People v. FordPeople v. Ford
delivered the opinion of the court:
We review the denial of a petition for postconviction relief in an appeal with a few expected and a few unexpected arguments. Expected is a claim of ineffective assistance of trial counsel. Unexpected is an admission by distinguished trial counsel that he was, in fact, ineffective. Unexpected as well is a group of lawyers who testified that trial counsel was suffering from emotional fatigue as a result of an earlier trial, which may have contributed to his ineffectiveness. So we have a new wrinkle in the expanding web of ineffective assistance claims: missteps brought about by the stress of the job. The trial judge in response to this chorus of claimed ineffectiveness, and after a traversal of the trial record, found that trial counsel turned in a “stellar performance.” Our review of the record leads us to concur with the trial judge. Trial counsel has been much too hard on himself. We affirm.
On appeal, defendant claims the evidence at the postconviction hearing showed that his constitutional rights were violated; first, because the trial judge forced his trial to begin without adequate preparation by his attorney, and second, because his trial and appellate attorneys rendered ineffective assistance.
Defendant was charged with the murder and armed robbery on a subway of Joseph Ardell on October 24, 1979. Randolph Stone was appointed to represent defendant. Stone filed his appearance and began filing motions on defendant’s behalf in November 1979. On January 3, 1980, Gerson Kaplan, a staff psychiatrist for Cook County, examined defendant, found him fit to stand trial and determined he was “legally sane” at the time of the alleged offenses. On June 27, 1980, the trial judge set defendant’s trial for August 18, 1980. Because of attorney Stone’s involvement in the Pontiac prison riot case, a capital murder case, defendant’s trial was delayed. Judge Cousins, the trial judge, set a new trial date of July 13, 1981, and advised Stone that if the Pontiac case ended earlier, defendant’s trial would be advanced. The Pontiac trial ended on May 8, 1981. On May 15, 1981, Stone received notice that the State had asked to advance defendant’s trial date to May 26, 1981. Stone moved for a continuance, arguing that he was not adequately prepared for trial. Judge Cousins denied the motion and jury selection began on May 28, 1981.
The details of the trial and the evidence presented appear in this court’s opinion, People v. Ford,
Defendant presented two witnesses at trial. Dr. Bobby Wright, a psychologist qualified as an expert witness, testified that defendant suffered from chronic alcoholism. He said that in his “professional opinion there [was] reasonable doubt as to whether [defendant] possess [ed] substantial capacity to appreciate the criminality of his conduct or to conform his behavior to the requirements of the law.” Dr. Wright testified on cross-examination that he first examined defendant on May 29 and 30, 1981, after jury selection for defendant’s trial had started. Geraldine Galvin testified that she had a 10-year relationship with defendant, who was the father of her child. She said he became loud and violent and “just out of hand” when he
Defendant was convicted and sentenced to life imprisonment for first degree murder with a concurrent 60-year term for armed robbery.
Defendant appealed. Appellate counsel (not Stone) raised two issues: (1) that the trial court erred in failing to instruct the jury that a verdict of not guilty by reason of insanity could subject defendant to involuntary commitment; and (2) the trial court erred in denying his motion for a mistrial despite prosecutorial misconduct. Ford,
In November 1990, defendant filed a pro se petition under the Post-Conviction Hearing Act (Act) (725 ILCS 5/122 (West 1996)). In 1995, the State filed a motion to dismiss. Appointed counsel from the Cook County public defender’s office filed a supplemental petition in February 2001. Defendant claimed to have suffered violations of his constitutional rights when: (1) the trial court denied his request for a continuance; (2) trial counsel failed to arrange psychological and psychiatric examinations before jury selection; (3) the prosecutor excluded minority jurors; (4) the prosecutor made improper opening and closing remarks; (5) counsel failed to represent him at sentencing; (6) appellate counsel was ineffective for failing to raise meritorious issues; and (7) his sentence violated Apprendi v. New Jersey,
Attached to the petition was the affidavit of Stone. Stone averred that he knew defendant’s sanity was a key issue in the trial, but he, Stone, failed to arrange for an adequate psychological and psychiatric examination before the trial began. Stone said he had wanted to have defendant tested by Dr. Carl Mellinger, a psychiatrist, but Dr. Mel-linger was unavailable. This error, he claimed, destroyed any possibility of an insanity finding. Stone claimed that both he and the trial judge erred in failing to obtain a fitness hearing when evidence emerged at trial that defendant had received psychotropic medications while in jail. Stone said that he had not been prepared for sentencing and he believed defendant would have received a lighter sentence if he, Stone, had been better prepared.
The State filed a motion to dismiss the postconviction petition. The court denied the State’s motion and ordered an evidentiary hearing. It was held on November 25, 2003, and February 26, 2004.
Stone, then a clinical professor of law at the University of Chicago Law School, testified that he was appointed as counsel for defendant in 1979. But by late 1979 and for all of 1980, he was involved in the Pontiac case. He said the Pontiac case left him “physically and emotionally exhausted.” He said the advancement of defendant’s trial left him inadequately prepared. He said he arranged for Dr. Bobby Wright, a psychologist, to examine defendant while jury selection was underway, but Wright did not have enough time to evaluate defendant and to prepare for trial. Stone said he tried to arrange an examination with a psychiatrist, Dr. Mellinger, but was unable to do so. Stone said he believed that if he had secured the testimony of both Dr. Wright and Dr. Mellinger, the jury could have found defendant not guilty by reason of insanity.
On cross-examination, Stone admitted that when he sought a continuance, defendant’s
David Thomas, a clinical professor at Chicago-Kent College of Law, testified that he represented defendants in the Pontiac case, a multiple-defendant, multiple-murder prosecution, from November 1980 until May 1981. He said when the trial ended, Stone was physically and emotionally exhausted and “completely washed out.” Thomas admitted on cross-examination he was not involved in defendant’s trial and did not read the transcript. Stanley L. Hill testified that he was an attorney on the Pontiac case. He said the case was “all consuming” and Stone was involved in all phases. He said he believed certain aspects of Stone’s performance at defendant’s trial should have been raised by appellate counsel. He admitted on cross-examination he had no knowledge of defendant’s case. Thomas Breen, a prosecutor in the Pontiac trial, testified that the trial was one of the most complicated he had ever seen. Breen said Stone actively participated in the pretrial motions, jury selection and trial. Breen admitted on cross-examination he had no knowledge of defendant’s case. Attorney Michael Deutsch testified that he saw Stone on the day the Pontiac trial ended and Stone looked very tired and “basically just wasted” from the trial. Deutsch admitted he had no personal knowledge of defendant’s trial.
The parties stipulated to the testimony of Judge Leo Holt, a defense attorney in the Pontiac case. If called as a witness, Judge Holt would have testified that Stone actively participated in the Pontiac case and the trial was a “horrendous experience.” The defense also presented an affidavit from Judge Marianne Jackson, another defense attorney in the Pontiac trial. Judge Jackson said she saw Stone on May 9, 1981, and he looked “emotionally, physically and mentally drained.” She said he “would not have been able to start picking a jury in a capital trial on May 27, 1981.”
The State presented no witnesses. On June 14, 2004, the trial court denied defendant’s postconviction petition in a written order. It is from that order defendant now appeals.
We use a deferential standard in reviewing a trial court’s decision after an evidentiary hearing on a postconviction petition, reversing only if the decision was manifestly erroneous. People v. Chatman,
Defendant first claims he was denied a fair trial when his motion for a continuance was denied and the date of his trial was advanced over his objection. He argues the continuance was justified because his attorney professed to being unprepared and, as a result, counsel had not secured Dr. Mellinger as an expert witness to support his theory that defendant was not guilty by reason of insanity. The State argues that a continuance was not justified, given the extended length of time that the case was on the court’s docket and the court’s repeated warnings that the case would be advanced immediately after the completion of the Pontiac trial.
“The trial date of the case was pushed up 6 weeks. The defense attorney had notice of this possibility almost 2 weeks prior to the start of the trial, and, arrangements had been made for Dr. Wright to report prior to the opening statements. Although this is a tight schedule, I find no abuse of discretion where as in this case there are experienced trial attorneys on both sides and an extremely experienced trial judge. As concerns to any prejudice to the petitioner, I point to the facts as enumerated in the trial counsel’s ineffective assistance claim ***. There were few avenues of approach in this case. A denial of a continuance did not cause the defendant to be convicted in this case.”
The court found People v. Flores,
We agree with the court’s reliance on Flores here. The trial was first set to begin on August 18, 1980. The trial court gave Stone a continuance of nearly one year for the Pontiac case with the understanding that if the Pontiac trial ended sooner, the date would be advanced. This is exactly what happened. Stone had sufficient time to investigate and to contact and schedule an examination with Dr. Mellinger. There was no showing or offer of proof at the postconviction evidentiary hearing that Dr. Mellinger’s involvement in the case would have yielded evidence in support of defendant’s insanity defense. To show that the trial court erred in denying Stone’s request for a continuance to secure additional witnesses, defendant would have to show he was diligent in seeking the witnesses, that the testimony was material and might have affected the jury’s verdict and that he was prejudiced. Ward,
Because defendant cannot show that Dr. Mellinger’s testimony would have been favorable to him and would have affected the outcome of his trial, defendant cannot show the requisite prejudice. See Ward,
In opposition to Flores and Ward, defendant relies solely on People v. Johnson,
Unlike the defendant in Johnson, defendant here had a fair opportunity to present his insanity defense. He presented Dr. Wright, an expert witness, who testified that defendant was unable to conform his conduct to the law. Defendant cross-examined Dr. Kaplan, who testified for the State that defendant was sane. Also, the numerous delays and continuances in this case were not factors in Johnson. Johnson does not stand for the proposition that the denial of a defendant’s motion for a continuance in a case grounded on an insanity
Defendant next claims that the postconviction court erred in denying his petition because he received ineffective assistance of counsel at his trial. He claims Stone was unprepared for trial, failed to secure witnesses to support his insanity defense and allowed Dr. Wright to become an easy target for the prosecution in its cross-examination and closing arguments.
The postconviction court concluded that defendant’s ineffective assistance claims did not warrant postconviction relief. We quote from the court’s written order:
“Under Strickland’s mandate [(Strickland v. Washington,466 U.S. 668 ,80 L. Ed. 2d 674 ,104 S. Ct. 2052 (1984))], neither mistakes in strategy nor the fact that another attorney with the benefit of hindsight would have proceeded differently is sufficient to establish ineffective assistance of counsel. [Citation.] Indeed, to ruminate over the wisdom of counsel’s advice is precisely the kind of retrospection proscribed by Strickland and its progeny. [Citations.]
A review of the transcripts reveals that most all of the avenues of defense had been cut off by January 3, 1980. The petitioner had been identified, the petitioner had given several different explanations[,] then admitted the crime to an [assistant State’s Attorney. A psychiatrist was of the opinion that the defendant was sane. A police officer was of the opinion that the petitioner had been drinking but was not intoxicated. DefendantE’s] counsel filed a defense of insanity but the petitioner was not examined again for almost 17 months. The balance of the transcript shows a stellar performance by defense counsel[. A]t each turn he was on his game. He preserved an excellent record. Does the delay in having the petitioner examined meet both prongs of the Strickland test[?] I find it meets neither. It neither falls below an objective standard [nor,] as a result of it, would the result have been different[.]”
Claims of ineffective assistance of counsel implicate a defendant’s constitutional rights under the state and federal constitutions. U.S. Const., amends. VI, XTV; Ill. Const. 1970, art. I, §8. The two-prong test for evaluating claims of ineffective assistance of trial and appellate counsel is set out in Strickland,
Ineffective assistance requires a showing that: (1) counsel’s performance was deficient or fell below an objective standard of reasonableness; and (2) defendant suffered prejudice as a result of counsel’s deficient performance. Strickland,
Here, the postconviction court reviewed the trial transcripts and found no reasonable probablity that, but for Stone’s alleged ineffectiveness, defendant’s convictions or sentences would have been different. The transcripts show overwhelming evidence against defendant. He was identified by witnesses as the offender, he gave inconsistent explanations as to why blood was on his clothing and he confessed to an assistant State’s Attorney. Dr. Kaplan, the psychiatrist who examined him within days of the murder, found defendant was sane at the time of the offenses. A police officer testified that defendant had been drinking but was not intoxicated. With this evidence in the record before it, the postconviction court could have concluded that there was no reasonable probability that defendant would have been acquitted but for counsel’s alleged errors. Nor did the postconviction court find Stone’s performance to be deficient under the first prong of Strickland. The judge said Stone turned in “a stellar performance,” was “on his game” and “preserved an excellent record.” The judge found that neither prong of Strickland was met. We believe that the court’s conclusion comports with the record and the evidence presented at the evidentiary hearing. The postconviction court did not err in its application of Strickland or its denial of defendant’s postconviction claim of ineffective assistance of trial counsel.
Defendant relies on People v. Popoca,
Popoca and Tillery are readily distinguishable. In those cases, proof was offered that experts, had they been called, would have testified in support of the defendants’ theories of defense. No such proof was offered here. There was no affidavit or testimonial evidence from Dr. Mellinger to show that, if he had examined defendant, his opinion would have supported an insanity defense. Unlike the defendants in Popoca and Tillery, defendant here has not shown that Dr. Mellinger’s testimony would have affected the outcome of his trial.
The same analysis applies to defendant’s argument that Stone was ineffective for failing to present the testimony of lay witnesses at the crime scene who reported
Defendant next claims that counsel will be judged ineffective where, as here, he decides to. raise an insanity defense but then does not prepare for it. He cites foreign authority to support this claim: People v. Saunders,
Defendant next argues that he received ineffective assistance of counsel at his sentencing hearing when Stone declined to cross-examine two witnesses. Defendant claims he received a harsher sentence as a result. The postconviction court did not specifically comment in its written decision on Stone’s effectiveness at sentencing. But its broad statement that the trial transcript in general showed “a stellar performance” by Stone supports the conclusion that the post-conviction court did not perceive ineffective assistance at sentencing. Defendant contends that his claim of ineffective assistance of counsel at sentencing must be evaluated under Cronic,
Our supreme court has applied the Cronic exception only in narrow circumstances. It was applied in People v. Hattery,
We find this case to be more like Johnson than Hattery. Here, there was overwhelming evidence of defendant’s guilt. Counsel did not concede defendant’s guilt as in Hattery. We conclude the appropriate standard to apply is Strickland, not Cronic.
Defendant argues that under the two-pronged Strickland test,
“Generally, the decision whether or not to cross-examine or impeach a witness is a matter of trial strategy which will not support a claim of ineffective assistance of counsel.” People v. Pecoraro,
Defendant next argues that his postconviction petition should have been granted because appellate counsel was ineffective for failing to raise certain claims on direct appeal. The postconviction court concluded:
“Although it is axiomatic that a criminal defendant is guaranteed the effective assistance of counsel on appeal [citation], effective assistance in a constitutional sense means competent, not perfect, representation. [Citation.] *** As the Illinois Supreme Court has recognized:
[‘]A defendant who contends that appellate counsel rendered ineffective assistance, [for example] by failure to argue [an] issue, must show that [ ]the failure to raise that issue was objectively unreasonable[ ] and that, [ ]but for this failure, [the defendant’s conviction or sentence] would have been reversed.[’] [People v. Richardson,, 412, 189 Ill. 2d 401 727 N.E.2d 362 (2000); [citations].]
*** Clearly, appellate counsel is under no obligation to brief every conceivable argument on appeal. [People v. Jackson,205 Ill. 2d 247 , 267,793 N.E.2d 1 (2001); People v. Coleman,168 Ill. 2d 509 , 523,660 N.E.2d 919 (1995); People v. Collins,153 Ill. 2d 130 , 140,606 N.E.2d 1137 (1992); [citations].] ‘It is not incompetence for counsel to refrain from raising those issues which, in his judgment, are without merit.’ People v. Sanders,209 Ill. App. 3d 366 , 377,568 N.E.2d 200 [(1991); [citations].]
Petitioner specifically faults appellate counsel for not raising each and every one of the issues raised in this [postconviction proceeding. A] review of the court’s response to these issues find[s] this issue likewise without merit.”
The postconviction court supports its conclusion with sound authority: Jackson,
Having concluded that the claims in defendant’s postconviction petition were not meritorious and that appellate counsel cannot be faulted for failing to raise claims that lack merit, we cannot say that defendant suffered ineffective assistance of appellate counsel.
Applying a deferential standard of review to the court’s conclusions drawn from the evidence presented at the hearing and the record before it, we conclude that the court did not err in denying defendant’s petition.
The judgment of the circuit court is affirmed.
Affirmed.
J. GORDON and R.E. GORDON, JJ., concur.