Lead Opinion
delivered the opinion of the court;
Following a jury trial in the circuit court of Cook County, defendant, Dickie Gaines, was convicted of the murders of Andre Davis and Causea McCall, the attempted murder of Lenious Thomas, armed violence against Davis, McCall and Thomas, and the armed robbery of Davis and Thomas. Pursuant to section 9 — 1(d) of the Criminal Code of 1961 (Ill. Rev. Stat. 1979, ch.38, par. 9 — 1(d)), the State requested a death penalty hearing, which was heard by the same jury. The jury found that there were present one or more of the aggravating factors set forth in section 9 — 1(b) and that there were no mitigating factors sufficient to preclude a sentence of death. (See Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(g).) The court sentenced the defendant to death. On direct appeal to this court (73 Ill. 2d R. 603), the armed-robbery conviction as to Andre Davis was reversed, but the other convictions and the death sentence were affirmed. (People v. Gaines (1981),
The defendant then obtained new counsel and filed a petition under the Post-Conviction Hearing Act in the circuit court. (Ill. Rev. Stat. 1981, ch. 38, par. 122 — 1 et seq.) A number of constitutional violations were alleged. The defendant maintained that his right to an impartial jury trial and his right to equal protection of the law were violated as a result of the State’s systematic use of peremptory challenges during voir dire to exclude blacks from the jury. (U.S. Const., amends. V, VI, XIV; Ill. Const. 1970, art. I, secs. 2, 8, 13.) The defendant also stated that he was denied his right to due process of law because of the alleged existence of “street files” (investigative working files) containing exculpatory evidence, which were not tendered to him. (U.S. Const., amend. XIV; Ill. Const. 1970, art. I, sec. 2.) Further, defendant claimed that allowing a police officer to testify at trial regarding telephone conversations between defendant and his mother and defendant and his brother, wherein defendant was alleged to have made incriminating statements, impinged on his right to be free from unreasonable search and seizure, as well as his privilege against self-incrimination. (U.S. Const., amends. IV, V; Ill. Const. 1970, art. I, secs. 6, 10.) Finally, defendant alleged that he was denied his right to the effective assistance of counsel at trial and the sentencing hearing. U.S. Const., amend. VI; Ill. Const. 1970, art. I, sec. 8.
In a motion to dismiss the petition, the State argued that the defendant had not raised issues of the constitutional magnitude required by the Post-Conviction Hearing Act. Further, the State maintained that all issues raised in defendant’s petition, with the exception of the street-files issue, were barred by the application of the doctrines of waiver and res judicata.
The transcript of the proceedings from the hearing on the post-conviction petition reveals that the court found that all issues raised in the petition, with the exception of the street-files issue, were either waived or decided on direct appeal in this court. Thus, the court allowed an evidentiary hearing to be held only on the street-files issue. Finding that defendant had failed to establish the existence of a street file at the hearing, the court denied the petition.
Defendant filed a notice of appeal to the appellate court. Subsequently, the State filed a motion to have the case transferred to this court. That motion was allowed. The defendant then filed a motion to reconsider the order allowing the State’s motion to transfer the post-conviction appeal. That motion was denied.
Review of the petition for post-conviction relief, in this court, raises two issues: (1) Did the trial court err in denying the post-conviction petition? and (2) Does the transfer of defendant’s appeal from the appellate court to this court deprive him of due process and equal protection of the law?
The facts relating to the underlying crimes involved in this case will not be set out in their entirety, since the defendant does not maintain that his conviction was not supported by the evidence. Rather, relevant facts will be discussed as they become germane to the issues on review. Further, it is well established that a post-conviction proceeding is not one wherein a defendant’s guilt or innocence is determined, but a new proceeding meant to delve into the constitutional phases of the original conviction which have not previously been determined. People v. Vail (1970),
Defendant, who is black, was tried and sentenced by an all-white jury. It is his position that the State’s use of its peremptory challenges to exclude every prospective black juror resulted in the denial of his sixth amendment right to an impartial jury trial, as well as his fifth and fourteenth amendment right to equal protection of the law. (U.S. Const., amends. V, VI, XIV; Ill. Const. 1970, art. I, secs. 2, 8, 13.) On direct appeal, this court was confronted with the same issue. Finding that defense counsel, in the trial court, failed to raise the issue until all the jurors had been sworn, and that he had failed to establish a record which would demonstrate that all peremptorily challenged veniremen were black, the court resolved the issue against defendant. (People v. Gaines (1981),
Moreover, under the holding of Swain v. Alabama (1965),
As another basis for post-conviction relief, the defendant alleges violations of his constitutional right to be free from unreasonable search and seizure and his privilege against self-incrimination (U.S. Const., amends. IV, V; Ill. Const. 1970, art. I, secs. 6, 10). This allegation is premised on the admission of a police officer’s testimony during defendant’s original trial. At that trial, the police officer was allowed to testify regarding telephone conversations between the defendant and his mother and defendant and his brother, wherein defendant allegedly made self-incriminating statements. The officer overheard the conversations on an extension telephone in the home of defendant’s mother. The officer’s testimony indicated that Mrs. Gaines consented to the officer’s use of the telephone.
On the initial appeal to this court, defendant objected to the admission of the officer’s testimony, claiming that section 14 — 2 of the Criminal Code of 1961 (Ill. Rev. Stat. 1979, ch. 38, par. 14 — 2) had been violated. As such, defendant maintained that the trial judge erred in denying his motion to exclude that portion of the officer’s testimony. This court found that “[t]he monitoring of the defendant’s telephone conversation *** was not proscribed by section 14 — 2(a), for an extension telephone is not an eavesdropping device as that term is defined by section 14 — 1(a).” (People v. Gaines (1981),
The affidavit of defendant’s mother, which was submitted with the post-conviction petition, does not, as defendant maintains, raise “a totally different factual situation” in the post-conviction proceeding. In that affidavit, Mrs. Gaines stated that she allowed the officer to listen on the extension phone because she was under duress and was unaware that she could have denied the officer access to the telephone. We need not consider whether the substance of the affidavit was sufficient to vitiate the consent the officer had received from Mrs. Gaines. As this court stated in its first review, “the question of consent becomes material only if an eavesdropping device has been employed.” People v. Gaines (1981),
We think it is clear that the defendant’s post-conviction claim of constitutional deprivation, based on the admission of the officer’s testimony, was fully reviewed by this court on the original appeal. “[T]he Post-Conviction Hearing Act was not intended to be used as a device to obtain another hearing upon a claim of denial of constitutional rights where there has already been a full review of the issues raised.” (People v. Cox (1966),
Defendant also argues that at both the trial and the sentencing hearing he was denied his constitutional right to the effective assistance of counsel. In support of this sixth amendment argument, defendant advanced several grounds which allegedly demonstrate his denial of effective assistance of counsel. Initially, defendant points to his counsel’s failure during voir dire to make a timely objection to the State’s use of its peremptory challenges to exclude blacks. In addition, counsel failed to make a record which would demonstrate that the veniremen challenged by the State were black. Defendant maintains that counsel’s incompetence was most “glaring” at the sentencing phase of his trial. At that time, defendant did not take the stand, and his counsel failed to offer a jury instruction that the jury should not consider his failure to testify. Moreover, defense counsel called no witnesses to either rebut the State’s evidence in aggravation or testify as to mitigating factors. Further, defendant alleges that his counsel’s closing argument was defective, since it was limited to an attack on capital punishment and did not present the defendant as an individual. Finally, defendant argues that his representation was inadequate because defense counsel failed to present evidence or data to demonstrate the “unconstitutionally arbitrary and capricious” nature of the State’s absolute authority to request the death penalty.
This court has recognized that “where all of counsel’s alleged trial errors and other facts relating to the issue of incompetency of his representation appear on the face of the record, that issue could properly be deemed res judicata.” (People v. Somerville (1969),
Nevertheless, a post-conviction petitioner is not entitled to an evidentiary hearing as a matter of right. A hearing is called for only when the petitioner makes a “ ‘substantial showing of a violation of constitutional rights’ and to accomplish this the allegations in the petition must be supported by the record in the case or by accompanying affidavits.” (People v. Curtis (1971),
The United States Supreme Court and this court have recently addressed the issue of effective assistance of counsel. (Strickland v. Washington (1984),
A two-part test of effective assistance of counsel was outlined by the Supreme Court in Strickland v. Washington (1984),
As Strickland recognized, a court need not decide the performance component of an ineffectiveness claim before analyzing the prejudice component, since an insufficient showing on either will defeat the constitutional claim. Thus, the court observed, ”[i]f it is easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, which we expect will often be so, that course should be followed.” (466 U.S._,_,
Evidence at trial of defendant’s guilt and the aggravating circumstances brought forth during the sentencing phase of the trial were overwhelming. Lenious Thomas, the surviving victim, testified as to his eyewitness observation of defendant’s unprovoked shooting spree which resulted in the death of Davis and McCall. (People v. Gaines (1981),
In light of the evidence in aggravation, defendant’s bare allegation of attorney incompetence for failure to present any evidence in mitigation at the sentencing hearing does not support a finding of prejudice. Noticeably absent from defendant’s post-conviction petition, as well as on the former appeal in this court, is any evidence in mitigation which could have been offered at the death penalty hearing. When confronted with a similar argument in People v. Eddmonds (1984),
Equally unpersuasive is defendant’s claim that his counsel’s closing argument at the sentencing hearing was so inadequate that he was denied the effective assistance of counsel. The transcript reveals that trial counsel’s closing argument was, indeed, limited to an emotional attack on the morality of capital punishment and the senselessness of imposing the death penalty on a 20-year-old young man. We do not find, however, that counsel was incompetent in presenting such an argument. As we stated in Eddmonds:
“Under the circumstances, where trial counsel was unable to present substantial evidence in mitigation, we find no basis to question counsel’s decision to present a brief argument for mercy. Errors in judgment or trial strategy do not establish incompetence.”101 Ill. 2d 44 , 70.
Further, this court has consistently upheld the propriety of the discretion vested in the State to seek the death penalty. (People ex rel. Carey v. Cousins (1979),
Moreover, we do not find that the outcome of the sentencing hearing was prejudiced by counsel’s failure to tender a jury instruction cautioning the jurors to disregard defendant’s failure to testify. Had counsel offered the instruction, he would have risked the possibility of placing defendant in a weaker position by drawing the jury’s attention to the absence of his testimony. The choice not to tender the instruction must be viewed as a strategic decision and, therefore, not subject to review. People v. Greer (1980),
Finally, we turn to defendant’s challenge of his counsel’s performance during voir dire. The holding of Swain v. Alabama (1965),
On the basis of the facts contained in the petition, as well as the record as a whole, we conclude that defendant has failed to demonstrate incompetent representation. As such, the post-conviction trial court properly dismissed the claim without an evidentiary hearing.
Although finding defendant’s argument regarding the street files to be based upon “a bare allegation on information and belief,” the court, nevertheless, found that it created a factual issue and allowed a hearing to be held on that single issue. In support of its motion to dismiss, the State had filed the affidavits of two assistant State’s Attorneys and three police officers. Each affiant stated that, to his knowledge, no street files or exculpatory evidence regarding the defendant existed. At the hearing, a police officer was called as a court’s witness. His testimony indicates that pursuant to a thorough search of all investigative files in area II of the Chicago police department, in addition to a copy of the permanent retention file of the department, he determined that no street file existed in area II regarding the instant case. Following closing arguments, the court found that the defendant had not established the existence of any street files, and it therefore denied the petition.
In a post-conviction proceeding, “the petitioner has the burden of proof and must show that he has been deprived of a substantial constitutional right before he is entitled to any relief.” (People v. Harper (1969),
Finally, we must address the defendant’s contention that he was deprived of due process and equal protection under the law because he was denied intermediate appellate court review of the trial court judgment denying his petition for post-conviction relief. Our Rule 651 (73 Ill. 2d R. 651) provides that an appeal from a final judgment of the circuit court in post-conviction proceedings lies in that court. We find, however, that the constitutional mandate of article VI, section 4 (Ill. Const. 1970, art. VI, sec. 4), must control in the review of post-conviction proceedings passing upon a prior conviction wherein the death penalty was imposed. Article VI, section 4(b), provides:
“(b) Appeals from judgments of Circuit Courts imposing a sentence of death shall be directly to the Supreme Court as a matter of right. The Supreme Court shall provide by rule for direct appeal in other cases.” (Ill. Const. 1970, art. VI, sec. 4(b).)
Pursuant to this constitutional directive, Supreme Court Rule 603 and section 9 — l(i) of the Criminal Code of 1961 require that an appeal, in all cases where the death penalty has been imposed, shall be taken directly to this court (73 Ill. 2d R. 603; Ill. Rev. Stat. 1979, ch. 38, par. 9 — l(i)).
The defendant argues that Rule 603 deals only with the direct appeal of a judgment of the circuit court imposing the sentence of death and not an appeal from a denial of post-conviction relief, since the sentence of death was not imposed at the time of the denial of the post-conviction petition. Yet, defendant’s prayer for relief, in his post-conviction petition, requests the court to vacate the judgment of conviction and the sentence imposed therein. On review, we have found that the constitutional errors alleged by defendant are insufficient to invalidate the conviction or the sentence of death. By affirming the trial court’s denial of defendant’s petition, therefore, our decision has the effect of reaffirming the imposition of the death penalty.
Further, defendant’s due process and equal protection arguments are unpersuasive. This court analyzed the automatic appellate-review procedure set forth in section 9 — l(i) of the Criminal Code of 1961, as well as this court’s rules adopted in compliance with the statute, in People v. Brownell (1980),
The argument advanced by defendant involves neither a suspect class nor a fundamental interest. (See People ex rel. Tucker v. Kotsos (1977),
For the reasons stated herein, the trial court’s denial of defendant’s post-conviction petition is affirmed. Accordingly, defendant’s convictions and sentence are affirmed. The clerk of this court is directed to enter an order fixing Tuesday, May 21, 1985, as the date on which the sentence of death entered in the circuit court is to be executed. A certified copy of this order shall be furnished by the clerk of this court to the Director of Corrections and to the wardens of the Illinois State Penitentiary at Menard and Joliet.
Judgment affirmed.
Dissenting Opinion
dissenting:
My first departure from the majority opinion concerns an irregularity in our hearing this direct appeal. Rule 651 (87 Ill. 2d R. 651(a)) directs that appeals from “a final judgment of the circuit court” move to the appellate court. The majority substitutes for this unambiguous command the requirements found in Rule 603 which deal with appeals from the imposition of the death penalty. (87 Ill. 2d R. 603.) Rule 603, though, which is constitutionally mandated (Ill. Const. 1970, art. VI, sec. 4), applies only to appeals from decisions which initially impose the death sentence by requiring that the imposition of a death sentence must be directly appealed to this court. A post-conviction hearing, on the other hand, only reviews a final judgment which may or may not have imposed the death sentence; the post-conviction hearing does not of, itself, impose a death sentence. The majority’s reliance on Rule 603 is misplaced; Rule 651 applies to appeals from judgments denying post-conviction relief. I would require appeals from post-conviction hearings to be heard by the appellate court before any appeal could be heard by this court. The ad hoe application of Rule 651 in which this court has engaged by exempting appeals from post-conviction judgments in cases where a death sentence was previously imposed constitutes a violation of the equal protection clauses of the United States and Illinois constitutions (U.S. Const., amends. V, XIV; Ill. Const. 1970, art. I, sec. 2) by treating defendants in such cases differently than all other defendants without any constitutional sanction for the difference in treatment.
A fear is expressed in the majority opinion that uniform results in death cases would not result without direct appeal to this court. (
Even if this court had jurisdiction to hear this appeal, I would not join the majority because the systematic exclusion of black jurors by the prosecutor through the use of peremptory challenges denied the defendant his constitutional right to an impartial jury. For the reasons set forth in my dissenting opinions in People v. Payne (1983),
The majority also fails to properly resolve the defendant’s claim that his constitutional rights were violated by the eavesdropping of Officer Dwyer. For the reasons set forth in Justice Clark’s dissenting opinion as well as mine (People v. Gaines (1981),
Finally, for the reasons set forth in my separate opinions in People v. Lewis (1981),
