People v. FinleyPeople v. Finley
OPINION OF THE COURT
CIPARICK, J.
The issue in each of these appeals by defendants, inmates in New York State detention facilities, is whether small amounts of marihuana were “dangerous contraband” under Penal Law
I.
People v Salters
On March 31, 2004, the grand jury of Franklin County issued a two-count indictment charging defendant Salters with attempted promoting prison contraband in the first degree, a class E felony, and fifth-degree conspiracy, a class A misdemeanor (see Penal Law
Prior to trial, defendant moved to dismiss the indictment or, alternatively, to reduce the charges to attempted promoting prison contraband in the second degree and sixth-degree conspiracy, both misdemeanors. Relying upon the Appellate Division‘s decision in People v McCrae (297 AD2d 878 [3d Dept 2002]), which reasoned that marihuana was dangerous contraband because “the use of illegal drugs by inmates ... can result in disruptive and dangerous behavior among the inmate population” (id. at 878), Supreme Court declined to dismiss the indictment.
At trial, Senior Investigator James Bezio, who had extensive experience with drug investigations during his 16 years with the Narcotics Unit, testified that 9.3 grams of marihuana is an amount large enough to be distributed to other inmates, which created two possible problems. First, because ingestion of marijuana would alter inmates’ mental states, those who took the drug could potentially become involved in altercations or refuse to obey correction officers’ orders. Second, if an inmate
At the close of evidence, defendant sought to have the lesser-included misdemeanor—attempted promoting prison contraband in the second degree—submitted to the jury (see Penal Law
The Appellate Division affirmed, concluding that Bezio‘s testimony was legally sufficient to support the felony contraband conviction because it provided “facility-specific proof” that 9.3 grams of marihuana is an amount that could be sold or distributed, thereby potentially precipitating altercations and disobedience that could “endanger[] the security and safety of staff and inmates” (30 AD3d 903, 905 [2006]). We now modify and remit to Supreme Court for resentencing.
II.
People v Finley
On June 24, 2004, defendant and four other inmates were standing near the “A-Block” of Orleans Correctional Facility. That area of the prison was off-limits to defendant and one of his companions, an inmate known as “Midget.” Observing defendant and Midget, Correction Officer Baptiste, a 19-year veteran with 17 years’ experience in the Orleans facility, determined that the two were “smuggling stuff or trying to pass something.” In response, the officer directed the 60 inmates that he was charged with supervising to the inside portion of A-Block. Those inmates remained there unsupervised during the course of Officer Baptiste‘s encounter with defendant.
On January 24, 2005, the grand jury of Orleans County handed down an indictment charging defendant with, as relevant here, one count of promoting prison contraband in the first degree, a class D felony. To establish the dangerous nature of marihuana at defendant‘s trial, the People called an expert witness, Vernon N. Fonda, a Deputy Inspector General in DOCS‘s Narcotics Unit.
Inspector Fonda, who has served in various investigative capacities with the Narcotics Unit since 1993, opined that marihuana‘s status as an illegal and highly-prized prison commodity caused negative effects on prison safety and security.
He testified that defendant‘s possession of marihuana created a dangerous situation because it required Baptiste to leave the inmates in his care unsupervised and exposed him to a possible assault by defendant.1 This potential danger was only heightened because defendant might have been acting “under the influence” of marihuana. Further, by throwing the wad containing the three joints to the ground, defendant created a possible danger that another inmate might grab it and flee, forcing Baptiste to leave A-Block unattended. Discarding the marihuana also exposed Baptiste to a potential attack from the rear during the time he was busy retrieving it.
On cross-examination, Fonda acknowledged that the presence of contraband food could also create a “dangerous situation”
Defendant moved to dismiss the People‘s case on the ground of insufficient evidence, arguing that the prosecution failed to prove that the particular amount of marihuana at issue posed a danger to the Orleans facility. County Court denied the motion, reasoning that the term “dangerous,” as used in Penal Law
The Appellate Division affirmed. Citing Salters, the court held that Fonda‘s testimony regarding the potential risks created when defendant threw the concealed marihuana to the ground was legally sufficient to support the felony promotion of contraband conviction because the testimony provided “specific evidence” that “the particular marihuana that was possessed by ... defendant endangered the safety of the facility” (see 42 AD3d 917, 919 [2007] [internal quotation marks and brackets omitted]). We now modify and remit to County Court for resentencing.
III.
Significantly, the Penal Law distinguishes between “contraband” and “dangerous contraband.” “Contraband” is broadly defined as “any article or thing which a person confined in a detention facility is prohibited from obtaining or possessing by statute, rule, regulation or order” (Penal Law
Our task, therefore, is to determine whether the imposition of felony consequences, based upon possession of small amounts of marihuana, which would constitute a violation outside of prison (see Penal Law
We begin, as we must, with the plain meaning of the statute, presuming that lawmakers “have used words as they are commonly or ordinarily employed, unless there is something in the context or purpose of the act which shows a contrary intention” (McKinney‘s Cons Laws of NY, Book 1, Statutes § 232, Comment; see also Penal Law
Here, the operative statutory language is: “capable of such use as may endanger the safety or security of a detention facility or any person therein” (see Penal Law
Under the People‘s view, the Legislature intended a definition of dangerous contraband so broad that it would capture any item that, when present in a detention facility, could lead to altercations and inmate disobedience. But the fatal flaw in the People‘s argument is that their proposed construction would effectively nullify the misdemeanor crime of promoting prison
We will not presume that the Legislature intended such a result when it expressly mandated harsher consequences for the possession of dangerous contraband (see People v Giordano, 87 NY2d 441, 448 [1995], quoting Sanders v Winship, 57 NY2d 391, 396 [1982] [“Under well-established principles of interpretation, effect and meaning should be given to the entire statute and every part and word thereof” (internal quotation marks omitted)]; accord Friedman v Connecticut Gen. Life Ins. Co., 9 NY3d 105, 115 [2007]). And, based on the prison contraband provisions’ legislative history, we need not do so here (see People v Santi, 3 NY3d 234, 243 [2004] [“Legislative intent drives judicial interpretations in matters of statutory construction“]).
The prison contraband provisions, Penal Law
The felony offense set forth in former Penal Law § 1691 (3) was established as part of a dual amendment to the Penal Law.4 The other amendment, to former section 1828-a (2), pertained only to correction employees and instituted a felony/ misdemeanor distinction similar to that present in former section 1691 (3) and (2) (compare former Penal Law § 1828-a [1] [misdemeanor for correction employees to deliver or attempt to deliver “any article or thing which (a) prisoner ... is prohibited... from receiving or possessing“], with former Penal Law § 1828-a [2] [felony punishment appropriate if contraband that correction employee delivered or attempted to deliver “may be used in such a manner as to endanger the safety or security of the institution, or to endanger the life or limb of any inmate, patient or (prison) employee“]).
In keeping with the statutory distinction between felony and misdemeanor promotion of prison contraband, the Practice Commentaries to the Penal Law‘s current prison contraband provisions have repeatedly stated that “[a]n alcoholic beverage is an example of contraband” and “[w]eapons, tools, explosives and similar articles likely to facilitate escape or cause disorder, damage or physical injury are examples of dangerous contraband” (see Denzer and McQuillan, Practice Commentary, McKinney‘s Cons Laws of NY, Book 39, Penal Law § 205.00, at
We therefore conclude that the test for determining whether an item is dangerous contraband is whether its particular characteristics are such that there is a substantial probability that the item will be used in a manner that is likely to cause death or other serious injury, to facilitate an escape, or to bring about other major threats to a detention facility‘s institutional safety or security (see People v Soto, 77 Misc 2d 427, 429 [NY City Crim Ct 1974]; 6 NY Prac, Criminal Law § 23:7 and n 7 [2007 ed] [“Generally, `dangerous contraband’ refers to weapons... Items that facilitate escape are also dangerous contraband“]; cf. People v Torres, 14 AD3d 801, 803 [3d Dept 2005] [“piece of plastic mirror (that) ... had the appearance of a knife” is dangerous contraband]; People v Anderson, 299 AD2d 578, 579 [3d Dept 2002] [“razor blade-type weapon“]; People v Jones, 134 AD2d 701, 702 [3d Dept 1987] [“screwdrivers ... cutting pliers ... 30 feet of wire, knotted at regular intervals, and a hand-drawn map depicting the roads outside the prison“]).
There is no evidence that such drastic results are likely to occur with the small amounts of marihuana at issue here.6 It simply requires “too many inferences,” which lack support on
Further, the conclusion that these small amounts of marihuana—both substantially less than 25 grams—are not dangerous contraband is informed by the Legislature‘s more lenient treatment of marihuana offenses, as opposed to those involving other drugs. In passing the Marihuana Reform Act of 1977, the Legislature chose to decriminalize the possession of 25 grams or less of marihuana (see Donnino, Practice Commentary, McKinney‘s Cons Laws of NY, Book 39, Penal Law art 221, at 173 [“Offenses Involving Marihuana“]). By way of comparison, the classification for possession of greater amounts of marihuana can range from a class B misdemeanor to a class C felony, depending upon weight (see Penal Law
Accordingly, in Salters, the order of the Appellate Division should be modified by reducing the conviction of attempted promoting prison contraband in the first degree to attempted promoting prison contraband in the second degree and the conviction of conspiracy in the fifth degree to conspiracy in the sixth degree and remitting to Supreme Court, for resentencing and, as so modified, affirmed. And in Finley, the order of the Appellate Division should be modified by reducing the conviction of promoting prison contraband in the first degree to promoting prison contraband in the second degree and remitting to County Court, for resentencing and, as so modified, affirmed.
PIGOTT, J. (concurring in Finley and dissenting in Salters).
In each appeal, the jury found that the amount of marihuana at issue was dangerous contraband within the meaning of Penal Law
An inmate in a detention facility who “knowingly and unlawfully
Applying this standard in Salters, I conclude that, viewed in the light most favorable to the People, the proof presented by the People was sufficient to support the jury‘s finding that the marihuana at issue was dangerous contraband. Specifically, Senior Investigator Bezio testified that the amount of marihuana that defendant Salters attempted to possess—i.e., 9.3 grams—was “a large amount” which “would be distributed ... or sold to other inmates.” He explained that drug transactions create a dangerous situation in prison because inmates often obtain drugs when they are unable to pay for them, leading to violent altercations between inmates. Bezio also noted that correction officers may be injured while attempting to quell the fighting. Bezio testified that, during his 16 years of experience as a narcotics investigator, he has found that many physical altercations between inmates result from disputes over drug debt. Indeed, according to his testimony, Bezio personally investigated “[q]uite a few” cases where an inmate was assaulted or killed over marihuana. Based on this testimony, the
In holding to the contrary, the majority takes issue with permitting testimony that goes to the “pernicious secondary effects” of inmate drug commerce to establish that an item of contraband is dangerous (majority op at 655). The majority reasons that allowing such evidence to suffice would permit any contraband to be considered dangerous. I agree with the majority that proof of the potential secondary effects of an inmate‘s use of contraband based on mere speculation is insufficient to establish the dangerousness of contraband. A rule allowing such evidence would render meaningless the distinction between contraband and dangerous contraband (see Stanley, 19 AD3d at 1153). In this case, however, the People presented specific, uncontroverted testimony that the inmate marihuana trade has, in the past, led to violent altercations among inmates. The jury was entitled to conclude from this testimony that inmates have assigned a greater value to marihuana than other items of contraband, resulting in a greater risk of violence arising from the marihuana trade.2
Nevertheless, because Supreme Court erred in refusing to charge the lesser included offense of attempted promoting prison contraband in the second degree, I agree with the majority that reversal is warranted here. A defendant is entitled to a lesser included offense charge where (1) “it is impossible to commit the greater crime without concomitantly committing the lesser offense by the same conduct” and (2) “a reasonable view of the evidence ... support[s] a finding that the defendant committed the lesser offense but not the greater” (People v Van Norstrand, 85 NY2d 131, 135 [1995]). The relevant inquiry is “whether, under any reasonable view of the evidence, it is possible for the trier of facts to acquit [the] defendant on the higher count and still find him [or her] guilty of the lesser one” (id. at 136).
In Finley, I concur with the majority‘s conclusion that the evidence was legally insufficient to support the felony offense. Unlike in Salters, the People‘s proof never established that the amount of marihuana possessed by defendant Finley was an amount that is typically sold or distributed by inmates.
Chief Judge KAYE and Judges READ, SMITH and JONES concur with Judge CIPARICK; Judge PIGOTT concurs in result in a separate opinion in which Judge GRAFFEO concurs.
In People v Finley: Order modified, etc.
In People v Salters: Order modified, etc.