Franklin and C.
Franklin and C. hung around by the bar and roughhoused with each other a little before leaving briefly to get pizza from a nearby convenience store. They returned with their pizza and played a game of pool. The roughhousing continued. At one point, the bartender intervened, telling them to "take it down a notch."
As Franklin and C. were playing pool, Terry B. and Jamar B. pulled their car into the bar's parking lot. Terry had spoken to C. on the phone a few minutes prior and knew that C. was at the bar. Terry went inside and greeted C. with a high-five. Frаnklin offered a high-five as well but Terry rebuffed him, saying something along the lines of "mind your business." Franklin retorted that they could "fade," meaning fight.
Franklin and Terry went outside, ostensibly to "fade," but no punches were thrown. There was just a lot of yelling and commotion. However, while they and others were reentering the bar, someone-it
Back inside the bar, Franklin made several phone calls. He dialed his brother, girlfriend, and mother. His brother called back and they spoke briefly. Terry grew suspicious when he saw Franklin on the phone and asked him if he was calling someone to get the "heat," referring to а gun. Franklin did not respond. Terry's suspicions were not wholly off base. At trial, Franklin testified that his brother gratuitously said he was bringing his gun.
Terry went outside to find Jamar so they could leave. As they approached their car, Franklin emerged from the bar. He yelled that he was "ready to fight." Terry turned and advanced towards Franklin. For several minutes, Franklin and Terry took turns charging at and retreating from each other, but not making contact. Eventually the posturing subsided, and Jamar and Terry got into their car.
Franklin darted back to his brother's vehicle and stowed the gun in the passenger side as a police car pulled into the lot. Franklin ran. The police gave chase, and Franklin tried to evade them, hurdling a fence before reversing course and jumping back over the same fence. Eventually he slowed to a walk and was stopped. While detained, Franklin stomped on his cellphone, calling it a "piece of crap."
The police collected ten spent firearm casings from the bar's parking lot and the nearby area. A gun registered to Franklin's brother was later found in the San Diego harbor. Nine of the casings were matched to it.
Franklin was charged with four counts: attempted murder of Terry ( §§ 664, 187, subd. (a), count one); attempted murder of Jamar ( §§ 664, 187, subd. (a), count two); assault on Terry with a semiautomatic firearm (§ 245, subd. (b), count three); and assault on Jamаr with a semiautomatic firearm (§ 245, subd. (b), count four). The case proceeded to trial by jury.
At trial, Franklin took the stand in his own defense. According to Franklin, earlier that day tension arose between Terry and him during a conversation at C.'s apartment; Terry had warned, "I'll be back." Franklin was shocked to later see Terry arrive at the bar. He denied challenging Terry to "fade." Franklin testified that he thought Terry was armed and that Terry threatened to kill him. He also testified that after he was punched from behind, he turned and saw Terry. When he fired the gun, Franklin was afraid for his life and wasn't "trying to do anything ... besides scar[e] them away from [him]." Franklin also repeatedly testified that he was drunk.
The court instructed the jury on premeditated and deliberate attempted murder (CALCRIM Nos. 600 & 601), attempted voluntary manslaughter based on heat of passion ( CALCRIM No. 603 ), attempted voluntary manslaughter based on imperfect self-defense ( CALCRIM No. 604 ), self-defense ( CALCRIM No. 505 ), and voluntary intoxication ( CALCRIM No. 625 ).
The jury convicted Franklin of willful, deliberate, and premeditated attempted murder of Terry and both assault counts. It further found that, with respect to the attempted murder conviction, Franklin
Franklin subsequently moved to reduce his premeditated and deliberate attempted murder conviction to one of attempted voluntary manslaughter or, in the alternativе, to have the section 189 premeditation and deliberation finding set aside. The court denied the motion and proceeded to sentencing. For the attempted murder conviction, Franklin was sentenced to an indeterminate life term with a consecutive determinate 20-year term based on the firearm enhancement. For the assault on Jamar, he was sentenced to a concurrent term of six years, plus four years for the firearm enhancement. The sentence for the assault on Terry-also six years, plus four years for the firearm enhancement-wаs stayed pursuant to section 654.
DISCUSSION
Most of Franklin's contentions on appeal relate to the potential effect of provocation on his conviction for premeditated and deliberate attempted murder. First, he claims the trial court erroneously responded to a jury query regarding the requirements for an attempted voluntary manslaughter conviction based on heat of passion. He next argues that his trial counsel was ineffective in failing to (1) object to the trial court's proposed response to the jury and (2) request a pinpoint instruction regarding the effect of provocation on premeditation and deliberation.
Additionally, Franklin contends that recent legislation regarding firearm enhancements could alter his sentence. The People properly concede that the relevant statutory amendments apply retroactively to nonfinal cases including Franklin's. We therefore remand the case for resentencing.
a. The erroneous response
After а jury retires to deliberate, "[s]ection 1138 imposes upon the court a duty to provide the jury with the information the jury desires on points of law." ( People v. Smithey (1999)
The jury's inquiry in this case related to the relationship between attempted murder, attempted voluntary manslaughter, and the heat of passion. " ' "Murder is the unlawful killing of a human being with malice aforethought." ' " ( People v. Rios (2000)
"The defendant attempted to kill someone because of a sudden quarrel or in the heat of passion if:
"1. The defendant took at least one direct but ineffective step toward killing a person;
"2. The defendant intended to kill that person;
"3. The defendant attempted the killing because he was provoked;
"4. The provocation would have caused a person of average disposition to act rashly and without due deliberation, that is, from passion rather than from judgment; AND
"5. The attempted killing was a rash act done under the influence of intense emotion that obscured the defendant's reasoning or judgment."
The instruction explains further, "The People have the burden of proving beyond a reasonable doubt that the defendant attempted to kill someone and was not acting as a result of a sudden quarrel or in the heat of passion. If the People have not met this burden, you must find the defendant not guilty of attempted murder." ( CALCRIM No. 603.)
During dеliberations, the jury requested "clarification on [ CALCRIM No.] 603 numbered items 1-4." It asked, "Do all
The trial court correctly told the jury that the People had the burden of proving the first two "criteria" listed in CALCRIM No. 603 -i.e., that the defendant (1) took at least one direct but ineffective step toward killing a person (2) with the intent to kill that person. Beyond that, however, the People did not (as the jury wаs told) have the burden of proving "criteria" three to five as listed in CALCRIM No. 603. If all three exist, those factors show the presence of sufficient provocation to mitigate the crime, and the People have no obligation or incentive to prove them. Instead, the People have the burden of demonstrating the absence of sufficient provocation by proving beyond a reasonable doubt that at least one of the three factors is not present. In stating that the People were required to prove adequate provocation, the court's response was simply incorrect.
Franklin asserts that this misstatement precluded the jury from reducing his conviction from attempted murder to attempted voluntary manslaughter unless the People proved sufficient provocation beyond a reasonable doubt. Because the People would not be motivated to reduce his offense, Franklin argues further that the
b. Lack of prejudice
The parties disagree regarding the applicable standard for assessing prejudice. Franklin argues that the trial court's statement lessened the prosecution's burden to prove malice, an element of attempted murder, and so amounts to federal constitutional error governed by Chapman v. California (1967)
Both parties focus on case law considering whether the absence of instruction on heat of passion amounts to federal constitutional error. The law in that arena is unsettled. The Supreme Court has applied Watson to assess a trial court's failure to instruct sua sponte on voluntary manslaughter based on the heat of passion. ( People v. Breverman (1998)
As a threshold matter, we reject Franklin's argument that "the juror's request for clarification on provocation is alone sufficient to establish that [he] was prejudiced." In support of this argument, Franklin relies principally on Thompkins , supra ,
Franklin also relies on Bollenbach v. United States (1946)
Thus, neither Thompkins , supra ,
The jury was instructed regarding premeditation, deliberation, and willfulness; it found that Franklin's act was indeed premeditated, deliberate, and willful.
In People v. Berry (1976)
In People v. Wharton (1991)
Perhaps in light of the apparent friction between Berry , supra ,
In Peau , Division One of the First Appellate District attempted to reconcile the "tension" between Berry and Wharton . ( Peau , supra ,
We agree with Peau that Berry and Wharton can be reconciled by reference to the specific aspects of the jury instructions at issue, and conclude that the circumstances here, like those in Peau , more closely resemble Wharton . Franklin's jury was instructed that it could not find premeditation and deliberation unless the People proved beyond reasonable doubt that he "carefully weighed the considerations for and against his choice and, knowing the consequences, deсided to kill." ( CALCRIM No. 601.) The instructions
2.-3.
The judgment of conviction is affirmed. The matter is remanded for resentencing to allow the trial court to exercise its discretion under sections 12022.53 and 12022.5.
WE CONCUR:
HALLER, Acting P. J.
AARON, J.
Notes
Further statutory references are to the Penal Code unless otherwise specified.
California Rules of Court, rule 8.90(b) states that we "should consider referring to" certain individuals "by first name and last initial or, if the first name is unusual or other circumstances would defeat the anonymity, by initials only" in order to protect those individuals' privacy. Accordingly, we refer to the victims in this case by their first names and last initials, and thereafter by first names only. In light of the distinctiveness of the first name of C. (a witness), we refer to him solely by his first initial.
Franklin also filed a related petition for writ of habeas corpus (In re D'Mare Atte Franklin , D071982) claiming ineffective assistance of counsel. The petition was ordered to be considered with this appeal. We deny the petition by separate order.
Citing People v. Waidla (2000)
Relying on section 1138 cases where defense attorneys explicitly agreed to courts' proposed responses, the People argue that Franklin waived any claim of error on appeal through his trial counsel's assent to the response. (See, e.g., People v. Castaneda (2011)
We suspect the court's response was motivated by the "fundamental precept of our criminal justice system that before a jury may convict a defendant of a criminal offense, it must find that the prosecution has proved all elements of the offense beyond a reasonable doubt." (People v. Aranda (2012)
The jury was instructed with CALCRIM No. 601, which provides in relevant part:
"The defendant acted willfully if he intended to kill when he acted. The defendant deliberated if he carefully weighed the considerations for and against his choice and, knowing the consequences, decided to kill. The defendant acted with premeditation if he decided to kill before completing the acts of attempted murder.
"The length of time the person spends considering whether to kill does not alone determine whether the attempted killing is deliberate and premеditated. The amount of time required for deliberation and premeditation may vary from person to person and according to the circumstances. A decision to kill made rashly, impulsively, or without careful consideration of the choice and its consequences is not deliberate and premeditated. On the other hand, a cold, calculated decision to kill can be reached quickly. The test is the extent of the reflection, not the length of time.
"The People have the burden of proving this allegation beyond a reasonable doubt. If the People have not met this burden, you must find this allegation has not been proved."
See footnote *, ante .
