The People of the State of New York, Respondent, v Fritz Elysee, Appellant.
Second Department, New York
December 18, 2007
[847 NYS2d 654]
Lynn W. L. Fahey, New York City (Katherine R. Schaefer and Warren S. Landau of counsel), for appellant.
Charles J. Hynes, District Attorney, Brooklyn (Leonard Joblove and Diane R. Eisner of counsel), for respondent.
OPINION OF THE COURT
Skelos, J.
Today we hold that a physical blood specimen taken from a patient by a medical professional is not “information” protected by the physician-patient privilege as defined in
On December 25, 2003, at approximately 4:20 A.M., Seon Andrews was killed, and several other people were injured, in a four-vehicle accident at the intersection of Nostrand Avenue (hereinafter Nostrand) and Atlantic Avenue (hereinafter Atlantic) in Brooklyn. Immediately before the accident, the defendant drove a Nissan Maxima automobile (hereinafter the defendant‘s vehicle) from a side street onto Nostrand, almost striking the side of another vehicle that was proceeding southbound on Nostrand (hereinafter the witness‘s car). The defendant‘s vehicle almost caused an accident between the witness‘s car and an oncoming car in the northbound lane. The witness “dropp[ed]” his car back so that the defendant‘s vehicle could proceed ahead of him. The witness observed the defen
A firefighter with the New York City Fire Department responded to the accident. He testified that as he approached the defendant‘s vehicle and reached inside to ensure that the ignition was turned off, he “noticed a strong smell of alcohol” in the car and on the defendant‘s breath. The firefighter also testified that when he and a police officer of the New York City Police Department (hereinafter the NYPD) approached the defendant‘s vehicle and offered to assist the defendant, the defendant repeatedly cursed at them and threatened to spit on the police officer. The firefighter stated that the defendant was “belligerent [and] confrontational.”
Three NYPD officers responded to the accident. They also testified that the defendant appeared to be intoxicated because he had the odor of “alcohol on his breath and he was acting a little irrational,” had slurred speech, and walked with a stagger. One of the officers also testified that the defendant was “belligerent. He was acting up. He was cursing, what he was saying word-for-word, I can‘t really remember, but he was really acting up.” In addition, the paramedic who responded to the accident testified that the defendant appeared “very agitated, he was uncooperative, he was cursing at the police officer,” and was refusing medical treatment. According to the paramedic, the defendant seemed incoherent. The first thing the paramedic noticed was alcohol on the defendant‘s breath. An emergency room physician also testified that during his encounter with the defendant, the defendant seemed intoxicated based upon the way he was acting and the noticeable smell of alcohol coming from the defendant.
The NYPD obtained two sets of samples of the defendant‘s blood and forwarded them to Dr. Elizabeth Marker, a forensic toxicologist employed by the New York City Office of the Chief Medical Examiner, to determine the defendant‘s blood alcohol level at the time of the accident. The samples at issue on this appeal were comprised of hospital blood specimens seized upon the execution of a search warrant issued pursuant to
The other set of blood samples was obtained through a court order issued pursuant to
Dr. Marker testified that the VTL samples came into her possession on December 26, 2003, and revealed that the defendant‘s blood alcohol “concentration was .05 gram percent.” Dr. Marker opined that it is scientifically possible, through reverse extrapolation, to reliably determine what a person‘s blood alcohol content was at an earlier time based upon a later blood alcohol content test when certain assumptions are made. Dr. Marker testified that, assuming that the alcohol in the defendant‘s system was fully absorbed at the time of the accident, going back a period of 10 hours from the time the blood samples were taken at 2:50 P.M., the defendant‘s blood alcohol level range at the time of the accident would have been “between .20 [gram] percent and .25 [gram] percent.” Dr. Marker also testified that to have a blood alcohol content in that range, a person would have consumed “a minimum of ten drinks and probably more.”
Dr. Marker further testified that the two search warrant blood samples she tested that were drawn by the medical resident immediately after the accident revealed a blood alcohol concentration of .23 gram percent and .21 gram percent, respectively. Dr. Marker opined that these results were consistent with, and substantiated, the results of the reverse extrapolation analysis of the VTL samples.
Prior to trial, the defendant moved, inter alia, to controvert the search warrant and to suppress the results of the blood alcohol test performed on the search warrant blood samples on the ground that, among other things, the seizure of his blood pursuant to
Contrary to the defendant‘s contention, neither the seizure pursuant to
Pursuant to
The physician-patient privilege contained in
Webster‘s Dictionary defines “information” first as “the communication or reception of knowledge” and second as “something received or obtained through informing: as a: knowledge communicated by others or obtained from investigation, study,
Traditionally, in interpreting
The information protected also includes the nature of the treatment rendered and the resultant diagnosis, but not the mere “facts and incidents” of the patient‘s medical history or the fact that treatment was rendered (Williams v Roosevelt Hosp., 66 NY2d 391, 396 [1985]; see Hughson v St. Francis Hosp. of Port Jervis, 93 AD2d at 499; Patten v United Life & Acc. Ins. Assn., 133 NY 450, 453 [1892]). For example, questions such as those designed to elicit information as to whether the patient had been previously treated at a hospital or by a doctor are not protected against by the physician-patient privilege, “as
The Court of Appeals has held that “hospital records relating to [a] defendant‘s physical condition and blood alcohol content following [an] accident—indisputably falls within the scope of the physician-patient privilege as information acquired by a physician ‘in attending [defendant] in a professional capacity, and which was necessary to enable him to act in that capacity’ (
Moreover, in our opinion, the physical blood sample drawn by a health-care provider enjoys no such protection. Indeed, to expand the use of the privilege to protect patients’ physical blood samples would defeat the purpose of legislation expressly enacted to compel a motorist to provide a blood sample by court order (see e.g.
As is relevant here, pursuant to
In an analogous circumstance, this Court has previously held that it was neither unreasonable nor impermissible to have used a defendant‘s blood sample, which had been legally seized from his person in connection with one crime, in another unrelated police investigation (see People v King, 232 AD2d at 117). This Court opined that “[p]rivacy concerns are no longer relevant once the sample has already lawfully been removed from the body, and the scientific analysis of a sample does not involve
This case is distinguishable from circumstances where a blood sample was obtained without a warrant. Yet, even in such cases, the compulsory taking of blood has passed constitutional scrutiny where the requisite showing of probable cause was made, there was due consideration for the reliability of the blood evidence and its potential dissipation with the passage of time, and the means and procedures employed were reasonable in that the test was performed by a physician in a hospital according to accepted medical practices (see e.g. Schmerber v California, 384 US at 770-772).
Here, where the blood samples were seized pursuant to a valid search warrant issued by the Supreme Court upon a showing by the People of reasonable cause, the defendant‘s constitutional rights were safeguarded (id. at 772). Moreover, “[i]t is clear that a search warrant [based upon a showing of probable cause] may validly be issued to obtain a blood sample in the event of a violation of the Penal Law” (People v Casadei, 66 NY2d 846, 848 [1985], citing Matter of Abe A., 56 NY2d 288 [1982]; see People v Goodell, 164 AD2d 321, 326 [1990], affd 79 NY2d 869 [1992]; People v McGrath, 135 AD2d 60, 63-64 [1988], affd 73 NY2d 826 [1988]), just as a warrant may validly be issued to seize any other physical evidence demonstrating the commission of a crime (see
Previously, the Court of Appeals has held that blood samples may only be taken either on consent of the driver pursuant to the terms of
As this Court previously opined, “[t]hese restrictions seriously impeded the utilization of blood tests where there was an accident involving death or serious injury. Moreover, due to the very nature of the test (i.e., to detect the presence of alcohol in the blood), the element of time was highly significant, for the longer it took to obtain the blood sample, the greater the likelihood that the percentage of alcohol in the blood would diminish” (People v Whelan, 165 AD2d 313, 318 [1991]). Thus, the Legislature enacted Vehicle and Traffic Law former § 1194-a (L 1983, ch 481), now
Moreover, the Court of Appeals subsequently rejected its holding in People v Moselle (57 NY2d 97 [1982]), which required separate resort to
The cases in which the Court of Appeals has held that the physician-patient privilege is implicated have involved the protection of the results of a blood alcohol test conducted by the medical provider and recorded in the patient‘s records maintained by the medical provider (see e.g. Dillenbeck v Hess, 73 NY2d at 282; cf.
In determining that the physician-patient privilege does not apply to the actual blood sample itself, we are cognizant of the three core policy objectives of
As to the first policy objective, i.e., not to deter a patient from seeking medical attention, as is discussed more fully, infra, there is no real value in applying the privilege for that purpose here. Since the police may, in the absence of consent, obtain a court order compelling the motorist to have his or her blood drawn, pursuant to
Moreover, any extension of the privilege from protecting communicative information or other information obtained by the physician for the purpose of medical treatment, i.e., the blood test result, to protecting the physical blood sample itself would have the undesirable result of contravening other overriding public policy interests. The Legislature has clearly expressed its interest in promoting the goal of public safety by enacting legislation providing for compulsory chemical tests to facilitate the prosecution of intoxicated or impaired drivers whose actions result in serious injury or death (Approval Mem filed with 1983 NY Assembly Bill 4178-B [July 15, 1983], amending
The courts of this State also have long and repeatedly acknowledged the strong interest this State has in removing intoxicated drivers from its highways (see e.g. People v Scott, 63 NY2d 518, 525 [1984] [determining that the use of a temporary roadblock to detect and deter drunk drivers was constitutionally permissible]; People v Ward, 307 NY 73, 76 [1954] [holding that Vehicle and Traffic Law former § 71-a did not require the police officer to advise the “suspected inebriate,” who voluntarily submitted to a chemical test, that he had the option of refusing and having his license revoked]; People v Chaffee, 183 AD2d 208, 210 [1992] [checkpoint procedure is a sufficiently productive mechanism that balances the privacy interests of a motorist against the legitimate governmental interests in controlling drunk driving]; People v Odenweller, 137 AD2d 15, 18 [1988] [upholding warrantless entry by police officer into residence of fleeing driver, subsequent arrest, and admission of blood sample on the ground, inter alia, that a delay in obtaining the blood sample would have seriously impaired important evidence]; Matter of Quealy v Passidomo, 124 AD2d 955, 956-957 [1986] [upholding interpretation of Vehicle and Traffic Law former
The means for obtaining blood samples in these cases are varied and nonexclusive (see People v Casadei, 66 NY2d 846 [1985]; Matter of Abe A., 56 NY2d 288 [1982]; People v Mills, 124 AD2d 600, 601 [1986]), thereby fostering the goals of law enforcement and public safety while maintaining certain procedural safeguards that balance the State‘s interest in obtaining the necessary evidence against the constitutional rights of the individual. Even a blood sample taken from an unconscious motorist incapable of giving his consent has been deemed to have been validly taken without offending the motorist‘s constitutional rights (see People v Dixon, 149 AD2d 75, 79 [1989]). In People v Dixon, this Court determined that the results of a blood test conducted on an unconscious defendant pursuant to
Indeed, unlike People v Moselle, this is not a case where a court order was not obtained before the defendant was forced to provide a blood sample (see e.g. People v Moselle, 57 NY2d 97 [1982]; compare Schmerber v California, 384 US at 770). Rather, the NYPD obtained a valid search warrant pursuant to
That an intoxicated driver might, as the defendant suggests, oppose medical treatment for fear that the drawing of his or her blood will provide evidence of intoxication is a superficial risk. Nevertheless, it warrants exploration. Given the various statutory means by which the State may obtain a driver‘s blood sample (see e.g.
Moreover, in a time where the Legislature has made chemical testing compulsory (see e.g.
The United States Supreme Court has expressly held that the compulsion to draw blood does not violate the privilege against self-incrimination pursuant to the Fifth Amendment, as secured against state invasion by the Fourteenth Amendment (see Schmerber v California, 384 US at 761; cf. People v Havrish, 8 NY3d 389, 393 [2007], cert denied 552 US —, 128 S Ct 207 [2007]; People v Craft, 28 NY2d 274, 276-277 [1971]). In Schmerber, the United States Supreme Court, in determining that the privilege did not apply, reasoned that the privilege “protects an accused only from being compelled to testify against himself [or herself], or otherwise provide the State with evidence of a testimonial or communicative nature, and that the withdrawal of blood . . . [does] not involve compulsion to these ends” (Schmerber v California, 384 US at 761; see People v Kates, 53 NY2d 591, 594 [1981]). Thus, the United States Supreme Court opined that “compulsion which makes a suspect or accused the source of ‘real or physical evidence’ does not violate” the privilege against self-incrimination (Schmerber v California, 384 US at 764).
The physician-patient privilege similarly seeks to protect evidence of a testimonial or communicative nature (see e.g. Matter of Grand Jury Investigation in N.Y. County, 98 NY2d at 532-533; People v Petro, 122 AD2d at 310). However, there is noth-
In conclusion, there is nothing in the language of
In addition, the trial court properly refused to charge the jury with criminally negligent homicide as a lesser-included offense of manslaughter in the second degree. There was no reasonable view of the evidence which would support a finding that the defendant committed the lesser offense but not the greater (see
Accordingly, the judgment is affirmed.
Schmidt, J.P., Santucci and Lifson, JJ., concur.
Ordered that the judgment is affirmed.
