OPINION OF THE COURT
The common issue presented by these appeals is whether an appeal lies from an oral order issued by a criminal court on a
People v Carol Elmer
Defendant Carol Elmer was charged with 37 counts of over-driving, torturing and injuring an animal in violation of Agriculture and Markets Law § 353 for the alleged failure to properly care for horses within her custody. In a pretrial motion, defendant moved to controvert the search warrant used to enter her premises and to suppress evidence. Although County Court ordered a suppression hearing, the matter was adjourned several times by the People due to the ostensible unavailability of a witness. Consequently, defendant moved to dismiss the indictment on statutory speedy trial grounds.
County Court granted the motion in part, dismissing the first 22 counts of the indictment. Recounting the procedural history of the matter, the court noted the dilatory efforts of the prosecution in procuring the witness, remarking that “the People, by not being ready for a hearing, delayed, actually made it impossible [for] the scheduling of a trial, holding of a trial, and by not being ready for a suppression hearing concerning a search warrant, they should be held with post-readiness delay because it prevented the trial from going forward.” The court orally ordered that “[t]he first 22 counts are dismissed as defendant was denied her right to a speedy trial.”
The Appellate Division dismissed the People’s appeal and remitted the matter to County Court for the issuance of a written order, concluding that no appeal lies from the “County Court’s oral ruling dismissing the first 22 counts of the indictment [as it] was never reduced to a writing and was never entered” (
As a result of a vehicular stop, arrest and search that uncovered narcotics, defendant Kevin Cooper was charged with criminal possession of a controlled substance in the third degree, criminal possession of a controlled substance in the fourth degree, bribery in the third degree and certain traffic violations.
Acting on an anonymous tip that a van marked by a light-colored stripe and driven by an individual wearing red shorts was transporting narcotics, the police stopped defendant’s vehicle—which matched the description—after observing that it lacked a rear license plate lamp and had made an unlawful right turn without the appropriate signal. When the police approached the vehicle, they observed defendant dressed in red shorts and upon further inspection, in plain view, officers observed a grocery bag “bulging with money” on defendant’s person and “a little dime baggie with white residue” on the vehicle’s console. As a result, defendant was arrested and an ensuing search recovered a small portion of cocaine secreted in defendant’s right sock.
Following a suppression hearing to preclude the recovered evidence, County Court denied defendant’s motion to suppress. That court remarked and orally decided that
“Officer Masik had probable cause to stop the van initially for his observation of the vehicle and traffic violations of no tail lamp and failure to signal a turn and based upon the information that he received from the individual that everything matched the description. When Officer Masik observed the residue in the console of the car he had probable cause to ask the defendant out of the car and subsequently arrest him for possession of that residue ... so the Court is going to deny the defendant’s motion to suppress any evidence on the People’s direct case. Your exception is noted for the record.”
Ultimately, defendant pleaded guilty to criminal possession of a controlled substance in the third degree.
On appeal from his judgment of conviction, defendant sought review pursuant to CPL 710.70 (2) of the suppression court’s denial of his motion to suppress. The Appellate Division, however, concluded that defendant forfeited his statutory right of review because he had entered a guilty plea prior to the transcription of the oral order (
Discussion
The principal argument set forth by the appellants is that the term “order” encompasses both oral and written orders because the Legislature has expressly provided for a “written order” when specifically required. Accordingly, it is asserted that an appeal does lie from an oral “order.” We agree.
The Legislature is presumed to be aware of the distinction between the terms “order” and “written order” and thus, absent an express definition, we ascribe a broader view to its use of the unqualified phrase “order.” Where deemed necessary, the Legislature has provided for a “written order” in certain provisions of both the Criminal Procedure Law and the Penal Law (see CPL 195.30 [when a court approves waiver of an indictment, it must “execute a written order to that effect”]; Penal Law § 215.70 [a person is guilty of unlawful grand jury disclosure unless the disclosure was made “upon written order of the court”]; see also CPL 190.25 [4] [a]; CPL 420.10 [6]; CPL 420.40 [5]; Penal Law § 85.05 [3] [b]). By contrast, in Elmer, the People appeal under CPL 450.20 (1) which provides that the prosecution can appeal from “[a]n order dismissing an accusatory instrument or a count thereof, entered pursuant to section 170.30, 170.50 or 210.20” (emphasis added). Likewise, in Cooper, defendant relies upon CPL 710.70 (2) which provides that “[a]n order finally denying a motion to suppress evidence may be reviewed upon an appeal from an ensuing judgment of conviction notwithstanding the fact that such judgment is entered upon a plea of guilty” (emphasis added). These two provisions, and other similar penal statutes, significantly, permit appeals from an “order” without further restriction. It logically follows,
This Court previously held as much in People v Coaye (
Under the factual circumstances of that case, where the oral decision rendered on the motion was subsumed by the judgment of conviction by virtue of the pronouncement of the sentence immediately after, we held that the People should have appealed from the oral order (
In light of the foregoing, the Appellate Division erred in People v Elmer by dismissing the appeal and remitting the matter to County Court. The People were entitled under section 450.20 (1) to appellate review of the lower court’s oral decision dismissing certain counts of the indictment.
In People v Cooper, it was similarly error to conclude that defendant’s appeal under section 710.70 (2) was forfeited by the entry of his guilty plea simply because the oral order had not been issued in writing. Although a guilty plea “generally results in a forfeiture of the right to appellate review of any nonjurisdictional defects in the proceedings,” section 710.70 (2) has been recognized as a limited exception permitting appellate review, notwithstanding the entry of a guilty plea (People v Fernandez,
However, with respect to People v Cooper, the Appellate Division did reach the merits of the parties’ contentions and reversal is not warranted here. Contrary to the People’s argument, despite defendant’s execution of a written waiver of the right to appeal, he did not knowingly, intelligently or voluntarily waive his right to appeal as the record fails to demonstrate a “full appreciation of the consequences of such waiver” (People v Bradshaw,
Accordingly, in People v Elmer, the order of the Appellate Division should be reversed and the case remitted to the Appellate Division, Third Department, for consideration of the merits of the appeal taken to that court. In People v Cooper, the order of the Appellate Division should be affirmed.
Chief Judge Lippman and Judges Ciparick, Graffeo, Read, Smith and Pigott concur.
In People v Elmer: Order reversed, etc.
In People v Cooper: Order affirmed.
Notes
. Our holding does not, in any way, abrogate the well settled rule that “[n]o appeal lies from a determination made in a criminal proceeding unless specifically provided for by statute” (People v Pagan,
. The Civil Practice Law and Rules, unlike the Criminal Procedure Law, explicitly defines the term “order” as written in nature, mandating that an order determining a motion “shall be in writing” or “shall be reduced to writing or otherwise recorded” (CPLR 2219 [a]). Moreover, a civil appeal as of right is to be taken within 30 days from service of “a copy of the judgment or order appealed from and written notice of its entry” (CPLR 5513 [a]; see also CPLR 2220).
. We find no persuasive authority supporting a series of Appellate Division cases that routinely dismissed, or held in abeyance, appeals taken from
