delivered the opinion of the court:
In Sеptember 1989, a jury convicted defendant, Todd L. Frieberg, of controlled substance trafficking (Ill. Rev. Stat. 1987, ch. 56½, par. 1401.1) and possession of a controlled substance (more than 900 grams of a substance containing cocaine) (Ill. Rev. Stat. 1987, ch. 56½, par. 1402). The trial court later sentenced him to 30 years in prison on the trafficking conviction and 15 years in prison on the possession conviction, to be served concurrently.
In October 1990, this court affirmed defendant’s convictions and sentences (see People v. Frieberg,
In April 1997, defendant’s postconviction counsel filed an amended petition, alleging numerous constitutional violations, including that (1) defendant was denied a fair trial because a juror received an “unauthorized communication” during trial; and (2) defendant’s trial counsel, J. Steven Beckett, provided ineffective assistance of counsel. During February 1998, the trial court granted part of the State’s motion to dismiss the amended petition and dismissed some claims without conducting an evidentiary hearing. However, the court conducted an evidentiary hearing on defendant’s claim of ineffective assistance of counsel and subsequently denied that portion of defendant’s amended postconviction petition.
Defendant appeals, arguing that the trial court erred by (1) dismissing without an evidentiary hearing defendant’s claim that he was denied a fair trial when one juror received an “unauthorized communication” during trial, and (2) denying the remainder of his amended postconviction petition following an evidentiary hearing. Defendant contends that the record shows he received ineffective assistance of trial counsel when Beckett (a) failed to advise defendant of the potential consequences of rejecting the State’s plea offer, (b) usurрed defendant’s right to choose whether to accept the plea offer, and (c) usurped defendant’s constitutional right to choose whether to testify at trial. We affirm.
I. BACKGROUND
Defendant’s amended postconviction petition alleged the following: (1) he was denied a fair trial when one juror received an “unauthorized communication” during trial; (2) he was denied a fair trial when jurors read and discussed news accounts of his trial; (3) his 30-year prison sentence and $50,000 fine constituted an “illegal jury tariff’ because the trial court imposed that sentence on defendant due to “his cоntinued assertion of his right to a jury trial even after the State offered [him] a plea to a Class 4 [f]elony with probation and fine”; (4) the controlled substance trafficking statute (Ill. Rev. Stat. 1987, ch. 56½, par. 1401.1) was vague and confused the jury; (5) Beckett provided ineffective assistance of counsel during trial by (a) failing to file a motion in limine requesting that the court bar the prosecution from commenting on defendant’s assertion of his right to counsel during police interrogation, (b) “opening the door to comment on this suppressed evidence by an ineptly phrased, vague[,] and open[-]ended question” to a witness, (c) “by delving into the contents of the suppressed statement” at trial, (d) failing to inform defendant that he did not have to testify on his own behalf at trial, and (e) failing to challenge a search warrant; (6) the cumulative effect of Beckett’s trial errors denied defendant effective assistance of counsel and a fair trial; and (7) defendant was denied effective assistance of appellate counsel because Beckett “labored under a per se conflict” because he could not claim his own ineffectiveness. In February 1998, the court dismissed defendant’s first four claims without conducting an evidentiary hearing. However, the court conducted an evidentiary hearing on defendant’s claims of ineffective assistance of counsel. We discuss the evidence presented at the hearing only to the extent necessary to put defendant’s arguments in context.
Lewis Frieberg, defendant’s father, testified on defendant’s behalf that he hired Beckett and another attorney to represent defendant. Although Lewis testified that Beckett never advised defendant that he had a constitutional right not to testify on his own behalf, Lewis аcknowledged that he was not present during every conversation between defendant and Beckett.
Lewis also testified in an offer of proof that around the second or third day of defendant’s trial, Beckett told defendant and defendant’s parents that the State had offered a “Class 4 [felony] plea.” Beckett also told them that the only reason the assistant State’s Attorney had made the plea offer was because he knew defendant was winning the case. Lewis then stated the following:
“[Beckett] said he wasn’t here to plea[d] his cases, that we, you know, should go on with the trial and then he gave us a few minutes. My wife said, [‘]can we think about it for awhile,[’] and he said, [‘]no, we have to know right now.[’]”
Lewis also stated that defendant, Lewis, and defendant’s mother “just answered [Beckett] right there. We just said okay.”
On cross-examination during the offer of proof, Lewis testified that after Beckett informed defendant and defendant’s parents of the State’s plea offer, Beckett told them they needed to make a decision.
Carolyn Frieberg, defendant’s mother, testified on defendant’s behalf that she was present during meetings between defendant and Beckett, and Beckett was the “decision maker.” Carolyn stated that Beckett did not advise defendant of his constitutional right not to testify on his own behalf.
Carolyn also testified in an offer of proof that around the third day of defendant’s trial, Beckett told defendant and his parents that the State had offered a plea bargain. Carolyn stated that when she, defendant, and Lewis asked if they could wait and think about it, Beckett told them that he does not usually plea bargain his cases. Carolyn also stated that “we just solely left [the decision] up to [Beckett] because we don’t know anything about the lаw.”
On cross-examination during the offer of proof, Carolyn testified, in pertinent part, as follows:
“Q. [Assistant State’s Attorney:] [Beckett] made a recommendation of what his position was; would that be correct?
A. [Carolyn:] Yes, I guess.
Q. And you ultimately made a decision?
A. I guess, yes.”
On redirect examination, Carolyn testified that they followed Beckett’s recommendation regarding whether defendant should accept the State’s plea offer.
Defendant testified on his own behalf that, until the third day of his trial, Beckett had never discussed whether defendant would testify. Defendant stated Beckett never advised defendant regarding his constitutional right to choоse whether to testify at trial. Beckett never asked defendant whether he wanted to testify, and Beckett ultimately decided that defendant would testify. Defendant also stated that had he known of his constitutional right not to testify, he “certainly would have given it some thought,” but he did not know whether he would have chosen to testify.
On cross-examination, defendant testified that prior to the start of his trial, Beckett “probably” discussed whether defendant was going to testify at trial. Defendant acknowledged being present during the trial court’s pretrial admonishments to the jury; however, he denied hearing the сourt inform the jury that defendant did not have to testify on his own behalf.
Defendant also testified in an offer of proof that on the third day of his trial, Beckett told defendant “it was his duty to inform [defendant] that a plea offer had been made by the State.” Beckett also told defendant that the only reason the assistant State’s Attorney had made the plea offer was because he knew defendant was winning the case. Defendant asked Beckett what the penalties were for a “Class 4 [felony] plea bargain,” and Beckett told him that the penalties ranged from probation tо three years in prison. Defendant then asked Beckett if defendant could have time to think about the decision, and Beckett told him that he had to decide within 15 minutes. Defendant testified that he followed Beckett’s “directions” to proceed with the trial.
Beckett testified on the State’s behalf that defendant’s parents contacted him sometime in early 1989 and asked him to represent defendant in this case. Prior to trial, Beckett met with defendant between 5 and 10 times to discuss defendant’s case, including whether defendant would testify on his own behalf. In that regard, Beckett testified, in pertinеnt part, as follows:
“Q. [Assistant State’s Attorney:] So prior to trial, there were actual discussions with [defendant] about the fact of whether or not he would be testifying?
A. [Beckett:] Yeah. Yeah, I don’t know if it is fair to describe it as a discussion. This wasn’t a civics lesson on whether or not you had the right to testify; it was a shared strategy that I felt [defendant] had to testify and I told him why.
Q. Did you ever discuss with him the fact that he didn’t have to testify?
A. Sure. Of course, what I pointed out to him was because he had this false exculpatory statement and it is the first statement to, I think, [Officer Mark] Bagnell that, in essence, says [‘]I don’t know anything about any сocaine,[’] and if [defendant] doesn’t testify, then the jury is left with the impression that he lied, that he told the police that he didn’t know anything about the cocaine when all the other witnesses are going to testify about seeing this brick of cocaine in his apartment and seeing [defendant] in the same room, which didn’t make any sense. It is not a theory that will ever fly, and I explained that to [defendant], that this is just a case, [defendant], where you have to testify and he agreed and we set about to work on his testimony and then corroborating his testimony with other witnesses, which I thought we did effectively.
Q. So to be clear, you indicated to [defendant] that he didn’t have to testify, but you explained to him the reasons why he needed to testify?
A. That’s correct.
Q. So you explained what would happen if he didn’t testify?
A. That’s correct. I explained to him that in my opinion he didn’t have a chance if he didn’t testify and the reason why he didn’t have a chance, because the jury would only hear the lie that was told and not hear that he told the truth to the police, which was the second statement, which was the other complex thing about the case.
Q. And after you explained all that to [defendant], he agreed with you and indicated he was going to testify?
A. Yes.” (Emphasis added.)
Beckett also testified that sometime during defendant’s trial, the assistant State’s Attorney offered defendant the opportunity to plead guilty to a Class 4 felony. Beckett discussed the plea offer with defendant and his parents because he “felt that it was a serious matter.” He told defendant that “what should happen in this case depended largely on how [defendant] felt he was going to do as a witness, whether he felt good about testifying.” Defendant told Beckett that he felt well prepared and “felt he would go a good job.” Beckett stated that defendant -himself ultimately decided not to accept the State’s plea offer.
After considering the evidence presented and counsel’s arguments, the trial court denied the ineffective assistance of counsel claims set forth in defendant’s amended postconviction petition.
This appeal followed.
II. ANALYSIS
A. Proceedings Under the Act
“The general rules regarding post[ ]conviction proceedings are familiar. The [Act] provides a remedy for defendants who have suffered a substantial violation of their constitutional rights at trial. [Citation.] A post[ ]conviction proceeding is not an appeal of the underlying conviction; rather, it is a collateral attack on the trial court proceedings in which a defendant attempts to establish constitutional violations that have not been and could not have been previously adjudicated. [Citation.] The defendant bears the burden of establishing that a substantial violation of his constitutional rights occurred.” People v. Henderson,171 Ill. 2d 124 , 131,662 N.E.2d 1287 , 1292 (1996).
The Act provides a three-stage process for adjudication of petitions for postconviction relief. At the first stage, the trial court should not decide the petition on the merits; instead, without input from the State or further pleadings from the defendant, the court should simply determine under section 122—2.1 of the Act if the petition is frivolous or patently without merit. 725 ILCS 5/122—2.1 (West 1992). If the trial court determines at this first stage that the petition is not frivolous or patently without merit, then at the second stage, the court may appoint counsel to represent an indigent defendant, and counsel will have an opportunity to amend the petition. The State may also, at this second stage, file a motion to dismiss the petition. If the State does not file a motion to dismiss or if the trial court denies the State’s motion, the court then may conduct an evidentiary hearing on the merits of the petition at the third and final stage.
To warrant an evidentiary hearing, the defendant’s petition must make a substantial showing of a constitutional violation. People v. Hernandez,
B. Anonymous Note Found in Juror’s Notepad
Defendant first argues that the trial court erred by dismissing without an evidentiary hearing dеfendant’s claim that he was denied a fair trial because a juror received an “unauthorized communication” during trial. We disagree.
In his amended postconviction petition, defendant alleged that juror misconduct occurred when one juror found a piece of paper with the word “guilty” handwritten on it in her juror notepad during defendant’s trial and failed to inform the trial court or counsel. In support of the claim, defendant attached the following affidavit from juror Becky Ehrlich:
“I served as the jury foreman in [defendant’s] trial in 1989. This affidavit will briefly relate something that happened to me one day during the trial.
Each juror was given a note[]pad for taking notes during the trial. One day before the trial proceedings when I received my note[]pad, I noticed a piece of paper sticking out of the side of the note[]pad. I had never noticed it before. I pulled out the piece of paper and unfolded it, and it had one word written in another person’s handwriting; the word ‘guilty.’ I did not write that word[] and was very surprised and disturbed to see this.
The note was written on the same kind of paper as my note[]pad. After I saw the note, I essentially forgot about it until recently. I never mentioned this to anyone else during the trial. No other jurors mentioned receiving any similar notes to me, and I never saw any such notes in note[]pads of other jurors. I do not believe this incident affected the verdicts I later gave in the case. This concludes my statement.”
In People v. Harris,
“It is well settled in Illinois that any communication with a juror during trial about a matter pending before the jury is deemed presumptively prejudicial to a defendant’s right to a fair trial. Although this presumption of prejudicе is not conclusive, the burden rests upon the State to establish that such contact with the jurors was harmless to the defendant. [Citations.] A verdict will not be set aside where it is obvious that no prejudice resulted from a communication to the jury, either by the court or by third persons outside the presence of the defendant.” (Emphasis added.)
Reviewing the allegations set forth in defendant’s amended postconviction petition and Ehrlich’s affidavit in support thereof, we conclude that the allegations were not sufficient to make a substantial showing of a constitutional violation and to require an evidentiary hearing. See Henderson,
In so holding, we reject defendant’s contention that People v. Jones,
This case, however, does not present the same situation as in Jones. Here, Ehrlich did not inform any other juror of the “guilty” note, did not see any other jurors receive such a note, and stated that seeing the note did not affect the verdicts she rendered at defendant’s trial. These circumstances do not “create ‘such a probability that prejudice will result that [the trial] is deemed inherently lacking in due process.’ ” Jones,
C. Defendant’s Claims of Ineffective Assistance of Counsel
Ineffective assistance of counsel claims are judged under the now familiar standard set forth by the United States Supreme Court in Strickland v. Washington,
1. The Plea Offer
Defendant next argues that the trial court erred by denying his amended postconviction petition because he received ineffective assistance of trial counsel when Beckett (1) failed to advise defendant of the potential consequences of rejecting the State’s plea offer, including that defendant faced a minimum of 30 years in prison if convicted of controlled substances trafficking, and (2) usurped defendant’s right to choose whether to accept the plea offer. We conclude that defendant has forfeited this issue.
Defendant failed to raise and argue this issue in either his original or amended postconviction petition. Pursuant to section 122—3 of the Act, any claim of substantial denial of constitutional rights not raised in the original or amended petition is forfeited. 725 ILCS 5/122—3 (West 1996); see People v. Brisbon,
In addition, we reject defendant’s contention that the trial court erred by excluding defendаnt’s proffered testimony regarding Beckett’s discussions with defendant concerning the State’s plea offer. We have reviewed the transcript of the evidentiary hearing, and it appears that the trial court excluded that testimony because the court properly determined that it was irrelevant to the remaining claims of ineffective assistance of counsel in defendant’s amended petition.
Moreover, assuming that defendant had not forfeited this issue, we nonetheless conclude that on the evidence presented—even including the testimony regarding the Statе’s plea offer, which was presented during defendant’s offers of proof—the trial court’s denial of the amended postconviction petition was not manifestly erroneous. Defendant presented no evidence that he had suffered any prejudice from Beckett’s alleged deficient performance during discussions with defendant concerning the plea offer. Neither defendant, his parents, nor Beckett testified that defendant would have accepted the State’s offer to allow a guilty plea to a Class 4 felony even if defendant had known the minimum and mаximum penalties for the three offenses with which he was charged. See People v. Curry,
2. Defendant’s Decision To Testify at Trial
Last, defendant argues that the trial court erred by denying his amended postconviction petition because he received ineffective assistance of trial counsel when Beckett allegedly usurped defendant’s constitutional right to choose whether to testify in his own behalf at trial. We disagree.
A defendant’s right to testify at trial is a fundamental constitutional right, аs is his right to choose not to testify. People v. Madej,
The evidence regarding defendant’s claim that Beckett usurped defendant’s right to choose whether to testify was conflicting, and the trial court resolved the conflict against defendant. In so concluding, the court stated, in relevant part, as follows:
“[Bеckett] indicated in his testimony that he advised [defendant] that he did not have to testify. I don’t know that he used the word[s] that he had a right not to testify. I believe the [defendant understood that. The [defendant in this case is unlike many of the defendants that I have had an occasion to participate or preside over in criminal trials. This is a defendant who is very intelligent, who did very well academically at the university, and in fact graduated, if I recall correctly, about two weeks prior to the sentencing hearing with a degree ***.
Admittedly, [defendant] is not knowledgeable in the criminal trial strategy, but unlike а vast majority of criminal defendants, because of [defendant’s] intellect, because of his ability to communicate, he was clearly more able to understand and appreciate the advice of counsel and to participate in the development of the strategy for the trial.
I believe on the basis of the testimony that the [c]ourt has heard *** that it is clear that the [defendant, the [petitioner in this cause, has failed to show that Mr. Beckett [was] ineffective in providing [defendant] appropriate assistance during the trial of this case.”
Reviewing the rеcord before us in accordance with the appropriate standard of review, we conclude that the trial court’s finding that defendant’s decision to testify was ultimately defendant’s own choice was not manifestly erroneous. Thus, we hold that the court did not err by denying defendant’s amended postconviction petition.
In so holding, we note that because the decision whether to testify at trial lies ultimately with a defendant, issues involving how that decision was made lurk—like an unexploded bomb—in every case resulting in a conviction. As the supreme court noted in People v. Brown,
To defuse this explosive situation, we urge trial courts in every criminal case to take the few seconds needed, after the State has rested its case in chief and before the presentation of the defense case, to admonish the defendant personally that he alone possesses the right to choose whether to testify on his own behalf, and that he should make that decision after consulting with counsel. Trial courts should emphasize to the defendant that whatever trial counsel’s advice on this point may be, counsel cannot force the defendant to testify, nor can counsel prevent the defendant from testifying. For good measure, the cоurt should once again inquire of the defendant before he testifies (or the defense rests without his testimony) to ensure that his decision about this matter was his alone and not coerced.
Taking a few seconds to so admonish the defendant would insulate the record from postconviction attacks like those in the present case. Here, it is fortunate that Beckett understood that a defendant’s decision whether to testify lies ultimately with the defendant. However, the concept is a relatively new one, and not all criminal defense attorneys may be as familiar with it as Beckett.
One can easily imagine a postconviction petition in which the convicted defendant alleges that his trial counsel usurped the defendant’s right to choose whether to testify and, at the hearing on the petition, trial counsel concedes that the defendant’s allegation is true. Under these circumstances, the underlying conviction is in serious jeopardy. However, trial courts can make this scenario virtually impossible by admonishing defendants as we now urge.
We acknowledge that in Smith,
III. CONCLUSION
For the reasons stated, we affirm the trial court’s judgment.
Affirmed.
KNECHT, P.J., and McCULLOUGH, J., concur.
