PEOPLE v DOYLE
Docket No. 98809
Supreme Court of Michigan
Decided April 2, 1996
Argued October 10, 1995 (Calendar No. 3)
451 MICH 93 | 512 NW2d 59
Docket No. 98809. Argued October 10, 1995 (Calendar No. 3). Decided April 2, 1996.
Michael R. Doyle was charged in the Oakland Circuit Court with operating a vehicle while under the influence of intoxicating liquor, third or subsequent offense; driving a vehicle with a suspended or revoked license, second or subsequent offense; and of being an habitual offender, second offense. Thereafter, the Supreme Court decided People v Bewersdorf, 438 Mich 55 (1991), holding that a person who has been convicted of OUIL-3d and is subsequently again convicted of OUIL-3d can be charged as an habitual offender. Two months later, before pleading guilty of OUIL-3d and of driving with a suspended license, the defendant moved to dismiss the habitual offender information. The court, Hilda Gage, J., granted the defendant‘s motion, concluding that application of Bewersdorf to conduct occurring before the release of the opinion would violate the Ex Post Facto Clauses of the Michigan and United States Constitutions. The Court of Appeals, MARILYN KELLY, P.J., and D. C. KOLENDA, J. (REILLY, J., dissenting), affirmed, holding that due process bars retroactive application of judicial decisions that have the effect of enhancing the possible penalty for a criminal conviction, and stated that it is unrealistic to say Bewersdorf did not change the law (Docket No. 148686). The people appeal.
In an opinion by Justice MALLETT, joined by Chief Justice BRICKLEY, and Justices CAVANAGH, BOYLE, RILEY, and WEAVER, the Supreme Court held:
People v Bewersdorf applies retroactively to this case. Where a precisely drafted statute, unambiguous on its face, is interpreted by the Supreme Court for the first time, there has not been a change in the law. Where the Legislature has passed an unambiguous statute, that statute is the law.
1. Retroactive application of a judicial decision will violate due process only when it acts as an ex post facto law, i.e., one that makes an action done before the passing of the law, that was innocent when done, criminal and punishes such action, or one that aggravates a crime or makes it greater than it was when committed. An unforeseeable judicial enlargement of a criminal statute,
2. Bewersdorf was not an unforeseeable decision that had the effect of changing the law, nor did it establish a new rule of law. Rather, it clarified the relationship between OUIL felony offenses and the habitual offender act and held that an OUIL-3d conviction, which is a felony under the Motor Vehicle Code, can support charging a defendant as an habitual offender when it is a second or subsequent OUIL-3d conviction. The habitual offender statute affects only the maximum term of a sentence by allowing the trial judge, in the exercise of discretion, to increase the maximum sentence by one and one-half times. It was not intended to make a separate substantive crime out of being an habitual criminal, but rather, for deterrent purposes, to augment the punishment for second or subsequent felonies.
3. Generally, judicial decisions are to be given complete retroactive effect. If a judicial decision is unexpected and indefensible in light of the law existing at the time of the conduct, retroactive application is problematic. A flexible approach is utilized where statutory construction is concerned, and retroactivity is limited where justice so requires. In this case, the defendant‘s assertion of reliance on published Court of Appeals decisions at the time of his offense was absurd because the decision in Bewersdorf, then pending on appeal, was not unexpected, unforeseeable, or indefensible in light of all pertinent considerations.
4. There is a distinction between a decision by the Supreme Court that overrules precedent established by the Supreme Court, and a decision by the Supreme Court that overrules a decision of a lower court. To determine whether retroactivity is proper, the latter does not invoke the same kinds of due process considerations as are central to a determination of the former. It is recognized that a published decision of the Court of Appeals is controlling precedent for trial courts. In this case, however, it is without question that at the time of the defendant‘s offense the statutory language of the habitual offender act was unambiguous and clear. Therefore, the act, by its plain language, applied to the defendant‘s second OUIL-3d conviction. Bewersdorf gave effect to valid law that existed before the defendant‘s offense.
Although Bewersdorf was not correctly decided, in this case, no adequate reason was proffered why it should not be applied retroactively to the charges of which the defendant was convicted on his plea of guilty over six weeks after it was decided.
Reversed and remanded.
203 Mich App 294; 512 NW2d 59 (1994) reversed.
Frank J. Kelley, Attorney General, Thomas L. Casey, Solicitor General, Richard Thompson, Prosecuting Attorney, Joyce F. Todd, Chief, Appellate Division, and Richard H. Browne, Assistant Prosecuting Attorney, for the people.
Robert S. Zawideh for the defendant.
Amicus Curiae:
Donald Martin, President, John D. O‘Hair, Prosecuting Attorney, and Timothy A. Baughman, Chief, Research, Training and Appeals, for the Prosecuting Attorneys Association of Michigan.
MALLETT, J. We granted leave in this case to determine whether this Court‘s decision in People v Bewersdorf,1 is retroactively applicable to conduct that took place before the release of that opinion. We hold that People v Bewersdorf applies retroactively to the present defendant, Mr. Michael Robert Doyle. We reverse the judgment of the Court of Appeals and remand this case to the circuit court for further proceedings with regard to the supplemental information.
I
A. HISTORY OF PEOPLE V BEWERSDORF
In Bewersdorf, this Court, for the first time, interpreted the relationship between the habitual offender act2 and the Motor Vehicle Code. We held that the habitual offender act is applicable to third and subsequent convictions for operating a motor vehicle while under the influence of intoxicating liquor (OUIL),3 and therefore, reversed the Court of Appeals. This Court concluded that the Motor Vehicle Code and the habitual offender act were not conflicting; rather, they “dovetail[ed] harmoniously.” 438 Mich 55, 59; 475 NW2d 231 (1991). Accordingly, on the basis of a literal interpretation of the plain language of the statutes, a defendant who is convicted of OUIL-3d is guilty of a felony. Thus, if a defendant is subsequently convicted of another OUIL-3d offense, he can be charged as an habitual offender.
However, this result was not always so clear. Before this Court‘s decision in Bewersdorf, the Court of Appeals decided People v Tucker, 177 Mich App 174; 441 NW2d 59 (1989), in which it held that a person who had two or more OUIL-3d convictions could not be charged as an habitual offender. A different panel of the Court of Appeals chose to follow the Tucker holding in People v Bewersdorf, 181 Mich App 430; 450 NW2d 271 (1989). This Court overruled both decisions.4
B. HISTORY OF PEOPLE V DOYLE
During the pendency of the Bewersdorf appeal to this Court (between January 8 and August 22, 1991), the present defendant chose once again to drive while drunk. Defendant‘s conduct took place on June 26, 1991, in Oakland County, two months before the release of the Bewersdorf opinion. Defendant was charged with operating a vehicle while under the influence of intoxicating liquor, third or subsequent offense (OUIL-3d),
Approximately two months after the release of Bewersdorf, on October 8, 1991, before pleading guilty to the OUIL-3d and DWLS-2d charges, Mr. Doyle moved to dismiss the habitual offender information. The court granted Mr. Doyle‘s motion, concluding that application of Bewersdorf to conduct occurring before the release of the opinion would violate the Ex Post Facto Clauses of the United States and Michi
At the plea proceedings, the prosecution placed the defendant on notice that it intended to appeal the dismissal of the habitual offender charge. Subsequently, the ruling was affirmed by the Court of Appeals. 203 Mich App 294, 296; 512 NW2d 59 (1994). The Court of Appeals held that “the due process provisions of the United States Constitution and the Michigan Constitution bar the retroactive application of judicial decisions that have the effect of enhancing the possible penalty for a criminal conviction.” The Court found that application of Bewersdorf to Mr. Doyle‘s conduct would effectively increase the authorized penalty for a crime after the fact, in violation of ex post facto principles. Further, the Court found that retroactive application of Bewersdorf in that case did not obligate it to apply Bewersdorf retroactively in this case. Finally, in response to the prosecution‘s argument that due process considerations are not implicated because there has been no change in the law, the
The dissent was based on the fact that when Mr. Doyle was arrested and charged on June 26, 1991, Administrative Order No. 1990-610 was not in effect. Thus, at the time the defendant was arrested, “he could expect that should his case reach the Court of Appeals, the panel that would consider his case might disagree with the Tucker/Bewersdorf ruling, and he would be bound by any contrary ruling....” 203 Mich App 299.
II
Mr. Doyle has argued that this Court created “new law” in Bewersdorf, which, if applied retroactively to his conduct, will violate the constitution, specifically the ex post facto prohibitions found in both the Michigan and United States Constitutions. The Court of Appeals agreed with Mr. Doyle and affirmed the trial court‘s dismissal of the habitual offender information. We disagree.
It is well recognized that the Ex Post Facto Clause does not apply directly to the judiciary. Marks v United States, 430 US 188; 97 S Ct 990; 51 L Ed 2d 260 (1977).
Therefore, retroactive application of a judicial decision will only violate due process when it acts as an ex post facto law. An ex post facto law has been defined by the United States Supreme Court as one “‘that makes an action done before the passing of the law, and which was innocent when done, criminal; and punishes such action,’ or ‘that aggravates a crime, or makes it greater than it was, when committed.‘” Bouie, supra at 353 (emphasis in original). As a result of the due process analogy, it has been stated that “an unforeseeable judicial enlargement of a criminal statute, applied retroactively, operates precisely like an ex post facto law ....” Id. at 353 (emphasis added). “The retroactive application of an unforeseeable interpretation of a criminal statute, if detrimental to a defendant, generally violates the Due Process Clause.” Hagan v Caspari, 50 F3d 542, 545 (CA 8, 1995) (emphasis added).
Further, this Court has recognized that a judicial decision that increases the authorized penalty for a crime is also a violation of the ex post facto prohibition. Stevenson, supra at 397. In Stevenson, this Court stated that “[p]roviding fair notice that conduct is criminal is one of the central values of the Ex Post
In the present case, the Court of Appeals holding is based, in part, on Stevenson:
[T]he due process provisions of the United States Constitution and the Michigan Constitution bar the retroactive application of judicial decisions that have the effect of enhancing the possible penalty for a criminal conviction. Among other things, a court cannot by judicial construction increase the authorized penalty for a crime after the fact. Because that is precisely what the application of Bewersdorf to this case would do, that case cannot be applied to this one. [Doyle, supra at 296.]
We reject this holding by the Court of Appeals. Contrary to the Court of Appeals decision, this Court finds that retroactive application of Bewersdorf to Mr. Doyle does not implicate any due process11 or ex post facto concerns. Our decision is based on our belief that Bewersdorf was not an unforeseeable decision that had the effect of “changing” the law. Therefore, Bewersdorf did not establish a “new” rule of law in Michigan jurisprudence.
In Bewersdorf, this Court discussed at length and clarified the relationship between OUIL felony offenses
Guided by the rules of statutory construction, the Court next focused on the legislative intent underlying the habitual offender statute and stated:
In the habitual offender act, the Legislature has directed that when an individual commits a “subsequent felony within this state, the person shall be punished” in accordance with the act‘s provisions. The language is clear and
unambiguous; it makes no exceptions with respect to OUIL felony convictions. People v Shotwell, supra at 46 (emphasis added). In the Court of Appeals, the Bewersdorf majority, relying on People v Tucker, supra, ruled that the habitual offender act may not be used to enhance defendant‘s sentence for OUIL-3. Although the panel in Tucker conceded that an application of the plain meaning of the habitual offender act would mean that “enhancement is clearly available . . . since the habitual offender statute clearly applies to all felonies,” 177 Mich App 179, it nevertheless chose to analyze the OUIL statute and habitual offender act so as to place them in conflict. [438 Mich 68-69.]
Accordingly, this Court held that Tucker was wrongly decided and that the two acts are not conflicting.
We reject the Tucker panel‘s forced construction that placed the two statutes in conflict. We prefer a course which, in the words of the dissenting Bewersdorf Court of Appeals judge, enables the two acts to “dovetail harmoniously.”
[T]he Legislature intended that the sentence for an OUIL-3 felony, if it is a first felony conviction, shall be as provided in the Motor Vehicle Code: imprisonment for not less than one or more than five years . . . . However, any subsequent OUIL felony conviction is subject to the repeat offender provisions of the habitual offender act regardless of whether the underlying felony conviction is also an OUIL-3 offense. [438 Mich 69-70.]
Therefore, Bewersdorf was based on a clear reading of unambiguous statutory provisions, both of which were in effect long before defendant‘s June 26, 1991, drunk driving offense. In Bewersdorf, this Court addressed a question of statutory interpretation that had never been previously decided at this level. We
III
“[T]he general rule is that judicial decisions are to be given complete retroactive effect. . . . [C]omplete prospective application has generally been limited to decisions which overrule clear and uncontradicted case law.” Hyde v Univ of Michigan Bd of Regents, 426 Mich 223, 240; 393 NW2d 847 (1986). If a judicial decision is “unexpected” and “indefensible” in light of the law existing at the time of the conduct, retroactive application of such a decision is problematic. Tebo v Havlik, 418 Mich 350; 343 NW2d 181 (1984), illustrates such a situation. In remaining consistent with our decision in Tebo, we find that there are special circumstances that, if present here, would require that Bewersdorf be given only prospective application. However, we find that Tebo may be distinguished from the case presented by Mr. Doyle.
In Tebo, this Court was presented with the question whether its decision in Putney v Haskins, 414 Mich 181; 324 NW2d 729 (1982), interpreting the “name and retain” provision of the dramshop act, was to be given retroactive effect. The statutory13 “name and
Similar to the procedural development of the present case, an earlier decision by the Court of Appeals spoke directly to the “name and retain” issue. In Buxton v Alexander, 69 Mich App 507; 245 NW2d 111 (1976), the Court held that a dramshop action could go forward following an agreement under which the allegedly intoxicated driver remained a named defendant, but the plaintiff would indemnify the driver and her insurer. This Court denied leave to appeal. 399 Mich 827 (1977).
Five years later, this Court granted leave in Putney and rejected the approach taken in Buxton, holding instead that the “name and retain” provision is violated by any settlement between the plaintiff and the allegedly intoxicated defendant. This Court concluded in Putney at 190, “We are obligated to enforce the statute as written.”
If broadly applied, the rule of Putney would have required dismissal of many dramshop suits in which attorneys had followed the course that appeared proper in light of Buxton. Careful professional judgments had been made in reliance on the Court of Appeals decision in Buxton. Therefore, in Tebo this Court granted leave to appeal the issue of the retroactivity of Putney, and ordered that no dismissals take
In its several Tebo opinions, this Court explained why the special circumstances described above required prospective application of the rule of Putney, notwithstanding the fact that the ruling was grounded in the plain language of the statute.14 This Court said, “[a]lthough it has often been stated that the general rule is one of complete retroactivity, this Court has adopted a flexible approach.” 418 Mich 360 (emphasis added). Further, the Court stated, “where statutory construction has been involved, this Court has limited the retroactivity of a decision where justice so required.” Id. at 361. This Court found that justice required limiting the retroactivity of its Putney decision.
In light of the unquestioned status of Buxton at the time Putney was decided by this Court, it would be unjust to apply Putney retroactively to persons other than those before the Court in that case.
In contrast to the harsh effect which the full retroactivity of Putney would have on injured plaintiffs, prospective application will have little effect on dramshop defendants in those pending cases where settlement agreements have been made, even though the defense of Putney will be unavailable. [418 Mich 363-364.]
Accordingly, this Court found these circumstances problematic for retroactivity purposes.
Defendant argues that pursuant to
IV
In this case, the Court of Appeals was unpersuaded by the prosecution‘s position, which this Court now adopts, that Bewersdorf did not “change” the law. The Court states, “[b]ecause [a] new decision that explicitly overrules an earlier holding obviously ‘breaks new ground’ or ‘imposes a new obligation,’ it is unrealistic to say that Bewersdorf did not change the law.” 203 Mich App 297, quoting Butler v McKellar, 494 US 407, 412; 110 S Ct 1212; 108 L Ed 2d 347 (1990). Additionally, the Court stated that its Tucker decision was “the law” on the date of defendant‘s
This approach taken by the Court of Appeals overlooks the hierarchical nature of the court system, as well as the special rule of the Legislature when it provides a clear statutory enactment. In the view of the Court of Appeals majority, the “rule of law” in this state is more offended by the retroactive application of a controlling decision by this Court, than it is by a continued application of an erroneous and overruled decision by the Court of Appeals. As stated in part II, we find that Bewersdorf was not an unforeseeable decision that had the effect of changing the law.
The Court of Appeals reliance on Butler for the proposition that it is “unrealistic” to say that Bewersdorf did not change the law was misplaced. In Butler, the United States Supreme Court was faced with the question whether its decision in Arizona v Roberson, 486 US 675; 108 S Ct 2093; 100 L Ed 2d 704 (1988), announced a “new rule” of law that was not dictated by the precedent established by another United States Supreme Court decision, Edwards v Arizona, 451 US 477; 101 S Ct 1880; 68 L Ed 2d 378 (1981).19 Accord
Moreover, the Court of Appeals mistakenly relied on this Court‘s decision in People v Stevenson. That case abrogated the common-law “year and a day” rule in homicide cases. This Court held that the abrogation could not be applied to Mr. Stevenson because to do so would violate due process. However, like Butler, Stevenson is also distinguishable on the basis that it altered a longstanding judge-made common-law rule.
Certainly there is a distinction between a decision made by this Court that overrules precedent established by this Court and a decision made by this Court that overrules a lower court decision. For purposes of determining whether retroactivity is proper, the latter situation does not invoke the same kinds of
We do recognize that a published decision of the Court of Appeals is controlling precedent for trial courts.
“A judicial inquiry investigates, declares and enforces liabilities as they stand on present or past facts and under laws supposed already to exist. That is its purpose and end. Legislation, on the other hand, looks to the future and changes existing conditions by making a new rule to be applied thereafter to all or some part of those subject to its power.” [Ross v Oregon, 227 US 150, 163; 33 S Ct 220; 57 L Ed 458 (1913).]
In Bewersdorf, this Court fulfilled its judicial role and gave effect to valid laws that existed before June 26, 1991. Unfortunately, Tucker‘s previous erroneous interpretation of the statute served to thwart the legislative intent and the mandated result.
V
Lastly, we find no merit in defendant‘s argument that retroactive application of Bewersdorf will perpetuate the same “evil” that existed in People v Moon, 125 Mich App 773; 337 NW2d 293 (1983). Moon involved a situation in which the defendant received, as a condition of probation, a jail term twice as long as had been permissible under the statutory language in effect on the date of the offense. The Court of Appeals found that this increase in punishment was a violation of the Ex Post Facto Clause. However, Moon involved a postconduct legislative amendment, not a judicial interpretation of an unambiguous statute. Thus, it is not applicable to the present case.
We find that People v Dempster, supra, is also inapposite to the present case. Dempster was a securities case in which this Court concluded that it would violate due process if Ms. Dempster and her corporate codefendant were convicted under a criminal statute that applied to them only as the result of the judicial gloss supplied in this Court‘s Dempster opinion. This Court stated:
This Court is not able, within the bounds of due process, to “interpret” a criminal statute which contains an ambiguous exemption such that it results in conviction of the defendant charged in the specific case. That is not the “fair warning” demanded by the Constitution. [396 Mich 715 (emphasis added).]
Thus, Dempster involved this Court‘s interpretation of an ambiguous substantive criminal statute, not the interpretation of a precise unambiguous sentence-enhancement statute.
VI
Accordingly, we hold that, as in this case, where a precisely drafted statute, unambiguous on its face, is interpreted by this Court for the first time, there has not been a “change” in the law. Where the Legislature has passed an unambiguous statute, that statute is the law. Our role is to enforce the law as written. Our holding today is grounded in the belief that it is perfectly clear that anyone reading the habitual offender act and the Motor Vehicle Code easily could have concluded that the Tucker decision was contrary to their plain meanings. See Hagan v Caspari, supra at 547.
The decision of the Court of Appeals is reversed. This matter is remanded to the trial court for further proceedings consistent with this opinion.
BRICKLEY, C.J., and CAVANAGH, BOYLE, RILEY, and WEAVER, JJ., concurred with MALLETT, J.
LEVIN, J. (concurring). For the reasons stated in dissent in People v Bewersdorf, 438 Mich 55, 78; 475 NW2d 231 (1991), I am unable to join in the majority‘s characterization of the statute as “a precisely drafted statute, unambiguous on its face . . . .”1
The majority also states:
Our holding today is grounded in the belief that it is perfectly clear that anyone reading the habitual offender act and the Motor Vehicle Code easily could have concluded that the Tucker2 decision was contrary to their plain meanings. [Ante, p 113 (emphasis added).]
I join in reversing the Court of Appeals because this Court granted leave to appeal in Bewersdorf3 on July 18, 1990, almost a year before defendant Michael Robert Doyle once again drove while he was drunk. Bewersdorf was decided on August 22, 1991, over six weeks before Doyle chose to plead guilty to the drunk driving charges, and moved to dismiss the habitual offender information. The prosecution notified Doyle in the course of the plea proceedings that it intended to appeal a dismissal of the habitual offender charge.
Although I believe, for the reasons stated in dissent in Bewersdorf, that it was not correctly decided, I agree with the majority, for essentially the reasons stated in the majority opinion, that no adequate reason has been proffered why Bewersdorf should not be applied retroactively to the charges of which Doyle was convicted on his plea of guilty over six weeks after Bewersdorf was decided.
Notes
A panel of the Court of Appeals must follow the rule of law established by a prior published decision of the Court of Appeals issued on or after November 1, 1990. The prior published decision remains controlling authority unless reversed or modified by the Supreme Court or a special panel of the Court of Appeals as provided in this order. A panel which follows a prior published decision only because it is required to do so shall so indicate in the text of its opinion, citing this administrative order and providing a statement of wherein and why it disagrees with the prior published opinion.
| Tebo: | Doyle: |
| 1. statutory enactment | 1. statutory enactment |
| 2. Buxton, 69 Mich App 507 | 2. Tucker, 177 Mich App 174 |
| 3. Lv den 399 Mich 827 | 3. Lv den 433 Mich 873 |
| 4. Putney, 414 Mich 181 | 4. Bewersdorf, 438 Mich 55 |
| 5. Tebo, 418 Mich 350 | 5. Doyle |
Pursuant to Teague v Lane, 489 US 288; 109 S Ct 1060; 103 L Ed 2d 334 (1989), the question faced by the Court was whether to apply its new decision, which was not dictated by precedent existing at the time that defendant‘s conviction became final, to defendant‘s case on collateral review.
Generally, the Court holds that “new rules will not be applied or announced in cases on collateral review unless they fall into one of two exceptions.” Penry v Lynaugh, 492 US 302, 313; 109 S Ct 2934; 106 L Ed 2d 256 (1989). “Under the first exception, ‘a new rule should be applied retroactively if it places “certain kinds of primary, private individual conduct beyond the power of the criminal law-making authority to proscribe.“‘” Butler, supra at 415, quoting Teague, supra at 307. “Under the second exception, a new rule may be applied on collateral review ‘if it requires the observance of those procedures that . . . are “implicit in the concept of ordered liberty.” ‘” Butler, supra at 416, quoting Teague, supra at 311.
In Butler, the Court held that although Roberson announced a “new rule,” it did not fall within either of the two exceptions. Thus, the defendant was not entitled to the benefit of retroactive application of the Roberson ruling.
A published opinion of the Court of Appeals has precedential effect under the rule of stare decisis. The filing of an application for leave to appeal to the Supreme Court or a Supreme Court order granting leave to appeal does not diminish the precedential effect of a published opinion of the Court of Appeals.
