Lead Opinion
delivered the opinion of the court:
On remand, we are again asked to decide whether the trial of defendant, William Duncan, should have been severed from that of his codefendant, Perry Olinger, because testimony about statements by Olinger was admitted although Olinger himself did not testify and thus was not subject to cross-examination regarding the statements. We hold that severance should have been ordered.
Relying partly on Bruton v. United States (1968),
Upon further consideration, we adhere to our previous views, again reversing and remanding for the reasons that follow. We briefly again set out the facts of the case that underlie our reasoning. They are more fully summarized in our original opinion (
FACTS
Defendant was indicted with Olinger in the circuit court of Whiteside County for crimes of murder, armed robbery, armed violence, and conspiracy (Ill. Rev. Stat. 1981, ch. 38, pars. 9 — 1, 18 — 2, 33A — 2, 8 — 2). A jury found the defendants guilty on all counts. Defendant Duncan was sentenced to life imprisonment on the murder counts and 10 years’ imprisonment for armed robbery. The circuit court vacated his other convictions. (Olinger was sentenced to death, and we affirmed on direct appeal in People v. Olinger (1986),
At the joint trial, Olinger did not testify. Defendant complains that two witnesses’ testimony regarding alleged out-of-court statements by Olinger, though properly inculpatory of Olinger, had the effect of inculpating defendant as well because the jury was likely to consider the testimony improperly against him.
The first attribution of statements to Olinger, and their context, occurred as follows.
A witness, Edward Stalder, testified that two nights before the murders, Olinger had approached him about combining to take over the illegal drug traffic in the local area. According to Stalder, Olinger had proposed that in order to seize control of the traffic, they should steal drugs and money from “Jim Adams and a Bill” and “make sure there wasn’t [sic] any witnesses left.” (One of the subsequent murder victims was James Adams, and it was in Adams’ house that defendant, William Duncan, was found apparently asleep when Adams’ body was discovered.) Stalder also testified that Olinger later repeated his proposal for taking over the drug traffic and that Olinger said that he would obtain the required drug stock from someone who would bring it back from Kansas City.
There was substantial testimony that defendant and Adams had jointly engaged in illegal drug traffic and had purchased drugs from a Kansas City dealer with whom defendant was acquainted. Defendant and two other witnesses also testified that Olinger spent time with defendant in Adams’ house on the night of the murder, both while Adams was on the premises and later while Adams was away to sell some drugs at the residence of Randolph Stralow. Stralow testified that Adams received four telephone calls from defendant while Adams was at Stralow’s house; on the basis of Adams’ alleged report of their contents and reaction to them, the People were later to argue that the calls constituted an attempt to lure Adams home, where he could be killed. Defendant testified that he and Adams had been awake for three days and that, several hours after Adams left for Stralow’s residence, defendant took a sedative to bring on sleep, and the next thing he knew was when Adams’ friend Tina Taber awakened him to tell him that something was wrong with Adams, whose body was lying on his kitchen floor.
It was the People’s trial theory that, after Stalder declined Olinger’s proposal, Olinger made the desired deal with another murder victim, Gordon Stevens, then realized upon talking with defendant at Adams’ house that he could make a better deal with defendant; did so; murdered Stevens (and the woman with whom he lived) to terminate the first deal; and then, with defendant as his accomplice, murdered Adams when Adams returned to his house, where Olinger and defendant were waiting.
The second attribution of a statement to Olinger came when a witness, Patty Doyle, testified that Olinger had told her that Adams had told him that Adams had left all of Adams’ cocaine at the Stralow residence. Since there was testimony that Adams was at the Stralow residence immediately before returning home and being murdered, this tended to show that Olinger, who was placed by testimony at Adams’ residence at least while Adams was away, had remained at the Adams residence and had talked with Adams upon the latter’s return.
Earlier in Stalder’s testimony, the court had instructed the jury not to consider Olinger’s out-of-court statements against defendant. However, the instruction was not repeated when Stalder actually testified as to the Olinger statements about a proposal to take over drug traffic.
When Doyle testified about Olinger’s statement that Adams had said he had left the cocaine at Stralow’s residence, counsel for both defendants objected on hearsay grounds. The court overruled the objection but instructed the jury to consider the statement only in connection with Olinger’s guilt or innocence but not as to defendant.
OPINION
In our previous opinion (
A. Bruton and Richardson
Although it is often reasonable to assume that a jury has followed a trial judge’s limiting instructions regarding evidence admitted for one purpose but not for another, “there are some contexts in which the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored. [Citations.]” (Bruton,
Bruton has now been given new meaning by the decision in Richardson v. Marsh (1987),
Fundamental to the Court majority’s reasoning in Richardson was its view that, whereas Bruton teaches that a jury cannot be assumed to have obeyed its instructions and disregarded a “powerfully incriminating” codefendant’s confession that expressly implicates a defendant, a different situation is presented when the codefendant’s confession does not intrinsically incriminate the defendant. (Richardson,
In order to reconsider our previous opinion in light of Richardson, we initially inquire whether the facts of this case bring it within the terms of Richardson’s newly announced refinement of the Bruton rule. We conclude that they do not.
First, there was no redaction whatever of the statements attributed by Stalder to Olinger and admitted into evidence during the joint trial of Olinger and defendant. Indeed, redaction would have been difficult, since evidence of the statements was found solely in the trial testimony of Stalder, who was not a police officer but an admitted criminal himself, and the statements apparently had never been reduced to writing prior to trial. Under these circumstances, procuring admissibility through attempts at redaction is a chancy enterprise that has been much criticized. (See Bruton,
Second, and more telling, one of the statements attributed to Olinger named one of the murder victims and “Bill” as being the two persons who stood in the way of a takeover by Olinger of the local drug traffic. It was that very victim with whom defendant, bearing the given name William, had jointly engaged in unlawful drug traffic. Another statement attributed to Olinger was that he would procure drugs from someone who would bring them from Kansas City; other testimony showed defendant to be acquainted with a Kansas City drug dealer and to have participated with the victim Adams in bringing drugs back from the dealer.
In view of these facts, at least the first statement differed from what was found acceptable in Richardson, since, particularly in the context of other trial evidence, it not only failed to eliminate “any reference” to defendant’s existence but also could reasonably be construed (and is conceded by the People) to name defendant specifically through its reference to “Bill” as the victim’s associate in drug dealing. (See Richardson,
Even the second statement to which Stalder testified, about obtaining drugs from a Kansas City courier, though arguably incriminating defendant only by inference and thus permissible under Richardson, differed significantly from the evidence found acceptable in Richardson. In Richardson, the codefendant’s redacted statement made no reference whatever to the defendant’s existence and it was she alone whose testimony placed herself in the codefendant’s company, whereas here the codefendant’s statement referred to “someone — I don’t know who it was that was going to Kansas City to bring back cocaine and marijuana,” thus directly affirming the existence of a Kansas City courier who then might be identified with defendant by the force of other testimony.
The People argue that the statement naming the victim and “Bill” does not incriminate defendant even though, as the People acknowledge, it refers to him by name, because it is not a confession but rather an expression of intent by Olinger to victimize defendant and, as such, tends to exculpate rather than incriminate defendant. Without pursuing this point extensively, the People then argue that, in any event, the real issue is whether the limiting jury instructions adequately protected defendant from misuse against him of Olinger’s statement.
Before assessing the adequacy of the instructions to which the People refer, we wish to observe that, as defendant notes in his supplemental reply brief on remand, his situation with respect to the statement about “Bill” falls “someplace between those two end points of the spectrum” represented by a codefendant’s confession explicitly naming a defendant (Bruton) and one that, as redacted, makes no reference at all to a defendant (Richardson). (See People v. Cruz (1988),
Here, though Olinger’s statement bespoke intent rather than accomplishment in relation to certain crimes, that fact is purely academic and his statement was nonetheless a “confession or admission” — the more so since the solicitation that it constituted would itself have been a crime, of which intent was an element (see 111. Rev. Stat. 1981, ch. 38, par. 8 — 1). In its evidentiary context, the statement tended ultimately to incriminate defendant because, as the jury was urged to believe, it tended to show that Olinger was seeking a confederate and found one in defendant after having had a chance to spend some hours with defendant and observe the advantages of combining with him rather than robbing or killing him. Thus, although Olinger’s naked statement ostensibly involved an effort to victimize rather, than conspire with defendant, it is proper for us to examine it in light both of Bruton and Richardson and of our own precedents regarding nontestifying codefendants’ statements.
If such a statement were otherwise admissible under the rule of Richardson, a “proper limiting instruction” would still be required. (Richardson,
Under these circumstances, we do not believe that the trial court’s instructions in the case at bar clearly directed the jury not to consider as part of the case against defendant the testimony by Stalder either about Olinger’s statement naming Jim Adams and “Bill” or about Olinger’s statement regarding a Kansas City drug courier.
The very fact that, given the interwoven nature of the prosecution’s case, it might be quite difficult adequately to impart proper limiting instructions supports our view that the trial court erred in failing to sever defendant’s trial from Olinger’s. The People argue that we should not force upon trial courts a “costly and unworkable” choice of severing trials whenever evidence against one defendant might tend to implicate another, of completely pretrying a case to determine whether such implication would occur, or of reaching such a determination and granting a new trial only after the first trial was largely completed. (Cf. Richardson,
B. Prior Illinois Law
The development of our own State’s law on nontestifying codefendants’ admissions fortifies our decision in this case. Though in our prior opinion (
This line of Illinois cases is traceable at least to People v. Buckminster (1916),
While this court’s opinions in prior cases have analyzed the use of confessions and of admissions rather interchangeably (see, e.g., Rupert,
Unless some other exception to the hearsay rule applied, we have allowed admission of such statements at joint trials only reluctantly, only with proper limiting instructions, and only if the statements are cleansed of all references to a nondeclaring defendant. (See Clark,
Rarely have our decisions on this general subject felt it necessary to cite constitutional law as authority, and when they have done so it is evident from their choice of language that they were referring to the Illinois rather than the Federal Constitution. (E.g. People v. Colegrove (1930),
In any event, and regardless of any degree to which the Illinois Constitution’s right of confrontation may be incongruent with the Federal Constitution’s, we need not find our long-established Illinois rule to be based expressly on the Illinois Constitution in order for the rule to serve in the case at bar as an adequate ground of decision, independent of the Federal constitutional doctrine recognized in Bruton and Richardson. (See Michigan v. Long (1983),
In sum, therefore, upon reconsideration in light of Richardson, this case does not present facts sufficient under Richardson for the admission at a joint trial of the extrajudicial statements to which Stalder testified. In addition, the admission of such statements at a joint trial, absent a total deletion of all references to defendant, violated established Illinois case law that is independent of Bruton-Richardson constitutional doctrine. For these reasons, we adhere to our former disposition of this cause, reverse the judgments of the appellate and circuit courts against defendant, and remand the cause to the circuit court of Whiteside County for a new trial. It is thus unnecessary for us to rule on the People’s motion, which we took with the case, to strike portions of defendant’s supplemental brief on remand that pertain to issues uninvolved in the remand order. We also need not reach the other issues raised by the parties.
Appellate court reversed; circuit court reversed; cause remanded.
Concurrence Opinion
specially concurring:
I concur in the majority’s decision to reverse the defendant’s convictions and remand the cause for a new trial. But I do not join part B of the opinion, which purports to find a basis in State law for the decision in this case. The majority’s efforts to establish an adequate and independent State ground for the decision in this case are unnecessary, and for that reason I write separately.
I agree with the majority that the introduction of the nontestifying codefendant’s statements into evidence at the joint trial had the effect of violating the Federal confrontation right of the defendant, William Duncan. As part A of the majority opinion demonstrates, that result is consistent with the Federal law developed by the Supreme Court in the line of cases beginning with Bruton v. United States (1968),
The majority is certainly correct in finding in the decisions of this court an early precursor of the principle that was recognized in Bruton. Indeed, the Bruton court included an Illinois decision, People v. Barbaro (1946),
Clearly, then, our earlier decision in this case relied on Federal rather than State constitutional law, and that was also the understanding of the Supreme Court, which remanded the case to us for reconsideration in light of its intervening decision in Richardson, a decision under Federal constitutional law. Having in our original opinion and now determined that a new trial is mandated under Federal law, we have no occasion to consider the separate question whether the same result is required independently by State law. I would limit our disposition in this case accordingly.
