People v. Gaffey

McLennan, P. J. :

Thе only questions presented by this appeal which require consideration are those raised by objections and exceptions taken by defendant’s counsel to the admission of certain evidence by the learned trial court.

The defendant, at the time of the alleged forgery, was, and for several years prior thereto had been, in the employ of one B. W. Soper, who conducted a retail grocery store in the city of Syracuse, FT. Y. The defendant occupied the position of financial man, had supervision of the books, made collections from customers, made deposits in the bank, had charge of the bank account and, generally, of the finances of the business. For the services so rendered the defendant received from ten to twelve dollars per week.

The evidence introduced by the People tended to show that one Michael H. Murray was a customer of Soper and indebted to him for groceries to the amount of sixty-seven dollars ; that on the said 18th day of July, 1903, the defendant procured and induced a Miss French, who was bookkeeper for Soper, to sign Murray’s name to the note in question, simulating his signature; that the note was indorsed by Soper; that the defendant then took it to the Commercial Bank, procured it to be discounted and the proceeds placed to Soper’s credit in his account with ‍‌​​​​​​‌​‌‌​​​‌​‌‌​​‌‌‌‌‌​​‌‌​‌‌‌‌‌‌‌​‌​‌​‌​​‌​‌‍the bank. Concededly the name upon the note, “ M. H. Murray,” was not the genuine signature of Murray, was not authorized by him, but was a forgery. It appeared without objection that there was a large number of notes, aggregating about $1,700, purporting to havе been signed by other parties, made at about the same time, in the same manner, and all were procured to be discounted by the defendant, but in each instance the entire proceeds were placed to Soper’s credit. So far as appears the defendant derived no benefit from such alleged transactions.

The People were permitted to introduce in evidence the defendant’s account with the Syracuse Savings Bank, thе Onondaga County Savings Bank, and the Trust and Deposit Company of Onondaga, contained in the pass books issued to the defendant by said banks respectively, covering the period from September 18, 1899, to and including the 24th day of August, 1903, and which shоwed the deposits made by the defendant, which averaged about three a week of five dollars at least during a portion of the time. This evidence and all of it was objected to by defendant’s counsel and an exception was duly taken to the ruling of the court admitting the same.

It is not contended that the avails of the note in question or of any of the notes of similar character were included in the money so deposited by the defendant. Bor is there any evidence to indicate that the money so deposited was not the money of the defendant and obtained by him in a perfectly legitimate manner. There is no item of evidence from which the inference could bo drawn that the defendant was not a man of property and entirely able to make the deposit shown from liis earnings or other sources of revenue, unless such inference may be drawn from the fact that he was working for Soper in thе capacity in which he was for the compensation of twelve dollars per week. Whether during the time he was receiving money from his wife, relatives or friends or from investments made by him, in no manner appears. It is urged by the district attorney that the evidence was competent for the purpose of showing a motive for the commission of the crime by the defendant, the argument being that as the defendant was working for twelve dollars per week and had a fаmily to support, he could not have obtained the amount of money necessary to enable him to make the deposits indicated honestly; that he had the opportunity to take such moneys from his employer; that he did so, аnd that he forged the note in question and the others referred to for the purpose of keeping his employer’s account good, so that his stealings or embezzlement would not be detected. That such was the purpose of the evidence is frankly admitted by the district attorney. In his brief he says: “ The evidence was introduced for the sole purpose of doing appellant harm, and we believe that the jury were somewhat influenced by this evidence to find their just verdict in this case, and it is respectfully submitted that a careful consideration of this evidence ‍‌​​​​​​‌​‌‌​​​‌​‌‌​​‌‌‌‌‌​​‌‌​‌‌‌‌‌‌‌​‌​‌​‌​​‌​‌‍taken in connection with the other proven rod admitted facts in the case to which attention - will be called would lead any rеasoning man of good common sense to the same conclusion. It is claimed by the respondent that this evidence was clearly competent as bearing upon the question of motive.” And again the counsel says: “ It is claimеd here, as at the trial, by the respondent, that the forging and uttering of these notes, among which is the one in question, was done.for the purpose of concealing and covering up his stealings from his employer. He was a trusted emрloyee — the manager of the books and collections for Mr. Soper for fifteen years, the collector whose duties, as he himself says, were to collect from the customers, and himself give them credit each day fоr the amounts they had paid, and, therefore, had abundant opportunity to embezzle his employer’s money which he had collected.” Again he states : “ The salary of the appellant had never been above $12 per wеek, and sometimes down to $10. He had a family of four to support, and as far as appears from the evidence had no other source of income except his salary since sixteen years ago when he won some money on election bets and in a lottery. * * * Thus we are left with the proposition that a man with a salary of $12 per week and having four people to support out of that was able to, and did, deposit $5 to $6 almost daily, or about that daily average, exclusive of the larger deposits. This on the face of it could obviously only have been done by this collector embezzling from his employer some of the money which he had collected. Herе was his financial interest — his motive for the forging and uttering of these notes. And it is for this reason that the evidence is competent bearing so clearly as’ it does prima facie upon the question of motive.”

In other words, broadly stated, evidence was permitted to be introducеd for the purpose of proving that the defendant was guilty of embezzlement to the end that the jury might be asked to infer that defendant’s motive in forging the. note in question was to enable him to prevent the discovery of such embezzlement. We think the evidence incompetent for the purpose or for any purpose. The defendant was on trial charged with having procured a certain note to be forged. Hpon the trial of that charge it was not comрetent to prove that three years before or during a period of three years, he had embezzled money from his employer, and that he was guilty of that crime. There is no connection between the two. The acts by which оne was consummated in no manner relate to the acts by which the other was perpetrated. They did not even occur at or about the same time and were entirely different in their character.

In the case of People v. Dickie (62 Hun, 400) the defendant was upоn trial for forgery for having without authority filled in the blanks in certain checks intrusted to him by his employers, and in that case proof was admitted which tended to show that the defendant had been guilty of embezzlement. The court said: “ But we think there was еrror prejudicial to the defendant in permitting Mr. Crego, upon his evidence in chief, ‍‌​​​​​​‌​‌‌​​​‌​‌‌​​‌‌‌‌‌​​‌‌​‌‌‌‌‌‌‌​‌​‌​‌​​‌​‌‍to testify to the discovery of shortage in Dickie’s account generally to the amount of about two thousand seven hundred and seventy-five dollar’s. This wаs doubtless admitted upon the question of fraudulent intent, but it had no just bearing upon that question. It simply tended to show that Dickie was a faithless cashier, and that for an indefinite period he had been robbing his employers. Bnt under this indictment the fraudulent intеnt was confined to the particular forgery charged, and that depended not at all upon Dickie’s past misconduct in other matters, but largely upon the purpose with which he obtained the $225 in question. * * * But past larcenies by meаns of false entries or fraudulent misappropriation of other moneys intrusted to his keeping were surely not admissible. The proof was not even of offenses of the same nature committed at the same time, tending to show a general purpose to misappropriate the employer’s moneys by similar means.”

The language of the court is particularly applicable to the facts of the case at bar. As we have seen there was nо connection between the embezzlement of Soper’s money by the defendant and the forgery charge upon which he was being tided.

“It is an elementary principle that the commission -of one crime is not admissible in evidence to establish the guilt of a party of another. But if the ‍‌​​​​​​‌​‌‌​​​‌​‌‌​​‌‌‌‌‌​​‌‌​‌‌‌‌‌‌‌​‌​‌​‌​​‌​‌‍evidence is material and relevant to the issue, it is not inadmissible simply because it tends to prove the defendant guilty of another crime.” (People v. McLaughlin, 150 N. Y. 365.)

It is hardly necessary to say that the evidеnce being considered Was harmful to the defendant. The fact that the defendant deposited this considerable sum of money, five dollars at a time, and that he was working for less than fifty dollars per month, might very well have suggested to the jury that the money so deposited was not obtained legitimately. But it is hardly necessary to discuss the question whether or not the evidence was in fact harmful, because of the practical concession of the district attorney thаt it Avas so, and that it was so intended. At all events, the respondent has not demonstrated that the admission of the evidence was not prejudicial to the defendant. In People v. Smith (172 N. Y. 243) the court said: “ The burden of showing that the illegal and improper evidence which was received was harmful is not upon the appellant, but that it was harmless and could by no possibility have prejudiced him must be established by the respondent,” and many cases sustaining that proposition are cited by the learned court.

The defendant is in no manner precluded from insisting upon a reversal of the judgment for the admission ‍‌​​​​​​‌​‌‌​​​‌​‌‌​​‌‌‌‌‌​​‌‌​‌‌‌‌‌‌‌​‌​‌​‌​​‌​‌‍of the illegal and incompetent evidence because of the fact that he himself went upon the stand and sought tо explain it. Evidence cannot be said to be entirely harmless when the party objecting to it is obliged to call a witness tp explain or contradict it. (Anderson v. R., W. & O. R. R. Co., 54 N. Y. 342.)

The conclusion is reached that the evidence adverted to was illegal and incompetent; that its admission was prejudicial to the defendant, and for that reason that the judgment and order appealed from must be reversed. Having reached the conclusion indicated, it is unnecessary to сonsider any of the* other questions presented by the exceptions.

All concurred, except Spring and Williams, JJ., who dissented.

Judgment of conviction and order reversed and new trial ordered upon questions of law only, the facts having been examined and no error found therein.

Case Details

Case Name: People v. Gaffey

Court Name: Appellate Division of the Supreme Court of the State of New York

Date Published: Nov 15, 1904

Citation: 90 N.Y.S. 706

Court Abbreviation: N.Y. App. Div.