Lead Opinion
Opinion
A jury сonvicted defendant Dewey Joe Duff of two counts of first degree murder with robbery and multiple-murder special circumstances, as well as various lesser crimes, for the 1998 killings of Roscoe Riley and Brandon Hagan. (Pen. Code, §§ 187, 189, 190.2, subd. (a)(3), (17).)
I. Factual and Procedural Background
A. Guilt Phase Trial
It is undisputed that on February 23, 1998, Duff shot and killed Riley and Hagan. The principal issue during the guilt phase was why: Whether, as the People argued, Duff acted with premeditation to settle a grudge against Riley, or whether, as Duff argued, he acted in self-defense after Riley and Hagan pointed three guns at him and opened fire.
1. Prosecution Evidence
On the afternoon of February 23, 1998, bartender Diana Flint and customer Filomeno Lujan witnessed shootings in the parking lot outside Taylor’s
That night, police seeking a suspect on an unrelated warrant spotted Duff fleeing on foot near where he lived. Thinking he might be the suspect they were seeking, officers pursued him and eventually, after a brief straggle, arrested him. An officer recognized Duff and, knowing that until recently he had lived across the street with his mother, obtained consent from Duff’s mother to search her house. When .22-caliber bullets were found, Duff was held on charges of being a felon in possession of ammunition. When arrested, Duff had in his possession two of Riley’s rings. A search of the area where Duff was arrested produced a .357-caliber revolver with blood in its chambers and a matching gun holster.
Police received a tip concerning a car with bodies in it parked in a muddy field behind the house of Sheri Sanchez and Walter Payne, friends with whom Duff sometimes lived. Police found the car with Riley’s and Hagan’s bodies inside and had the car towed to a crime laboratory for inspection.
After discovering Riley’s and Hagan’s bodies, police questioned Duff about the shootings. In a taped interview played for the jury, he confessed to killing both men. He explained that he had set up a deal with Riley to trade guns for drags; they were on their way from Sacramento to Rio Linda to secure the drags when Duff asked for a restroom stop. Duff had met Hagan, who was accompanying Riley, only once before. When Duff returned to the car, Riley pointed one gun and Hagan pointed two guns at him, and they demanded his guns and money. Duff said he did not want trouble and was getting out of the car, someone fired a shot, and as Duff was getting out he returned fire with a .38. He then ran to the driver’s side, pushed Riley aside, and drove off. One of the men was still alive, so Duff shot him again as he was driving away. Duff took jewelry, a .357, and other guns from the men.
Forensic examination of the bodies and car revealed that Riley had been shot four times and Hagan twice. Each had been shot with both a .357 and a
Duff’s friend, Cynthia Fernando, who was staying with Duff at the Sanchez/Payne house, testified that Duff had sold Riley a .357 for $100 or its equivalent in methamphetamine and was very angry because Riley had never paid him and had ignored and “disrespected” him. In the month or two preceding the shootings, Duff repeatedly discussed setting up Riley by agreeing to meet him to do a drug deal but then robbing him of drugs and jewelry and killing him. In the days before the murders, Fernando saw Duff with multiple guns, including a .38, and saw him taking shooting practice.
One day when Duff was at another friend’s house, he spoke to Fernando on the phone and asked her to come over. When she arrived, Duff had showered and was trying on clean clothes; his clothes were folded in a box he intended to bury. She saw him wipe blood off a .357. Duff said he had killed two people, including one who was not supposed to be there. He never mentioned that either man had pulled a gun or that he had acted in self-defense. The bodies were in a car in back of the Sanchez/Payne house.
Fernando and Duff soon met up with his friend Ronald Greathouse, and Duff gave Greathouse a few items. Duff gave Fernando the methamphetamine he had taken from the victims. She also saw other items from the car, including jewelry, a cell phone, and numerous guns, including Duff’s .38 and the .357 Duff had sold Riley. Duff kept the .357 and Fernando took the jewelry and other guns, including the .38, with directions that the .38 go to Duff’s half brother. That night, as they were walking toward Duff’s mother’s house with the guns and with items from the robbery in a shopping cart, Duff spotted policе officers and took off without a word. The next day, Fernando gave the .38 and another gun to Duff’s half brother.
Ronald Greathouse testified that, in the weeks before the murders, Duff had asked for help robbing a man named Roscoe and Roscoe’s friend and shooting one of them in the buttocks. Duff was going to set up a deal for drugs and jewelry and then rob Roscoe because he was “lame and easy to
Lloyd Dunham, a friend of Duff’s half brother, testified that Duff was angry with Riley because Duff had set up a guns-for-drugs deal for Riley but had not received anything. Duff had asked Dunham for help in setting up a fake drug buy from Riley with the intent of then robbing Riley of his drugs, money, and jewelry.
Duff’s nephew, Lloyd Duff, told police that the week before the murders Duff said he planned to set someone up, rob them, and “leave no witnesses.”
2. Defense Evidence
Duff did not testify, relying on his taped confession to convey his version of events. The defense called only one witness, Detective Toni Winfield, to impeach Fernando with statements she had made to Detective Winfield before trial, including that Duff had led her to believe the second victim was a woman and that she had not seen him wipe blood off the .357.
B. Penalty Phase Trial
1. Prosecution Evidence
In addition to the circumstances of the crime, the People relied principally on Duff’s history of prior violent criminal acts, including eight felony convictions and other malfeasance not leading to a conviction. (§ 190.3, factors (b), (c).) In the 20 years preceding the murders, Duff had been convicted of false imprisonment, assault on a police officer, assault with a semiautomatic rifle, possessing methamphetamine (twice), theft, vehicle theft, and possessing a dagger.
The false imprisonment victim testified that when she was 16, Duff grabbed her from behind and dragged her toward an alley. She struggled and screamed; when someone heard the screams, Duff released her and she fled.
A woman testified to an uncharged incident in which Duff exposed himself and masturbated toward her while she was sitting in the passenger seat of a car at a drive-in restaurant, grabbed the breasts of two other women walking by, then stuck his erect penis through the driver’s side window at the witness’s female companion.
Another woman testified that Duff, shirtless, entered her home with a loaded sawed-off rifle. She, her husband, and six children escaped the house and called police, who caught Duff. Earlier that same night, Duff had approached three teenagers, cocked the rifle, and pointed it at them.
In a partially uncharged incident, a woman testified that late one night, while she was at a closed gas station going through mail she had stolen, Duff approached her and struck up a conversation. When she started to leave, he hit her on the head from behind. When she tried to run, he grabbed her by the hair, held a knife to her throat, forced her to orally copulate him, and then raped her. When police responded to a call regarding the rape, Duff drove off but crashed; he was found in possession of a bayonet-style dagger. The woman admitted that she had originally lied about some aspects of the incident, including by claiming that Duff had forced her to take methamphetamine and that she was returning from bingo, not out stealing mail. Pursuant to a plea bargain, rape charges were dropped, but Duff pleaded guilty to possession of a dagger.
In another incident, Duff shot at his friend, Ronald Greathouse, grazing his head. The night before the murders, he beat Cynthia Fernando extensively, knocking her to the ground at least four times, kicking her, picking her up to beat her again, and breaking her ribs.
The prosecution concluded with brief victim impact evidence from Marie Correa, the mother of two daughters by Riley, and Makala Tiller, a friend of Hagan’s.
2. Defense Evidence
Duff introduced evidence that he had been raised in a dysfunctional home. Duff’s mother had given birth to six living children and had had six or seven additional miscarriages or stillbirths. She was married at least four and possibly as many as eight times, though never to Duff’s father, whose identity was unknown. Duff fell on his head when he was three and was “slower” thereafter. Duff’s mother was an alcoholic, and there was domestic violence in the home, some of it directed toward Duff, from both his mother and stepfathers. Duff’s mother used her children to help her lure men to her home and then rob them. Duff’s mother and family members were involved in distributing drugs.
Duff was married for 10 years and had three daughters.
C. Procedural History
Duff was charged with two counts of first degree murder with two special circumstances for each count, murder during the commission of robbery, and multiple murder. (§§ 187, 189, 190.2, subd. (a)(3), (17).) He was also charged with robbery (§211), possession by a felon of a handgun and reloadable ammunition (former § 12021, subd. (a) [now § 29800]; former § 12316, subd. (b)(1) [now § 30305, subd. (a)]), firearm-use enhancements (former § 12022.53), and a prior serious felony conviction qualifying as a strike (§§ 245, subd. (b), 667, subds. (a)-(i), 667.5, subd. (b), 1170.12). Before trial, the court dismissed the reloadable ammunition count on the prosecution’s motion.
A jury convicted Duff on both first degree murder counts and found the sрecial circumstances true. It also convicted Duff of all remaining lesser offenses and found the firearm-use enhancements true. Duff admitted the strike. At the penalty phase, the jury returned a verdict of death.
II. Discussion
A. Jury Selection Issues
1. Excusáis Pursuant to Stipulation
In the course of voir dire, the trial court permitted counsel for both sides to prescreen juror questionnaires and arrive at stipulations as to particular jurors they mutually agreed were unsuitable. Under this procedure, Duff and the prosecution stipulated to the exclusion of numerous prospective jurors, including jury pool members C.L., S.K., and D.L., and the trial court accepted these stipulations. Duff now contends the trial court committed error by excusing these three jurors under Witherspoon v. Illinois (1968)
A court may allow counsel to screen juror questionnaires and stipulate to juror dismissals. (People v. Booker (2011)
Duff argues that because the court made no findings, we do not know why each juror was objectionable. Next, he concludes that in the absence of findings, we must assume Witherspoon-Witt concerns underlay each dismissal, and he argues such concerns are not borne out by the jurors’ questionnaires. While it is true that the trial court made no findings, the conclusion does not follow. As the trial court recognized, any number of reasons unrelated to a prospective juror’s views on the death penalty might lead both sides to conclude the juror is unsuitable or otherwise subject to excusal. (See Code Civ. Proc., §§ 204, subd. (b), 225, subd. (b)(1), 228, 229.)
2. Excusal for Cause: Witherspoon-Witt
In the course of voir dire, the trial court granted over Duff’s objection the prosecution’s motion to excuse Prospective Juror S.L. for cause on Witherspoon-Witt grounds. Duff renews his objection on appeal, arguing the
“Under both the state and federal Constitutions, a criminal defendant is guaranteed the right to be tried by an impartial jury. (Cal. Const., art. I, § 16; U.S. Const., 6th & 14th Amends.) A prospective juror may be excused for cause only if his or her views in favor of or against capital punishment ‘would “prevent or substantially impair the performance of his [or her] duties as a juror in accordance with [the court’s] instructions and [the juror’s oath].” ’ (Witt, supra,
On appeal, we consider whether the trial court’s ruling is fairly supported by the record. (People v. McKinzie (2012)
Prospective Juror S.L.’s questionnaire revealed someone profoundly conflicted as to whether she could ever personally vote to impose the death penalty. She checked that she could give honest consideration to both life and death and circled that she was only “Somewhat Opposed” to the death penalty. But she also wrote, “I am Catholic and I do not believe I could send someone to their death” and “I’m just not sure if I could live with myself if I had to send someone to their death.” Numerous other answers elaborated on the internal tension she felt. (E.g., “I feel [the] death penalty is a deterrent, I understand why it is necessary. But I also believe that only God has the right to take away life. It is a conflict in my life that I have not yet been able to
She clarified that the tension she experienced was personal, and not because she felt obligated to follow her church’s or anyone else’s views; although religion was for her “100% of my life” and the death penalty was “against the Catholic beliefs,” she felt “this way because of what I have read about God in the Bible, not because the Church says so.” In that vein, she noted, “My husband is strongly in favor [of the death penalty] but I follow my own path, God holds ¡¡¡g accountable for my acts. I must decide what is correct for myself.”
Presented with a questionnaire that left it ultimately unclear whether the prospective juror would be able to be guided by the court’s instructions as opposed to her personal views, the trial court and counsel appropriately conducted a lengthy voir dire to ascertain the precise nature of the juror’s sentiments. (Cf. People v. Riccardi (2012)
Questioned by defense counsel as to whether she could vote for death if the aggravating circumstances outweighed the mitigating circumstances, S.L. offered, “I think that if it was—like you said it would have to be something that would be so completely—I could—I’m not sure how well I would live with myself after that. [][] But I think that I could. That’s my job and my responsibility to do that.” Asked if she could vote for death even though it was personally unpleasant, she indicated, “I believe so, yes.”
Thereafter, the trial court considered the prosecution’s motion to excuse S.L. for cause and concluded the juror had made clear she was “not open minded” and that while she thought “she might be able” to reach a death verdict, “shе doesn’t know how she could live with that decision” and “articulated that this is not something she should do.” Accordingly, the court found S.L. “substantially impaired” and excused her from the jury.
Prospective Juror S.L.’s questionnaire and responses to voir dire reveal a deep-seated internal conflict as to whether she could set aside her profound devotion to the perceived dictates of her religious faith in order to follow the court’s instructions and render a verdict of life or death based on the evidence before her. She made clear that she certainly desired to follow the law, but in the end could not shake substantial doubts that she would be able to do so. The record also makes apparent that the trial court ultimately excused her not because of her religious affiliation, but because in its judgment, after viewing her responses to its own questions and those of counsel, the prospective juror would be substantially impaired in her ability to follow the court’s instructions and fulfill her duties as a juror. (See Witt, supra,
3. Wheeler-Batson Motion
During jury selection, the prosecution at one point used three consecutive peremptory challenges on African-American prospective jurors. Duff challenged this exercise of peremptories as race based. The trial court ruled Duff had not made out a prima facie case of discrimination but invited the prosecutor to make a record of his reasons, and the prosecutor did so. Thereafter, the trial court denied Duff’s motion. The jury as seated included no African-Americans.
a. Legal Principles
The federal Constitution, state Constitution, and state statutory law all prohibit the use of peremptory challenges to еxclude prospective jurors based on race. (Batson v. Kentucky (1986)
“ ‘There is a rebuttable presumption that a peremptory challenge is being exercised properly, and the burden is on the opposing party to demonstrate impermissible discrimination.’ ” (People v. Dement (2011)
Here, although the trial court found no prima facie case had been made out, it permitted the prosecutor to make a complete record of his reasons as to each of the three challenges. Consequently, as in People v. Cowan, supra,
The prosecutor offered four reasons for excusing Prospective Juror T.T. First, his brother had just been released after six years in prison. Second, T.T. was uncertain as to whether the People should have a higher burden of proof in a murder case. Third, T.T. came across during voir dire as “incredibly timid,” “probably the quietest person that we interviewed. He was very quiet, and I characterized him as being timid,” and he “seemed scared” about the possibility of having to vote on the death penalty. Fourth, the prosecutor observed the prospective juror apparently sleeping in the hallway outside the courtroom with sunglasses on, and was concerned about how he would fit in with other jurors.
The record supports the first three of these reasons that are rooted in T.T.’s questionnaire or voir dire responses. T.T.’s brother had in fact just been released after an apparent six-year prison sentence, and we have routinely recognized a prospective juror’s family’s negative experience with the justice system as a legitimate pоtential reason to want to excuse a juror (e.g., People v. Booker, supra,
c. Prospective Juror L.T.
The prosecutor described Prospective Juror L.T.’s questionnaire answers as jumping out as “unusual.” He believed the juror had been significantly late to court one day, and was bothered that L.T. thought lawyers made too much money, that he was overly eager to be on the jury, that his mannerisms seemed unusual, and that he pressed the bailiff with a wealth of questions, giving rise to concern that he would be a potential annoyance or problem
The prosecutor did not identify particular questionnaire answers he thought unusual. Among those that might have stood out, L.T. disclosed he had been arrested for driving with a suspended license and was not happy about being fined and losing his car. Prosecutors and defense attorneys were necessary “but make way too much money,” a viеw he confirmed on voir dire, adding that as a result “not everyone is given the same access to the resource.” Victim impact evidence was in his mind irrelevant because the “crime wasn’t necessarily against the family.”
On voir dire, asked about the prospect of being a juror, L.T. replied, “To be honest I’m actually kind of looking forward to it. [][] I’ve wanted to be in jury duty for some time now, and I feel that it’s the perfect thing here. The first time around I get a case where I get to really get involved in and understand the legal system a little more. So I welcome the chance.” The record does not confirm whether L.T. frequently questioned court staff, but he did interrupt jury selection to ask how many peremptori.es the parties got just moments before he himself was excused.
The reasons that can be confirmed in the record are plausible nonpretextual grounds for choosing to excuse a juror. (See, e.g., People v. Thompson (2010)
d. Prospective Juror TM.
The prosecutor identified three concerns about Prospective Juror T.M. First, she indicated on her questionnaire that she had seen police brutality. As the
Second, asked whether a person’s background and upbringing can affect his or her adult life, T.M. indicated on her questionnaire, “People generally are products of their environment.” The prosecutor explained that Duff’s penalty phase argument was likely to focus heavily on the contention that Duff “is, in fact, a product of his own environment, that he was—that he was mistreated when he was younger, that he had a bad childhood, and that it’s no wonder that he ended up in the place he is. [f] And I think that kind of an argument, just from my reading of the questionnaire and watching [T.M.], listening to the answers she gave in court, I think she is going to be more susceptible to that kind of an argument.”
Finally, the prosecutor noted that T.M. had failed to show up for the final day of jury selection, the day she was peremptorily challenged and the court heard the Wheeler-Batson motion. The prosecutor could reasonably be concerned that future tardiness or absences might delay trial proceedings. The other two proffered reasons—susceptibility to an argument that Duff’s confession was in part due to police brutality and to an argument that Duff was simply a product of his environment and thus his culpability was mitigated— are likewise wholly plausible and firmly grounded in acceptable trial strategy considerations.
B. Guilt Phase Issues
1. Disposal of the Car in Which the Victims Were Shot
Riley’s and Hagan’s bodies were found in a hatchback car stolen from a third party. Police used a superglue process to test the interior for fingerprints
In October 2001, because his expert was no longer able to examine and test the car, Duff brought a motion for sanctions for the spoliation of evidence. He argued that the state had breached its duty to preserve exculpatory evidence and thus violated his due process rights. (See California v. Trombetta (1984)
“Due process does not impose upon law enforcement ‘an undifferentiated and absolute duty to retain and to preserve all material that might be of conceivable evidentiary significance in a particular prosecution.’ ” (People v. Wallace (2008)
The loss of the hatchback car falls in the latter category. Duff did not demonstrate to the trial court, and does not establish here, that the car had any exculpatory value apparent to the police such that an obligation to preserve evidence would arise. Rather, he contends only that if it had been
Duff’s claim of error fails because he cannot demonstrate the bad faith required under these circumstances by Arizona v. Youngblood, supra,
2. Introduction of Duff’s Statements
Duff moved pretrial to suppress all statements he made to the police while in custody on February 26, 1998, based on alleged violations of Miranda v. Arizona (1966)
As well, “[b]oth the state and federal Constitutions bar the prosecution from introducing a defendant’s involuntary confession into evidence at trial.” (People v. Linton, supra,
In reviewing the trial court’s denial of a suppression motion on Miranda and involuntariness grounds, “ ‘ “we accept the trial court’s resolution of disputed facts and inferences, and its evaluations of credibility, if supported by substantial evidence. We independently determine from the undisputed facts and the facts properly found by the trial court whether the challenged statement was illegally obtained.” ’ ” (People v. Enraca (2012)
As we shall explain, the trial court did not err in admitting any of Duff’s statements.
a. Initial Waiver of Miranda Rights
On February 24, 1998, Duff was arrested on unrelated charges. The next day, police discovered the car with Riley’s and Hagan’s bodies inside not far
At the outset of questioning, Detective Toni Winfield advised Duff of his Miranda rights to silence, to an attorney, and so on. Duff replied that he understood them. Asked whether he still wished to talk with Detective Winfield, Duff initially replied, “I don’t know. Sometimes they say it’s—it’s better if I have a—a lawyer.” The detective continued:
“WINFIELD: You know, sometimes they do. Yeah. Yeah. You know, but sometimes—uh—a lot of times people want to talk and—and want to—uh— clarify, let’s say for instance—um—where they were during that period of time. Because, really, you could provide me—and it’s entirely up to you. It’s—it really is. You can provide me with individuals who could verify where you were that I wouldn’t otherwise get. You know what I mean? And so that’s—um—that’s kind of—uh—you know, the way it—the—the way it works. And in—in most cases, the individuals that I talk to do, in fact, give me—um—other circumstances for me to go and check out. That’s why one person’s interview leads to another person’s, and another’s, and another’s, and we end up, you know, doing a lot of interviews. So that’s why I told you I’ve all—I’ve—I have already spoken with quite a few people. And that’s what, eventually, you know, led us to trying to talk to you.
“DUFF: Yeah.
“WINFIELD: And if at any time—like I say, if at any time you want to stop the interview and say, ‘Hey, I don’t—I don’t—I don’t feel like answering that question,’ then you have that option.
“DUFF: Okay. Okay. I understand.
“WINFIELD: You understand?
“DUFF: Yeah.
“WINFIELD: Okay. So are you willing to talk about the—you know, where you were and that kind of a thing?
“DUFF: Yeah. (Unintelligible.)
“WINFIELD: Okay. I mean, I just want you to feel confident with that. You do feel—you feel confident with that?
“DUFF: Yeah.
*553 “WINFIELD: Okay. All right. So—um—then you keep your rights in mind. And if at some time, you know, you don’t feel like answering another question, then you—you just tell me no. Okay?
“DUFF: Okay.”
Duff does not contend his remark, “Sometimes they say it’s—it’s better if I have a—a lawyer,” was an unambiguous invocation of the right to counsel sufficient to require that all questioning cease. (See, e.g., Smith v. Illinois (1984)
We agree with Duff that because his reference to a lawyer occurred at the beginning of questioning, the rules respecting pre-Miranda waiver invocations of the right to counsel apply. (See People v. Williams, supra,
In the face of an initial equivocal reference to counsel, we have held that an officer is permitted to clarify the suspect’s intentions and desire to waive his or her Miranda rights. (People v. Williams, supra,
Even so, no Miranda violation occurred here. If we assume Duff’s remark was an equivocal invocation of the right to counsel and that Detective Winfield was obligated to clarify Duff’s desire to waive his rights before proceeding with the interrogation, she did so. Before asking any other questions, Detective Winfield reiterated that the decision whether to talk was “entirely up to [Duff]” and he could “at any time . . . stop the interview.” She then asked directly, “So are you willing to talk about the—you know, where you were and that kind of a thing?”; he replied, “Yeah.” She asked again, “. . . I just want you to feel confident with that. You do feel—you feel confident with that?”; he repeated, “Yeah.” She confirmed a third time, “[Y]ou keep your rights in mind. And if at some time, you know, you don’t feel like answering another question, then you—you just tell me no. Okay?”; he assented a third time to speak with her. We agree with the trial court that Detective Winfield was not under a legal obligation to follow any particular script in ascertaining Duff’s desires; she did not badger Duff but instead lawfully “proceeded to talk to him to see whether or not he wanted to talk without having to ask him specifically to clarify his ambiguous statement any more than he did by continuing to talk.” (See People v. Clark (1993)
b. Duty to Readvise of Miranda Rights
After less than an hour of questioning, Duff asked to stop, explaining that his head was “kind of numb” and he was “kind of brain boggled.” Detective Winfield ended her questioning and prepared to leave. As she did, Duff asked if Detective Dick Woods was still around. Detective Winfield indicated Woods was and asked if Duff wanted to talk with him. Duff affirmed that he did.
Winfield left, and after 23 minutes, Detective Woods appeared. Woods and Duff engaged in small talk for a few minutes. After Duff asked for and was
Duff contends everything he said to Detective Woods should have been suppressed because he asked to stop the interview and because he did not receive new Miranda warnings after the break between questioning by Detective Winfield and Detective Woods.
The trial court correctly found no error. The record supports its conclusion that Detective Winfield promptly stopped questioning Duff when he asked for the interview to stop. It also supports the trial court’s conclusion that Detective Woods only arrived to talk with Duff at Duffs request. Under these circumstances, no readvisement was required. “After a valid Miranda waiver, readvisement prior to continued custodial interrogation is unnecessary ‘so long as a proper warning has been given, and “the subsequent interrogation is ‘reasonably contemporaneous’ with the prior knowing and intelligent waiver.” [Citations.]’ [Citation.] The necessity for readvisement depends upon various circumstances, including the amount of time that has elapsed since the first waiver, changes in the identity of the interrogating officer and the location of the interrogation, any reminder of the prior advisement, the defendant’s experience with the criminal justice system, and ‘[other] indicia that the defendant subjectively understood] and waive[d] his rights.’ ” (People v. Williams, supra,
c. Involuntariness
Finally, Duff argues his confession should have been suppressed because it was involuntary. “ ‘A statement is involuntary if it is not the product of “ ‘a rational intellect and free will.’ ” [Citation.] The test for determining whether a confession is voluntary is whether the defendant’s “will was overborne at the time he confessed.” ’ ” (People v. McWhorter, supra, 47 Cal.4th at pp. 346-347.) In assessing whether statements were the product of free will or coercion, we consider the totality of the circumstances,
Duff emphasizes his low intelligence, his past drag use, and pain he was suffering from a scuffle with police when he tried to flee the night of his arrest. As evidence of police coercion, Duff asserts Detective Woods threatened to cause problems for Duff’s friends and family. Duff offers no cites to the record, and with good reason; the transcript and videotape of his interview do not support the assertion. To the contrary, as the trial court found, no threats were made. Our own review of the transcript and videotape of Duff’s interrogation reveals Detectives Winfield and Woods were trying not to get others in trouble and repeatedly steered clear of questions that might incriminate anyone other than Duff. We thus affirm the trial court’s finding that neither Detective Winfield nor Detective Woods ever threatened or sought to coerce Duff. From the record, it appears Duff confessed to shooting Riley and Hagan not because his will was overborne, but because he was capable of making, and made, the rational choice to offer his side of events, in which he shot Riley and Hagan in self-defense, rather than out of a premeditated desire to obtain revenge for past slights. Accordingly, Duff’s confession was not involuntary and was properly admitted.
3. Admission of Victims’Images
At trial, the People sought to introduce several videotapes and photographs of the victims. The videotapes were of the area where the car containing the victims’ bodies was discovered and showed, inter alia, Riley’s and Hagan’s bodies in the state in which they were found. One set of still photographs likewise showed the interior of the car and the bodies in situ; another consisted of autopsy photos showing the location of the victims’ bullet wounds. Duff objected to the jury being permitted to see closeups of the victims’ wounds as unduly prejudicial, but the trial court overruled the objection and concluded the evidence as a whole was far more probative than prejudicial. The autopsy photographs were introduced in conjunction with the expert testimony of Dr. Gregory Reiber, a forensic pathologist; the videotapes were played in conjunction with the testimony of Detective Jeffrey Gardner, the investigating officer who recorded them.
Duff renews his objection here, asserting that the introduction of images of the victims’ wounds was an abuse of discretion and violated his constitutional rights to a fair trial and due process. (U.S. Const., 14th
The videotape and photographs were plainly relevant; indeed, Duff does not offer any argument against their relevance. The critical issuе in the case was whether Duff acted in self-defense, firing at two men who were turned and facing him with guns drawn, or whether he acted without provocation, shooting the victims while they may have been facing away. Officer testimony about the position of the victims’ bodies and forensic testimony about the location of bullet wounds could help the jury reach a decision, but images of the victims necessarily provided cmcial corroboration as to their positions and injuries and would have made it much easier to visualize which version of events fit. In these circumstances, a picture could be worth a thousand words; the images were not simply cumulative of other testimony. (See People v. McKinzie, supra,
Nor were the images more prejudicial than probative. While they carried substantial probative value—showing, for example, that both Riley and Hagan were shot from behind—they depicted minimal blood and were no more gruesome than one would expect of any pictures of gunshot victims. (See People v. Moon (2005)
Before trial, the People moved to exclude reference to and photographs of Roscoe Riley’s tattoos, in particular a tattoo on his right arm of a hand pointing a revolver. The trial court granted the motion. Duff сontends exclusion of a photograph of Riley’s gun tattoo violated his statutory and constitutional rights to admission of relevant evidence. (U.S. Const., 14th Amend.; Cal. Const., art. I, § 7; Evid. Code, § 351.) The trial court did not err.
Evidence must be relevant to be admissible. (Evid. Code, § 350.) Moreover, even if relevant, it may be excluded if the court determines that its prejudicial impact substantially outweighs any probative value. (Id., § 352.) We afford trial courts wide discretion in assessing whether in a given case a particular piece of evidence is relevant and whether it is more prejudicial than probative. (See People v. Homick (2012)
Duff argues the photograph was relevant to show both that Riley was armed (because it indicated an affinity for guns) and that Duff believed Riley to be armed and dangerous and thus had acted in self-defense. As to the tattoo tending to prove Riley carried a real gun on the day he was shot, the trial court correctly recognized it would be cumulative of considerable other testimony showing Riley was armed with a .357—a point, moreover, that the People freely conceded. As to the tattoo bearing on Duff’s justifications for his actions, any such relevance would depend entirely on proving as a foundational matter that Duff knew Riley had such a tattoo, a point Duff acknowledges. The trial court invited Duff to introduce evidence that he knew of the tattoo. Duff did not. In the absence of such a foundation, it was not error to conclude the photograph of the tattoo was cumulative or simply irrelevant.
Nor was exclusion of the photograph a violation of Duff’s equal protection rights simply because the trial court simultaneously admitted numerous photographs of the decedents’ gunshot wounds. Gunshot wound photographs, in combination with expert forensic testimony, suppоrted the People’s theory as to how Duff shot Riley and Hagan. The photograph of Riley’s tattoo had no comparable relevance.
At two different junctures during trial, jurors called in sick. Each time, the trial court consulted with counsel and, over defense objection, elected to replace the juror with an alternate. Duff contends these changes in the composition of the jury were an abuse of discretion and violated both his statutory rights and his federal and state constitutional rights to trial by an impartial jury. (U.S. Const., 6th & 14th Amends.; Cal. Const., art. I, § 16; § 1089.) We disagree.
On October 30, 2001, during presentation of guilt phase evidence, Juror No. 6 called in sick with the stomach flu and indicated she would likely be out for at least the next two days. Duff argued for a two-day continuance but volunteered that if the juror was then still sick, she would likely have to be replaced. The People opposed any continuance because the cross-examination of Cynthia Fernando, their most important witness, was scheduled to begin. Though Femando was present and ready to testify, she had proved difficult to get to court; she had already failed to appear on two other occasions in the immediately preceding few days. If Femando failed to show again after a continuance, the People feared either a motion to strike the direct testimony Fernando had already given
On November 28, the first day of the penalty phase, Juror No. 3 called in sick. On November 24, while court was out of session over Thanksgiving, the juror was taken ill and went to the emergency room because of bouts of vomiting. By the fifth day of her illness, she was still sufficiently unwell to appear. Defense counsel expressed reservations about substituting an alternate who had not participated in guilt phase deliberations and asked the court to continue the matter for one day before replacing the juror. Relying on its evaluation of the juror’s voice on the voice mail she left, the juror’s subsequent conversation with the court clerk, and concerns the juror had expressed about her health during voir dire,
Duff emphasizes that in reviewing a decision to excuse a juror, we do not ask only whether substantial evidence supports the decision—i.e., whether there is evidence from which a reasonable trial court could have concluded dismissal was warranted—but further whether it appears as a “demonstrable reality” that the trial court actually did rely on such evidence as the basis for its decision. (People v. Barnwell (2007)
This argumеnt mistakes the effect of the “less deferential review” (People v. Barnwell, supra,
Here, it is undisputed each excused juror was ill and that the illnesses occasioned their dismissals. By statute, illness is cause to dismiss a juror. (§ 1089; People v. Roberts (1992)
With respect to Juror No. 6, the trial court shared the People’s concern about witness Fernando’s unreliability and the consequent risks a continuance would pose; additionally, it was concerned that a two-day continuance would result in a lengthy gap between presentation of evidence and closing arguments on one or both sides, a gap that might impair either party’s presentations or impact juror deliberations. With respect to Juror No. 3, the trial court was presented with a juror who had already been ill for five days and was not guaranteed to be well on the sixth day. Neither decision to substitute an alternate was an abusе of discretion.
6. Refusal to Instruct on Lesser Included Offenses
At the close of the guilt phase, Duff sought instructions on second degree murder and voluntary manslaughter under theories of imperfect self-defense and heat of passion. The trial court denied the request and confined its instructions to first degree murder and justifiable homicide in perfect self-defense. In this court, Duff argues the refusal to instmct on voluntary manslaughter as a lesser included offense of first degree murder violated his federal constitutional rights by foisting on the jury an all-or-nothing choice between capital murder and acquittal. (U.S. Const., 8th & 14th Amends.; see Beck v. Alabama (1980)
A trial court must instmct on all lesser included offenses supported by substantial evidence. (People v. Booker, supra,
Imperfect self-defense, which reduces murder to voluntary manslaughter, arises when a defendant acts in the actual but unreasonable belief that he is in imminent danger of death or great bodily injury. (People v. Booker, supra,
The difficulty for Duff is that, as the People argued below and reiterate here, there simply was no such evidence. Duff points to the confession that was played for the jury, in which he described Riley and Hagan pulling multiрle guns on him and then opening fire, and argues the jury could have credited that version of events. Indeed it could have. But the problem, at least for finding an obligation to instruct on voluntary manslaughter, is that if believed, Duff’s version could lead only to a finding of justifiable homicide and a total acquittal on the murder charges. The use of lethal force in response to being shot at repeatedly is perfect self-defense and no crime. (§ 197; People v. Randle (2005)
Accordingly, it was not state law error to refuse an instruction on voluntary manslaughter. Nor was it federal constitutional error. As Duff concedes, the constitutional requirement that capital juries be instructed on lesser included offenses extends only to those lesser included offenses supported by substantial evidence. (See Schad v. Arizona (1991)
7. Cumulative Guilt Phase Error
Duff contends that if we do not conclude that any individual guilt phase error mandates guilt phase reversal, the cumulative effect of the guilt phase errors nevertheless rendered his trial unreliable. We disagree. We have identified no errors. In the absence of error, there is nothing to cumulate.
1. Use of Prior Crimes
The People’s penalty phase case consisted principally of evidence of Duff’s extensive history of prior violent criminal acts. (§ 190.3, factor (b).) Duff objected on Evidence Code section 352 and unspecified state and federal constitutional grounds but conceded that settled law permitted the People to prove these acts. The trial court deemed Duff’s objection a continuing one and ovеr his objection permitted extensive evidence of past bad acts.
On appeal, relying on a panoply of out-of-state decisions, Duff asks that we reconsider whether the Legislature’s decision to permit penalty phase consideration of unrelated, and occasionally unadjudicated, violent acts renders death penalty decisions unreliable in violation of the Eighth and Fourteenth Amendments of the federal Constitution. We have repeatedly reaffirmed the constitutionality of section 190.3, factor (b), and Duff offers no persuasive reason to overrule these decisions. (See, e.g., People v. Tally, supra,
In the alternative, Duff argues that even if section 190.3, factor (b) is not per se unconstitutional, to permit the jury to consider together a series of unrelated incidents from a 20-year time period that in some instances resulted in neither charges nor convictions was unconstitutional. The objection that the incidents involved neither charges nor convictions is a rephrasing of the objection to the Legislature’s decision to permit consideration of unadjudicated conduct under factor (b) and fails in light of our long-standing reaffirmation of the constitutionality of that factor. As for the objection that the incidents were unrelated and covered a long timeframe, “[t]he purpose of section 190.3, factor (b) ‘is to enable the jury to make an individualized assessment of the character and history of a defendant to determine the nature of the punishment to be imposed.’ ” (People v. Tully, supra,
Finally, Duff argues that admission of his extensive prior misconduct was enormously prejudicial and thus unfairly skewed the jury’s deliberations.
2. Exclusion of Rebuttal Victim Impact Evidence
Before the start of the penalty phase, Duff moved to be permitted to introduce rebuttal evidence of the decedents’ character in the event the People presented positive victim impact evidence. The trial court agreed that to the extent testimony opened the door to rebuttal, Duff should be permitted to introduce evidence to controvert the picture the prosecution presented of Hagan and Riley and the impact their deaths had on others. For example, testimony that Riley’s children were saddened by his death would, in the court’s eyes, open the door to testimony that the children had witnessed and/or been the victims of domestic violence at Riley’s hand.
In light of the court’s comments, and to avoid extensive rebuttal, the People confined their victim impact evidence to testimony that (1) Riley was survived by grandparents, his mother, a sister, and two children; (2) it had been difficult for his children’s mother, Marie Correa, to tell them of his death; (3) Hagan was likewise survived by family; and (4) Hagan’s best friend had fainted when she learned of his death and had kept some of his ashes and devoted a shelf in her bedroom to mementos of him. The People also introduced without comment a photo of Correa with her and Riley’s two daughters. Given an offer of proof as to this abbreviated presentation, the trial court precluded Duff from presenting evidence of Riley’s and Hagan’s criminal backgrounds and child support delinquency histories, Riley’s domestic violence toward Correa, and a statement by Correa reflecting her relief that Riley was dead. Duff contends this exclusion violated his right to rebut favorable victim impact testimony.
In the course of concluding that victim impact evidence is constitutionally admissible at the penalty phase of a capital trial, the United States Supreme Court has recognized that a defendant necessarily will have the opportunity to cross-examine prosecution witnesses and submit contrary relevant evidence. (Payne v. Tennessee (1991)
The admissibility of evidence as rebuttal depends on the nature of the case-in-chief evidence a defendant seeks to rebut. In People v. Boyette (2002)
The same is true here. The prosecution called only two impact witnesses, Marie Correa, the mother of Riley’s daughters, and Makala Tiller, a friend of Hagan’s. In light of the trial court’s rulings, the prosecutor omitted any questions that might have shed light on Riley’s and Hagan’s character, questions the trial court made clear would have permitted the defense to elicit testimony about their criminal conduct, Riley’s domestic abuse of Correa, and the mixed emotions Correa felt at the death of her abuser. Given the very limited scope of the actual direct examination, it was not an abuse of discretion for the trial court to foreclose the defense from cross-examining Correa or Tiller about domestic violence, child support, or criminal conduct. There was no misleading favorable testimony of Riley’s and Hagan’s roles as family men to discredit, nor was there testimony about survivors’ reactions that painted for the jury a misleadingly incomplete picture. (See Evid. Code, §§ 761, 773, subd. (a) [scope of cross-examination
Duff relies heavily on People v. Rogers, supra,
3. Prosecutorial Misconduct: Penalty Phase Closing Argument
During penalty phase closing argument, the prosecution sought to defuse defense expert testimony that Duff had a diminished IQ by illustrating the sorts of books he read. Defense mental health expert Dr. Albert Globus had testified on direct examination that Duff read novels and the Bible; on cross-examination, the prosecutor elicited the names of particular authors Duff read, including Stephen King, John Grisham, Dean Koontz, and L. Ron Hubbard. During closing, the prosecutor displayed to the jury five novels and told the jury, “All these books, not necessarily these particular books, but are books that apparently the defendant likes to read. Doctor Globus told us that although [Duff] has this incredibly low IQ, he actually enjoys reading novels. He reads these. [1] He reads—some of his favorite authors are, I don’t know, Grisham, Dean Koontz, and Stephen King, and I think he mentioned L. Ron Hubbard also. Books he reads, books he can digest, books he has the mental capacity to understand. [][] Probаbly some or all of you have read some of these authors, and what does that tell us[?] Really when you come down to it, what does it say about his IQ[?] So his IQ is 87, upper end of low normal. You make whatever you want out of his IQ.”
During a break between the prosecutor’s and defendant’s closing arguments, Duff’s counsel was for the first time able to see what books the prosecutor had shown the jury: Dean Koontz’s Mr. Murder (1993) and The Bad Place (1990), John Grisham’s The Runaway Jury (1996) and The Client (1993), and Stephen King’s The Tommylcnockers (1987). Counsel moved for a mistrial, arguing that the titles prejudiced Duff and could impermissibly sway the jury. The prosecutor argued that he had cautioned these were not necessarily books Duff himself had read, and offered that the court could admonish the jury again that there should be no suggestion Duff had ever read the particular books the prosecutor showed them. The trial court took the matter under advisement, simultaneously asking defense counsel to mull over the prosecution’s suggested admonishment.
Following the death verdict, Duff moved for a new trial based, inter alia, on the display of the five novels to the jury. The trial court denied the motion, explaining that Duff had waived the issue by electing to respond rather than have the jury admonished and, in any event, “the remedy that was employed was far more effective than whatever curative instruction I would have given, and that was essentially to embarrass [the prosecutor] in front of the jury by having to admit that all of those books were his.”
On appeal, Duff contends that the prosecutor’s misconduct deprived him of a fair trial and a reliable penalty determination. (U.S. Const., 8th & 14th Amends.) The claim is forfeited. Although Duff timely objected, he thereafter elected to forego a curative instruction in favor of highlighting the prosecutor’s argument and using it to argue that the case for death rested on a series of gimmicks. To preserve a claim of prosecutorial misconduct, a defendant must seek a jury admonition or show one would have been futile. (E.g., People v. Blacksher, supra,
The prosecutor’s choice of books to show the jury was ill-considered. To make the point that Duff was not especially low functioning by illustrating the sorts of “books that apparently the defendant likes to read,” the prosecutor surely could have found novels with titles less inflammatory and potentially prejudicial than Mr. Murder. But the prosecutor simultaneously cautioned that these particular books were not necessarily ones Duff had read, and defense counsel reiterated that the chosen novels were from the prosecutor’s personal collection, not Duff’s. The prosecutor’s remarks are neither reprehensible nor alone a due process violation and, considering everything that was said during closing argument, there is no reasonable likelihood the jury was deceived into believing Duff in fact read any of the proffered books.
4. Cumulative Prejudice from Errors
Duff contends that even if we do not conclude any individual error mandates reversal, the cumulative effect of the penalty phase errors requires reversal of the penalty verdict. We disagree. We have identified no errors; there is, accordingly, nothing to cumulate.
5. Constitutionality of California’s Death Penalty
Finally, Duff raises a series of challenges to the constitutionality of California’s death penalty. We have rejected each before. As Duff offers no compelling arguments in favor of reconsidering any of these rulings, we do so again.
California’s special circumstances (see § 190.2) adequately narrow the class of murderers eligible for the death penalty. (People v. Williams (2013)
Section 190.3, factor (a), which permits the jury to consider the circumstances of the crime in deciding whether to impose the death penalty, does not license the arbitrary and capricious imposition of the death penalty. (Tuilaepa v. California (1994)
Nothing in the state or federal Constitution requires that the penalty jury (1) issue written findings, (2) unanimously agree on any particular aggravating circumstances, (3) find true beyond a reasonable doubt any particular aggravating circumstances, or (4) find that aggravating factors outweigh mitigating factors beyond a reasonable doubt. (E.g., People v. Homick, supra, 55 Cal.4th at pp. 902-903; People v. Valdez, supra, 55 Cal.4th at pp. 179-180; People v. Gamache, supra, 48 Cal.4th at pp. 406-407; People v. Loker (2008)
Neither the state nor the federal Constitution requires intercase proportionality review, also known as comparative proportionality review. (E.g., People v. Homick, supra,
Consideration by the jury of unadjudicated criminal conduct at the penalty phase does not violate the state or federal Constitution. (E.g., People v. Tully, supra,
The equal protection clause does not require California to include in its capital sentencing scheme every procedural protection provided noncapital defendants. (People v. Valdez, supra,
Duff’s “argument that the use of capital punishment ‘as regular punishment for substantial numbers of crimes’ violates international norms of human
Finally, Duff’s sentence is not so disproportionate to his conduct, the double murders of a virtual stranger and a second man over a possible $100 debt, as to shock the conscience, offend fundamental notions of human dignity, and violate the Eighth and Fourteenth Amendments. (See People v. Rountree, supra, 56 Cal.4th at pp. 860-862; People v. Loker, supra,
We thus adhere to our conclusion that, whether considered individually or collectively, the aspects of California’s death penalty Duff challenges do not render it unconstitutional.
HI. Disposition
The trial court’s judgment is affirmed in its entirety.
Baxter, J., Chin, J., Corrigan, J., Liu, J., and McConnell, J.,
Notes
All further unlabeled statutory references are to the Penal Code.
Duff later confirmed the .357 was a gun he had taken from Riley.
Another witness also saw a man matching Duff’s description taking target practice in the backyard of the Sanchez/Payne house the day before the shootings.
Under Witherspoon, supra,
Indeed, when Prospective Juror D.L. was excused by stipulation at the same time as two other jurors, the trial court noted that different unspecified reasons lay behind the excusal of each juror.
Duff is Caucasian. Hagan was also Caucasian. Riley was African-American.
The question, coming at the very tail of the selection process, was apparently posed with some impatience, because the trial court rejoined, “Mr. [T.j, there is an end.”
We note as well that on the morning of the final day of jury selection, when T.M. failed to appear, the trial court offered the parties a choice between recessing for the day, pressing on with a placeholder in T.M.’s seat to indicate her continuing provisional inclusion on the jury, or summary dismissal of T.M. Had the prosecution been looking for any pretextual excuse to dismiss T.M., it could have availed itself of the opportunity to lobby for her summary dismissal at that point. The prosecution did not, electing instead to carry on with a placeholder, until it ultimately exercised one of its peremptories to excuse T.M.
For the first time in his reply brief, Duff argues that the failure to conduct further tests on the car in the six months or more it sat in a junk lot was ineffective assistance of counsel. It is rarely appropriate to resolve an ineffective assistance claim on direct appeal (People v. Mendoza Tello (1997)
People v. Williams, supra,
Duff’s constitutional argument was preserved by his trial objection on state statutory grounds. (People v. Partida (2005)
The trial court did not specify whether it was provisionally excluding the photograph on grounds of irrelevance or prejudice. To the extent its ruling rested in part on a conclusion the photograph’s prejudicial impact outweighed any slender relevance it might have, because of negative associations jurors might have concerning people with tattoos, that conclusion would not have been an abuse of discretion.
That testimony included Duff’s statements to Femando that he was angry with Riley, that he planned to set him up, rob him, and kill him, and that he had in fact killed Riley and his friend, as well as her testimony that in the immediate aftermath of the shootings Duff never mentioned self-defense. (See ante, p. 536.)
Before trial, the juror asked to be excused for cause on health grounds, but the trial court at that point declined to excuse her.
While Duff takes issue with the extent of the trial court’s investigation, the Legislature has left the procedure for determining whether grounds for dismissal exist in the trial court’s hands. (People v. Bonilla, supra,
The fifth novel, The Client, had only author John Grisham’s name on the spine. Because the jury had not been exposed to the title, counsel at the court’s direction did not disclose it.
Presiding Justice of the Court of Appeal, Fourth Appellate District, Division One, assigned by the Acting Chief Justice pursuant to article VI, section 6 of the California Constitution.
Concurrence Opinion
Concurring.—I concur in the majority opinion, except for its analysis concerning the exclusion of defendant’s rebuttal victim impact evidence. (Maj. opn., ante, at pp. 564-566.) On that issue, I agree with the majority that the trial court did not err in excluding the evidence defendant offered to rebut the prosecution’s victim impact evidence, a conclusion that is consistent with the views I expressed in my concurring and dissenting opinion in People v. Harris (2005)
Appellant’s petition for a rehearing was denied April 16, 2014. Cantil-Sakauye, C. J., did not participate therein.
