Opinion
— Appellant Edward Fuentes was convicted, following a jury trial, of first degree murder (Pen. Code, § 187; count 1) and attempted robbery (Pen. Code, §§ 211, 664; count 2). As to each count, the jury found appellant was armed with a firearm during commission of the offense (Pen. Code, § 12022, subd. (a)(1)). Appellant was sentenced to 29 years to life in prison, and ordered to pay a $5,000 restitution fine and to be housed at the California Youth Authority (Welf. & Inst. Code, § 1731.5, subd. (c)). This timely appeal followed.
In the published portion of this opinion, we hold that admission of extrajudicial statements of coparticipants, pursuant to Evidence Code section 1230, did not deny appellant his rights under the confrontation clause of the Sixth Amendment to the United States Constitution. In the unpublished portion, we reject his remaining contentions.
Facts
On the night of November 4, 1995, appellant and his friends — Ricky Fernandez, Marco Reyna, Leng Vang, Keith Scott, Ray Alarcon, and Johnny De Leon — drove from Reyna’s house in Merced to Planada. There, De Leon, *959 Alarcon, and Fernandez got out of the car and one of them (apparently Fernandez) shot Isabel Sotelo in an attempted robbery. Sotelo later died. As Fernandez was himself shot (presumably by Sotelo) badly enough to need medical treatment, the group then concocted a story about his being the victim of a drive-by shooting in Merced. Police later determined there had been no such shooting. Ultimately, law enforcement officers recovered both the car and the probable murder weapon, a rifle which bore Fernandez’s palm print, from the home of Reyna’s mother.
Reyna, who was granted immunity in return for his testimony, testified that the plan to rob someone was made by the group (all of whom were D.B.S. gang members) before they left the house to go to Planada. 1 Reyna said the rifle belonged to appellant, and that appellant was present during the discussion of the robbery. Reyna said appellant later told him that Fernandez was shot trying to rob Sotelo.
Appellant testified and admitted that he drove the car. However, he denied knowing what De Leon, Alarcon, and Fernandez were going to do when they got out of the vehicle. Appellant said he did not know anything about a robbery until detectives told him. Keith Scott, who also testified for the defense, similarly denied that there was any discussion or plan relating to a robbery. However, whereas appellant denied helping to make up the cover story about how Fernandez was shot, Scott testified that everyone made up that story together.
Sergeant Martin of the Merced Police. Department, who testified as an expert on gangs, opined that the driver of the car (appellant) knew what was going to happen when the others got out of the vehicle.
Discussion
I.
Admission of Extrajudicial Statements
A. Background
At trial, Johnny De Leon, Ray Alarcon, and Ricky Fernandez (all of whom were charged with criminal offenses arising out of the Sotelo homicide) asserted their Fifth Amendment privilege against self-incrimination, and refused to testify. The prosecution then sought to have statements they made *960 to police admitted into evidence pursuant to Evidence Code section 1230 (declarations against interest). 2 Appellant objected, contending portions of the statements were self-serving and, because the declarants would not be available for cross-examination, admission of the statements would violate his Sixth Amendment rights to confront and cross-examine witnesses.
The trial court determined that De Leon, Alarcon, and Fernandez were unavailable as witnesses. It ruled that statements concerning what took place in Planada would be admitted; however, statements which were not against the declarant’s penal interest (for instance, a statement by Alarcon that appellant loaded the rifle, but Alarcon was bored so he unloaded it and reloaded it) would be excluded as violative of appellant’s Sixth Amendment rights. To that end, the court and counsel went through the transcripts of the tape-recorded statements to determine what evidence would be admitted. The trial court emphasized that it would not allow the prosecutor to place into evidence anything that incriminated appellant without defense counsel having an opportunity to cross-examine the declarant.
Over appellant’s standing objection, the statements were admitted at trial through testimony by Detectives Perez and De Busk, who interviewed the three. De Leon told the detectives that he and Fernandez had confronted the people in Planada to rob them of their money. Alarcon related that he heard someone say “give me your money,” but he did not know who said this. The plan was that Alarcon would hold a McDonald’s cup in order to collect the money or jewelry. 3 Fernandez was supposed to keep the gun pointed at the victims, who were supposed to place their valuables in the cup. Alarcon related that De Leon had a small .22-caliber gun that he pointed at the victims, but it was on safety and there was only one bullet in it. There were 12 or 13 bullets in the rifle, which Alarcon said he had loaded. Fernandez told detectives that they were in Planada and saw two guys walking. The group went around the comer ánd Fernandez got out of the car with the rifle and demanded their money. De Leon had a handgun, and Alarcon had a cup to hold the money. Fernandez said he was the only one who did the shooting.
B. Analysis
We start with the proposition that the statements in question constituted hearsay and that, as a general mle, hearsay evidence is inadmissible.
4
The chief reasons for this general mle of inadmissibility are that the statements are not made under oath, the adverse party has no opportunity to
*961
cross-examine the declarant, and the jury cannot observe the declarant’s demeanor while mating the statements. (1 Wittin, Cal. Evidence (3d ed. 1986) The Hearsay Rule, § 558, p. 533; see
Williamson
v.
United States
(1994)
Section 1230 codifies an exception to the general rule for declarations against interest. It provides: “Evidence of a statement by a declarant having sufficient knowledge of the subject is not made inadmissible by the hearsay rule if the declarant is unavailable as a witness and the statement, when made, was so far contrary to the declarant’s pecuniary or proprietary interest, or so far subjected him to the risk of civil or criminal liability, or so far tended to render invalid a claim by him against another, or created such a risk of mating him an object of hatred, ridicule, or social disgrace in the community, that a reasonable man in his position would not have made the statement unless he believed it to be true.”
“When hearsay evidence is admitted it is usually because it has a high degree of trustworthiness. [Citations.] Thus, declarations against pecuniary or proprietary interest are admitted because they are unlikely to be false. [Citation.] A declaration against penal interest is no less trustworthy.”
(People
v.
Spriggs
(1964)
Appellant concedes that De Leon, Alarcon, and Fernandez were unavailable as witnesses due to their refusals to testify. A declarant who asserts his or her Fifth Amendment privilege not to testify is “unavailable”
*962
within the meaning of the statute.
(People
v.
Gordon
(1990)
Given the foregoing, it is clear the trial court did not abuse its discretion in admitting the challenged statements pursuant to section 1230. (See
People
v.
Gordon, supra,
50 Cal.3d at pp. 1250-1251 [applying abuse of discretion standard].) Despite the fact the statements met the requirements of that statute, however, appellant contends his Sixth Amendment rights to confrontation and cross-examination were violated by their admission. In so arguing, appellant primarily relies on
Bruton
v.
United States
(1968)
In
Bruton
v.
United States, supra,
There are two major differences between the situation in
Bruton
and that in the present case. First, the statements admitted into evidence here did not directly inculpate appellant, but incriminated him only in the sense they showed that a robbery was intended. Appellant’s involvement depended on unrelated evidence. Even where
Bruton
would otherwise apply, the lack of facial incrimination removes the evidence from
Bruton's
restrictions and permits admission of such evidence with a proper limiting instruction.
(Richardson
v.
Marsh
(1987)
We must determine whether, despite these significant differences, admission of the evidence violated the confrontation clause. 6
“The Confrontation Clause of the Sixth Amendment, extended against the States by the Fourteenth Amendment, guarantees the right of a criminal
*964
defendant ‘to be confronted with the witnesses against him.’ The right of confrontation includes the right to cross-examine witnesses.”
(Richardson
v.
Marsh, supra,
The United States Supreme Court has described the interplay between the two principles thus:
“The Confrontation Clause operates in two separate ways to restrict the range of admissible hearsay. First, in conformance with the Framers’ preference for face-to-face accusation, the Sixth Amendment establishes a rule of necessity. In the usual case . . . , the prosecution must either produce, or demonstrate the unavailability of, the declarant whose statement it wishes to use against the defendant. [Citations.]
“The second aspect operates once a witness is shown to be unavailable. Reflecting its underlying purpose to augment accuracy in the factfinding process by ensuring the defendant an effective means to test adverse evidence, the Clause countenances only hearsay marked with such trustworthiness that ‘there is no material departure from the reason of the general rule.’ [Citation.] The principle recently was formulated in
Mancusi
v.
Stubbs
[(1972)
“The Court has applied this ‘indicia of reliability’ requirement principally by concluding that certain hearsay exceptions rest upon such solid foundations that admission of virtually any evidence within them comports with the ‘substance of the constitutional protection.’ [Citation.] This reflects the truism that ‘hearsay rules and the Confrontation Clause are generally designed to protect similar values,’ [citation], and ‘stem from the same roots,’ [citation]. It also responds to the need for certainty in the workaday world of conducting criminal trials.
“In sum, when a hearsay declarant is not present for cross-examination at trial, the Confrontation Clause normally requires a showing that he is unavailable. Even then, his statement is admissible only if it bears adequate ‘indicia of reliability. ’ Reliability can be inferred without more in a case where the evidence falls within a firmly rooted hearsay exception. In other cases, the evidence must be excluded, at least absent a showing of particularized guarantees of trustworthiness.” (Ohio v. Roberts, supra, 448 U.S. at pp. 65-66 [100 S.Ct. at pp. 2538-2539], italics added, fns. omitted.) 7
We hold that insofar as declarations against penal interest are concerned, the requirements of section 1230 (as interpreted in
People
v.
Leach, supra,
In so holding, we need not determine whether section 1230, insofar as it concerns declarations against penal interest, codifies a firmly rooted hearsay objection. (See
People
v.
Spriggs, supra,
60 Cal.2d at pp. 874-875 [establishing admissibility of declarations against penal interest as hearsay rule exception];
People
v.
Wilson
(1993)
Of course, a trial court deciding whether to admit evidence under section 1230 must still examine the evidence, in the first instance, for trustworthiness. As the California Supreme Court has explained,
“The focus of the declaration against interest exception to the hearsay rule is the basic trustworthiness of the declaration. [Citations.] In determining whether a statement is truly against interest within the meaning of Evidence Code section 1230, and hence is sufficiently trustworthy to be admissible, the court may take into account not just the words but the circumstances under which they were uttered, the possible motivation of the declarant, and the declarant’s relationship to the defendant. [Citation.]
“ ‘The decision whether trustworthiness is present requires the court to apply to the peculiar facts of the individual case a broad and deep acquaintance with the ways human beings actually conduct themselves in the circumstances material under the exception. Such an endeavor allows, in fact demands, the exercise of discretion.’ [Citation.]”
(People
v.
Frierson
(1991)
In
People
v.
Greenberger
(1997)
In Coble, the defendant was convicted of robbery after the trial court admitted into evidence a tape-recorded statement which was given to police by a witness who was a possible coconspirator, accomplice, or aider and abettor, and which inculpated the defendant. At trial, the witness invoked his Fifth Amendment privilege against self-incrimination, and the statement was admitted pursuant to section 1230. On appeal, the defendant claimed that admission of the statement violated his Sixth Amendment right to confront witnesses. (People v. Coble, supra, 65 Cal.App.3d at pp. 190-191.)
This court found that the statement in question was both inculpatory and exculpatory: The witness attempted to minimize his role in the crime while emphasizing that of the defendant. Relying on People v. Leach, supra, 15 Cal.3d at pages 441-442 and footnote 17, we held that, because of the exculpatory character of the statement, it did not satisfy the requirements of section 1230 and, hence, was not admissible as a declaration against penal interest. (People v. Coble, supra, 65 Cal.App.3d at pp. 191-192.) We observed that the trial court should have deleted all portions of the statement relating to the defendant, and that the remaining portions were irrelevant because the witness had not been charged with any crime. (Id. at p. 192.)
We have no quarrel with
Coble’s
conclusion that the statement did not meet the requirements of section 1230. However, the
Coble
court went
*968
further and held that, even assuming the statement met the requirements of section 1230, its admission violated the defendant’s Sixth Amendment rights.
(People
v.
Coble, supra,
The
Coble
court began by observing: “We recognize preliminarily that a hearsay statement which subjects the declarant ‘to the risk of . . . criminal liability’ may for that reason well be presumed to be true because ‘a reasonable man in his position would not have made the statement unless he believed it to be true.’ (Evid. Code, § 1230.) But, the fact that a statement is true does not satisfy the constitutional requirement of confrontation and the right of cross-examination. Truth is only one element of a witness’s testimony. Every witness takes an oath to tell not only the truth, but the
whole
truth and
nothing
but the truth. The great value of cross-examination is that it affords an opportunity for the trier of fact to determine not only that the witness has testified truthfully, but that he has told the whole story and that he has not included anything which is untrue. Experience teaches every trial judge and trial lawyer that the addition of one omitted fact may well change the complexion of the entire story or the exclusion of one included fact which is untrue or partially misrepresented may likewise change the complexion of the entire story. The
whole
truth is sometimes critically different from a
partial
truth. The fact that an extra-judicial statement may be given under circumstances (such as being against penal interests) which make it probable that it is true does not for that reason automatically satisfy the constitutional right of confrontation. Only cross-examination can establish whether a true statement which satisfies the requirements of Evidence Code section 1230 is the
whole
truth and
nothing
but the truth. That, we believe, is the rationale behind the Sixth Amendment.”
(People
v.
Coble, supra,
The court then turned to an examination of
Dutton
v.
Evans, supra,
“This case does not involve evidence in any sense ‘crucial’ or ‘devastating,’ as did all the cases just discussed. It does not involve the use, or *969 misuse, of a confession made in the coercive atmosphere of official interrogation .... It does not involve any suggestion of prosecutorial misconduct or even negligence .... It does not involve the use by the prosecution of a paper transcript. . . . It does not involve a joint trial. . . . And it certainly does not involve the wholesale denial of cross-examination ....
“In the trial of this case no less than 20 witnesses appeared and testified for the prosecution. Evans’ counsel was given full opportunity to cross-examine every one of them. The most important witness, by far, was the eyewitness who described all the details of the triple murder and who was cross-examined at great length. Of the 19 other witnesses, the testimony of but a single one is at issue here. That one witness testified to a brief conversation about Evans he had had with a fellow prisoner in the Atlanta Penitentiary. The witness was vigorously and effectively cross-examined by defense counsel. His testimony, which was of peripheral significance at most, was admitted in evidence under a coconspirator exception to the hearsay rule long established under state statutory law. The Georgia statute can obviously have many applications consistent with the Confrontation Clause, and we conclude that its application in the circumstances of this case did not violate the Constitution.”
(Dutton
v.
Evans, supra,
400 U.S. at pp. 87-88 [
Somehow, from the foregoing and a concurring opinion in Dutton, the
Coble
court distilled the following rule: “If the extra-judicial statement is of minor importance or on a collateral issue and it satisfies the requirements of hearsay exceptions established by the rules of evidence, it is admissible, but if the extra-judicial statement goes to the heart of the case, if it is ‘crucial’ or ‘devastating’ to the defendant, then it cannot be admitted unless the defendant’s constitutional right of confrontation is satisfied.”
(People
v.
Coble, supra,
*970 II.-V. *
The judgment is affirmed.
Vartabedian, J., and Thaxter, J., concurred.
Notes
“D.B.S.” stands for “Da Bomb Squad.” Finding “Da Bomb Squad” to be unnecessarily inflammatory, the trial court ruled the gang would be referred to as “D.B.S.”
Further statutory references are to the Evidence Code unless otherwise stated.
A bloody plastic McDonald’s cup was found at the scene of the shooting.
Section 1200 provides in pertinent part: “(a) ‘Hearsay evidence’ is evidence of a statement that was made other than by a witness while testifying at the hearing and that is offered to *961 prove the truth, of the matter stated. [1[] (b) Except as provided by law, hearsay evidence is inadmissible.”
At one point during trial, the prosecutor claimed that he was offering the statements “for nonhearsay purpose to show how the crime was committed.” Neither party has relied on this assertion on appeal, and it would be difficult to see how the statements could constitute evidence of how the crime was committed without being offered to prove the truth of their contents.
Appellant also cites
People
v.
Aranda
(1965)
Perhaps the most obvious difference between this case, Bruton, and
Richardson
is that appellant was tried separately from his cohorts. We do not consider this difference to be
*964
crucial, however, since, in
Douglas
v.
Alabama
(1965)
Roberts
sets out the general rule; a showing of unavailability and independent indicia of reliability not always mandated by the Constitution.
(Bourjaily
v.
United States
(1987)
declarations against other types of interest are not before us in this case, and we express no opinion thereon.
In
Frierson,
the trial court properly excluded a statement made under circumstances which reasonably suggested the declarant wanted to aid his friend (the defendant) at little risk to himself.
(People
v.
Frierson, supra,
The same is true of this court’s opinion in
People
v.
Claxton
(1982)
Coble suggests that “. . . one ultimate test is whether or not the right of cross-examination would serve any useful purpose. If not, then the denial thereof is not a denial of the constitutional right of confrontation.” (People v. Coble, supra, 65 Cal.App.3d at p. 196.) Presumably, whether cross-examination would serve any useful purpose is one factor a trial court may consider in examining the evidence, in the first instance, for trustworthiness.
Similarly, we disapprove of
People
v.
Claxton, supra,
Coble
and
Claxton
both rely, in part, on this court’s opinion in
People
v.
Shipe
(1975)
See footnote, ante, page 956.
