People v. EndsleyPeople v. Endsley
Before issuing that ruling, the court denied Endsley's request for an independent expert to assist him in demonstrating he was ready for outpatient treatment. The court also denied Endsley's request to testify remotely by telephone to avoid being transferred from state hospital to jail before his hearing. To support his request to testify remotely, Endsley argued NGIs could not be housed in jail pending hearings on their petitions for release from state hospital commitment under the holding of In re Lee (1978)
In this appeal, Endsley challenges the denial of his two prehearing requests, arguing the trial court violated his constitutional rights to testify at his hearing and to the assistance of an independent medical expert. Endsley argues the court erred by ruling on his request to testify remotely without first ensuring the selection of a confinement facility that could "continue [his] program of treatment," as required by
FACTUAL BACKGROUND
Endsley was committed to the state hospital in 1997 and remained there until 2012, when the trial court granted his petition for conditional release and placed him on outpatient status in San Bernardino County's conditional release program (CONREP). However, less than a year later, the court recommitted Endsley to the state hospital based on reports he was refusing to process his anger and aggression toward CONREP for restricting his access to violent video games.
As we recounted in Endsley I , the periodic progress reports after his recommitment reflected Endsley was making steady progress on his anger and aggression issues. ( Endsley I , supra ,
In May 2015, Endsley filed a petition for conditional release under
In June 2016, we issued Endsley I , where we held that Endsley was entitled to a hearing on his petition and that
At a hearing on March 17, 2017, Endsley raised the issue of an independent expert, stating, "I would strongly like to object to the lack ... of ... any independent evaluators at all being appointed to come and see me. I believe it's a violation of my due process rights as ... the only reports the Court is operating under are those that are being prepared by the people who are directly opposed to my release, that is the hospital and CONREP. I think that's biased." The court noted the objection and confirmed with Endsley that he would be appearing at his hearing telephonically, from the state hospital. At that point, the prosecutor objected to Endsley's testifying by any means other than in person. The court noted the prosecutor's objection and deferred ruling until Endsley decided whether or not he wished to testify.
The hearing began on May 8, 2017 and lasted three days. Endsley's counsel moved six reports into evidence-four from the state hospital and two from CONREP. Endsley had been diagnosed with recurrent Major Depressive Disorder and an "Other Specified" personality disorder with schizoid, narcissistic, and avoidant features. Although the reports noted his Major Depressive Disorder was in remission and he had not acted out aggressively since 2010, they unanimously concluded Endsley was not ready for CONREP. According to the reports, he had not let go of his hostility towards CONREP for restricting his gaming privileges and he had been engaging in a pattern of responding angrily to rule or policy changes. He shut down after five minutes during his most recent interview with a CONREP evaluator (October 2016) and expressed on multiple occasions that he wanted the court to direct CONREP to accept him "without any rules related to video games." In April 2016, he wrote a letter to hospital administration in which he "voiced his unwillingness to comply with anticipated changes in unit policies" and used "hostile and threatening language directed towards staff."
The prosecutor presented the testimony of Dr. Laguitan from the state hospital and Dr. Smith, a psychologist working for CONREP. Both believed Endsley could not be safely treated in an outpatient facility because he did not respond well to authority, refused to discuss the anger he still harbored towards CONREP, and was
Endsley's counsel reported the fruits of her legal research at the close of the prosecution's evidence. She said the authority she had found indicated Endsley was not entitled to testify remotely, but the trial court could exercise its discretion and allow him to do so. The prosecution again objected, arguing Endsley should have to "be present and feel the same process that everyone else who has to testify goes through." The court agreed, stating, "[I]n this kind of case, where Mr. Endsley is petitioning for conditional release ... the Court itself would like to see him in person when he testifies." The court explained its practice was to allow remote testimony only when both parties agreed.
The court then asked "So, Mr. Endsley, did you want to come down to testify in your hearing or not?" and Endsley replied, "Well, your Honor, I'm going to be blunt here. I think at this point it's pretty obvious that this is a kangaroo court. Nothing I've requested has been granted. I haven't been given my independent evaluators ... [¶] ... I can testify if I can do it over the phone or via [video]. But no point in sitting in jail for four months just so I can do this case ... and then just rot in jail for four months. I'm a mental patient." The court responded, "Well, given that Mr. Endsley has decided not to come down to testify, I will give my ruling, then." Based on what is described as "overwhelming evidence" from the state against conditional release, the court denied Endsley's request for an independent expert and then denied his petition.
II
DISCUSSION
NGIs are "persons who initially have been found to have committed a criminal act, but whose mental condition warrants a period of confinement for treatment in a state institution, in lieu of criminal punishment." ( In re Moye (1978)
Because their hospitalization is for treatment not punishment, there are two ways an NGI may be released from commitment-either upon expiration of "the longest term of imprisonment which could have been imposed for the offense or offenses of which the person was convicted" (§ 1026.5, subd. (a)(1) ), or upon a finding their sanity has been "restored," meaning they "no longer [pose] a danger to the health and safety of others, due to mental defect, disease, or disorder" (
Obtaining restoration-of-sanity release under
A. Designation of Local Facility for Prehearing Confinement (
NGIs have the right to appear and testify at the outpatient placement hearing. ( Soiu , supra ,
As we explained in Endsley I ,
The pre-hearing confinement provisions in
Until now, our courts have not had occasion to interpret
The record in this case contains no indication that any of the requirements in
"[W]here fundamental rights are affected by the exercise of discretion by the trial court, we recognize that such discretion can only be truly exercised if there is no misconception by the trial court as to the legal basis for its action." ( In re Carmaleta B. (1978)
B. Right to Appointment of Independent Expert
Whether indigent NGIs seeking release from civil confinement are entitled to the appointment of an independent expert to assist them with their
Given the lack of authority directly on point, Endsley argues the holding in McKee -which involves the statute governing the release of SVPs from involuntary civil commitment-supplies the basis for concluding NGIs are entitled to an independent expert at the outpatient placement hearing stage. SVPs and NGIs face an essentially identical statutory framework for obtaining release from involuntary civil commitment. Just like for NGIs under Penal Code
In McKee , the California Supreme Court considered the constitutionality of Proposition 83, which amended the term of an SVP's civil confinement from a fixed two years (at the end of which the prosecution had to prove beyond a reasonable doubt that the defendant still met the definition of an SVP) to an indefinite commitment "from which the [defendant] can be released if he proves by a preponderance of the evidence that he no longer is an SVP." ( McKee , supra ,
The Court agreed that access to an independent medical expert is crucial for SVPs seeking release from involuntary civil confinement. "[E]xpert testimony is critical in an SVP commitment proceeding, in which the primary issue is not, as in a criminal trial, whether the individual committed certain acts, but rather involves a prediction about the individual's future behavior ." ( McKee , supra ,
The due process concern articulated in McKee applies with equal force to NGIs seeking conditional release. As the Court observed, a finding that a person meets the definition of an SVP is "the functional equivalent of the NGI acquittal." ( McKee , supra ,
The People do not disagree that McKee supports interpreting
The People's assertion that nothing Endsley could have done would have impacted the court's conclusion is only speculation. As McKee explains, access to an independent expert is of fundamental importance in situations
III
DISPOSITION
We reverse the denial of the petition for conditional release. We direct the trial court to grant Endsley's request for an independent expert to assist him in demonstrating he is ready for outpatient treatment. Additionally, if Endsley desires to testify at his outpatient placement hearing, we direct the trial court to oversee the designation of an appropriate facility to house him pending his outpatient placement hearing, in accordance with the procedures set out in
We concur:
MILLER, Acting P. J.
CODRINGTON, J.
Notes
The LPS Act (