61 Cal. 2d 430 | Cal. | 1964
After a jury trial, defendants Douglas and Meyes were convicted of ten counts of robbery, one count of assault with intent to commit murder, and two counts of assault with a 'deadly weapon. In addition, Meyes was adjudged to be an habitual criminal, having been found to have suffered convictions of burglary in 1948 and of two robberies in 1950 and 1951. Both defendants appealed from the judgments of conviction and from the denials of their motions for new trials. Such appeals were perfected prior to the 1961 amendments to section 1237 of the Penal Code.
On a previous appeal, the United States Supreme Court reversed the affirmance of the convictions because the defendants had not been represented by counsel at the appellate stage. (Douglas v. State of California, 372 U.S. 353 [83 S.Ct. 814, 9 L.Ed.2d 811].) That decision was limited to the issue of right to counsel on appeal, the court holding that the Fourteenth Amendment requires appointment of counsel for indigent defendants at “the one and only appeal an indigent has as of right” (Douglas v. State of California, supra, at p. 357 [83 S.Ct. 814, 9 L.Ed.2d at p. 814]). Defendants have now had the aid of counsel on appeal. We hold here that the convictions must be reversed because of the infringement of the defendants’ right to counsel at the trial stage.
Prior to the trial of the instant case, the defendants had
A preliminary hearing on the charges involved in this appeal was held on August 3 and 4, 1959. The defendants were there jointly represented by Public Defender Salter. On August 18th, the defendants were arraigned. A single public defender, Norman Atkins, was appointed to represent both defendants at the trial. On August 21st, the trial was set for September 30th. On the morning of the 30th, the trial judge was challenged and an affidavit of prejudice under Code of Civil Procedure section 170.6 was filed. It was properly denied on the ground that it was not timely. Then Atkins moved for a continuance on the ground that he needed more time to prepare the defense, to complete his investigations in support of alibi defenses, and to study more carefully and cross-index the transcripts of the prior murder trials. A continuance was denied. Then, on behalf of Douglas, Atkins requested that the court appoint separate counsel, on the ground that the interests of the codefendants conflicted and that therefore single counsel would be embarrassed in defending both. The trial court ruled that no conflict existed, and refused to appoint separate counsel. After a brief recess, Atkins again moved for a continuance, on the ground that Douglas had been in contact with an attorney, one Leo Brennan, and that he had made arrangements with Brennan to handle the defense. Subsequent statements by Douglas indicated that in fact no definite arrangements had been made. The court denied the motion. At this point, as the impaneling of the jury began, both defendants, particularly Meyes, began to complain that Atkins was unprepared, in that he had been to see them only twice before the trial, for short periods, and had not read the transcripts of the previous trials. It was noted in the record that these complaints were addressed to the jury panel, not to the court. Meyes disrupted the proceedings to the point of interfering with Atkins’ conduct of the defense. Notwithstanding such con-
On this appeal respondent argues that even if defendants were entitled to counsel, that right was waived. There is no merit to this contention.
Appellants were clearly entitled to counsel. The right to trial counsel is guaranteed by the Sixth Amendment, which is applicable in criminal trials in the state courts (Gideon v. Wainwright, 372 U.S. 335 [83 S.Ct. 792, 9 L.Ed.2d 799, 93 A.L.R.2d 733]), and by section 13 of article I of the California Constitution. “The right to counsel is a fundamental constitutional right, which has been carefully guarded by the courts of this state.” (In re James, 38 Cal.2d 302, 310 [240 P.2d 596].) Meaningfully applied, the right to counsel includes the opportunity to receive “effective aid in the preparation and trial of the case.” (Powell v. Alabama, 287 U.S. 45, 71 [53 S.Ct. 55, 77 L.Ed. 158, 84 A.L.R 527]; People v. Mattson, 51 Cal.2d 777, 790 [336 P.2d 937].) To be sure, this right may be waived (Johnson v. Zerbst, 304 U.S. 458, 465 [58 S.Ct. 1019, 82 L.Ed. 1461, 1467 [146 A.L.R. 357, 362]; People v. Rocco, 209 Cal. 68 [285 P. 704]), but “a finding of waiver is not lightly to be made.” (Moore v. Michigan, 355 U.S. 155, 161 [73 S.Ct. 191, 2 L.Ed.2d 167, 172].) “It has been pointed out that courts indulge every reasonable presumption against waiver ’ of fundamental constitutional rights and that we ‘do not presume acquiescence in the loss of fundamental rights. ’ A waiver is ordinarily an intentional relinquishment or abandonment of a known right or privilege.” (Johnson v. Zerbst,
Here the waiver, based upon the dismissal of the public defender by each defendant, was not a waiver of the request for separate counsel. This dismissal did not occur until after the trial court had denied the request for separate counsel. When Meyes dismissed the public defender as his counsel, he was faced with the alternative of having joint counsel or no counsel at all. Under the circumstances of this ease, such a choice could not constitutionally be forced upon him. Douglas ’ dismissal of counsel was made immediately thereafter, when he was faced with the same choice. There never was a direct or indirect waiver of the right to separate counsel. As will later be pointed out, defendants had a constitutional right to separate counsel. It would be a strange rule to hold that where the defendants are wrongfully denied their right to independent counsel, a later dismissal of dual counsel amounts to a waiver of independent counsel. Such is not the law. The dismissal here involved cannot be distorted into a waiver of the right to independent counsel if defendants were entitled to that right.
Preliminarily, appellants complain of the denial of the continuance. Penal Code section 1050 provides that “No continuance of a criminal trial shall be granted except upon affirmative proof in open court, upon reasonable notice, that the ends of justice require a continuance.” The granting of a continuance is a matter within the discretion of the trial court. (People v. Buckowski, 37 Cal.2d 629 [233 P.2d 912]; People v. Ketchel, 59 Cal.2d 503, 546 [30 Cal.Rptr. 538, 381 P.2d 394].) Of course, a continuance may not be denied if to
We turn to a discussion of the basic point in the case. On the morning of the trial,
A review of the cases involving the right of codefendants
“There is yet another consideration. Glasser wished the benefit of the undivided assistance of counsel of his own choice. We think that such a desire on the part of an accused should be respected. Irrespective of any conflict of interest, the additional burden of representing another party may conceivably impair counsel’s effectiveness.
“ ... The right to have the assistance of counsel is too fundamental and absolute to allow courts to indulge in nice calculations as to the amount of prejudice arising from its denial.” (At pp. 75-76 [62 S.Ct. 457, 86 L.Ed. at pp. 701-702].) Only the conviction of Glasser was reversed, however, the court noting that Kretske did not contend that he had been prejudiced by the appointment, and that no prejudice appeared in the record.
In People v. Lanigan, 22 Cal.2d 569 [140 P.2d 24, 148 A.L.R. 176], we held that neither codefendant had received the effective representation to which he was constitutionally entitled. The trial court had appointed the counsel of a co-defendant to represent the defendant as well. This was done against the wishes of both defendants and the counsel, and after counsel had raised the issue of conflict of interests. It was held that Giardano was prejudiced in that he was forced to share the attention and efforts of his counsel, and that Lanigan was prejudiced in that there had been imposed upon him an attorney who felt that he could not properly represent him and to whom Lanigan had not consented. With
People v. Robinson, 42 Cal.2d 741 [269 P.2d 6], also involved a factual situation where the court assigned co-defendant’s counsel to represent the defendant as well. There, too, counsel had raised the conflict of interests issue. It was said that the “right is denied by forcing upon a defendant, over his and counsel’s objection, an attorney who has been employed to represent a codefendant.” (People v. Robinson, supra, at p. 745.) Furthermore, we ruled that: “a diversity of interest in the sense of any factual inconsistency between the defenses advanced is not the sole or necessarily the controlling consideration underlying the requirement that counsel for a eodefendant not be forced upon another defendant. It is not necessary for Robinson to show that he had some diversity of interest from Pratt ...; entirely apart from any factually apparent diversity of interests Robinson was entitled to the undivided loyalty and untrammeled assistance of his own counsel.” (People v. Robinson, supra, at pp. 747-748.)
In Pappa v. Superior Court, 54 Cal.2d 350 [5 Cal.Rptr. 703, 353 P.2d 311], a case dealing with Code of Civil Procedure section 170.6, the majority opinion stated that in Lanigan and Robinson “we held that every defendant is entitled to the undivided loyalty and untrammeled assistance of counsel of his own choice entirely apart from any diversity of interests.” (At p. 355.) Likewise, in the dissent in Pappa it is stated that “The broad implication of the Lanigan case, and the cases cited in that opinion, is that the interests of codefendants in a criminal case are usually adverse. ... The rationale of the opinion is that the mere ‘possibility’ of interests being adverse is sufficient to bring the rule into play.” (Pappa v. Superior Court, supra, 54 Cal.2d at p. 362.) People v. Ingle, 53 Cal.2d 407 [2 Cal.Rptr. 14, 348 P.2d 577], is not contrary to these views. In that case the issue of a possible conflict of interest was not raised. The defendants had been before the court several times between arraignment and trial but did not request separate counsel until the day of the trial, nor was the request based upon any conflict of interests. Rather, it was obviously a delaying tactic. (Accord, People v. Kroeger, ante, p. 236 [37 Cal.Rptr.
In People v. Kerfoot, 184 Cal.App.2d 622 [7 Cal.Rptr. 674], a conviction was reversed under circumstances very similar to the ease before us. The trial judge had refused to appoint separate counsel at a second trial, holding that under the evidence presented at the first trial, over which he had also presided, there was no conflict of interest. It was held that the trial court had not taken cognizance of “the innumerable intangible factors which exist in practically every case such as this.” (People v. Kerfoot, supra, at p. 637.) The court noted that diminished effectiveness would result even in the absence of conflicting interests. People v. Donohoe, 200 Cal.App.2d 17 [19 Cal.Rptr. 454], after a careful review of the authorities, reaches a similar conclusion, noting also that it makes no difference whether the counsel involved has been employed by one of the defendants or was appointed by the court. (Accord, Craig v. United States, 217 F.2d 355.) For the reasons stated, it was prejudicial error to refuse to appoint separate counsel. Defendants are entitled to a new trial.
The judgments and orders appealed from are reversed.
Gibson, C. J., Traynor, J., Schauer, J., McComb, J., Tobriner, J., and Peek, J., concurred.
Although the point as to the denial of counsel at the trial level was argued and briefed before the United States Supreme Court, the majority opinion is silent on the point, being limited to a discussion of the right to counsel on appeal. Justice Harlan, however, joined by Justice Stewart, mentions the point in his dissent in a limited way in a footnote. That footnote reads as follows: ‘‘Petitioners also contend that they were denied the effective assistance of counsel at trial. This claim, in my view, is without merit. A reading of the record leaves little doubt that petitioners’ dismissal of their appointed counsel and their efforts to obtain a continuance were designed to delay the proceedings and, in all likelihood, to manufacture an appealable issue. Moreover, the trial court acted well within constitutional bounds in denying the claim that there was a conflict of interest between Douglas and Meyes that required a separate appointed attorney for each. ’ ’ (Douglas v. State of California, supra, 372 U.S. 353 at p. 367 [83 S.Ct. 814, 9 L.Ed.2d at p. 820].)
There had been no continuances granted previously, and defendants had been before the court only once after their arraignment, three days thereafter, for the setting of the trial date.