THE PEOPLE, Respondent, v. DANIEL FLEMING, Appellant.
Crim. No. 1779
In Bank
November 1, 1913
166 Cal. 357 | 137 P. 284
Nov. 1913.] PEOPLE v. FLEMING. 357
Respondent‘s argument that, from the facts pleaded, the plaintiff must have been working in view of the usual risks of his employment and accepting those risks, is perfectly sound and we find no sufficient answer to it. It is a matter of common knowledge that sometimes tools or materials are carelessly dropped from high parts of buildings in course of construction. While it is the duty of all employers to take reasonable precautions against such happenings, they are not insurers and those working in uncovered spaces about such a building assume the usual risk of their employment.
As the demurrer was properly sustained for want of facts we need not discuss the issues of misjoinder of parties and of causes of action.
The judgment is affirmed.
Henshaw, J., and Lorigan, J., concurred.
CRIMINAL LAW—APPEAL—PROVINCE OF APPELLATE COURT—CONSIDERATION OF EVIDENCE—PREVENTION OF MISCARRIAGE OF JUSTICE.—While the provision of our constitution restricting the jurisdiction of appellate courts to “questions of law alone” (
ID.—RECORD ON APPEAL—AFFIDAVITS ON MOTION FOR NEW TRIAL—INCORPORATION IN CLERK‘S TRANSCRIPT—BILL OF EXCEPTIONS UNNECESSARY.—Since the changes wrought in 1909 in the sections of the
ID.—MISCONDUCT OF COUNSEL—ABSENCE OF OBJECTION—REVIEW ON APPEAL.—An appellate court will not consider a claim as to the misconduct of a special prosecutor in argument unless objection is made at the time. To properly present such a question on appeal in a criminal case, the phonographic reporter‘s transcript of his notes, showing the portion of the argument complained of and the objection and action of the trial court thereon, should be brought to the appellate court.
ID.—CRIMINAL TRIAL—EXPRESSION OF PUBLIC OPINION IN PRESENCE OF JURY—CONDUCT OF BYSTANDERS.—While courts cannot and do not desire to control public sentiment as to the merits of a cause, they are required to see that it is not expressed to or in the presence of the jury in such a way as to be likely to influence their determination. A trial court should take every precaution to prevent anything by which the jury may be overawed, or their minds influenced, by an atmosphere surcharged with hostility or partiality.
ID.—MISCONDUCT OF SPECIAL PROSECUTOR IN REFERRING TO DISCREDITABLE ACTS OF DEFENDANT BUT NOT OFFERING PROOF THEREOF.—Certain statements of the special prosecutor held, under the circumstances, to be misconduct resulting in a miscarriage of justice, within the meaning of
ID.—CROSS-EXAMINATION OF ACCUSED—SHOWING ASSUMED NAME.—When there is no dispute as to the true name of the defendant, it is error to permit the prosecution to show on the cross-examination of the
ID.—RESTRICTION OF CROSS-EXAMINATION AS TO INTEREST OF WITNESS.—It is error to restrict the cross-examination of a witness for the prosecution as to the extent of his interest in the outcome of the trial, where he acknowledges he has an interest therein, by showing that he has been sued for libel by the defendant for the publication of an alleged false confession of guilt.
ID.—MISCONDUCT OF SPECIAL PROSECUTOR.—It is improper for the special prosecutor in such trial to refer in the course of argument to a certain witness for the prosecution as the man “that the sleuth hounds and special agents of the Southern Pacific company tried to bribe, as shown by the records in this case,” the same man “that they offered the fare to Georgia or New York,” the only basis therefor being hearsay evidence which has been stricken out by the court.
APPEAL from a judgment of the Superior Court of Shasta County and from an order refusing a new trial. J. E. Barber, Judge.
The facts are stated in the opinion of the court.
Bush & Hall, Henley C. Booth, A. A. Moore, and Stanley Moore, for Appellant.
U. S. Webb, Attorney-General, J. Charles Jones, Deputy Attorney-General, and Orr M. Chenoweth, District Attorney, for Respondent.
THE COURT.—The appellant was charged with murder and convicted of manslaughter. He appeals from the judgment pronounced upon such conviction, and from an order denying his motion for a new trial.
It is earnestly contended that the verdict is contrary to the evidence. It must be conceded by any fair minded person who reads the voluminous record on appeal, consisting of over four thousand pages, that even if there be sufficient evidence to legally sustain the verdict, the guilt of appellant by no means satisfactorily appears therefrom.
The deceased, George F. Vallier, was a boy of about sixteen years of age, who, with a companion named Henry Goble, a boy of the same age, had run away from his home in Tacoma.
On August 25, 1910, at about 10:45 P. M., the first section of train fifteen of the railroad company, bound south, arrived at the depot at Redding, Shasta County, on time. The train was one of twelve cars consisting of mail, baggage, and dining cars, two tourist cars, and six standard Pullman sleepers. The seventh car from the engine was the Pullman “Edinburg,” it being the second Pullman, with the “Roquefort” in front and the “Adriatic” immediately behind. As the train came to a stop at the depot, Vallier and Goble were lying on the top of the “Edinburg,” a little to the south of the center. They were taken from the top of the car by Fleming, with the assistance of others. Goble was conscious, but he had an abrasion on the side of his face and a lump on the back of his neck. Vallier was unconscious and clearly very seriously injured. After being looked over on the platform at the depot, he was taken to a hospital, but died within a very short time. An autopsy had the same night showed a number of wounds. In the opinion of the doctor officiating thereat, death was due to an oval contused wound on the forehead over the left eye, underneath which blood clots had formed on the brain. There were some other wounds, one near the right eye, one (a clean incised wound) on the top of the head to the left, scratches on the nose, and contused wounds on the top and back of the head. No marks were then apparent on either the body or the throat.
The theory of the prosecution was that Fleming inflicted these injuries upon these two boys, and that he was therefore guilty of the crime of murder.
Admittedly none of these injuries was inflicted after the train arrived at the depot at Redding. According to the testimony of both the witnesses for the prosecution and the defense, after the train stopped at Redding, Fleming went up on top of the car, and without any violence whatever assisted in removing the boys to the ground. Whatever injuries were suffered by the boys had been inflicted at some time prior to the stopping of the train at the depot in Redding.
Enough has been said to show that a determination that Fleming inflicted these injuries necessarily involves the determination that he either made the trip from Keswick to Redding on the top of this train, or climbed to the top while it was running at the rate of twenty miles an hour, all at great peril to himself and solely for the purpose of making a brutal assault upon some persons there whom he did not know, and against whom he could have no grievance other than that they were stealing a ride on a train of his employer. It is difficult to see what possible motive for such a proceeding on his part, full of serious discomfort and even deadly peril to himself, could have existed. The theory of learned special counsel for the prosecution to the effect, substantially, that it was a desire on his part to please his employer, is, to say the least, hardly satisfactory. And moreover a conclusion of his guilt further involves the conclusion that he put off his unlawful assault until within a few hundred yards of the Redding depot, where his presence on the top of the car and his part in the assault might be observed by those in the vicinity, seeking to escape observation in that position only when the train was just about to stop at the station, and immediately thereafter re-ascending to the top of the car to assist in taking the boys down. It goes without saying that such action on the part of a man possessing his senses is hardly conceivable.
In addition, we have testimony on the part of several persons who were on the train, which is absolutely incompatible with any idea of such action on the part of Fleming. As was said by the district court of appeal in deciding this case, the showing made by appellant “appears in the transcript to have been strong and persuasive.” It is not suggested by anybody that he was on top of the train at any time before it left Keswick at 10:29 P. M., the last stop before Redding. After the train left Keswick he was seen in a car of the train by Bellus, a brakeman, and by a Mr. Mulhern, a passenger. When the train was coming into the Redding yard and up to the time it stopped at the station, during the very time that he must have been on top of the car “Edinburg” if the theory
The evidence relied upon as sufficiently showing the infliction by Fleming upon Vallier of the injuries causing his death is that of Goble, his companion, that of four witnesses who testified to seeing a large man on top of the “Edinburg” as it came into Redding and before it stopped at the station, that of several persons as to Fleming‘s appearance and conduct at the station, and that of certain witnesses as to the nature of the injuries received by the deceased.
The testimony as to Fleming‘s appearance and conduct at the station may be dismissed from consideration with very slight notice. It throws very little, if any, light on the questions involved in this case. The witnesses giving this testimony substantially said that Fleming appeared nervous and excited, and that he expressed various views as to how the boys were injured, such as that they were drunk and fighting and had been hurt in the tunnel. This was the sum and substance of this testimony. Assuming this testimony to be true, we do not see that, under the circumstances, it assists materially in determining the question of Fleming‘s guilt or innocence.
The only theory suggested by counsel for appellant on the trial as to the source of the injuries inflicted on deceased, was that they were caused, in part at least, by contact with a timber in the tunnel just north of Kennett, or by something falling upon him from the top of the tunnel. The only basis for this theory appearing in the evidence is the testimony of Compton and others in the “Edinburg” as to the noise heard from the top of the car as it was passing through the tunnel and thereafter when the train stopped at Kennett. There is much in the testimony as to the condition of deceased when seen upon the platform at Redding and the nature of the injuries, to indicate that some of the injuries at least were not so caused, but there is no contradiction of the testimony of
In the last analysis, the case of the people in this regard must rest upon the testimony of Goble and the four witnesses who said they saw a big man on top of the car before it stopped at the Redding depot.
It may safely be said that uncorroborated, Goble‘s testimony would not satisfy any reasonable man as to the participation of Fleming, or any “big man” in any assault. He remained in Redding at a hospital from the night of August 25, 1910, until about September 3, 1910, when he returned to his home in Tacoma. But one witness testified to his saying anything during that time as to any assault, the matron of the hospital, who testified to a conversation had with him on August 26th. She testified that in the course of that conversation he said that a big man or a large man had hit him, and that he did not remember any more. No one else testified that Goble gave any intimation after being taken to the hos-
Certain marks on the throat of deceased which were found when the body was examined at Tacoma created a suspicion in the minds of his relatives that he had been assaulted by some one. On September 24th the body was exhumed and further examined, in the presence of Goble, and the next day the mother of deceased and his aunt, together with Goble, started for Redding. In the mean time Goble had remembered nothing about any assault or any big man. Shortly after their arrival in Redding the mother retained an attorney, the special counsel for the prosecution in this case, and commenced an action against the Southern Pacific Company for fifty thousand dollars’ damages for the death of her son, alleging that he had been killed by employees of the company. During their stay in Redding, Goble was constantly with the mother and aunt, staying in the same house with them at their expense, trying, as he said, to remember just what occurred. Hooper, who will be referred to hereafter, gave him his version of the matter, and his associates at all times were those who had conceived and were maintaining the theory that Fleming had assaulted the boys on the top of the car and had practically choked Vallier to death, and who were continually urging him to remember. This was the atmosphere that was constantly about him, until finally, one morning as he was getting out of bed and dressing himself, the whole thing came to him. This was not earlier than Oc-
“And then George Vallier laid down and didn‘t say a word, and I laid down and didn‘t say a word, too—we was so tired and sleepy, and I don‘t know how long it was, I kind of woke up and looked around like that, and kind of seen the lights of some town, and just then I got struck in the side of the head, here. It kind of dazed me. I couldn‘t tell a minute, or second—I couldn‘t tell how long, and I looked up a little bit and I seen—I hollered to George, and I seen an awful large man—it looked like he had on a trainman‘s suit—had hold of George‘s throat with one hand and beating him with the other; and when this big man seen that I saw him, he just plunged over to me and hit me on the back of the neck and I can‘t remember anything more until I was talking to somebody here at the depot.” Saying nothing about it to the mother and aunt with whom he had breakfast, he went, after breakfast, to the mother‘s attorney, and told his story. On October 22d he swore to these matters before a justice of the peace, and for the first time a warrant was issued for the arrest of Fleming. This story he clung to, with almost painful precision, on all occasions when he testified. On the trial on his cross-examination he said, in response to questions, that he couldn‘t say whether his story might not be “an imagination,” that “possibly” it might. It is to be borne in mind that Goble must have seen Fleming on top of the car with him when he opened his eyes at Redding and was being assisted to the ground.
Aside from Goble, the most important witness against Fleming was a colored man named Hooper, who at the time of this occurrence was a paroled convict from the state prison at San Quentin, the judgment against him being one based upon his conviction of the crime of grand larceny. He was then working as porter at the Lorenz Hotel. He testified substantially that desiring to secure Pullman reservations for two men going south, he went north to Shasta Street, three blocks above the station, to board the train as it passed and see if he could secure reservations; that as the train passed he saw a man on top of a Pullman near the head of the train; that he
Another one of the four witnesses referred to was a man named Sullivan. His own testimony showed that he had been convicted of a felony and had served a term in a state prison in another state; that he had just served a six months’ sentence in the county jail at Redding, being released therefrom only a week before this occurrence; that he had been working a few days in a small saloon at Redding, cooking; that he was a drinking man and had been drinking during the two or three days immediately preceding the occurrence. He was hiding behind a pile of ties at or near Tehama Street, two blocks north of the station, intending to beat his way out of town on this train. After the engine passed, he stepped out and “sized up the train,” and saw a large man on top of one of the cars, between two men who were lying there. This man walked rapidly toward the southerly end of the car and went down in between two cars. He also first told his story to the aunt of deceased some weeks after the occurrence.
Of the remaining two witnesses, one had pleaded guilty to the crime of forgery, had served some months of his sentence, and had been pardoned. He likewise claimed to have seen a large man standing on top of the train before it stopped and two boys lying there. The other was with a girl whom he had just met and with whom he had walked up to a park near the depot. He was at or near the park when the train passed. He said he saw a large man in uniform on top of the train as it passed, and that this man disappeared at the end of the car, apparently between two coaches. He had not told his story to any one until a few days before the trial.
Enough has been said to show the character of the testimony upon which the prosecution relied to show the presence of Fleming on top of the car before the train stopped at Redding. The only other witness who testified to observing the train as it passed either the Shasta Street or Tehama Street crossing was one F. P. McNeil, called by the prosecution to testify to the fact that Fleming appeared somewhat excited while at the depot. On cross-examination he testified that he stopped at the Tehama Street crossing, with his bicycle, as the train passed; that he observed what he thought was a man lying on top of the train, and found out afterward that there were two men there; and that he saw nobody standing on top of that car.
We have not set forth the foregoing in regard to the evidence for the purpose of establishing that it is not technically sufficient to support a verdict of guilty, for under our well established rule such a conclusion cannot be reached by an appellate court. While a full consideration of all the evidence, as shown by the record, brings us to the conclusion that it is extremely improbable that the defendant was on the top of this train at any time prior to its stopping at the station at Redding, the testimony of the four witnesses to whom we have referred, together with the other testimony on behalf of the prosecution to which we have alluded, was sufficient, if believed by the jury, to support the conclusion that the defendant did cause the death of Vallier. We may not be able to understand how the jury could have been satisfied beyond all reasonable doubt of the guilt of the defendant, in view of the testimony, but it was the exclusive function of that body to determine the amount of credit to be given to each and all of the witnesses. We have set forth the testimony showing, as we think, how extremely doubtful was the guilt of the defendant, in order that the effect of certain erroneous proceedings on the trial may the better be understood. While the provision of our constitution restricting the jurisdiction of appellate courts to “questions of law alone” (
Conditions under which the defendant was tried, as shown by statements contained in affidavits filed on the motion for a new trial and not disputed, were graphically depicted in the opinion of the district court of appeal in this case. It was said that it was not disputed that defendant was tried in the center of a community where a feeling of hostility against him and his employer prevailed. Newspaper articles were published from time to time from the day of his arrest to the end of the trial, the tendency of which, according to the district court of appeal, “would naturally be to direct and mould public sentiment so as to render difficult, if not impossible, a fair trial and to influence and forestall the verdict of the jury regardless of the law and the evidence.” As to the conditions of the court-room during the closing argument, the district court of appeal said:
“The situation was graphically described in one article published in a local newspaper and incorporated in appellant‘s affidavit, as follows: ‘The superior court-room of Shasta County might have been a hall bedroom as far as its capacity to hold people is concerned, when special prosecutor Braynard made his mighty closing argument that ends a case that has been before all eyes for three months. . . . The scene at the court-house was never duplicated or even approached
“RIOT OF APPLAUSE.
“The appearance of special prosecutor Braynard in the court-room was unlike anything ever witnessed in the court-room of the county. He came in quietly, but was immediately observed, when he stepped to the platform to adjust his notes. A riot of applause came, intermingled with gusty shouts and stamping of feet, that ensued for thirty seconds and so general and thunderous was the tribute that apparently every hand and throat in the court-room participated. The prose-
The substantial correctness of these publications as to conditions in the court-room was declared in affidavits presented and filed. It is uncontradicted that at least two of the jurors were in the court-room at the time of the ovation to the special prosecutor. A portion of the closing argument of the special prosecutor was quoted in the opinion of the district court of appeal as follows:
“Its (the Southern Pacific Company‘s) all powerful and corruptive influence has been active and diligent throughout the trial and we would not be surprised that witnesses have been bribed, that jurors have been approached and subornation of perjury has been committed. However may be the effort of the Southern Pacific Company, we still have explicit faith in the personal integrity of each individual member of the jury and we do not believe that it is within the power of this lawless corporation to besmirch and degrade the good name and good citizenship of Shasta County. . . . The people haven‘t had any money to expend in this case. We haven‘t got the coin to pass out like the Southern Pacific Company usually does when it is involved in litigation in every conceivable shape and direction that they can possibly pass it, for justice. . . . We want to be reasonable, we want to be just and we expect the same treatment from you and the people of this county and this state demand it. We have offered the testimony here, we have presented the goods; and in justice to yourself, in justice to your conscience, in justice to your families and your good name, you can‘t afford to violate your duties by returning to this court and saying that there is a possible doubt or reasonable doubt with reference to the identification of Daniel Fleming.”
As to this the district court of appeal said that it was not within the scope and purview of legitimate argument, and that it involved an unwarranted appeal to passion and prejudice and a scarcely veiled threat that if the jurors acquitted the defendant they would be pilloried by public opinion as having been corrupted and bribed by this “lawless corporation,” which may have been a decisive factor in the case.
As to the matters heretofore stated to be shown by the affidavits in relation to the argument of the special prosecutor, while we feel that portions thereof were subject to the criticisms stated by the district court of appeal which we have already set forth, it does not appear that objection was
When P. J. Kindelon, chief special agent for the Southern Pacific Company, was on the stand, he was asked on direct examination by Mr. Hall of defendant‘s counsel the following question, viz.: “Since Daniel Fleming has been a railroad police officer under your supervision, what has been his record with the company?” This was objected to by the special prosecutor. In arguing his objection, the special prosecutor said: “This man says that he professes to know something about his record. I will say to counsel on the other side, if you consider this testimony material and relevant, will you object to us coming along with what we know of and concerning his record? If we will permit Mr. Kindelon to testify to what he knows about his record, will you open the door, and let us in to prove or establish certain acts and such
We are of the opinion that the whole of this altercation was improper, and that it cannot be held, under the circumstances, to have been without prejudice to the substantial rights of the defendant. The vice of the matter was not in the mere asking of the three questions on cross-examination as to whether the witness had heard certain specified things about the defendant, but was in the expressions of the special prosecutor running throughout the altercation to the effect that the prosecution could produce proof along the lines of such three questions, and was only deterred from doing so by the fear that it might be held to be a prejudicial error by an appellate court and bring about a reversal of a judgment of conviction. Such we think was the clear intimation conveyed by the conduct of the special prosecutor in this matter, and we can conceive of no other reason for such conduct than the desire to convey to the jury such an intimation. This conduct on his part was not invited by counsel for defendant. While the first question asked Kindelon by Mr. Hall as to the record of defendant with the company may have been objectionable,
In view of the very grave doubt as to the guilt of the defendant of the crime charged against him, and in view of the nature of the acts charged against defendant as shown by the testimony of the witnesses for the prosecution, we are of the opinion that, despite the general instructions of the court to the jury to the effect that they must base their verdict exclusively on the evidence, the conduct of the special prosecutor in the matters we have been discussing, which clearly constitute misconduct on his part, contributed materially to the verdict that was rendered. (See People v. Derwae, 155 Cal. 592, [102 Pac. 266].) So believing, under the circumstances we have heretofore stated, we consider the case one in which
The trial court permitted the special prosecutor to ask the defendant, when being cross-examined, if he had at any time assumed or gone by the name of Bob Clement, or by any other name than that of Daniel Fleming. Over specific objection that, among other things, the question was intended for the purpose of degrading the witness, he was required to answer, and said that he had assumed the name of Bob Emmett. The court erred in allowing the question, under the circumstances existing in this case. (See People v. Mohr, 157 Cal. 734, [109 Pac. 476].) There was no dispute whatever as to the true name of defendant, and obviously the sole purpose of seeking such proof was to reflect discreditably on the defendant by showing that he went under an assumed name, a thing, as said by this court, “not conducive to a good character for defendant.” (People v. Arlington, 123 Cal. 357, [55 Pac. 1003].) Of course it is claimed that the testimony, in the light of the subsequent explanation by defendant, could
We are also of the opinion that the trial court unduly curbed the cross-examination of Mr. Davis, a witness for the prosecution, on the question of his interest in the outcome of the case. The fact that he acknowledged having an interest or the further fact that he acknowledged that there was a libel suit pending on the part of Fleming against the newspaper of which he was one of the owners, did not preclude defendant from further cross-examination as to the extent of his interest. And this was all that the defendant was doing when, the witness having said that he had no financial interest in a conviction, he asked him why he had no financial interest, and the trial court sustained an objection. And this also was what defendant was trying to do when he asked the witness if the article complained of in the libel suit was not one published at the time of his arrest in which it was substantially said that he had practically confessed his guilt, and if the article was not untrue in this respect. Of course, if these questions had been answered in the affirmative, the financial interest of the witness in the establishment of Fleming‘s guilt would be all the more apparent, and the jury was entitled to know the fact in considering his testimony. Defendant‘s counsel expressly stated to the court what they expected and offered to prove in this connection and the court sustained an objection thereto. The offer was in the following language: “We offer to show by this witness, that that paper published an article which was false—a statement that Fleming had confessed his guilt, and that by reason of that article, that Fleming commenced a $10,000 damage suit
A portion of the argument of the special prosecutor which is assigned as misconduct is contained in the phonographic reporter‘s transcript, with the objection of defendant thereto, and is reviewable here. Therein, counsel referred to Hooper as the man “that the sleuth hounds and special agents of the Southern Pacific Company tried to bribe, as shown by the records in this case,” the same man “that they offered the fare to Georgia or New York.” This was an improper statement to make in view of the fact that the only basis for it was certain hearsay evidence which had been stricken out by the court. However, the jury was specially instructed to disregard this statement of counsel.
There is no other matter requiring consideration here, in view of our conclusion upon the matters already discussed. Upon the whole case we are satisfied from the record that the interests of justice demand that a reversal should be had.
The judgment and order denying a new trial are reversed.
QUALIFIED CONCURRENCE OF THE CHIEF JUSTICE.
BEATTY, C. J.—If I were justified in assuming the correctness of the statement of facts contained in the opinion of the court I should unhesitatingly concur in the judgment of reversal. But by
Entertaining these views, and because in this case I have never found the time to read the forty-four hundred pages of typewritten record even in the most cursory manner, I do not feel qualified to concur in the judgment.
