Lead Opinion
Appeal from a judgment of the County Court of Tioga County (Keene, J.), rendered January 30, 2015, upon a verdict convicting defendant of the crime of manslaughter in the first degree.
In October 2013, defendant caused the victim’s death by stabbing him in the chest with a knife. The stabbing occurred in a home located in the Town of Tioga, Tioga County, owned by defendant and shared by defendant, the victim, and a third man named James Atwell. Defendant was charged with murder in the second degree and tampering with physical evidence. The jury acquitted defendant of the charged crimes, but convicted him of manslaughter in the first degree as a lesser included offense of murder in the second degree. County Court denied defendant’s CPL 330.30 motion to set aside the verdict and sentenced him to 17 years in prison, to be followed by five years of postrelease supervision. Defendant appeals.
The fact that defendant stabbed the victim was uncontro-verted. Immediately after the stabbing, defendant told three people — the victim’s mother, a 911 dispatcher and the first law enforcement officer to arrive at the scene — that he had stabbed the victim. The officer saw the victim’s body on the kitchen floor. There was blood on a kitchen counter and two knives near the sink; the victim’s DNA was later found on the counter and on one of the knives. At trial, defendant raised the defense of justification and further contended that the victim had lunged toward him and impaled himself on the knife. Upon appeal, defendant contends that his conviction was against the weight of the evidence as the People failed to prove beyond a reasonable doubt that he was not justified in using deadly force or that he intended to cause serious physical injury.
The People presented the eyewitness testimony of Atwell, who was in his 80s and confined to a wheelchair. Atwell testified that he and the victim, who was Atwell’s caretaker, had resided as tenants in defendant’s home for several months before the stabbing occurred. On that day, defendant returned
Shortly before 8:00 p.m., defendant left the house, at which point the lights and electricity went off; Atwell stated that he believed that defendant turned off the power. Five or 10 minutes later, defendant came back in, the power was turned on and the argument resumed. Atwell testified that he saw the victim walk from the laundry room into the adjoining kitchen, with defendant following him. In the kitchen, defendant grabbed a knife from the sink area and stabbed the victim in the chest. The victim immediately fell to the floor and did not respond when defendant asked him to get up. Atwell stated that the victim did not lunge toward defendant before the stabbing, that his arms were by his sides and that he had no weapon or other objects in his hands. Defendant called 911 and the victim’s mother and then went outside to wait for emergency personnel.
In an interview with investigators later that night, defendant offered an account that differed sharply from that of Atwell. The investigators testified at trial, and a video recording of the interview was admitted into evidence. Defendant claimed that the victim had initiated the altercation, initially by arguing verbally with defendant about various subjects. According to defendant, the victim then “went off,” threw defendant around several rooms, onto the floor and against furniture, and tipped over chairs. Defendant left the residence to summon assistance and made several attempts to call 911, but none of the calls went through because the electricity had been turned off — by the victim, according to defendant — which prevented defendant’s cell phone signal booster from operating. Subsequent inspection of defendant’s cell phone revealed that several incomplete calls were commenced during the pertinent time period; the first three digits of the main line for 911 dispatch
Defendant told the officers that he was not fearful of the victim when he went back into the residence, and he did not claim that the victim had a weapon or threatened to use one. He said that the victim continued to yell at him and then “came at him,” at which point defendant picked up the knife from a kitchen counter to defend himself. He said that he backed away into the adjoining laundry room, holding the knife and telling the victim to leave him alone; the victim followed him, allegedly saying “go ahead” or “go for it,” and, in the laundry room, lunged or ran toward defendant and impaled himself on the knife. Defendant pulled out the knife, and the victim took several steps into the kitchen, where he collapsed.
The first law enforcement officer responding to the scene had observed that the victim had no weapons or other objects in his hands or near where his body lay on the floor. Despite defendant’s account of a violent struggle, the investigators testified that defendant’s hair and clothing were not disarranged and that he had no visible bruises or injuries other than an abrasion over one eye and a hangnail on his finger. Further, an officer who responded to defendant’s residence after the stabbing testified that the house was neat, with no tipped-over furniture or signs of a struggle. Defendant told the investigators that he had made many previous calls to law enforcement to report the victim’s abusive behavior toward him, but the evidence established that only two of 18 calls that defendant had placed to police since 2004 involved the victim. In one call, defendant had complained that the victim had flipped over a table, and, in the other, that he did not participate in housework.
James Terzian, a pathologist, testified that he performed an autopsy and determined that the victim had died as a result of blood loss caused by a single stab wound to the chest that was approximately 4V2 inches deep and reached the right ventricle of his heart. Terzian opined that it would not have been possible for the victim to have caused this wound by impaling himself unless the knife was placed against a wall or other immovable object that prevented it from moving backwards, and that a person holding a knife would not constitute such an immovable object. He further stated that it would have been possible for the victim to move around for 20 or 30 seconds before the wound caused his death. The administrative coroner for Tioga County, who was called to the scene and was present at
Several witnesses testified on defendant’s behalf that they were familiar with the victim’s reputation in the community and that he had a tendency to become argumentative and verbally abusive when he had been drinking alcohol. Defendant’s expert forensic pathologist testified that the victim had a very high blood alcohol level that would have impaired his judgment and coordination and interfered with his capacity to feel pain. Contradicting Terzian’s testimony, he opined that it would have been possible for the victim to cause the chest wound by lunging forward against a knife held by defendant; however, he agreed with Terzian that the victim would have been able to move around or walk for 20 or 30 seconds before he collapsed. Defendant’s family physician testified that he treated defendant after the stabbing for injuries to his wrist, hand and shoulder that defendant claimed were sustained during that night’s altercation. Thomas Lazzaro, a forensic psychologist, testified that defendant suffered from an anxiety disorder and might also suffer from early-onset dementia that made him highly sensitive to events that threatened his safety and gave him a high tendency to misperceive events and become frightened, anxious and agitated.
A defendant is justified in using deadly physical force when he or she reasonably believes, as pertinent here, “that such force is necessary ... to protect against the use or imminent use of deadly physical force” (People v Fisher,
As for defendant’s claim that the People failed to prove that he intended to cause serious physical injury, this “was a factual question that the jury could infer from his conduct and the surrounding circumstances,” including Atwell’s account of defendant’s actions, the severity of the wound, the expert testimony that it could not have been inflicted by the victim impaling himself on the blade, and defendant’s multiple statements that he stabbed the victim (People v Harden,
Defendant next contends that County Court erred in precluding certain testimony regarding the victim’s prior threats of violence, threatening conduct and reputation for violence, and that this resulted in a denial of his constitutional right to present a defense. He further contends that his counsel’s failure to preserve these errors for review by asserting a constitutional right to introduce the excluded evidence constituted a deprivation of the effective assistance of counsel (see People v Angelo,
Next, County Court precluded testimony that defendant had called a friend approximately two months before the incident and told her that he had locked himself in the bedroom due to the victim’s behavior; the friend would have testified that she could hear the victim shouting in the background and later drove to the house to pick up defendant. Although a defendant may introduce evidence of threats made against him or her by a victim whether or not the threats were communicated to the defendant, there was no evidence here that the victim made any threats during the prior encounter (see People v Petty,
Finally, defendant argues that County Court improperly precluded testimony about the victim’s reputation for violence. However, the proposed testimony was that of a witness who would have said that the victim pushed him around on a single occasion, and there was no evidence that defendant was aware of this incident (see People v Fore,
Defendant asserts a related claim that he was deprived of a fair trial by prosecutorial misconduct, and deprived of meaningful representation by his counsel’s failure to object to the al
We reject the contention that defendant received ineffective assistance when his counsel failed to object to the portion of County Court’s justification instruction that addressed the definition of a “dwelling.” During the charge conference, the court advised counsel that it intended to instruct the jury on the justification defense, and the court gave defense counsel the choice whether to include a paragraph in the pattern instruction that addresses a defendant’s duty to retreat in his or her home, or to entirely avoid references to the duty to retreat. Defense counsel made the strategic choice to include this language, and, consistent with this determination, the court charged the jury that defendant was not required to retreat if he was in his dwelling and was not the initial aggressor. Defendant now contends that the court erred by including a portion of the pattern instruction stating that “whether a
As defendant’s counsel raised no objection to the inclusion of the challenged language, this claim is unpreserved (see CPL 470.05 [2]; People v Green,
We find no merit in defendant’s contention that he received ineffective assistance when his counsel failed to object to medical testimony describing the victim’s death as a “homicide.” It is well established that “[s]uch characterization improperly invade[s] the province of the jury” (People v Odell,
Finally, defendant contends that his sentence is harsh and excessive. We note that the sentence was eight years less than defendant could have received. In view of the violent nature of his crime and his failure to express remorse, we find no abuse of discretion or extraordinary circumstances warranting modification in the interest of justice (see People v Hartman,
Notes
. The testimony established that the main line for 911 dispatch is 687-1010; the phone revealed that “687” had been dialed three times.
. On cross-examination, Lazzaro qualified his testimony regarding early-onset dementia, acknowledging that he had not conducted a medical evaluation and could not testify with a reasonable degree of psychological certainty to this effect.
. The stated ground for counsel’s objection was that only a physician can state a cause of death with reasonable medical certainty.
Dissenting Opinion
(dissenting). While I agree that the verdict was not against the weight of the evidence, in my view, defendant received the ineffective assistance of counsel when defense
Defendant’s defense centered on the theory that he was justified in stabbing the victim after their altercation. James Atwell, who resided in defendant’s home along with the victim, testified that he did not see the victim act aggressively towards defendant. However, defendant, who did not testify at trial, provided a contrasting version of the events at issue through his oral statements given to the police investigators after the stabbing incident. Prior to the stabbing, defendant and the victim were involved in a verbal, profanity-laced altercation in defendant’s home. This altercation escalated with the victim physically assaulting defendant and throwing him to the ground and against the fireplace and wood stove. A chair fell down but defendant explained that he subsequently picked it up because he did not like the room to be messy. Defendant went outside so that he could call 911, which he had done in the past based upon the victim’s prior behavior. Defendant’s calls, however, did not go through because the victim turned off the power from the inside of the house and prevented defendant’s cell phone signal booster from operating.
When defendant subsequently returned inside his home, he initially was not fearful of the victim. The victim, however, continued to scream at defendant. They resumed their altercation and the victim “came at [defendant].” Defendant thus grabbed a knife from the kitchen counter out of the need to protect himself and backed away into the laundry room. Defendant told the victim to stay away from him, but the victim refused. Even though the victim was unarmed, the victim “challenged him,” “egg[ed] him on after he had the knife in his hand” and told him to “go for it.” The victim then lunged at defendant and impaled himself on the knife that defendant was holding. As a consequence of their altercation, defendant complained of bruising and had an abrasion above his eye and a hangnail on his finger.
James Terzian, a pathologist who performed the autopsy of the victim, testified that the victim had some bruises on the knuckles of his right hand and a small laceration on his left middle finger. Terzian also testified that the toxicology report revealed marihuana in the victim’s body and that the victim had a blood alcohol level of .27.
Defendant offered the expert testimony of Thomas Lazzaro, a forensic psychologist, who testified that defendant suffered
In my view and contrary to the majority’s position, the evidence disproving the justification defense was not overwhelming inasmuch as the jury could have reasonably believed that defendant was justified in using deadly force to protect himself given that defendant had called the police in the past regarding the victim’s behavior, defendant and the victim had a physical and verbal altercation resulting in an abrasion above defendant’s eye and an injury to his finger, defendant felt the need to grab a knife to protect himself from the victim who continued to “come at him” and defendant’s experts concluded that it was reasonable for defendant to believe that he had to defend himself from the victim and that the victim could have impaled himself on the knife. Indeed, these facts are in marked contrast to the events described by Atwell, the victim’s 86-year-old cousin who was sitting in a wheelchair and admittedly could not see into the laundry room where the stabbing allegedly took place.
Because the justification defense was crucial to defendant, evidence of whether defendant had the option to retreat from his home should have never been brought to the jury’s attention inasmuch as defendant had no such duty to retreat (see People v Jones,
Notwithstanding the prejudicial nature of these statements and comments, defense counsel made no pretrial attempt to exclude them and likewise failed to seek a limiting instruction with respect to them (see People v Dove,
Defense counsel also allowed the People to solicit testimony,
Furthermore, defense counsel never objected to County Court’s erroneous qualification of the home exception to the duty to retreat charge. During the charge conference, County Court stated that it could omit any reference as to defendant’s duty to retreat or have the jury instructed about the duty to retreat with the home exception. With the issue of the duty to retreat having permeated the trial, defense counsel was essentially compelled to request the latter. As such, after charging the jury on defendant’s duty to retreat and the home exception thereto, County Court qualified the home exception by instructing the jury that “[t]he determination of whether a particular location is part of a [defendant's dwelling depends on the extent to which the [defendant and persons actually sharing living quarters with the [defendant exercise[ ] exclusive possession and control over the area in question.” The majority acknowledges that County Court should not have included this language, but views it as harmless error. I disagree. Defendant was entitled to have the jury charged with
While the majority concludes that all of the trial testimony demonstrated that the stabbing took place in defendant’s home, in my view, this does not render the error harmless. It does not change the fact that County Court gave a charge that was wholly inapplicable to the facts and unnecessary as a matter of law. Moreover, County Court compounded the error by rein-structing the jury, upon its request, with the same inapplicable qualification of the home exception to the duty to retreat charge (see People v McTiernan,
Finally, defense counsel raised no objection when Terzian testified that the victim’s death was a homicide. An objection to this testimony would not have been without merit inasmuch as “[s]uch characterization improperly invaded the province of the jury” (People v Odell,
In sum, defense counsel’s errors — failing to seek exclusion or request a limiting instruction regarding the offending portions of defendant’s statements to the police investigators concern
Ordered that the judgment is affirmed.
