32 N.Y.2d 499 | NY | 1973
Lead Opinion
On the night of September 8, 1969, at about a quarter after nine, the defendant held up Paul DiG-eorge, an attendant at a gas station in Canastota, New York, and fled with his wallet and the station’s cash receipts, driving east on Route 5 in a Ford convertible. Notified of the incident, Officer Robert Mumford of the Sherill Police Department stopped the defendant’s car as he was driving through Sherill. While he and Police Chief Thomas Reilly were questioning the defendant, the latter suddenly produced a pistol and shot both officers. Reilly was able to radio in that he had been shot and that his assailant’s auto was heading east on Route 5; he also furnished the defendant’s last name and the car’s license number.
A little after ten o’clock, the defendant drove up to a trailer home, owned by Mrs. Marie DiLapi, about five miles from the scene of the shooting and, abandoning the Ford, forced her at gunpoint to drive him in her car to Syracuse. On the way, he threw a wallet out of the car—which was later found and identified as DiGeorge’s — and told Mrs. DiLapi that he had shot the two Sherill policemen and would kill her if she tried “ any funny stuff. ’ ’ After she dropped him off in the vicinity of Kennedy and South Salina Streets in Syracuse, she went immediately to the police.
Officer Mumford died on September 9, 1969, the day after the shooting, and Chief Reilly four days later. The defendant was indicted for their murder in the Oneida County Court on October 6. In selecting the jury for trial, late in 1970, the district attorney challenged for cause 20 veniremen because of reservations about capital punishment —11 of whom had indicated, however, that their objection to the death penalty would not prevent them from returning a verdict of guilt. The prosecution also utilized a number of peremptory challenges to exclude other veniremen opposed to capital punishment.
At the subsequent suppression hearing, police officers testified that the Miranda warnings were given to the defendant. Sergeant Carhart stated that he “ was advised of his rights” and Lieutenant Burns declared that Carhart had given the suspect ‘ ‘ his rights, ’ ’ adding that the defendant, when asked if he was “sure” he understood his rights, replied in the affirmative. However, the judge decided, this testimony did not constitute ‘ ‘ sufficient information ’ ’ upon which he could find that “ the Miranda requirement was complied with * * * or that the defendant waived such rights.” Accordingly, he
Upon the trial, the defendant was identified by DiGeorge and Mrs. DiLapi, and at least two bullets used in the killings were proved to have come from the gun found in the closet. The jury returned a verdict of guilt on December 17, 1970. A few days later, prior to the commencement of what is commonly called the “ penalty trial ” (Penal Law, § 125.30), the defendant sought an adjournment to permit a psychiatric examination and the preparation of other relevant presentence material. The motion was denied. The defendant then decided to handle the penalty trial himself in place of his attorneys. After the People had concluded their case, he declined to call any witness or offer any evidence. The jury reported, on December 23, that it agreed that the death penalty should be imposed and, following imposition of that sentence, the defendant appealed to this court as of right (CPL 450.70).
Proof of the defendant’s guilt is clear and, indeed, he does not question its sufficiency. He does, however, contend, among other arguments, (1) that the trial judge committed error, requiring’ a reversal of the conviction and a new trial, when he received in evidence the gun and other articles found in the closet and (2) that, in any event, the United States Supreme Court’s decision in Furman v. Georgia (408 U. S. 238) compels annulment ¡of the death sentence imposed on the ground that, as the Eighth Amendment of the United States Constitution was construed in that case, such sentence amounts to cruel and unusual punishment.
Fruit of the Poisonous Tree
Contrary to the defendant’s contention, the gun and the other items may not be deemed inadmissible in evidence as fruit of the poisonous tree, that is, as the product of what the trial Judge ruled were improperly obtained statements.
There are, it is settled, exceptions to the rule that evidence is inadmissible if uncovered as a result of information obtained
In line with this reasoning, the courts have held that evidence obtained as a result of information derived from an unlawful search or other illegal police conduct is not inadmissible under the fruit of the poisonous tree doctrine where the normal course of police investigation would, in any case, even absent the illicit conduct, have inevitably led to such evidence. (See, e.g., United States v. Seohnlein, 423 F. 2d 1051, cert. den. 399 U. S. 913; Wayne v. United States, 318 F. 2d 205, cert. den. 375 U. S. 860; People v. Regan, 30 A D 2d 983; People v. Soto, 55 Misc 2d 219; see, also, Lockridge v. Superior Ct. of Los Angeles County, 3 Cal. 3d 166, cert. den. 402 U. S. 910; Note 43 ALR 3d 385, 404; Maguire, How to Unpoison the Fruit, 55 J. Crim. L. C. & P. S. 307, 313-317; but cf. United States v. Paroutian, 299 F. 2d 486, 489 [319 F. 2d 661]; Pitler, “ Fruit of the Poisonous Tree ”, 56 Cal. L. Rev. 579, 627-630.) In other words, as one commentator put it, the inevitable discovery factor “ permits the government to remove the taint from otherwise poisoned fruit by establishing that the unlawful act from which it resulted
In the present case, it was entirely fortuitous that the police delayed the search of the immediate area where the defendant was discovered until they had begun questioning him and, as a result, very quickly learned where the gun was located. It is quite unreal to suggest that, but for the defendant’s admission, the police would not have looked for incriminating evidence in the closet where he had been hiding. The weapon, employed in a robbery and a shooting of two police officers, is a prime object of any investigation and, unless thrown away, was certain to be either on or near the defendant. If not found upon him, the next most reasonable place to look for it was where he had been just before he was seized. Since, then, a search of the closet was inevitable regardless of the defendant’s answers to questions put to him beyond its confines, it may not fairly be said that the police ‘ ‘ exploited. ’ ’ the ‘ ‘ illegality ’ ’ involved in their interrogation.
It has been suggested that the “ inevitable discovery ” exception may erode the “ exclusionary rule as a viable deterrent to. illicit police activity” (Pitler, “Fruit of the Poisonous Tree”, 56 Cal. L. Rev. 579, 630; see, also, United States v. Paroutian, 299 F. 2d 486, 489, supra), chiefly because it may not always be certain what the police would have done, clear as it may be what they could have or should have done. However, the exception may safely be applied — and erosion of the salutary exclusionary rule avoided—as long as the prosecution has the burden of proving “ that the illegal act was not a sine qua non of the discovery of the otherwise tainted evidence.” (Maguire, How to Unpoison the Fruit, 55 J. Crim. L. C. & P. S. 307, 317; see, also, Somer v. United States, 138 F. 2d 790, 792.) The “sine qua non test,” Maguire continued (ibid.), “if properly administered, serves well the raison d’etre of the exclusionary rule by denying to the government the use of evidence ‘ come at by the exploitation of . . . illegality ’ and at the same time minimizes the opportunity for the defendant to receive an undeserved and socially undesirable bonanza.” In the case before us, the defendant is clearly not entitled to have the gun suppressed, for, as indicated, the People have here unques
The Legality of the Search and- Seizure
The defendant, however, goes on to argue, first, that, even assuming the validity of the 6 ‘ inevitable discovery ’ ’ exception and the lawfulness of his arrest, the seizure of the gun violated constitutional demands because it was not within the area from which he “might obtain weapons or evidentiary items ” as prescribed by Chimel v. California (395 U. S. 752, 766). And, second, he maintains that the gun should have been excluded because the entry, search and seizure — and even the arrest—were unconstitional because accomplished without a search or arrest warrant and without probable cause to believe that the defendant was within the house. . The arguments lack substance.
In the Chimel case (395 U. S. 752, supra), the court held that the lawful arrest of an accused, where effected without an arrest warrant, or a warrant to search the area where he is found, permits a search only of his person and the area from which he £ ‘ might obtain weapons or evidentiary items” (395 U. S., at p. 766). Since he had been removed from the closet’s interior, the defendant urges that he was outside the authorized “ grabbable ” area. Nothing in Chimel requires so narrow a reading of the Fourth Amendment. The court did not disapprove of a search of the “room” or area where the “ arrest occurs ” (p. 763); it condemned only a search “ £ remote in time or place from the arrest ’ ” (p. 764). The immediate search of the very closet where the defendant was arrested is far different from the proscribed search of “ closed or concealed areas ” (p. 763), even in the room where a defendant is arrested. There was here no quality of 11 rummaging at will ’ ’ among the defendant’s effects at which the Fourth Amendment is aimed (p. 767). And the fact that the police had handcuffed the defendant did not render the closet search unauthorized. As this court remarked in People v. Floyd (26 N Y 2d 558, 563), “it is not at all clear that the ‘ grabbing distance ’ authorized in the Chimel case is conditioned upon the arrested person’s continued capacity 1 to grab’,”
The Death Sentence as Cruel and Unusual Punishment
Section 125.30 of the Penal Law provides that a defendant shall be sentenced to death following a jury verdict convicting him of murder if, after a further “ proceeding ”, the jury unanimously agrees “on the imposition of the penalty of death” (Penal Law, § 125.35) and the court is “ satisfied” that the “ victim of the crime was a peace officer who was killed in the
“ If the jury report unanimous agreement on the imposition of the penalty of death, the court shall discharge the jury and shall impose the sentence of death. If the jury report unanimous agreement on the imposition of the sentence of imprisonment, the court shall discharge the jury and shall impose such sentence. If, after the lapse of such time as the court deems reasonable, the jury report themselves unable to agree, the court shall discharge the jury and shall, ih its discretion, either impanel a new jury to determine the sentence or impose the sentence of imprisonment.”
As a reading of that provision makes clear, whether the death sentence is to be imposed rests in the discretion of the jury, and, as already indicated, we must say whether Furman v. Georgia (408 U. S. 238, supra) requires a decision that that penalty constitutes “ cruel and unusual punishment ” under the Eighth Amendment as interpreted by the Supreme Court.
The defendants in the three separate cases dealt with in Furman, were sentenced to death, following trials by juries, one for murder and two for rape.
Of the members of the court comprising the majority in Furman, only two— Mr. Justice Brennan (408 U. S., at pp. 257-306) and Mr. Justice Marshall (pp. 314-371)—concluded that the infliction of the death penalty constitutes ' ‘ cruel and unusual punishment ” and that, consequently, the Eighth Amendment prohibits capital punishment for all crimes and under all circumstances. The other three justices, who concurred in the court’s judgments of reversal, found it unnecessary to reach that “ ultimate question ” (per Stewart, J., p. 306). Instead, point
Since, then, the New York statute here challenged (Penal Law, § 125.35, subd. 5) leaves infliction of the death penalty solely to the discretion of the jury, we conclude, in light of the Supreme Court’s reading of the Eighth Amendment in Furman (408 U. S. 238, supra), that we have no alternative hut to hold that that penalty constitutes cruel and unusual punishment within
The judgment appealed from should be modified by vacating the sentence of death and remitting the case to the Oneida County Court for resentencing, and, as so modified, the judgment should be affirmed.
. The three cases — entitled, in the Supreme Court, Furman v. Georgia, Jackson v. Georgia and Branch v. Texas—may be found, respectively, in the Reports of those jurisdictions in 225 Ga. 253, 225 Ga. 790 and 447 S. W. 2d 932.
. In sharp contrast, Chief Justice Burger, in the course of his dissenting opinion, stated, in effect, that, if constitutionality turned on whether the legislature provided mandatory death sentences “in such a way as to deny juries the opportunity to bring in a verdict on a lesser charge * * “ I would have preferred that the Court opt for total abolition” (408 U. S., at p. 401). “I could more easily be persuaded ”, continued the Chief Justice (pp. 402-403), “that mandatory sentences of death, without the intervening and ameliorating impact of lay jurors, are so arbitrary and doctrinaire that they violate the Constitution * *' * I had thought that nothing was clearer in history, as we noted in McGaufha [v. California, 402 U. S. 183] one year ago, than the American abhorrence of 'the common-law rule imposing a mandatory death sentence on all convicted murderers.’ 402 U. S., at 198. ° * * If anywhere in the whole spectrum of criminal justice fresh ideas deserve sober analysis, the sentencing and correctional area ranks high on the list. But it has been widely accepted that mandatory sentences for crimes do not best serve the ends of the criminal justice system. Now, after the long process of drawing away from the blind imposition of uniform sentences for every person convicted of a particular offense, we are confronted with an argument perhaps implying that only the legislatures may determine that a sentence of death is appropriate, without the intervening evaluation of jurors or judges.”
. In this view, we find it unnecessary to consider the defendant’s additional contentions relating (1) to the exclusion from the jury of jurors opposed to capital punishment and (2) to the denial of his application for an adjournment of the penalty trial pending his psychiatric examination and the preparation of evidence to support his plea for a sentence of imprisonment.
Concurrence Opinion
I agree with the result and most of the reasoning adopted by the majority; however, there are two parts of the decision which trouble me.
Initially I do not feel it would be wise for this court to adopt the “inevitable discovery” doctrine. I can accept, with some reluctance, a policy of allowing evidence to be obtained without a warrant where the operation of law would have made its future discovery inevitable. Both Wayne v. United States (318 F. 2d 205, cert. den. 375 U. S. 860) and People v. Soto (55 Misc 2d 219), cited in the decision, can be rationalized on that ground. However, allowing “ poisoned ” evidence in on the ground that some hypothetical police search would have uncovered the evidence anyway results in a speculative theory with no discernable limits. Here there was no “ independent source ” for the police search. (See Silverthorne Lbr. Co. v. United States, 251 U. S. 385, 392.) It is not “inconceivable” that the police would not have searched the closet. In point of fact, they did not search the closet until told by defendant that the gun was there. It is not at all obvious that the gun would be found near where defendant was hiding. Defendant had left the scene of the crime several hours prior to his apprehension. Most defendants hide, destroy, or dump the ihcriminating weapon as soon after the crime as possible. In fact, few defendants are arrested in pos
The decision states that the scope of the doctrine is coextensive with what “the normal course of police investigation ” would have inevitably turned up. “ The normal course of police investigation ’ ’ differs greatly from one police department to another and even within departments, so theoretically at least the constitutional standard would differ from locale to locale.
In addition, defining what “ the normal course of police investigation ” would inevitably have turned up could prove most difficult. In this case, the decision states that unless the gun was thrown away ‘ ‘ Once it was not found upon him, the next most reasonable place to look for it was where he had been just before he was seized Does that mean this doctrine is limited to “ the next most reasonable place ” and excludes the second next most reasonable place? And who can produce a priority list of “ reasonable ” places to use as a standard in these types of cases % And what does “ where he has been seized ” mean? Is it limited to the closet or does it include the house? And if the defendant is apprehended outside the house, how will it be possible to give any consistent definition to the term “ where he has been seized ”? I am afraid these are not questions that can ever be worked out with any consistency on a case by case basis.
Even if we could be fairly certain that a subsequent police search would turn up the evidence, we could not be certain that the search would have been conducted in a constitutional manner. In the ease at bar, it was at least arguable that the warrantless search of the house was unconstitutional. The question arises if the £ £ inevitable discovery ’ ’ doctrine would expunge the taint from an unconstitutional and warrantless search if the People could convince a Judge that regular police procedure would have produced a warrant independent of the illegal search.
As I stated' in my dissent in People v. Brosman, 32 N Y 2d 254, I think that the application of standards is so inherently difficult in search and seizure cases (really in the entire criminal area) that we must be certain that the standard at least is clear
Equally bothersome to me is the majority’s interpretation of Chimel v. California (395 U. S. 752). Their decision implicitly adopts the caveat in People v. Floyd (26 N Y 2d 558, 563) that “it is not at all clear that the ‘ grabbing distance ’ authorized in the Chimel case is conditioned upon the arrested person’s continued capacity ‘ to grab ’ ”. I do not believe that the Chimel rationale would uphold a search of a “ grabbing area ” after the defendant can no longer grab. Contrary to the assertion in the decision, the Chimel court never approved a search of the area where the “arrest occurs”. The Supreme Court only approved a search where there is a danger to the officer or there is a possibility the evidence will be concealed or destroyed. (395 U. S. 752, 763, supra.) Later the court emphasized that the police may search the area “ from which the person arrested might obtain weapons or evidentiary items ”. (Id., at p. 766; emphasis added.) The court did not say and clearly did not mean the police could search where an arrested man might have obtained weapons or evidentiary items. The court specifically held that a search of constitutionally protected areas could not even be conducted in the room where the “ arrest occurs ” if those areas are not within reach of the arrested man. (Id., at p. 763.)
The grabbing area delineation only makes sense if it is supported by a rationale resting on danger to the police or evidence destruction. If a search could be conducted after the apprehended person can no longer reach any evidence or weapon, the definition of the allowable search area as, in effect, the “ grabbing area ’’becomes completely arbitrary and without any underlying justification. If the Chimel case is to be overruled or limited, it is the place of the Supreme Court and not. our court to do so.
I agree that there were exigent circumstances which justified the police entering the house without a warrant. Had the gun
I might add that I am not at all certain that the majority had to reach the search and seizure question in its decision after having adopted the “ inevitable discovery ” doctrine. If “ the normal course of police investigation ” would have turned up the gun, why not also assume that the hypothetical search was conducted pursuant to a hypothetical search warrant? It is certainly ‘ ‘ the normal course of police investigation ’ ’ to obtain a warrant where one is required. Of course, we are well aware that police, in completely good faith, often fail to obtain warrants even in situations obviously calling for warrants just as they often fail to search areas which, with the aid of hindsight,
In conclusion then, although I believe that the receipt of the gun in evidence constituted error, it should be considered harmless in light of the overwhelming proof establishing the defendant’s guilt of the homicides. Accordingly, I concur in the court’s decision that the judgment of conviction be modified and the case remanded to the trial court for resentencing.
Judges Burke, Breitel, Jasen and Gabrielli concur with Chief Judge Fuld; Judge Wachtler concurs in a separate opinion in which Judge Jones concurs.
Judgment modified and case remitted to Oneida County Court for further proceedings in accordance with the opinion herein and, as so modified, affirmed.
I am also afraid that the “ inevitable discovery ” doctrine cannot help but become sub silentio a result-oriented theory.