*1 important point out that General I am say authorized to Assembly ERICKSON, J., was not without viable alterna- joins me in this which, view, my sufficiently tives would dissent.
distinguish type life-endangering proscribed by
conduct section 18-3-
102(l)(d) degree. murder in the second from legislature could example,
For have 18-3-102(l)(d)
amended section to state person
that a commits the crime of murder intentionally degree
in the first if he en- very
gages in conduct which its nature grave creates a risk of death to another Colorado, The PEOPLE of the State of engages in person persons, such Plaintiff-Appellee, manifesting under circumstances conduct disregard reckless of the risk that the con- result in the death of one or duct will more DRAKE, Richard Owen thereby persons, and causes the death of Defendant-Appellant. person. culpability another element of No. 84SA34. “intentionally” statutory context require objective would a conscious Colorado, Supreme Court of death, objec- cause rather a but conscious En Banc. engage very tive to in conduct which its death, grave nature creates a risk of Jan. 1988. conceptually distinguishable thus would be Rehearing Denied Feb. 1988. degree murder, requires from second which prac- an awareness that one’s actions are
tically certain to result in another’s death. Colo, Mingo, See 584 P.2d at admittedly
633. While this distinction be- acting intentionally respect
tween with acting knowingly respect
conduct and subtle,
to result is somewhat it is a distinc-
tion that is fundamental to the Colorado 18-1-501,
Criminal Code. 8B C.R.S. See §
(1986). Moreover, a further basis for dis-
tinguishing this form of homicide from degree
murder in the second added life-endangering
element that the conduct performed
must be under circumstances
manifesting disregard a reckless of the risk
that the offender’s conduct result in will persons.
the death of one or more
Because the 1981 amendment to section
18-3-102(l)(d) provide any fails to intelli-
gent permitting standard for dis- rational
tinction between extreme indifference mur- degree,
der and murder in I the second judgment
would affirm the of the district
court in both of these cases and hold that present definition of extreme indiffer- equal protection
ence murder violates
the laws under the Colorado Constitution. Const, II, Colo. art. § *4 Woodard, Gen.,
Duane Atty. Charles B. Howe, Deputy Atty. Gen., Richard H. For- man, Gen., Sol. Robert Petrusak, M. Clement Engle, P. Attys. Gen., Asst. Den- ver, for plaintiff-appellee. Griff, Harmon, Harmon & Maurice J. Junction, Grand for defendant-appellant. Nugent, Massaro, Massaro & Nicholas R. Junction, Haddon, Morgan Grand & Foreman, P.C., Mueller, Norman R. Den- ver, for amici curiae American Civil Liber- ties Union and Colorado Criminal Defense Bar.
KIRSHBAUM, Justice. Drake, defendant, Richard Owen guilty by found of murder in the degree, first in violation of section 18-8- 8B C.R.S. in connection with wife, Regina the death of his Drake. After proceedings, further the trial court im- posed pursuant a sentence of death to sec- 16-11-103, (1978 8A tion C.R.S. & 1983 mid-December the defendant Supp.). appealed The defendant has telephoned James, his his brother a resident of pursuant Shreveport, Louisiana, conviction to section 16-11- asked James to 4(e), 103(7)(a) asserting Colorado, and C.A.R. that nu- come to and mailed him funds to errors purchase merous were committed the trial an airline trip. ticket for the guilt-innocence phase court both the James arrived in Grand Junction on Decem- sentencing phase Al- of the trial. ber and met with the defendant though agree we that errors were commit- that evening. The defendant asked James trial, phases ted in both we Regina neverthe- to kill in return for anticipated $10,000 jury’s guilty less affirm the verdict. How- proceeds from the life insurance ever, in policy view of the nature and extent of on her life. The defendant offered affecting sentencing phase the errors provide James keys with knife and proceeding, of the trial we apartment reverse the sen- occupied by the defendant imposed by tence the trial court and family. order and his agreed. James imposition of the alternative sentence 16,1982, On December the defendant left imprisonment. life apartment his at about 3:45 a.m. and was job
driven to his at the bakery by a friend. a.m., At 5:20 a Grand Junction Police De- THE I. BASIC FACTS partment operator telephone received a following summary of main events call, by police later investiga- established puts perspective into an overall the numer- Drake, placed by tion to have been James legal presented by appeal. ous issues *5 indicating that a woman had been stabbed pertinent Other facts will be discussed in at the defendant’s residence. The call was addressing the course of those issues. tape public recorded and traced to a tele- wife, Regina The defendant and his phone located near a department local Drake, during had four children their mar- responding store. Police officers to the child, riage. youngest The girl, was Regina’s body, call discovered with numer- named Jennifer. wounds, apartment. ous stab in the Drake July purchased the defendant a.m., police At 6:00 about officers went policy a life insurance in the face amount bakery to the where the defendant was $5,000. Regina was the named insured. employed Regina and informed him that The pay insurer advertised that it would all trial, During had been murdered. Ser- twenty-four life insurance claims within geant James Hall testified that the defend- 18, 1982, hours. On November the defend- immediately ant threw his helmet to the $5,000 policy ant cancelled a life insurance floor, put his face in his hands and uttered that he owned on his life and increased the sobbing sounds when advised of his wife’s coverage covering Regina the policy to death, but shed no tears. The defendant $10,000. agreed accompany the officers to the station, police questioned. he where was During the fall of 1982 the defendant proposed marriage to a co-worker at the morning Later that James Drake tele- bakery employed. where he was He indi- twice, phoned apartment the defendant’s Regina cated that he would divorce if his asking speak ap- to the defendant. At proposal accepted. were proximately 2:00 that afternoon James 24, 1982, station, phoned police
On November Jennifer Drake Drake identified himself, distance, suddenly long calling died. Both the defendant and said he was Regina experienced great difficulty adjust- speak and asked to defendant. daughter. answering recognized to the loss of their officer call professed person defendant at times also to be voice as that of the who earlier had upset Regina’s reported Regina’s suspected he at what characterized as murder and accept inability originated locally. Jennifer’s call The de- death. initially year; denied that James fendant was the end of the and that the defendant Junction, subsequently but informed told he go Grand was should either into business staying James was at a the officers that with James or suffer consequences. local motel. The defendant said he go told James to Regina because, ahead and kill in view of motel, The officers went to the found instability her over daugh- the loss of their and, consent, his searched James his ter, she would not be able to handle his investigation room. That search and later death and he could better care for the near the motel resulted in the area remaining children. He stated that he mask, gloves, tags discovery of a ski sales agreed keys apartment leave the to his department from the store near the tele- in the mailbox front of his home when he phone booth from which earlier morn- left for work on December 16 and that he placed, boarding ing call had airline been gave James a knife. The defendant also passes, knife a Schrade brand with blood stated that at 6:15 a.m. on December 16 he matching sheath. stains it and James telephoned James and asked that hé be police Drake taken to the station and was Regina, killed instead of but that James During was searched. this search blood said it was too late. shirt, pants stains were found on his gloves belt and on the ski mask and taken April requested On the defendant an- from his motel room. other interview with Rentfrow and Stone. advisements, After he given proper was The defendant was arrested later that reduction in the amount of defendant's 17, 1982, day. On December he was for- discussed, bond was but the officials made mally charged with murder in the first promises no concerning that matter. The degree attorney appoint- and a defense defendant said that he wanted to make ed represent February him. On another statement and tell the truth. He plea guilty the defendant tendered a of not agreed that this statement could be record- charge. to the The trial court declined to ed. accept plea, plea and no formal of not
guilty was entered the case. April statement, In his the defendant *6 stated that he called James and said he
On March the re- defendant “needed someone way,” paid out of the the quested meeting County a with the Mesa flight, cost of James’ and met with James Attorney. Investigators District Jack on December 14 in Grand Junction. He Rentfrow and G. Stone of the district attor- told Regina James the victim was to be and ney’s defendant, briefly office met with the agreed $10,000 pay to James from life in- but refused to discuss the case unless the policy proceeds surance if James would kill attorney’s presence. defendant waived his Regina. The defendant said he made this request, On March at the defendant’s arrangement Regina because could meeting second was held with Rentfrow handle and Jennifer’s Stone. The defendant was advised of death and because he wanted rights signed waiving his freedom. The and a form his defendant stated attorney’s that on presence. tape An December 15 he and audio was James final- interview, plan; gave made of ized the almost all of that that he James a knife the signed keys apartment defendant a written and left statement in the mail- day. box; and that he did not ask James to plan. abandon the
In his March 29 statement the defendant arranged trial, said he for his brother James to At which commenced December visit him in Grand Junction about the death objected partic- Jennifer; daughter of his ipation that at the meet- prospective jurors of several on ing the grounds defendant was informed that prejudice. James of bias and Many of had a people, “contract” to kill five objections During includ- were denied. ing defendant, both, Regina, case, portion before defense the defendant
1243
Although the circumstances sur-
expert
jury.
as an
psychologist
a clinical
called
challenges certainly
rounding
these
of the two
two of
neither
establish that
witness to
results,
investigators
supported
was
different
we
would have
made to the
statements
ex-
direct
that there was no clear abuse
During
defendant’s
conclude
truthful.
trial court
trial court discretion.
of the witness
amination
by
prosecutor
objection
an
sustained
proceed
A defendant in a criminal
the basis of
seeking to establish
question
right
a fundamental
to a trial
has
reference to discus-
expert’s opinion by
en
impartial;
are fair and
jurors who
the defend-
expert and
between the
sions
right
protected,
is
the trial court
sure that
that the
court commented
ant. The trial
persons
prejudiced or biased
must exclude
“weird,” and inter-
expert
seemed
witness
Abbott,
jury. E.g., People 690
from the
testimony of the witness
rupted the direct
Gurule,
(Colo.1984); People
P.2d
of the defense attor-
comments critical
1981);
(Colo.
People,
P.2d 99
Nailor v.
The trial court also
ney’s performance.
II. JURY SELECTION juror’s expression prospective A
PROCEEDINGS
presence
or indication
of concern
A.
as to some facet
preconceived belief
some
automatically mandate
does not
of the case
that
the trial
The defendant asserts
E.g.,
person for cause.
exclusion of such
challenges of certain
court’s denial of his
319;
Sandoval,
People
733 P.2d
People
deprived him
v.
jurors for cause
prospective
1375; People v.
621 P.2d
impartial
Taggart,
v.
right
by a fair and
of his
to trial
McCrary,
ance,
1245 require if erroneous that even the fair cross- reversal. He also Court observed requirement petit were extended to section improperly asserts that the trial court juries, the essence of a fair cross-section prejudice failed to recuse itself because of systematic exclusion of a “dis claim is the defendant, against improperly acted group,” as minorities or tinctive such racial advising presence women, entirely unrelated to for reasons jury consequences about group that ability of individuals within testify, defendant’s decision to and commit- juror particu in a perform to the duties of failing ted reversible error in to enter a McCree, 476 U.S. at lar case. Lockhart plea guilty formal of not in the record being at 1765. Par from S.Ct. the case. While we conclude that errors impermissible, prospective ju exclusion of committed, agree were we do not that ei- they that are un solely rors on the basis singly cumulatively require they ther impose able under circumstances guilt. reversal of verdict of legitimate the state’s death serves having single jury a interest that can A. impartially and
consider the facts consci law in the entiously apply the case at both The defendant contends that guilt-innocence sentencing phases sustaining objection trial court erred an McCree, capital of a trial. Lockhart v. 476 by prosecutor portions to certain (citing Gregg U.S. at at 1768 S.Ct. Keown, testimony of Dr. Michael a clinical Georgia, 428 U.S. S.Ct. psychologist expert called as an witness (1976) (joint opinion of Stew L.Ed.2d agree, the defendant. We but conclude JJ.); art, Stevens, Spaziano v. Powell and sufficiently preju that the error was not Florida, 468 U.S. dicial to warrant reversal of the defend (1984)).1 We conclude that the L.Ed.2d ant’s conviction. right trial defendant’s sixth amendment trial, argued At the defendant that his impartial jury was not in a fair and brother, Drake, James at all times acted fringed. Keown, exam- independently. Dr. who had III. THE DETERMINATION defendant, jury ined the informed the
OF GUILT
opinion
March
in his
the defendant’s
29 and
investigators
April 1 statements to
Rent-
argues
The defendant
that several evi-
were
dentiary rulings of the trial court were
frow and Stone
not reliable because
cans,
persons
persons,
argues
young
that exclusion of all
and old
white-
1. The defendant also
laborers,
prospective jurors irrevocably opposed to the
and blue-collar
collar executives
"conviction-prone”
Adopting
jury
concept
in a
results
so on.
McCree’s
McCree,
jury.
likely require
impartiality
In Lockhart v.
would also
challenges,
peremptory
S.Ct.
However, the defendant did not make an
The trial court’s comment was in
proof
offer of
to the
accurate;
trial court to establish
the truthfulness
witness
for the
precisely
record
Dr.
what
Keown
always
potential
issue at trial.
It is
said,
would
permitted
have
had he been
generally
prior
true that the fact of a
felo
testify.
thereof,
In the absence
we cannot
ny conviction is
impeachment
admissible as
accurately
estimate
prejudice
what
the de-
evidence,
prior
but that evidence of a
mis
fendant suffered from the trial court’s er-
13-90-101,
demeanor conviction is not. §
ruling.
roneous
The
was informed of
(1987);
6A
Robles,
C.R.S.
Furthermore,
Dr.
opinion.
Keown’s
the de-
Colo.
B.
Here,
defendant contends that
sug
trial
the defendant did not
court
in sustaining
objection
erred
gest
explore
that he wished to
the circum
court,
2. The
concerning
defendant also testified
his
probative
the discretion of the
if
making
untruthfulness,
reasons for
those statements.
inquired
truthfulness or
(1)
into on cross-examination of the witness
608(b)
3. CRE
states as follows:
concerning his character for truthfulness or
Specific
Specific
untruthfulness,
instances
of conduct.
in-
concerning
the charac-
witness,
stances of the conduct of a
for the
ter for truthfulness or untruthfulness of an-
purpose
attacking
supporting
his credi-
other witness as to which character the wit-
bility, other
pro-
than conviction
being
of crime as
ness
cross-examined has testified.
13-90-101, may
vided in
proved by
giving
testimony,
not be
whether
an ac-
however,
They
witness,
extrinsic
may,
evidence.
by any
oper-
cused or
other
does not
*10
analysis. Although
Truby
Dr.
had
print
con
federal
surrounding Buller’s
stances
defendant,
ex-
the
he had
he wished to
never examined
viction;
only that
he indicated
recordings
defendant’s
tape
convic
fact of the
amined
jury of the
inform the
suggest
April
1 statements. The
March 29
did
tion. The defendant
objected
this
prosecutor
controvert
to the admission of
the conviction would
fact of
the
ground
given by
practice
Bulle r —an
the
that the
testimony
testimony on
any specific
prohibi
analysis
specu-
to the
recognized exception
voiceprint
constituted too
of
other
of a misde
inquiry
permit opinion
of evidence
field of
tion of admission
lative a
impeach
general
thereon,
for
fur-
testimony
meanor conviction
based
and on the
Sasson, 628
People v.
purposes.
testimony
ment
See
would not
ground
ther
People v. Terror
(Colo.App.1980);
response,
P.2d 120
the defendant
jury.
the
assist
476,
D.
Colo.
525 P.2d
The color
argues
The defendant
that'the trial court
slides to
defendant
were
which the
refers
in failing
portions
erred
certain
to excise
opinions con
pathologist’s
relevant to the
tape
statement;
recording
April
cerning
Regina’s
the cause
death.
admitting
into
certain
evidence
color
plain
trial court did
commit
error
slides used
pathologist
per-
who
admitting
into
these slides
evidence in
Regina;
formed the autopsy
and in
fail-
objection
absence
thereto.
ing to
position
impartiality
maintain a
throughout
He asserts
refers to
com-
trial.
these er-
several
rors, singly
cumulatively, require
judge during
ments
trial
rever-
made
which,
sal
his
disagree.
coupled
conviction. We
course of the trial
when
terrupted
the defendant asserts
fre-
what
the defendant’s examination of
quent
insinuating
witnesses,
use of a snide and
man-
including the direct examination
defendant,
ner
psychologist
directed toward the
defense
of a
called
the defendant.
witnesses,
counsel
defense
evidenced
point
When
defense counsel at one
at-
prejudice
animosity against
such
tempted
clarify
for the trial court a
defendant that the trial court should have
complex point regarding the basis of an
voluntarily
pro-
recused itself from these
expert
opinion concerning
witness’
the de-
ceedings. Colorado Rule of Criminal Pro-
disorder,
fendant’s asserted personality
21(b)(2) provides
“[a]ny judge
cedure
attorney,
trial court told the defense
“You
disqual-
who knows of circumstances which
listen
say
you
will
to what he has to
*12
shall,
motion,
ify him in a case
on his own
keep quiet.” Additionally,
will
when the
disqualify himself.”4
prosecutor’s objection
proposed
to the
testi-
mony of
Truby,
analyst,
Dr.
a voice
parties
in a criminal case
sustained,
initially
the trial court indicated
presided
by
are entitled to a trial
over
a
testimony might
that such
be admissible
bias,
judge
any
prejudice
free of
or interest
depending upon the contents of the defend-
any party
directed toward
A
witness.
then,
testimony,
ant’s
after the defend-
but
asserting
part
bias on the
of a
testified, again
ant
prosecu-
sustained the
judge
judge
trial
must establish that the
objection
testimony.
tion’s
to the
against
had a substantial
of mind
bent
him
Botham,
People
or her. See
v.
629 P.2d
possible
It
is
capture
to
(Colo.1981);
Barnes,
Carr v.
reading
from
appreci
a
of the record a full
(1978).
Colo.
580 P.2d
gestures
ation of intonations and
record
clearly;
must establish such bias
significantly shape
well
the effect of com
speculative
mere
statements and conclu
by
during
ments made
the trial court
satisfy
sions are insufficient to
the burden
attorney
When
perceives
trial.
a trial
con
proof.
Barnes,
Carr v.
196 Colo.
bias,
appears
preju
duct that
to evidence
803;
People,
580 P.2d
v.
Walker
Colo.
interest,
dice or
attorney
should of
(1952).
E.
the nature and
right
testify
to a defendant who
The defendant asserts that the trial court
chooses not to testify differs materially
properly
him
failed to advise
conse-
right
from an advisement of the
to remain
quences
any
testify
decision
at trial.
silent to a
testify.
defendant who elects to
specifically
He
claims that the trial court
We noted that defense counsel has a re-
conducting
erred in
the advisement in the
sponsibility to advise the defendant of mat-
jury,
failing
presence of the
to warn the
ters
right
associated with the
to remain
he could be
defendant that
cross-examined
silent, and
convictions,
that on several
concerning prior
occasions be-
failing
tween arrest
inform the defendant that if he elected not
and trial
the defendant
testify
could
apprised
be informed of
right by
this fundamental
law
failing
that election and
to state that
judicial
enforcement and
officials.
*13
testify
not
testify
decision to
to
was a
case, the defendant stated that he had been
ultimately
decision
to be made
the de-
right
advised of his
testify
not to
his
himself.
fendant
attorney. The defendant’s trial counsel
also indicated on the record that he as well
Curtis,
In People v.
tremely difficult to measure extent of failing sponte court erred in to insist sua any prejudice occurring in such circum upon entry guilty plea formal not a again stances. strongly We caution that failing in sponte steps to sua take any such advisement should be conducted mitigate the allegedly improper effect of an outside presence jury. of the question prosecutor asked during the cross-examination of the defendant. always danger
While there is a agree. do not that a We might defendant feel coerced into testifying when the trial court’s advise ment right of the silent is con remain initially When the defendant tendered a presence ducted in jury, nothing of the 8, plea guilty 1983, February of not on in this record indicates such factor rejected plea pending trial court deter- present in this In case. view of the defend mination of several motions the defendant ant’s testify, considering decision to plea again not filed. was tendered weight establishing of the evidence his and, objection, plea no formal without guilt, we find the trial court’s error to be guilty entered in not was ever the case. beyond harmless a reasonable doubt. See 52(a). Crim.P. (1987), 16-7-208, Section 8A C.R.S. plea if any provides
In
no
is entered
challenging
case
the va
lidity
case,
of a
right
pur-
waiver of the
for all
testify,
not to
criminal
“the case shall
plea People
be considered
one which a
poses
Thompson,
198, 200,
v.
Colo.
guilty
Similarly,
(1973).
not
has been
However,
entered.”
511 P.2d
juve
16-7-203,
(1987),provides
8A
section
C.R.S.
proceeding
nile
proceed
is not a criminal
irregularities
arraignment
not
ing,
prior
and a
adjudication of delinquency
affecting
rights of
substantial
a defendant
cannot be
impeachment pur
used for such
objected
and not
to shall not “affect the
poses.
People Apodaca,
See
668 P.2d
validity
any proceeding
in the cause.”
941 (Colo.App.1982),
part,
rev’d on
aff'd
statutes,
recognizing fully
These
while
grounds,
(Colo.1985).
other
defendant, duty the trial court had no to We, comment on jury. this issue to the 2. therefore, reject argument. this During of the defend- cross-examination by prosecutor, in response ant the to a prosecutor’s question any prior about felo- IV. TRIAL SPEEDY ny conviction, the defendant said he had The argues right defendant that his to been convicted of felonies. When two the trial, speedy by as established section 18- asked,
prosecutor are they?”, “What the 1-405, (1986), 48(b), 8B C.R.S. and Crim.P. defendant said one was extortion and Acknowledging was denied in this case. burglary. objection one was for No that he at no the requested time trial court interposed prosecutor’s question. to the speedy to lack of dismiss the case on trial However, defense counsel later informed grounds, argues his he that silence should trial the court that the extortion case had right. of not be deemed a waiver the He juvenile in fact been proceeding; no fur- further contends the failure that prosecutor reference was the ther made plea trial court to enter formal the extortion matter. The defendant during guilty makes the trial calculation of urges now prosecu- reversal because the speedy period the date from which the trial question, apparently on theory tor’s began impossible to run and excuses his the trial some duty court had to take any objection. argu- failure to The assert step once some the issue had been raised. is ment without merit. credibility of a defendant 18-1-405(5), Section 8 C.R.S. subject
who testifies in a criminal case is
trial,
impeachment
by good
during
faith
effect
contained
reference
prosecutor
felony
following pertinent provisions:
prior
convictions.
entitled to a dismissal under sub-
To be
V. SENTENCING PROCEEDINGS
(1)
section,
section
defendant
The defendant contends that
prior
for dismissal
to the
must move
imposed by
death sentence
the trial court
of his
commencement
trial....
Failure must be reversed due to the trial court’s
is a
of the defendant’s
to so move
waiver
failure to
jury
unambiguous
instruct the
rights under this section.
terms that the
respect
verdicts with
language,
This
as well as the almost identi-
presence
mitigating
or absence of
48(b)(5), specifical-
language
cal
of Crim.P.
aggravating
factors would be the sole
ly provides
the failure to move for
determinants
of whether
the defendant
prior
beginning of the trial
dismissal
to the
imprisonment
would be sentenced to life
statutory right.
is
itself a waiver
agree.
to death. We
previously noted
We have
the trial
sentencing
appli-
Pursuant
to the
statute
guilty
court’s failure to enter a formal not
case,
16-11-103,
cable to this
section
8 C.R.
plea
plea
must
treated as if such
had
be
(1978
Supp.),
jury
S.
& 1983
when a
verdict
Certainly the
from
been entered.
date
guilty
1 felony
returned
a class
right
speedy trial
which the defendant’s
case, the trial court must conduct a sen-
began
in this
could
fixed no
to run
case
tencing hearing to determine whether the
February
than
earlier
Whatever
defendant should be sentenced to life im-
might
initiating
date
be selected as
prisonment
provi-
or to death.5 Under this
speedy
period,
trial
the defendant’s failure
sion,
jury
that determined
timely
objection
pro-
assert some
to the
the defend-
guilt
ceeding
speedy
special
based on
ant’s
must
trial considera-
also return
verdicts
right.
concerning
presence
tions constituted a waiver of that
or absence of staf-
fs)
16-11-103,
(1978
evidence,
hearing
jury
5. Section
8 C.R.S.
& 1983
After
all the
verdict,
Supp.), provides:
shall deliberate and render a
or if
jury
judge
finding
no
there is
shall make a
Imposition of sentence in class 1 felonies.
as to the existence or
nonexistence
each of
(1) Upon
guilt
conviction of
(5), (5.1),
set
factors
forth in subsections
felony,
of a class 1
the trial court shall con-
(6)
of this section. The existence of an
separate sentencing hearing
duct a
to deter-
aggravating
proved by
factor shall be
mine whether the defendant should be sen-
prosecution beyond a reasonable doubt.
imprisonment.
tenced to death or life
(4)
sentencing hearing
If the
results in a
hearing
judge
shall be conducted
the trial
finding
verdict or
that none of the factors set
practicable.
before the trial
as soon as
If
(5)
forth
subsection
of this section exist and
a trial
or if
was waived
the defendant
that one or more of the factors set forth in
pleaded guilty,
hearing
shall be conducted
exist,
subsection
of this section do
judge.
before the trial
*15
death,
court shall sentence the defendant
(2)
sentencing hearing any
In the
informa-
finding
unless the verdict or
is that sufficient
any
aggravating
tion relevant
of the
or
mitigating
presented pursu-
factors
been
have
mitigating
factors set forth in subsection
(5.1)
justify
of
ant to subsection
this section to
(5.1),
(6)
presented
may
or
of this section
imprisonment
a sentence of life
rather than
defendant,
by
people
subject
either the
or the
finding
death.
In the event the verdict or
is
governing
to the rules
admission of evidence
mitigating
pur-
on
evidence
based
introduced
trials;
that,
except
proof
at criminal
in the
of
(5.1)
section,
suant to
of
subsection
this
(5)
mitigating factors set forth in subsections
writing
trier of fact shall set forth in
section,
(5.1)
and
of this
the rules of evidence
mitigating factor or factors which were re-
discretion,
court,
apply.
shall not
The
in its
garded
justify
as sufficient to
a sentence of
deny
act to
the admission of evidence
imprisonment
life
rather than
If
death.
repetitive.
people
that is
The
defend-
sentencing hearing results in a verdict or find-
permitted
any
ant shall be
to rebut
evidence
ing
aggravating
that none of the
factors set
hearing
given
received at the
fair
shall be
(6)
forth in subsection
of this section exist or
opportunity
present argument
as to the
mitigating
that one or more of the
factors set
adequacy of the evidence to establish the ex-
(5)
of
section
forth
subsection
this
do exist
any
istence of
of the factors set forth in sub-
pursuant
or that evidence adduced
to subsec-
(5), (5.1),
(6)
section
or
of this section. Noth-
(5.1)
justifies
imposi-
tion
of this
section
ing
(2)
in this subsection
shall be construed to
imprisonment
tion of a sentence of life
rather
any
death,
authorize the introduction of
evidence
court
the de-
than
shall sentence
obtained in violation of the constitution of
imprisonment.
If the
fendant to life
sentenc-
ing hearing
state or the constitution
United
of the
is before a
and the verdict is
unanimous,
discharged,
States.
shall be
institution,
penal
of a
or correctional
and the court shall sentence the defendant to
killing
subsequent
such
occurred
to his con-
imprisonment.
1, 2,
life
felony
viction of a class
or 3
and while
(5)
impose
The court shall not
the sentence
serving
imposed upon
pursu-
a sentence
him
sentencing
thereto;
of death on the defendant
if the
ant
or
hearing
finding
results in a
or
verdict
that at
(c)
intentionally
person
He
killed a
he
officer,
the time of the
fireman,
offense:
peace
knew to be a
or correc-
(a)
age
eighteen;
He was under the
of
or
"peace
tional official. The term
officer” as
(b)
capacity
appreciate wrongfulness
His
only
regularly
used in this section means
of his conduct or to conform his conduct to
appointed police
city,
officer of a
of
marshal
requirements
significantly
town, sheriff, undersheriff,
of law was
im-
deputy
or
sheriff
paired,
impaired
but not so
officer,
to constitute a
county,
patrol
agent
of a
state
or
of
prosecution;
defense to
or
investigation;
the Colorado bureau of
or
(c) He was under unusual and substantial
(d)
intentionally
person
He
killed a
kid-
duress, although not such duress as to consti-
napped
being
hostage by
or
held as a
him or
prosecution;
tute a defense to
him;
or
by anyone associated with
or
(d)
offense,
principal
He was a
in the
(e)
which
party
agreement
He has been a
to an
another,
by
partic-
was committed
but his
person
kill another
in furtherance of which a
minor,
ipation
relatively
although
killed;
not so
person
intentionally
has been
or
prosecu-
minor as to constitute a defense to
(f)
lying
He committed the offense while
tion; or
wait,
ambush,
explosive
from
or
use of an
(e)
reasonably
He could not
have foreseen
incendiary
para-
or
device. As used in this
that his
(f),
conduct
the course of the commis-
graph
explosive
incendiary
or
device
sion of the offense for which he was convict-
means:
cause,
grave
ed would
or would create a
risk
(I) Dynamite
high
and all other forms of
causing,
person.
death to another
explosives;
(5.1)
mitigating
In addition to the
(il)
bomb,
factors
missile,
Any explosive
grenade,
(5)
section,
set forth in subsection
of this
device;
or similar
or
any
trier of fact shall hear
other factors bear-
(III) Any incendiary
grenade,
bomb or
fire
question
mitigation.
on the
bomb,
Such
device, including any
or similar
device
include,
to,
factors
but are not limited
which consists of or includes a breakable con-
following:
including
liquid
tainer
a flammable
or com-
(a) The emotional state of the defendant at
pound,
which,
composed
and a wick
material
committed;
the time the crime was
ignited,
capable
igniting
when
(b)
any significant prior
The absence of
liquid
compound,
such flammable
or
and can
conviction;
acting
be carried or thrown
one individual
(c)
coopera-
alone;
The extent of the defendant’s
or
agen-
tion with law enforcement officers or
felony
(g)
or 3
He committed a class
prosecuting
cies and with the office of the
and,
furtherance of such
in the course of or in
attorney;
district
therefrom,
flight
he intentional-
or immediate
(d)
alcohol;
drugs
The influence of
or
person
ly
one
the death of a
other than
caused
faith,
mistaken,
(e)
good
although
be-
participants; or
lief
the defendant that circumstances exist-
offense,
(h)
he
In the commission
justification
ed which constituted a moral
knowingly
grave risk of death to
created a
conduct;
the defendant’s
person
to the victim of the
another
in addition
(f)
age
of the defendant at the time of
offense; or
crime;
commission of the
(i)
espe-
the offense in an
He committed
(g)
continuing
The defendant is not a
threat
cruel,
heinous,
depraved
cially
manner.
society;
(7)(a)
of death is im-
Whenever a sentence
(h) Any other evidence which in the court's
provi-
upon
person pursuant
posed
to the
opinion
question mitigation.
bears
section,
supreme
shall
sions of this
court
(6)
If no factor set forth in
subsection
sentence, having
propriety of that
review the
present
this section is
ifor
the trier of fact
*16
offense,
regard
the
the char-
to the nature of
regard
any
does not
gating
as sufficient
other miti-
offender,
public
the
acter and record of the
justifying
factor or factors as
sen-
interest,
the sen-
and the manner in which
imprisonment,
tence of life
the court shall
including
sufficiency
imposed,
tence was
sentence the
if
defendant to death
the sentenc-
accuracy
it
of the information on which
and
ing hearing
finding
results in a verdict or
that:
.
procedures
employed to be
was based. The
(a)
previously
The defendant has
been con-
provided by supreme
the review shall be as
state,
any
victed
a court of this or
or
other
rule.
court
States,
of the United
of an
offense
which
imprisonment
(b)
sentence of life
or
was
A sentence of death shall not be im-
imposed under the
of this
or
posed pursuant
supreme
laws
state
could
to this section if the
imposed
have been
of
under
laws
this
court determines that the sentence was im-
state if such offense had
state;
posed
passion
preju-
occurred within
under the influence of
or
arbitrary
or
any
dice or
other
factor or that the
(b) He killed his
victim or
presented
support
intended
anoth-
evidence
does not
the find-
er,
any place
aggravating
at
within or without the confines
ing
statutory
of
circumstances.
utorily
mitigating,
sentence;
defined
additional miti-
that a verdict mitigating
gating
aggravating
regarding
and
factors
mitigating circumstances,
additional
or a
the offender and the circumstances
sur-
verdict of
aggravating circumstances,
no
rounding
If
jury
the offense.
finds
necessarily requires
imposition
of a
presence
mitigating
more
of one or
or addi-
imprisonment;
sentence to life
and that
factors,
mitigating
tional
finds the ab-
under no circumstances does the court
factors,
aggravating
sence of
the trial
have
discretion
pen-
on the matter of
court must sentence the defendant
life
alty.
imprisonment.
jury
If the
finds an absence
Durre,
People
v.
(footnote
Durre,
[I]n
part
jurors regarding
the effect of
stantial not such duress INSTRUCTON NO. as to prosecution; constitute defense to or you You are instructed do not offense, principal He was necessarily have find the existence of another, which was committed but his mitigating aggravating either or circum- minor, participation relatively al- case, you stances in and if so deter- though not so minor as to constitute a mine, sign foreman should ver- or, prosecution; defense to checking any dict form without of the boxes. (5) He have reasonably could fore-
seen that his conduct the course of the instructions, substantially These similar to commission of the offense which he Durre, given in inform those did not cause, was convicted would would cre- respecting aggravat- jury decision grave ate a causing, risk of death to mitigating circumstances necessar- person; another ily whether the im- determined
(6) Additionally, you imprisonment life posed consider the would be death. following: No. 2 the emotional state of the De- Instruction advised While fendant at time the was com- there was evidence of crime consider whether mitted; significant mitigating justify additional factors to absence convictions; prior imprisonment, it failed to extent De- sentence of life its cooperation fendant’s enforce- inform the effect of verdicts. law *18 ( ) Durre, party The has these di- A. Defendant a been instructions Like the that, agreement person to kill the fact to an another to obscure tended rections person has sentencing procedures under in furtherance of which a other unlike killed; Code, or, intentionally been Colorado Criminal authority respon- only jury had ( ) In the B. commission of the of- possible two which of sibility to determine fense, knowingly the Defendant cre- imposed upon the de- would be sentences grave death ated a risk of to another fendant. person in addition to victim offense; or to the jury, submitted
The verdict form Durre, submitted in stated similar ( ) The committed the C. Defendant follows: as heinous, in an cruel especially offense depraved manner. or
We,
having
Jury,
considered all of
evidence,
of
find the existence
one or
IF
OF
ABOVE
YOU CHECK ANY
THE
following mitigating
of
factors:
more
FACTORS, YOU
AGGRAVATING
PROCEED TO
ANY
( )
under the
MUST
CONSIDER
A. The Defendant was
OTHER MITIGATING FACTORS.
age
eighteen;
or
ANY
IN-
MAY CONSIDER
FACT
YOU
)(
capacity
appreciate the
B. His
BUT
LIMITED TO THE
CLUDING
NOT
or to
wrongfulness of his conduct
con-
FOLLOWING, IN DECIDING WHETH-
requirements
conduct
form his
A
LIFE IMPRISON-
ER SENTENCE OF
significantly impaired,
of law
but
was
MENT RATHER THAN DEATH IS
impaired
so
constitute a de-
not
JUSTIFIED:
or,
prosecution;
fense to
We,
Jury, having considered all of
( )
and sub-
C. He was under unusual
evidence,
mitigating
one or
find
more
duress, although not such du-
stantial
im-
justifies
of life
factors
the sentence
pros-
ress as to constitute a defense
prisonment
than
rather
death:
ecution; or
( )
The
the De-
A.
emotional state of
( )
principal
D.
in the of-
He was
the crime was com-
fendant
the time
fense,
by anoth-
which was committed
mitted;
er,
relatively
participation
but his
minor, although
so minor as to
not
( )
significant
B. The absence of
or,
prosecution;
constitute a defense to
Defendant;
prior conviction of the
( )
reasonably
not
have
E. He could
( )
The
of the Defendant's
C.
extent
foreseen
his conduct in the course
cooperation
law
offi-
enforcement
of the offense for
commission
agencies,
cers or
and with the office
cause,
which he was convicted would
attorney;
prosecuting
district
grave
risk of
create
caus-
would
( )
The influence of alcohol or
D.
ing,
person.
to another
drugs;
IF
ANY
THE
YOU CHECK
OF
FORE-
(
faith,
)
good
though
The
mistak-
E.
GOING,
NEED
PROCEED
YOU
NOT
by the Defendant that circum-
en belief
FURTHER,
IF
OF THE
BUT
NONE
constituted
stances existed which
CHECKED, YOU
BOXES ARE
MUST
justification for the Defendant's
moral
TO THE FOLLOWING SET
PROCEED
conduct;
YOU
OF
NEED
CIRCUMSTANCES.
( )
age
The
the Defendant at the
F.
THE
NOT CHECK ANY OF
FOLLOW-
crime;
time of the commission
BOXES,
IF
FIND
ING
BUT YOU
ONE
( )
a continu-
G.
Defendant
THE
OR MORE OF
FOLLOWING CIR-
society;
threat
CUMSTANCES, THE APPROPRIATE
( )
Any
bears
H.
other factor which
BOX
BE CHECKED.
SHOULD
mitigation.
question
on the
We,
Jury, having
considered all of
evidence,
aggravat- here
none of the first set
find one more
found
all three
mitigating
present,
factors
found
ing factors:
*19
see,
id.;
e.g.,
Stephens,
Zant v.
aggravating
present
the
factors
and
of
462 U.S.
of
present
862,
found
the
miti-
890,
2733, 2749,
none
additional
103 S.Ct.
77 L.Ed.2d
Eddings
Oklahoma,
gating
might
justify
v.
factors
sen-
235;
which
104,
455 U.S.
imprisonment.
of life
tence
verdict
869,
1;
Lockett v.
102 S.Ct.
71 L.Ed.2d
form, however,
Ohio,
not advise
jury
did
the
586,
2954,
438 U.S.
98 S.Ct.
57 L.Ed.
its
more
verdicts constituted
than a mere
Gregg v. Geor
2d
(plurality opinion);
973
sentencing
recommendation
in
with discre-
gia, 428 U.S.
153,
2909,
96 S.Ct.
49 L.Ed.2d
accept
in
jury’s
tion
the trial
the
court
Texas,
Jurek v.
(1976);
262,
428 U.S.
area,
conclusion.
In so critical an
in-
the
2950,
(1976)
(joint opin
L.Ed.2d 929
forms
structions
and verdict
must
inform
Stewart, Powell,
Stevens, JJ.);
ion of
and
jury
unambig-
of
role in
the
its ultimate
Carolina,
Woodson North
v.
280,
428 U.S.
uous terms.
96 S.Ct.
944 (plurality
L.Ed.2d
opinion).
sentencing
Because the
authori
reposes
Section 16-11-103
no dis
ty, in
case
jury,
clearly
this
the
was not
and
in
court
respecting
cretion
the trial
the
Durre,
unambiguously
apprised by any instruc
imposition
of
sentence.6
jury
tions
or
verdict
of
forms
its role as
P.2d
at 171. While there is no constitu
the sole
of
arbiter
whether a sentence of
right
sentencing
in
jury
tional
Florida,
proceeding, Spaziano v.
imposed
should be
upon the defend
capital
ant,
inescapable
we find
457-65,
the conclusion
104 S.Ct.
3160-
speculation
doubt or
(1984),
exists as to whether
sentencing
realize that it is reviewable
you
responsibility.
what
have is a shared
as the death
commands.”
This is the law
our state that was
added,
prosecutor
you
decision
then
passed.
“[T]he
This
You are not alone.
case
automatically
render is
reviewable
for
of
would not be here but
the actions
Supreme Court.” The United States Su-
police
and it
not be here but
would
sentence,
preme Court
the death
prosecution
vacated
for the actions of the
and we
holding
reliability
for
in the
asking
your findings
that the need
for
are
during
imposition
you
of a death sentence mandated
told
the voir
fact and
were
dire,
constitutionally
you
directly
do not
administer this.
the conclusion that “it is
goes
job
you
That
to the Court and
are
impermissible
sentence on a
to rest a death
process
anybody
part of the
and don’t let
determination made
a sentencer who
your decency against you
say
that
use
responsibili-
has been led to believe that the
it,
you did
but
did it?
who
ty
determining
appropriateness
death rests
the defendant’s
elsewhere.”
are,
course, susceptible
These comments
472
328-
Mississippi,
Caldwell v.
U.S. at
Thus,
interpretations.
high-
it
of several
30,
105
sal of the sentence to entered statute and his con- trial court. clusion that the statute is constitutional. I
cannot, however, join Justice Vollack’s dis- sent because decision in of our Durre. VI. CONCLUSION reversing necessity view ROVIRA, Justice, concurring part death, not sentence to we should and do dissenting part: arguments that cer- reach the defendant’s portions of section 16-11-103 violate tain I judgment concur in the of the court judgment constitutional standards. The affirming guilty join the verdict of affirmed, judgment of sen- conviction is Justice Vollack’s dissent as to the tence to death is reversed and the case phase. uphold Because I would remanded to the trial court with directions death, separately verdict of I write on the alternatively to enter the authorized sen- question pqp- of whether Colorado’s death imprisonment. tence of life alty statute is constitutional in order to specifically
more address the constitutional arguments made the defendant. ERICKSON, J., specially concurs. VOLLACK, JJ., concur ROVIRA and I. part part. and dissent The defendant contends that the death ERICKSON, Justice, specially process statute violates due *22 concurring: punishment. constitutes cruel and unusual Const, II, 20, Colo. art. He further §§ opinion by I concur with the written Jus- 16-11-103(5), contends that section 8 C.R.S. Kirshbaum, specially tice but concur be- (1978), impermissibly vague ambigu- separate cause of two dissents which ous and thus fails to meet the minimal constitutionality of address the the death requirements certainty of clarity man- guilt phase penalty. The record of the process dated due of He also law. errors, contains numerous none of which argues 16-11-103(4), that section 8 C.R.S. individually collectively constitute re- (1979 Supp.), process violates due of law penalty phase versible error. The death of require prosecution because it does not case, however, require does reversal disprove mitigating circumstances be- during because of errors committed yond a reasonable doubt. phase Accordingly, under the trial. case, uphold facts of this I cannot the sen-
tence of death. A. view, Durre, In my People 690 P.2d v. The modern penalty legisla era of death (Colo.1984), requires
165
reversal of the
adjudication began
tion and
in 1972 when
penalty.
agree
death
I
with the Durre
Supreme Court,
the United States
in Fur
analysis
majority opinion,
set forth in the
238,
Georgia,
man v.
408 U.S.
92 S.Ct.
separately
express my
but write
view 2726,
(1972),
1261
Furman,
legislatures
a
As
result
application
relevant
eighth
states,
Colorado,
amendment;
thirty-five
including
and a penalty must accord
dignity
Congress
and the
en- with the
of man
the United States
which is a basic
concept underlying
eighth
legislation
permit-
acted
reenacted
which
amendment.
penalty
imposed.
ted the death
to be
See
also
Justices
stated
require-
153,
Gregg Georgia,
v.
428 U.S.
179 nn.
eighth
ments of the
amendment must be
23-24,
2909,
23-24,
96 S.Ct.
2928 nn.
49 applied with an awareness of the limited
legisla-
L.Ed.2d 859
The Colorado
courts, and,
role to
played by
Be
statute,
adopted
subsequently ap-
ture
a
[Tjherefore,
assessing
punishment
a
proved by
people,
a vote of the
re-
which
selected
a democratically
leg-
elected
quired
aggravat-
the fact finder to consider
against
islature
the constitutional mea-
mitigating
factors as
basis for
a
sure,
presume
validity_
we
its
And a
arriving
decision as to what
heavy
burden rests
those who would
imposed in first-degree
should be
murder
judgment
attack the
representa-
52,
4,
16-11-103,
case. Ch.
sec.
§
people....
tives
a democrat-
“[I]n
251,
Colo.Sess.Laws
252.1
society legislatures,
courts,
ic
are
respond
constituted to
to the will and
1976,
Gregg
Georgia,
Court
consequently the moral values of
153,
2909,
428 U.S.
S.Ct.
L.Ed.2d 859
people.”
(1976);
Florida,
242,
U.S.
Proffitt
(1976);
S.Ct.
From this collective it is evident statute, do the Court decided Lockett v. the that: sentence of death for the of crime Ohio, 586, 2954, 438 98 57 murder is not per a se violation of the (1978), 973 L.Ed.2d which mandated that eighth and fourteenth amendments to the eighth the and fourteenth amendments of Constitution; contempo- of require assessment the United States Constitution rary concerning penalty precluded values the death is the fact finder must: “not be 132, 3, required 1. Senate Bill 46 it to ment 1 that was be sub- was not abolished. Ch. secs. & 507, qualified mitted to vote a electors at the 1965 Colo.Sess.Laws 508. general ap- November 1974 election for their proposition cases, proval rejection. Gregg The was to be 2. In and the associated the Court following language: couched in the "Shall the upheld discretionary penalty the death statutes penalty imposed upon persons be death Florida, convict- Georgia, of Texas and struck down and mitigating ed of class I where certain felonies mandatory the Loui- laws of North Carolina and present ag- are not circumstances and certain siana. I it correct to assume that the believe gravating present?" circumstances The are vote Stewart, opinion signed by plurality Justices 451,403 286,805 adoption. was to in favor of Powell, represents majority and Stevens 52, 6, 251, Ch. sec. 1974 Colo.Sess.Laws 254. other members of view of Court since four 1966, In On a similar referendum was held. the mandato- upheld have even would Court proposition, punishment capital "Shall ry statutes. 380,709 against abolished?” the vote was and 193,245 Accordingly, capital punish- in favor. 1262 5.1, substantially the same statute considering, mitigating factor, section a
from approved of this state or which the citizens any aspect of a defendant’s character 1974. any of the circumstances of and record proffers as a the defendant
offense that
death.”
for
sentence less than
a
basis
B.
604,
(emphasis
98 S.Ct. at
Lockett at
Despite
strong
the will
evidence of
omitted).
(footnotes
original)
of
of the citizens
this state
have a death
Court, 196 Colo.
People
In
v. District
statute,
argues
penalty
defendant
(1978),
we found
686 P.2d
penalty
death
is
offensive Colorado’s
16-11-103,
statute,
8 C.R.S.
section
contemporary
decency
of
standards
(1976 Supp.), “violates the constitutional
therefore constitutes cruel and unusual
in the Lockett
now set forth
commandment
II,
punishment under art.
of the Colo-
§
does
allow the sentenc-
because it
not
case
Constitution,
that,
provides
rado
which
cases,
entity
these
—to
—in
required,
shall not be
nor
“Excessive bail
relating to the
all
facts
hear
the relevant
imposed,
excessive
nor
un-
fines
cruel and
of-
record of the individual
character and
punishments
usual
inflicted.”4
particu-
circumstances
fender
decency” argument
The
of
“standards
Colo, 405,
34.3
586 P.2d at
case.” 196
lar
premise
based on the
that standards
again
its
legislature
lent
efforts
The
decency
point
to the
have evolved
where
penalty
that would
statute
enact
death
engage
the state should
the act of
scrutiny.
In
constitutional
withstand
killing
being regardless
human
section
was amended
add
the statute
proponents
crime
The
of this
committed.
16-11-103(5.1),
fact
which authorized the
argue
capital punishment
thesis
is so
consider,
in addition to certain
finder
dehumanizing
society
imposes
on
which
factors,
mitigating
“any other
statutory
person upon
death
mitiga-
bearing
question
factors
longer
it
it is
whom is inflicted that
no
16-11-103,
sec.
tion.” Ch.
society.5
§
viable alternative in a civilized
673, 674.
Colo.Sess.Laws
urges
us
follow
un-
death
statute
Supreme
Colorado
lead
the California
Court
sentenced,
Anderson,
People
der which the defendant
6 Cal.3d
493 P.2d
(1978
16-11-103,
Cal.Rptr.
&
the Mas-
section
C.R.S.
was, except
Supreme
of sub-
Court in Dis-
Supp.),
for the addition
sachusetts
Judicial
Court,
(1869) (affirming
expressed no
District
we
Colo. 121
conviction
murder;
punishment imposed
opinion
mandatory);
about
limits
Hill
sentence
death
cf.
II,
of the Colorado Constitution.
People,
(reversing
§
art.
“the
com-
judicial
than with
purposes punishment
do with
standards
ed
and deterrence
to
—
Ramseur, 106
v.
munity standards.” State
in the balance. Peo-
weighed
also to be
are
(1987).
188,
I
Watkins,
A.2d
212
be-
524
ple v.
N.J.
200
murder the first and received an eight-year sentence.8 C. argument pre The defendant’s has been if the defendant contends that even reasons, viously rejected for pur- sound I valid penalty furthered some
death
reject it here.
legitimate purpose
no
more
There can be little doubt
poses it serves
imprisonment.
support
In
no
effectively
requirement
per
than
that there is
that all
legisla-
argument, he
notes that
of this
involved in the
sons
same crime receive the
purposes of its
Brubaker,
articulated four
ture has
People
penalty.
same
provisions:
punish by assur-
sentencing
(no
require
P.2d
Colo.
ing
imposition
relative to
of a sentence
coconspirators
ment that
receive same sen
offense;
fair and
the seriousness
Strickland,
tence);
Antone v.
706 F.2d
eliminating unjusti-
treatment by
consistent
denied,
(11th Cir.),
cert.
sentences; deterrence;
disparity
fied
(1983),
104 S.Ct.
78 L.Ed.2d
18-1-102.5, 8B C.R.S.
and rehabilitation. §
denied,
and stay
cert. denied
execution
Antone v.
Dugger,
sub nom.
see
(1984);
L.Ed.2d
purposes
He
that of these four
claims
(11th
Kemp,
Ross
1265 argument Gregg, through prosecutorial considered charging decisions rejected. opinion plurality only ob- because the offense is not suffi- ciently serious; served that: proof or because the is insufficiently strong. This does not discretionary The existence of these system cause the to any be standardless stages is the not determinative of issues more than the impose decision to stages before us. At each of an these life imprisonment on a defendant whose in justice system actor the criminal crime is insufficiently deemed serious or makes a decision which a remove its acquit decision to someone who is defendant from consideration as a candi- probably guilty but guilt whose is not Furman, for penalty. date the death in beyond established a reasonable doubt. contrast, dealt with the decision im- pose the specific death sentence on a Gregg, 428 at at S.Ct. individual who had been convicted of a (White, J., concurring). capital Nothing offense. in of our reject I argument also the defendant’s suggests cases the that decision to af- another reason. Section 16-11- an mercy ford individual violates 103(7)(b), (1979 Supp.), requires C.R.S. that, only in Constitution. Furman held that a sentence of death shall not be im- order minimize the risk death posed supreme if “the court determines penalty imposed capri- would be on a imposed that the sentence was under the ciously offenders, group selected of passion prejudice influence or any impose guided by decision to it had to be arbitrary other factor....” sentencing standards so that the authori- here, Based on the record I do not be- ty particularized would focus on the cir- prosecutor lieve that the decision of the cumstances of the crime defend- penalty against seek death the defend- ant. arbitrary ant alone reflects act. Such a Gregg at at S.Ct. 2937. See also decision is one which is invested Gregg at 199-200 n. 2937-38. attorney, district and absent evidence of an A concurring opinion also addressed the discriminatory application irrational prosecutorial
issue of as discretion follows: discretion, argument the defendant’s argument prosecutors validity. People Hernandez,
Petitioner’s has no (Colo.1984);People Lewis, behave P.2d 1325 standardless fashion decid- (Colo.1984); Farish, try capital which as P.2d 226 cases felonies Sandoval v. (Colo.1984). unsupported by any is facts. Petitioner P.2d simply prosecutors asserts that since power charge capital
have not to D. they power felonies will exercise that The defendant contends that the death a standardless fashion. This is unten- penalty unconstitutionally is cruel and un- able. Absent contrary, facts it punishment process and violates due usual prosecutors cannot be assumed that will because the state has failed to show that it be charging motivated their decision is the least drastic means available fulfill strength' factors other than the any compelling argu- state His interest. their case and the likelihood that a grounded premise ment is that there impose penalty would if death it con- penalty no “en- evidence that death prosecutors incompe- victs. Unless are joys superior deterrent effect” and the judgments, tent in their the standards public protected by be other can means they which charge decide whether to than execution. capital felony will same those ques- which death will decide deterrent effect of the debated, guilt tions of hotly and sentence. Thus de- has been and statistical at- escape tempts fendants will the death to evaluate worth *27 1266 16-11-103(5), (1979 Supp.), have
penalty deterrent been inconclu- 8 C.R.S. are as a 184-85, at at sive. 96 S.Ct. Gregg, language “impermissi- couched in which is resolving by issue 2930. In raised vague, ambiguous bly unclear and fail by defendant, guided princi- the basic I am requirements to meet the minimal of cer- legislature ple which has the that it is process tainty clarity of due crimes responsibility to define and estab- law....” punishments. Only if appropriate lish the challenged portion The of the statute are overreached constitutional bounds reads: power our find un- should exercise to we punishments. such Id. at impose constitutional The not sen- court shall 174-75, 96 S.Ct. at tence of if death on the defendant hearing in a sentencing results or verdict determination that legislative finding time of that at the the offense: penalty death is warranted under certain presump- circumstances is entitled tion its acts are constitutional and a that (b) capacity appreciate wrongful- His heavy rests on those who would burden ness or to of his conduct conform his 175, Gregg at judgment. attack its requirements of conduct to the law was Jackson, People at 28 2926. See also significantly impaired, but im- not so 149, Cal.Rptr. 168 Cal.3d 618 P.2d paired pros- constitute a as to defense to
(1980) (death
presumed
penalty laws are
ecution; or
constitutional);
Anderson,
In re
69 Cal.2d
(c)
Cal.Rptr.
(1968).
He
was under unusual and
447 P.2d
substan-
duress, although
tial
not such
as
duress
Here,
legislature has
concluded
prosecution;
constitute a defense
or
penalty
purposes
is within the
death
sentencing
which
been established for
have
(d)
offense,
principal
He
in the
was a
under
the Colorado Criminal Code.
another,
which
committed
his
was
but
18-1-102.5,
(1979 Supp.).
8 C.R.S.
§
minor,
participation
relatively
was
al-
Among
purposes
(pun-
are
these
retribution
though not so minor as to constitute a
ishment) and deterrence.
prosecution;
defense
penologi-
constitutes
valid
Retribution
(e)
reasonably
He could not
have fore-
objective
penalty.
cal
for the death
It is
in the
seen that his conduct
course of the
not a
nor
objective
forbidden
one inconsist-
he
commission of the offense
which
ent
respect
dignity
with our
for the
of men.
cause, or
was convicted would
would cre-
Gregg,
at 2930.
428 U.S. at
S.Ct.
causing,
grave
ate a
risk of
death to
permissible purpose
Deterrence is also a
person.
another
penalty
and whether the death
deters mur-
der
question
appropriately
most
vagueness
The critical focus
chal-
weighed
legislature.
and considered
lenge is
“either
whether the law
forbids
legislature
I believe that the
could find that
requires
doing
an act
so
terms
it does
find that
just as it could
it does not.
vague
ordinary intelligence
men of
legislature
Since
is best
equipped
meaning
guess
must
as to its
necessarily
concerning
evaluate “the moral consensus
application.” Connally
and differ
to its
utility
death
and its social
as a
Co.,
v. General Construction
sanction,”
428 U.S. at
Gregg,
E. dermark, (Colo.1985), 699 P.2d Clauses also seek to that the “Due Process defendant contends four of discriminatory five mitigating arbitrary set limit enforce- factors forth in section requirements requiring sufficiently ment of laws clear of law substantially *28 capable impaired,” and which of defined standards are or whether a partic- defendant’s prosecutors, application by police, ipation fair accomplice “relatively judges, juries.” Grayned and See also minor” are questions beyond capacity 104, 2294, Rockford, 408 92 33 S.Ct. of judge a or to determine.
L.Ed.2d response In argument, to this the Court quoted The defendant contends that said: provisions of the do meet statute not these questions While these may and decisions give they standards because fail to him and hard, require they be no more line draw- jury adequate type notice of the of ing than commonly required is of a fact to, subject conduct that will him or exclude juries finder a law suit. example, For from, penalty.
him the death He also com- traditionally have validity evaluated the plains description that the of conduct which insanity of defenses such as or reduced mitigating constitutes circumstances be- of capacity, both which involve the same ambiguous comes more quali- even when considerations as some of the above-men- by requirement fied that such conduct mitigating tioned circumstances. does not need to constitute a to defense 257-58, at S.Ct. 2969. Proffitt prosecution. disagree. I type The of to in conduct referred sub- F. 5(b) (e), through capacity appre- sections to argument The final defendant’s concern- wrongfulness conduct, duress, ciate mi- constitutionality penal- death participation creating grave nor and risk ty is require statute that the failure to death, are set out words that are prosecution disprove the existence of the easily common persons and understood mitigating mitigating and additional English language. familiar with the 16-11-103(5) factors set forth section light words can understood in (5.1), (1978 Supp.), C.R.S. & 1979 duty of the fact finder to consider whether beyond a reasonable doubt violates due the defendant’s conduct comes within their process of law. meaning. 16-11-103(3), (1979 Section 8 C.R.S. The term “as to constitute a defense Supp.), requires prosecution prove that the
prosecution”
sufficiently
is also
clear and
aggravating
the existence of
circumstances
statutory
understandable. This
language,
However,
beyond a reasonable
doubt.
person
enacted for the
of a
benefit
who is
statute
silent as to
what the burden
subject to
potentially
penalty,
death
is,
proof
it,
establishing
who bears
possible
makes it
for the fact finder to find
mitigating
whether or not
factors exist.9
rejected
that a defense
on the merits at the
guilt phase
of the trial
nevertheless
In considering
process
whether the due
sentencing leniency.
warrant
clause
the United States Constitution
requires
Florida,
prosecution
disprove
242,
428 U.S.
Proffitt
2960,
factors,
(1976),
statutory mitigating
existence of
peti-
L.Ed.2d
Supreme
tioner
United States
Court
stat-
argued
statutory mitigating
has
ed
“the
require
factors in the
Constitution does not
Florida
statute were
vague
specific
to adopt
because whether a
State
in-
defendant acted
standards for
structing
ag-
“under the influence of extreme mental
in consideration of
disturbance,”
gravating
mitigating
emotional
whether defend-
circumstanc-
es_”
capacity
ant’s
“to conform his conduct
Stephens,
Zant v.
462 U.S.
expressly
provide
proof
9. This silence was
noted
this court
that "there shall be no burden of
Durre,
(Colo.
proving
disproving
mitigating
P.2d
168 n. 8
as to
1984).
16-11-103,
legislature
Later in
amended
factors." Ch.
sec.
§
l-103(l)(d),
section 16-1
8A C.R.S.
Colo.Sess.Laws
bersome,
quire
prove
the State to
its nonexistence in
More to the
fun
issue,
put
the fact is
damental
each case which
difference between the nature
judgment,
guilt/innocence
if in its
this would be too cum-
of the
determination at
Lucas,
(5th Cir.1982)
(due
Gray
process
require
prosecution
F.2d
v.
677
1086
does not
(scheme requiring jurors to find the existence of
disprove beyond a reasonable doubt the exist
beyond
aggravating circumstances
a reasonable
mitigate
degree
ence of factors which
doubt,
weigh
against
and then
those factors
mit
denied,
907,
punishment), cert.
448 U.S.
100
factors,
valid),
facially
igating
upheld as
cert.
3050,
(1980);
S.Ct.
L.Ed.2d
65
1137
State v.
910,
1886,
denied, 461 U.S.
103 S.Ct.
76 L.Ed.2d
Downs,
1140,
51 Ohio St.2d
N.E.2d
364
Watson,
441,
(1983); State v.
Ariz.
815
120
586
(1977) (finding
authority
support
1148
no
"to
(1978) (when
guilt
issue of
P.2d 1253
has
proposition
mitigating
the lack of
settled,
require
prosecution
been
gate mitigating
to ne
additional, constitutionally
factors is an
man
place
circumstances would
offense”) (vacated
capital
dated element of a
denied,
state),
impermissible
on the
burden
cert.
grounds
light
other
of Lockett v. State at 438
924,
1254,
440 U.S.
99 S.Ct.
burden reasonable burden to show her absences from school excused, guilty doubt that the defendant is of a were prove for the facts which conviction, capital returning disprove crime.’ In uniquely a claimed excuse are satisfy knowledge child_”). must that the nec within itself essary particular elements of the crime mitigation The factors which allow for proved beyond been a reasonable have 16-11-103(5.1) include, under section inter however, fixing penalty, doubt. alia, drugs alcohol, the influence of *30 there is no similar ‘central issue’ from good although by mistaken —belief faith — jury’s may the which attention be divert morally the defendant that his actions were jury ed. Once the finds that defend justified, and that the defendant is not a legislatively ant falls defined within continuing society. threat to It would be category persons eligible of for the death matter, impossible practical aas for exam- jury then is free to con ... ple, disprove beyond for the state to myriad sider a of factors to determine reasonable doubt that the defendant did appropriate punish whether death is the good not have a faith belief that his actions ment. morally justified. were 1007-08, (em- Ramos at at 3457 Further, 16-ll-103(5.1)(h) pro- section added) (citation phasis and footnote omit- vides that the defendant can submit ted). question evidence which bear on the of Simply put, once a defendant has been mitigation. category This broad “catchall” guilty capital aggra- found of a crime and present allows the defendant to a wide vating proven circumstances have been be- evidence, variety totally of much of it be- doubt, yond a the state has reasonable rebuttal, yond possibility much less Requiring made its case for death. disproof beyond a reasonable doubt. mitigating then circum- show example, For the defendant called sever- process.11 stances exist does not violate due al to on his testify witnesses behalf at gleaned The second rationale that can be penalty phase of the trial. One witness in from the numerous cases cited footnote testified that he believed the defendant was prov 10 is that the burden on the state of born-again repre- Christian and did not ing beyond no miti continuing society; a reasonable doubt that sent a threat to another gating im virtually circumstances exist is testified that the defendant his friend was possible difficulty something to meet. Aside from the and still had useful to contribute proving society; in the absence a condition to another testified that she was general, Y.D.M., People opinion see 197 Colo. of the the defendant had come to exists; (permissible to P.2d 1356 realize God a fourth was place opinion people burden on defendant to show excuse that the defendant loves and investigation by People might something positive when Christ and there is still 11. The defendant relies on Chavez, People proof beyond victed Here, a .reasonable doubt. (Colo.1981), support argument. guilt already P.2d 1362 However, his the defendant's was estab- lished, only sentencing dealt with the issues remained. Chavez Chavez right right inapposite. to remain silent and the to be con- is therefore life; ments, his finally,
that he could do with
remarks
prosecutor
made
pastor of the Adventist church
closing argument,
was of
jury
and the
instruc-
opinion
that the defendant seemed sin-
tions.
something
make
cere and wanted to
of his
People Durre,
(Colo.
In
A. and at the conclusion of hearing, questions certain will be submitted to Dire and the Voir Ante-Voir jury jury take to the room for Dire Instruction response. deliberation and After these begin in Before voir dire can a death questions have been answered and de- case, judge give jury must pending upon the answers pre- as panel specific regarding instruction law, Judge scribed will sentence penalty. At the time of the Drake imprison- either to defendant life trial, this ante-voir dire instruction was con- ment or to death. holding People trolled our v. District (Emphasis added.) Comparing the lan- Court, 190 Colo. P.2d guage of the Drake instruction to the in- (hereinafter I). District Court District I, struction in District Court I believe that I, purpose we Court described the jury adequately prior advised provided ante-voir dire instruction and Although voir dire. the Drake instruction following recommended form for such an is not identical to the District Court I instruction: instruction, provided it the necessary expla- jury
In the
nation of the role of
event
the defendant
the sentenc-
ing phase. The instruction served to “en-
guilty
charged
[description
found
as
counsel
any pro-
able
to determine whether
charge
indictment],
in information or
spective jurors” had beliefs which would
hearing
there will follow a second
before
prevent
cause them to
the defendant from
jury.
the same
Evidence
be intro-
obtaining
I,
a fair trial. District Court
hearing.
duced at this
At the conclusion
Colo,
“[T]he
parole
unanimity
on the without
by
have done
existed
could be commuted
if
Governor of
have been to return the
California to a sentence
verdicts would
could
possibility
parole.
include the
appropriately signed
verdict forms
with
995,103
U.S. at
Durre,
petition-
S.Ct. at 3450. The
nothing more.”
appellate court.”
Jury
Jury
Instructions and The
330,
Id. at 174 n. 15.
prosecutor
jury
that the
need not con-
ruling
post-dated
Our
in Durre
sider its decision final
because
sentence
trial,
judge
Drake
so the trial
in
subject
Drake did was
appellate
automatic
review.
advantage
not have the
of the recom- The facts like those in Durre and Caldwell
mended instruction when he advised the
type
demonstrate the
of confusion or mis-
jury.
jury
given
leading
verdict form
Drake
jury
requires
of a
reversal in a
statutory language
pat-
utilized the
and the
capital case.
part:
tern instructions. The form
stated
perfection
“While technical
in the deliber-
“YOU MAY CONSIDER ANY FACTOR
process
ative
is not demanded
often
INCLUDING BUT NOT LIMITED TO
impossibility,
severity
of the death
FOLLOWING,
THE
IN DECIDING
scrutiny
sentence does mandate ‘careful
WHETHER A
LIFE IM-
SENTENCE OF
the review of
colorable claim of er-
PRISONMENT RATHER THAN DEATH
” Durre,
ror.’
ju-
tence of
imprisonment
life
rather
“
than
‘[Ojne
impor-
before them.
of the most
jurors
death.”
were thus advised that
any jury
perform
tant functions
can
mitigating
their vote on
factors would de- making
impris-
... a selection
life
[between
termine whether the defendant received a
onment and death for a defendant convict-
imprisonment
sentence of life
or death.
capital
ed
is to maintain
link
case]
The jury
contemporary
instructed with the
community
between
values
”
specific language later
recommended in
penal system.’
and the
Gregg, 428 U.S.
requires
Durre.
(citing
Durre
that an instruction
the life and death decision
jurors
import
understood the
of its
being
votes,
were
required
Durre,
disagree
phase
majority’s
to make.”
I
P.2d at 174 n. 15. I
believe the instruction
reversal of the verdict. The
did not
*35
before,
280,
2978,
during,
any confusion
U.S.
96 S.Ct.
demonstrate
L.Ed.2d 944
(1976). Mandatory sentencing
phase,
schemes
penalty
the trial and
and it
or after
were struck down Roberts and Woodson
adequately
existing
advised under the
requirements
because the statutes’
is reflective of the
law. Their conclusion
penalty
imposed
death
“the
be
on all de-
jury’s
applying objective
stan-
function
specified
fendants convicted of a
category
penalty
at a
dards to arrive
reflective
of murder”
eighth
was violative of the
“contemporary community values.”
amendment of the United States Constitu-
(footnote omitted).
Rosen
tion.
at 947
II.
In contrast mandatory sentencing,
uphold
Because I would
ver-
Florida,
penalty
death
statutes in
Georgia,
guilt phase,
necessarily
dict in
I
ad-
Texas,
statute,
like our Colorado
“al-
constitutionality
dress the
of Colorado’s
impose
low the sentencer to
pen-
the death
statute,
16-11-103,
penalty
alty
provided
section
under
legis-
standards
(footnote omitted).
8A C.R.S.
lature.” Id.
Address-
statutes,
ing these
which allow but do not
Following
Supreme
the United States
require imposition
penalty,
of the death
decision in
Court’s 1972
Furman v. Geor-
(in
Supreme
plurality opinions)
Court
af-
legislatures
gia,
thirty-seven
states
right
impose
firmed the state’s
the death
legislation pro-
have enacted or reenacted
penalty if
“provided legis-
the sentencer is
viding
imposition
penalty
of the death
latively drafted standards to channel the
when a defendant is convicted of first de-
sentencer’s discretion to avoid the arbitrari-
gree murder.
Georgia,
Furman v.
408 ness, capriciousness, and discrimination”
238,
2726,
U.S.
92 S.Ct.
L.Ed.2d
fatal to
Georgia.
the statute
Furman v.
(1972) (death penalty
per
statute is not
se Rosen at 948. Like the
statutes
Florida
unconstitutional,
applied
but
be
in an
Georgia,
capital sentencing
Colorado’s
manner); Rosen,
unconstitutional
The “Es- procedure
patterned
large part
on the
pecially
Aggravating
Heinous”
Circum-
Gregg,
Model Penal Code. See
428 U.S. at
Capital
stances in
Cases—The Standard-
193-95,
44,
2934-35,
193 n.
96 S.Ct. at
Standard,
less
N.C.L.Rev. 941
n. 44.
(hereinafter
Rosen).
cited as
upheld
constitutional,
To be
Colora-
1976,
Supreme
Court reviewed the
penalty
do’s death
statute must survive
constitutionality of
post-Fwr-
five of these
scrutiny
eighth
under
and fourteenth
man death
statutes. The lead case
amendments of the United States Constitu-
153,
was Gregg Georgia,
II,
v.
428 U.S.
96 tion and under article
sections 20 and 25
2909,
S.Ct.
(1976);
Carolina,
eighth
v. North
428 constitutional under the
amendment
Woodson
vacy
telephone
per-
3. State courts are free to consider the merits of
in the
numbers dialed on a
challenge
DiGiacomo,
a constitutional
to the state constitu-
telephone);
son's home
Chames v.
tion,
independent
Supreme
of United States
(1980) (taxpayer
200 Colo.
4.
hold the death
uncon-
Gregg,
Supreme
involving
felony
United States
stitutional in
1 or 2
in this state of a class
16-11-309,
Court noted: “The most marked indication of
society’s
specified
or
in section
violence
of the death
[was]
endorsement
by
previously convicted
another state or
was
legislative response
to Furman
offense which would
United States of an
years
In the four
at
following
We held in District Court II that
capital
Colorado’s
sentencing statute to
“[a]
statute must meet at
require
particular
least two
depends
on whether
ments before it can serve as the basis for
“aggravating
clear,
circumstances are
imposition of the death sentence.”
understandable,
196
precise,
easily applied
and
Colo,
405,
First,
at
1279
f,
heinous,
16-11-103(5)(a-c,
j);
especially
ted the offense in an
ular offense.
§
304,
cruel,
manner;
Woodson,
depraved
or
at
428
at
96 S.Ct. at
...” Rosen
U.S.
present any
provision
generally
945. This
has
been
permitted
The defendant
evidence, including any aspect of
type
facially
Gregg,
held to be
constitutional.
201,
(Georgia’s
circumstances of
ter held unconstitutional. After appellate state
that “different courts have conclusions,” varying
reached the Court engaged
held that where the sentencer has aggra-
anin individualized determination of factors,
vating required by Georgia stat-
ute, remaining aggravating then the “adequately
factors serve differentiate” particular case. Id. at 103 S.Ct. at basis,
2744. On this the death sentence remaining upheld aggravat- on the two
ing factors. The Court stated that “a supported
death sentence at least one aggravating
valid circumstance need not be simply
set ... ag- aside because another
gravating circumstance is ‘invalid’
sense it is insufficient itself to
support penalty.” the death Id. at result,
S.Ct. at 2746. As a either remaining aggravating
two factors suffi- support
cient to verdict in the
penalty phase. rulings
Based the United States
Supreme Court, I believe our death
is constitutional on its face constitu- applied
tional as to Richard Drake. I
would affirm the verdicts both
phases proceedings. Accordingly, I
respectfully dissent. BLAINE, Petitioner,
Patricia
MOFFAT COUNTY SCHOOL
DISTRICT RE NO.
Respondent.
No. 85SC455.
Supreme Colorado, Court of
En Banc.
Jan. 1988.
Rehearing Denied Feb.
