Opinion
In this case of murder and attempted murder, the trial court instructed the jury that a killing or attempted killing was unlawful unless it was either excusable or justifiable. It went on to instruct the jury that “[i]t is undisputed in this case that each of the acts in question was an unlawful act.” Defendant contends that by this instruction the trial court improperly directed the jury’s verdict on disputed factual issues. We reject this contention in the published portion of this opinion. As we shall explain, the word “unlawful” in the various homicide instructions simply means that there was no excuse or justification for the killing. In this sense it is a negative rather than an affirmative element of the homicide offenses. Because there was no issue of excuse or justification tendered or raised in this case, the trial court did not direct a verdict on either an affirmative element of the charged crimes or on a defense to those crimes.
Defendant Brian David Frye appeals from a judgment sentencing him to state prison after a jury found him to be guilty of the first degree murder of William Edward Massey, Jr., with the personal use of a firearm, and of the attempted murder of Jennifer Lynn Bothun, with the personal use of a firearm and in which he intentionally inflicted great bodily injury. (Pen. Code, §§ 187, 664/187, 12022.5, 12022.7.) In addition to the directed verdict
Facts
The murder victim, William Massey, Jr., was a seller of methamphetamines. The victim of the attempted murder, Jennifer Bothun, was Massey’s girlfriend. Defendant was one of Massey’s customers. In the months before the murder Massey had sold drugs to defendant on credit and had become infuriated when defendant failed to pay his debt. In fact, Massey had refused to sell any more drugs to defendant until he paid his debt.
In the early morning hours of January 24, 1988, Bothun and Massey were together when Massey’s electronic paging beeper sounded. It signalled a telephone number and defendant’s customer code. Massey called defendant. Bothun heard Massey ask if defendant had the money he owed and then ask where to meet. Massey told Bothun that before he took her home they would meet defendant at a school parking lot to pick up some money.
When Massey and Bothun arrived at the school they could not locate defendant. After unsuccessfully looking for him they began to drive away but then saw him in the parking lot and returned. Bothun leaned over and unlocked the passenger door as defendant approached Massey’s truck. Defendant began shooting into the truck. At first he shot through the closed window but then opened the door and fired again. Defendant fired numerous shots into the truck. The shots killed Massey and seriously wounded Bothun. Bothun blacked out.
When Bothun regained consciousness defendant was going through Massey’s jacket pockets. Defendant pushed Massey’s body to the floor of the truck and began driving away. For a time Bothun acted as though she was dead but eventually she sat up and pleaded with defendant not to kill her. Defendant pointed his gun at Bothun. She grabbed the barrel and pushed it
Bothun’s screams attracted the attention of a number of people, including Woodrow Lloyd, a nearby resident. Lloyd told his son and his roommate to call the police, then he armed himself and went out to the truck. He pulled defendant out of the truck and placed himself between defendant and the truck. Defendant told Lloyd that he and his girlfriend had been drinking and were having a problem and that it was none of his business. Defendant tried to get around Lloyd and back to the truck but Lloyd would not let him do so. Lloyd pulled out his gun and told defendant that he had called the police and that defendant was not going to get back to the truck until they arrived. Defendant fled on foot.
As defendant ran home he hid certain items of evidence, including a holster, bullets, and items of clothing, in residential yards. When he arrived home he concealed his injury from his mother and hid his gun in the crawl space above the kitchen. He called his father for help and said that his fingers had been shot off. Before defendant’s father could take him to the doctor, police officers arrived to arrest him. Defendant asked the arresting officers to take him to the hospital and said that he had a firecracker go off in his hand. This was also the explanation defendant gave to the doctor who treated his wounds at the hospital.
The defense questioned defendant’s mental state at the time of the crimes. Defendant testified to drug and alcohol abuse in the few days preceding the incident. He said that he had not slept for a long period before the crimes. He claimed to remember little about the actual incident. A defense expert testified to the effects that substance abuse can have on a person’s mental state. Based upon defendant’s version of the events, he opined that defendant had an impaired mental state at the time of the crimes.
Discussion
I
Defendant contends that the trial court essentially directed a verdict against him by giving special instruction No. six. This challenged instruction reads: “In these instructions, in the definitions of the crimes in question, the
Murder is defined as the “unlawful killing of a human being, or a fetus, with malice aforethought.” (Pen. Code, § 187, subd. (a).) The corpus delicti of the crime of murder “consists of two elements, the death of the alleged victim]] and the existence of some criminal agency as the cause, either or both of which may be proved circumstantially or inferentially.”
(People
v.
Cullen
(1951)
Consequently, in connection with the use of violence against another person in a homicide case, the word “unlawful” is a term of art. It connotes a homicide with the absence of factors of excuse or justification. As the trial court aptly noted, excuse is best exemplified by accident or misfortune (Pen. Code, § 195), and justification is exemplified by the concept of self-defense (Pen. Code, §§ 197-198), although these are not the exclusive bases for excuse or justification.
2
In the absence of factors of excuse or justification, the use of fatal physical force or violence against another person is unlawful. This is not a presumption; rather, it is a rule of substantive law. (See
Burg
v.
Municipal Court
(1983)
Excuse and justification are regarded as matters of defense. This does not mean that the burden of proof is shifted to the defendant. What it does mean is that in the absence of evidence supporting excuse or justification or of defense reliance upon such matters, theories of excuse or justification are not regarded as pertinent to the charged offense. Under such circumstances a trial court need not, and in fact should not, burden the jury with instructions on such matters. (See
People
v.
Wickersham
(1982)
There is an apparent inconsistency between the rule relied upon by defendant and the rule we have just explicated. The rule relied upon by defendant, simply stated, is that no matter how compelling or undisputed the evidence may be, a trial court may not interfere with the jury’s function of finding all of the elements of a charged offense beyond a reasonable doubt. (See
People
v.
Hedgecock, supra,
But the instructional use of presumptions and inferences does not invariably compel reversal. In some instances what is thought to be a
Taken to a logical extreme with respect to affirmative defenses, the rule relied upon by defendant would impose an onerous instructional burden upon trial courts in every homicide case. In every homicide case a trial court would be required to instruct the jury on every legally accepted excuse or justification for homicide, regardless of its factual relevance. For example, the court would be required to instruct the jury that homicide is not unlawful if committed by a soldier in time of war, in the execution of a death sentence by a duly constituted executioner, or if the deceased was a fetus and the mother consented. But the rule has never been extended so far. Issues which by their nature are matters of defense are not encompassed within the rule.
(Martin
v.
Ohio
(1987)
In
Patterson
v.
New York, supra,
it appeared that under New York law a defendant could be found guilty of murder if the prosecution established beyond a reasonable doubt that he intended to kill another person and caused the death of that person or another, but that the crime could be mitigated to manslaughter if the defendant established by a preponderance of the evidence that he acted under extreme emotional disturbance. The United States Supreme Court upheld the procedure, holding that constitutional requirements are satisfied if the prosecution is required to prove all of the essential elements of the offense and that “[p]roof of the nonexistence of all affirmative defenses has never been constitutionally required; . . .” (432 U.S. at p.
As the Court of Appeal explained in
People
v.
Bolden
(1990)
In California we impose only the most minimal burden upon a defendant with respect to excuse or justification. All that is required is that there be some evidence supportive of excuse or justification or that the defendant in some manner inform the court that he is relying upon such a
It is in this light that we must review the jury instructions in this case. The circumstances of this case which we find relevant in our review are: (1) There was no evidence to suggest any form of excuse or justification. (2) Defendant did not object to the court’s special instruction and did not otherwise indicate that he was relying upon excuse or justification. (3) In argument to the jury defendant conceded the unlawfulness of his conduct. After noting that one psychological author had suggested that a person in a drug-induced blackout is not truly responsible for his conduct, counsel said: “Fine. If that were literally true then I can say [defendant] is not guilty, okay, but I’m not going to say that to you. I’m not going to say he’s not guilty. I’m not going to try and tell you he’s not responsible for these shootings because he is responsible, and there is some price he has to pay for them. [][] But I am trying to tell you it’s—simply that from all the circumstances available for us to know at this point, all of those circumstances clearly points [sz'c ] to the conclusion and the fact he did not deliberate, he did not premeditate, and he may not have even had malice aforethought.”
We have noted that the concept of unlawfulness in a homicide case simply signifies the absence of excuse or justification and that excuse and justification are affirmative defenses which need not and should not be put before the jury in the absence of some evidence supporting them or defense reliance upon them. Since there was no issue of excuse or justification here, the concept of unlawfulness was superfluous to the charged offenses. In instructing a jury it is proper for a trial court to explain and define terms which
It is not enough that, considered in isolation, a particular instruction is valid and appropriate. We must also consider the instructions as a whole to determine what they would mean to a reasonable juror.
(Francis
v.
Franklin, supra, 471
U.S. at pp. 315-316 [
Upon consideration of the instructions as a whole we do not find that a reasonable jury would have been misled by the court’s special instruction. The court fully instructed the jury with respect to each element of the charged offenses and lesser-included offenses and with respect to every defensive matter raised. The instructions made it clear that the prosecution bore the burden of proof with respect to all issues and that a reasonable doubt as to any issue would preclude a finding against defendant on the charge to which that issue related. The court’s special instruction merely informed the jury that there was no issue presented with respect to excuse or justification; it did not tend to operate as the functional equivalent of a directed verdict with respect to any of the charges of which defendant stands convicted.
In any event, even if we were to assume that the court’s special instruction was erroneous, we would conclude that the error was harmless here. In
Carella
v.
California, supra,
491 U.S. at pages 266 and 267 [
Moreover, in
Connecticut
v.
Johnson, supra,
II-VIII *
Disposition
The judgment is modified to provide that defendant shall serve only one enhancement for the use of a firearm pursuant to Penal Code section 12022.5. As modified and in all other respects the judgment is affirmed. The trial court is directed to forward an amended abstract of judgment to the Department of Corrections.
Scotland, J., and Nicholson, J., concurred.
A petition for a rehearing was denied July 27, 1992, and appellant’s petition for review by the Supreme Court was denied September 16, 1992.
Notes
In the view of Professor Perkins, “[t]here is no great objection to saying that the corpus delicti of murder is made up of two components, the death of one as a result and the criminal agency of another as the cause, with the understanding that all homicide is presumed to have resulted from criminal agency until and unless the evidence shows otherwise; but it would be much more realistic, and entirely in line with the actual result of the cases, to recognize frankly that the corpus delicti of murder is homicide. Homicide, of course, is the actus reus of murder, and on this analysis the corpus delicti and the actus reus would be the same so far as this crime is concerned.” (Perkins, The Corpus Delicti of Murder (1962) 48 Va.L.Rev. 173, 195, fn. omitted.)
For example, homicide done under a valid public authority, such as execution of a death sentence or killing an enemy in time of war, would not be unlawful. (See Perkins & Boyce, Criminal Law (3d ed. 1982) p. 1093.) Under appropriate circumstances, homicide committed in defense of habitation or of other persons or to suppress a riot or to capture a fleeing felon would not be unlawful. (Pen. Code, §§ 196-198.) In very limited circumstances consent or condonation will render lawful that which otherwise would constitute unlawful homicide. (Pen. Code, § 187, subd. (b).) Excuse or justification may be raised in other forms depending upon the circumstances of a particular case.
In
People
v.
Saille, supra,
the Supreme Court quoted this court’s decision in
People
v.
Bobo
(1990)
While a state may impose the burden of proving affirmative defenses upon the defendant, this does not mean that the state can use such a procedural device to lessen the prosecution’s burden of proving all of the affirmative elements of the offense beyond a reasonable doubt.
(Martin
v.
Ohio, supra,
480 U.S. at pp. 233-234 [
See footnote, ante, page 1148.
