looked out the window in the front of the store, she saw Garcia driving her white sport-utility vehicle out of the store parking lot. M. left the store and went to a nearby business for help.
Garcia was later convicted of, among other things, two counts of burglary, aggravated kidnapping, forcible rape, and rape with a foreign object, along with various enhancements. The verdict reflected the jury‘s determination that
On review, the Court of Appeal held that Garcia was properly convicted of two burglaries based on his respective entries into the store and the bathroom. The court rejected Garcia‘s argument that his entry into the store itself “subsumed entry into the bathroom located in the back of the store” and precluded his conviction for a separate burglary offense. In reaching this conclusion, the court relied heavily on the text of the burglary statute-which prohibits the entry with felonious intent into any “room” (
The Court of Appeal modified the trial court‘s judgment to stay the sentence imposed for burglary with the intent to commit sexual assault. It affirmed the judgment in all other respects.
In reviewing the Court of Appeal‘s judgment regarding Garcia‘s burglary convictions, we view the facts in the light most favorable to the judgment of conviction. (People v. Osband (1996) 13 Cal.4th 622, 690.) We decide de novo the legal question of whether
II. DISCUSSION
Garcia argues that he may be convicted of only one count of burglary because he entered a single structure-the store, which contained the bathroom within it-and committed crimes against the same victim during a single course of conduct. This contention parallels the argument he made to the Court of Appeal that his entry into the storefront “subsumed” his entry into any other room or structure located within it and constitutes only a single violation of
The People urge us to rely on
We conclude that neither party‘s proposed rule is quite correct. While the People are right that
The text of
In light of the context provided by
The common law origins of the statute likewise signal that a separate security or possessory interest is required to sustain multiple burglary convictions within a single space. The common law recognized that separately occupied structures, such as rooms “in a college or an inn of court,” could be separately burglеd because “each inhabitant” of such spaces has a “distinct property” interest. (4 Blackstone, Commentaries 225.) That the crime of burglary functioned in this way-even from its earlier origins-is not surprising given the offense‘s intended function of protecting people at their most vulnerable: when they are in areas that they consider secure. (People v. Davis (1998) 18 Cal.4th 712, 720 (Davis) [at common law, burglary was “‘not an offense against property, real or personal, but an offense against the habitation,‘” where occupants were most likely to reasonably expect privacy and security].) Protecting distinct possessory interests of occupants within a single structure is one way of fulfilling this goal. The existence of this “distinct” interest would mean that an inhabitant‘s expectation of safety or protection of his or her possessory right might not necessarily be compromised fully by a burglar‘s initial entry into the college, or into the other building itself. Permitting an intruder to be convicted of a burglary for a later entry, with the appropriate intent, into the enclosed rooms would further the goal of protecting each occupant‘s reasonable expectatiоns.
This approach is also consistent with the intended purpose we have ascribed to the burglary statute. We have construed
The rule we announce furthers these purposes. It also avoids creating unnecessary redundancies. In many cases, an intruder‘s entry into a structure will invade an occupant‘s possessory interest and create a potentially dangerous situation for personal security and privacy at the moment the intruder enters-and subsequent entries into internal spaces will not heighten those risks. For instance, in the ordinary case in which a burglar enters a home, a warehouse, or a storefront, his subsequent movement throughout the structure will not meaningfully exacerbate the risk to personal security and privacy or to the occupant‘s possessory interest. (Elsey, supra, 81 Cal.App.4th at pp. 960-961 [noting that “family members living in the same house” are unlikely to have “different expectation[s]” of “protection against unauthorized entry” for “each interior room“].) Similarly, when an interior room in a storefront or warehouse is open and unlocked to passersby, a reasonable person would not likely suspect that room to be owned or occupied by a distinct entity. In these cases, it makes sense to think of a defendant‘s initial entry into the covered structure as subsuming all subsequent entries for purposes of the burglary statute. Charging the defendant with burglary for the initial entry alone adequately accounts for the increased risk of danger and personal harm that the defendant has created. Multiple charges and convictions will be unnecessarily redundant.2
But in other cases, the initial entry into the structure will not account for the possibility of harm to possessory or security interests that could arise if the intruder subsequently enters interior spaces. An interior spаce may be different in character from its enclosing structure. It may be owned or occupied by a different entity than that possessing the overarching structure, or it may be separately secured against outside entry. The internal space could provide a separate and objectively reasonable expectation of protection from intrusion, distinct from that provided by the security of the overarching structure. When an intruder enters that space with a felonious intent, we believe it most consistent with the Legislature‘s intended purpose and a reasonable interpretation of the statute‘s text and history to permit him or her to be convicted of burglary-notwithstanding whether he or she has already committed a burglary of the enclosing structure.3
This conclusion underscores why we-along with the Courts of Appeal-have affirmed multiple burglary convictions when the interior rooms have characteristics that objectively demonstrate an occupant‘s distinct possessory or security interest, which an unauthorized entry would invade. (See Elsey, supra, 81 Cal.App.4th at p. 961; see also People v. Nible (1988) 200 Cal.App.3d 838, 844 [a structure may be burgled if “a reasonable person would expect some protection from unauthorized intrusions“].) We have permitted a defendant to be separately charged, convicted, and punished for multiple burglaries when he broke into three rented office spaces leased to “tenants who had no common interest other than the fortuitous circumstance that they happened to lease office suites in the same commercial building.” (People v. James (1977) 19 Cal.3d 99, 119.) We suggested in that case that the same rule would apply to a thief who broke into multiple stores in a shopping center, apartments in an apartment building, or rooms or suites in a hotel. (Ibid.; see also People v. Fleetwood (1985) 171 Cal.App.3d 982, 987-988 [separate rooms in a hotel constitute separate dwellings under the burglary statute].) And we affirmed a second burglary conviction for a defendant who broke the lock on the door of his sister‘s bedroom in the family home, entered the room, and stole items from inside. (People v. Abilez (2007) 41 Cal.4th 472, 508-509,
The same is true in the scenarios that the Courts of Appeal have found to justify separate burglary convictions: entries into separate middle school classrooms, whiсh were locked to the outside and largely located in separate buildings on the school campus (Elsey, supra, 81 Cal.App.4th at pp. 961-962); intrusions into multiple student dormitory rooms within interconnected buildings (People v. O‘Keefe (1990) 222 Cal.App.3d 517, 521 (O‘Keefe)); and entries into separately leased and locked offices in an office building (People v. Church (1989) 215 Cal.App.3d 1151, 1159 (Church), disapproved on another ground in People v. Bouzas (1991) 53 Cal.3d 467, 477–480).5
In these cases, the invaded rooms had characteristics that a reasonable person would understand to signify a separate possessory interest or a heightened degree of protection against significant intrusions from outsiders. In some, the invaded rooms were leased, owned, or otherwise occupied by different entities, such that their entry would intrude upon separate possessory interests. (See, e.g., James, supra, 19 Cal.3d at p. 119 [separately leased offices within a commercial building constituted separate dwellings]; O‘Keefe, supra, 222 Cal.App.3d at p. 521 [characterizing dormitory rooms as “separate dwellings” because each student enjoys “separate privacy” in each individual room].) In others, the rooms themselves suggested an enhanced basis for expectations of security or privacy relative to the external space. The Court of Appeal in Elsey, for example, highlighted that the seрarate rooms were “locked to the outside” and so likely provided enhanced protection against intrusion compared to the enclosing structure. (Elsey, supra, 81 Cal.App.4th at p. 961.) The court in Church found important that the burgled offices were locked-or could be locked-against intrusion from a common hallway. (Church, supra, 215 Cal.App.3d at pp. 1154-1155.)
In any given case, the nature of the spaces and the reasonable expectations they engender will dictate whether multiple burglary convictions will serve the interests the burglary statute protects. For instance, the evidence might show that the interior space was owned, occupied, or possessed by a different person or entity than that enclosing structure, or otherwise provided its occupants with an enhanced expectation of privacy and security similar to the stand-alone structures enumerated in
Despite the People‘s arguments to the contrary, Sparks does not compel us to adopt a broader rule that eschews the significance of locks, possessory interests, or objectively reasonable expectations of privacy and security. True: in Sparks we suggested that the Legislature‘s likely purpose in including the term “room” in the burglary statute was to expand the statute‘s coverage to include entries into “diverse types” of spaces that, on first glance, appear dissimilar from the “dwelling house” protected by the common law offense of burglary. (Sparks, supra, 28 Cal.4th at pp. 86, 78.) And we observed in Sparks that the offense of burglary in California is, in many ways, broader than the offense the Model Penal Code defines and which many other jurisdictions have adopted. (See id. at pp. 76–77 & fns. 6, 7.) But we made these observations in a very different context from the facts before us. Sparks presented the question of whether a defendant who enters a “room” within a single-family house with the intent to perpetrate a felony inside commits a burglary, even if he lacked that felonious intent when he entered the house itself. (Id. at p. 73Id. at p. 74Id. at p. 75 “room” to embrace the entry into the bedroom in affirming the legitimacy of the prosecution‘s second, alternative theory of the case. Our holding did not expand the burglary statute‘s reach, but instead only ensured that a burglary prosecution, in peculiar circumstances like those present in Sparks, would not founder on the potential difficulty of proving exactly when the defendant formed a felonious intent. (Id. at p. 78; see also id. at p. 87, fn. 21 [“emphasiz[ing] that our holding does not signify that a defendant who, with the requisite felonious intеnt, enters multiple unsecured rooms in a single-family house properly may be convicted of multiple counts of burglary“].)
It is for this reason that we have relied on Sparks in holding that where a defendant is subject to a single burglary charge based on his or her entry into a home followed by entry into a room in that home, the jury need not agree on when he or she formed the requisite intent. (People v. Taylor (2010) 48 Cal.4th 574, 627-628 (Taylor).) The Courts of Appeal have likewise generally applied Sparks in this manner. (See, e.g., Richardson, supra, 117 Cal.App.4th at p. 576.) Sparks is thus addressed primarily to the unusual circumstance where a defendant may have committed one or more entries within
