THE PEOPLE, Plaintiff and Respondent, v. RONALD EQUARTE, Defendant and Appellant.
Crim. No. 24651
Supreme Court of California
Aug. 21, 1986.
Rehearing Denied October 2, 1986.
42 Cal.3d 456 | 229 Cal.Rptr. 116 | 722 P.2d 890
Kent A. Barkhurst, under appointment by the Supreme Court, for Defendant and Appellant.
John K. Van de Kamp, Attorney General, James T. McNally and James Ching, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
GRODIN, J.—We granted review in this case and in People v. Piper, post, page 471 [229 Cal.Rptr. 125, 722 P.2d 899], to resolve a conflict in Court
I
In April 1983, defendant was charged with two counts of assault with a deadly weapon arising out of an incident in his apartment building in March 1983. In connection with each of the assault counts, the complaint alleged that defendant had inflicted great bodily injury within the meaning of
In a separate paragraph, entitled “prior conviction,” the complaint additionally alleged that defendant had previously been convicted of a “serious felony” within the meaning of
Thereafter, at the sentencing hearing, the court considered whether, in addition to the sentence for the assault-with-a-deadly-weapon conviction, a five-year enhancement should be imposed under
On appeal, the Court of Appeal affirmed defendant‘s conviction for assault with a deadly weapon but reversed the section 667 enhancement. In reaching the latter conclusion, the Court of Appeal relied in part on People v. Bradford (1984) 160 Cal.App.3d 532 [206 Cal.Rptr. 899], which had earlier concluded that a prior assault-with-a-deadly-weapon conviction did not constitute a “serious felony” under
The People then sought review, contending that Bradford‘s interpretation of the serious felony categories of
II
As noted, defendant concedes that his prior conviction for attempted robbery constitutes a serious felony for purposes of section 667. (
As defendant points out,
The trial court ruled, however, that defendant‘s present offense constituted a “serious felony” under
Defendant initially contends that subdivision (c)(23) should not be interpreted to apply to any felony in which use of a deadly weapon is itself an element of the crime. He maintains that this subdivision was intended to apply only to those cases in which the prosecution has pleaded and proved personal use of a deadly weapon under
In support of his position, defendant relies on People v. Bradford, supra, 160 Cal.App.3d 532. In Bradford, the Court of Appeal noted that the list
Bradford, however, preceded this court‘s recent decision in People v. Jackson, supra, 37 Cal.3d 826, and, as Justice Panelli accurately observed for the Court of Appeal in People v. Arwood, supra, 165 Cal.App.3d 167, 174-175, the language of Bradford relied on by defendant is inconsistent with our view of
Defendant contends that Arwood interpreted Jackson too broadly. Although he acknowledges that Jackson held that a number of the categories included in
By incorporating subdivision (c)(23) into
Defendant argues, however, that if subdivision (c)(23) is interpreted to apply to felonies in which use of a deadly weapon is an element of the offense, two other categories of
Accordingly, we conclude that under subdivision (c)(23), “any felony“—including assault with a deadly weapon—may be found to constitute a serious felony if the prosecution properly pleads and proves that defendant personally used a deadly or dangerous weapon in the commission of the offense. Although the prosecution may establish the elements required by subdivision (c)(23) by pleading and proving a separate
Defendant additionally contends that even if subdivision (c)(23) may be invoked when an offender has been convicted of assault with a deadly weapon, the trial court nonetheless erred in imposing a five-year enhancement in this case because the complaint failed to allege, and the jury never found, that defendant had “personally used a dangerous or deadly weapon,” one of the necessary elements of subdivision (c)(23). As defendant correctly observes, “personal use” is not a necessary element of the assault with a deadly weapon offenses charged by the complaint. (See, e.g., People v. Chagolla (1983) 144 Cal.App.3d 422, 429 [193 Cal.Rptr. 711]; People v. Herrera (1970) 6 Cal.App.3d 846, 852-853 [86 Cal.Rptr. 165].)
As noted in the earlier statement of facts, while the complaint in this case alleged that defendant‘s prior attempted robbery conviction was a serious felony under section 667 and section 1192.7, subdivision (c)(25)—and thus placed defendant on notice that a five-year enhancement under section 667 was being sought—it did not inform him of the basis on which the prosecution claimed that his current offense was a serious felony for purposes of section 667. Because simple assault with a deadly weapon is not one of the offenses specifically named in
Finally, there is no merit to defendant‘s claim that the enhancement is invalid because the jury in this case never explicitly found that defendant had “personally used” the weapon. With defendant‘s consent, the section 667 enhancement issue was bifurcated from the remainder of the case and set for determination by the court. On the basis of the evidence that had been presented at trial, the court could properly find that the prosecution had proved defendant‘s “personal use” of the weapon; indeed, the record leaves no doubt on this factual point.
Accordingly, the judgment of the Court of Appeal is reversed insofar as it invalidates the section 667 enhancement. In all other respects, the judgment of the Court of Appeal is affirmed.
Bird, C. J., Mosk, J., Lucas, J., and Panelli, J., concurred.
BROUSSARD, J., Concurring and Dissenting.——I concur with the majority opinion that assault with a deadly weapon may constitute a “serious felony” within the meaning of
Notes
The information in this case alleged that defendant was previously convicted of attempted robbery, a serious felony under
There are various circumstances under which an assault with a deadly weapon can be a serious felony.2 The information did not expressly allege which circumstance formed the basis for the serious felony enhancement. It did, however, expressly allege that defendant inflicted great bodily injury upon the assault victim—one of the grounds for classifying an assault as a serious felony under section 1192.7—and made no mention of any other ground, including use of a dangerous or deadly weapon. The jury found that the prosecution had failed to prove the great bodily injury enhancement. The trial judge, however, found that defendant had personally used a dangerous and deadly weapon, and on that basis increased defendant‘s sentence by five years.
The majority implicitly recognize that the pleading was insufficient to advise defendant that the prosecution would attempt to establish the enhancement on the basis of alleged personal use of a dangerous or deadly weapon. Relying, however, on People v. Thomas (1986) 41 Cal.3d 837, 843 [226 Cal.Rptr. 107, 718 P.2d 94], they assert that the defect is merely one of “uncertainty,” which is waived by failure to demur. (See
Thomas, unlike the present case, was a true example of uncertain pleading. The information there charged that defendant had been previously convicted of “a serious felony, . . . burglary, . . . within the meaning of
In the case at hand, however, the information did state facts which would make defendant‘s present offense a serious felony within
Under the simplified criminal pleading in effect in this state since 1927, an information is adequate if it sets out “words sufficient to give the accused notice of the offense.” (
In short, this is not a case of uncertainty, but one in which the prosecution alleged one basis for the serious felony enhancement but proved another. Under such circumstances, it does not matter that the evidence in fact proved the ground not alleged in the information. It is well settled that a person “cannot be convicted of an offense . . . not charged against him by indictment or information, whether or not there was evidence at his trial to show that he had committed that offense.” (In re Hess (1955) 45 Cal.2d 171, 174-175 [288 P.2d 5]; Sallas v. Municipal Court (1978) 86 Cal.App.3d 737, 743 [150 Cal.Rptr. 543]; People v. Feldman (1959) 171 Cal.App.2d 15, 23 [339 P.2d 888].) The same principle applies to enhancements. As we stated in People v. Jackson (1985) 37 Cal.3d 826, 835, footnote 12 [210 Cal.Rptr. 623, 694 P.2d 736], “[t]he court could not impose an enhanced term for a subsequent serious felony without proof of each fact required for that enhancement, and principles of due process would require that defendant receive notice of the facts the prosecution intends to prove.” I conclude
Reynoso, J., concurred.
Appellant‘s petition for a rehearing was denied October 2, 1986. Broussard, J., was of the opinion that the petition should be granted.
