People v. DouglasPeople v. Douglas
delivered the opinion of the court:
In December 1994, defendant, Daniel B. Douglas, pleaded guilty to aggravated battery of a child (
In February 1997, defendant filed a pro se petition for postconviction relief under the Post-Conviction Hearing Act (Act) (
I. THE TRIAL COURT’S TIMELINESS IN RULING ON DEFENDANT’S PETITION
Defendant first argues that the trial court’s failure to rule on his original petition (filed February 19, 1997) within 90 days of its filing rendered the court’s dismissal void. In response, the State argues that the statutory time period commenced running upon the March 6, 1997, filing of defendant’s amended petition. We agree with the State.
The Act does not address the effect of a defendant’s filing an amended or supplemental petition upon the 90-day period (
We agree with the State that to hold otherwise would allow a defendant to file an amended or supplemental petition and effectively shorten the 90-day period in which the trial court must examine and rule upon that petition. For example, under defendant’s proposed construction of
Contrary to defendant’s contention, our decision in Dauer does not require us to reach a different result. In Dauer, this court held that the trial court violated
In the present case, the 90-day period began on March 6, 1997, the date defendant filed his amended petition. On May 27, 1997, the trial court summarily dismissed defendant’s amended petition. (We note that the court, in an effort to be thorough, dismissed both defendant’s original and amended petitions. Because defendant’s amended petition incorporated his original petition, we refer to the court’s ruling as a summary dismissal of defendant’s amended petition.) No dispute exists that the court’s order of dismissal was within 90 days of defendant’s filing of his amended petition. Thus, we hold that the court did not violate
II. POST-CONVICTION HEARING ACT
In People v. Henderson,
“The [Act] provides a remedy for defendants who have suffered a substantial violation of'their constitutional rights at trial. [Citation.] A post-conviction proceeding is not an appeal of the underlying conviction; rather, it is a collateral attack on the trial court proceedings in which a defendant attempts to establish constitutional violations that have not been and could not have been previously adjudicated. [Citation.] The defendant bears the burden of establishing that a substantial violation of his constitutional rights occurred. [Citation.]”
For a postconviction petition to withstand scrutiny and avoid dismissal under
“A ‘gist of a meritorious claim’ is not a bare allegation of a deprivation of a constitutional right. Although a pro se defendant seeking post-conviction relief would not be expected to construct legal arguments, cite legal authority, or draft her petition as artfully as would counsel, the pro se defendant must still plead sufficient facts from which the trial court could find a valid claim of deprivation of a constitutional right. ***
*** [T]he trial court should consider the petition at the first stage [of the court’s analysis] to determine whether it contains sufficient facts upon which a meritorious constitutional claim could be based.” (Emphasis in original.)
It is within this context that we address defendant’s claims.
III. DEFENDANT’S CLAIMS OF CONSTITUTIONAL DEPRIVATION
A. Defendant’s Allegedly Unknowing Guilty Plea Defendant argues that he sufficiently set forth the gist of a claim in his postconviction petition that he was denied effective assistance of counsel when his trial counsel failed to (1) familiarize himself with defendant’s criminal history; and (2) advise defendant prior to the guilty plea hearing that he was eligible to be sentenced as a Class X offender under
In People v. Munson,
“Ineffective-assistance claims are assessed using the two-pronged test articulated in Strickland v. Washington (1984),466 U.S. 668 ,80 L. Ed. 2d 674 ,104 S. Ct. 2052 . [Citation.] First, the defendant must show that counsel’s performance was so deficient that counsel was not functioning as the counsel guaranteed by the sixth amendment. Secondly, the defendant must show that the deficient performance prejudiced the defense. Unless both prongs of the test are satisfied, it cannot be said that the conviction *** resulted from a breakdown in the adversary process.”
In People v. Bounds,
“To establish prejudice, a defendant ‘must show that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.’ (Strickland,466 U.S. at 694 ,80 L. Ed. 2d at 698 ,104 S. Ct. at 2068 .)”
Further, in People v. Mahaffey,
To establish that defendant was denied effective assistance of counsel in entering a guilty plea, defendant must demonstrate both (1) that his counsel’s performance was deficient; and (2) prejudice to defendant (defined as a reasonable probability that, but for counsel’s errors, defendant would not have pleaded guilty and would have insisted on going to trial). Prejudice is assessed in light of the likelihood of success at trial, and if prejudice has not been demonstrated, we need not consider whether counsel’s performance was deficient. People v. Pugh,
In the present case, defendant’s amended petition failed to allege the particulars underlying the allegation that his trial counsel incorrectly advised him regarding the range of penalties to which he could have been sentenced, such as when, where, or how defense counsel .communicated such misinformation. Defendant merely alleges that “[d]uring discussions between [defendant] and [d]efense counsel prior to plea hearing, [d]efense counsel advised [defendant] on a likely sentence of 10 years for a guilty plea [to a Class 1 felony].” In addition, we agree with the trial court that defendant failed to allege how he was prejudiced by his trial counsel’s failure to advise him of his eligibility to be sentenced as a Class X offender where (1) defendant (apparently mirroring his trial counsel’s understanding) asserts in his petition that he believed if he pleaded guilty to a Class 1 felony, he could receive an extended term of 5 to 30 years in prison (the penalty range for a Class X offender is 6 to 30 years (
Nonetheless, defendant contends that even if he asserted in his petition his belief that he could receive up to 30 years for a Class 1 felony conviction pursuant to section 5 — 8—2 of the Code (
This court does not know that the record contains “no firm proof’ in the absence of defendant’s presenting that record to us. Because the parties had not agreed to the imposition of a specific sentence when defendant pleaded guilty in December 1994, we will presume that the trial court complied with the requirement of section 5 — 3—1 of the Code that a presentence investigation be conducted and a presentence report prepared.
In addition, our review of the record makes clear that the trial court thoroughly and completely admonished defendant as to the consequences of his guilty plea. At the guilty plea proceedings, the following colloquy took place:
“THE COURT: That is a Class 1 felony [(referring to the offense to which defendant was pleading guilty)]. What is the range of possible penalties for which the defendant is qualified by reason of the offense and his prior record; your understanding, [prosecutor]?
[Prosecutor]: Your Honor, I believe he should be admonished upon sentencing as a Class X felon. I would suggest to the [c]ourt that pursuant to [section 5 — 5—3(c)(8) of the Code], because of a prior 1980 conviction for burglary, and a 1984 conviction for aggravated battery of a child, he shall be sentenced as a Class X offender.
THE COURT: Is that your understanding, [defense counsel]?
[Defense counsel]: May I have just a moment, your Honor? We’re ready to proceed, your Honor.
THE COURT: Okay, [defense counsel]. The recitation by the prosecutor as to the prior record of your client, and the implications that that record holds for the required sentencing here, is that consistent with your understanding?
[Defense counsel]: I believe that yes, that the qualifying factors that she mentioned would be present. However, this was a Class 1, [with a sentencing range of] five to thirty [years], anyway. But, yes, it was a Class 1 offense, a Class X sentence.
THE COURT: All right. As I understand the situation here, [defendant], with your prior record and the representations made by the lawyers, if you plead guilty to or are convicted of the offense, the [c]ourt would be required to sentence you under the Class X sentencing provisions of the statute. That means if you plead guilty to or are convicted of this, the [c]ourt is required to sentence you to a term of imprisonment. The range of possible prison sentences would be for a definite period of time; not less than six years, not more than thirty years. Any term in prison, or the term in prison, would be followed by a period of mandatory supervised release of at least three years. The law also permits the possibility of a fine of any amount of money up to a maximum of $10,000.00. Now do you understand the range of possible penalties that the law provides for this charge against you, given your prior record?
[Defendant]: Yes.”
The State then indicated that defendant’s guilty plea was “open” as to the sentence to be imposed, and the court admonished defendant that it could sentence him to any prison term within the range set forth under the Class X sentencing provisions — that is, between 6 and 30 years. Defendant then tendered his guilty plea.
Defendant’s responses to the trial court’s questions do not reveal any misunderstanding or hesitancy in his decision to plead guilty. The record does not show that any alleged misunderstanding by defendant or his trial counsel regarding defendant’s eligibility to be sentenced as a Class X offender in any way affected whether defendant knowingly or voluntarily pleaded guilty. Thus, defendant has not demonstrated prejudice to him in his decision to plead guilty. Accordingly, we conclude that defendant’s amended petition fails to satisfy the prejudice prong of the Strickland test.
In so concluding, we note that the case upon which defendant relies, People v. Morreale,
B. Defendant’s Claim That
Defendant also argues that he sufficiently set forth the gist of a claim in his postconviction petition that
In People v. Thomas,
“In the exercise of its duties, the legislature has the power to codify provisions which enhance a criminal offense (e.g., misdemeanor to a felony) or enhance the applicable range of punishment (e.g., extended term sentence or Class X sentencing). ***
***Section 5 — 5—3(c)(8) does not elevate the class of a crime, but merely sets forth criteria under which a defendant shall be sentenced according to the guidelines for a Class X felony. [Citation.] Under this statute, the legislature manifested its intent to subject certain defendants convicted of Class 1 and Class 2 felonies to an enhanced sentencing range of from 6 to 30 years. Therefore, defendant’s offense was not enhanced from a Class 1 to a Class X felony; he was simply subject to a single punishment enhancement to the Class X range.
*** [T]his ‘second use’ of defendant’s prior convictions [(when the trial court considered the same two prior convictions which established the defendant’s eligibility for Class X sentencing as aggravating factors)] does not constitute an enhancement, because the discretionary act of a sentencing court in fashioning a particular sentence tailored to the needs of society and the defendant, within the available parameters, is a requisite part of every individualized sentencing determination. [Citation.] The judicial exercise of this discretion, in fashioning an appropriate sentence within the framework provided by the legislature, is not properly understood as an ‘enhancement.’ ” (Emphasis in original.) Thomas,171 Ill. 2d at 223-25 ,664 N.E.2d at 85-86 .
Thus, contrary to defendant’s claim, his sentence under
We also disagree with defendant’s contention that his postconviction petition alleges the gist of a claim that his counsel on direct appeal provided ineffective assistance of counsel by failing to raise the issue of his trial counsel’s failure to object to the constitutionality of
C. Defendant’s Claim That Appellate Counsel Was Ineffective For Failing To Raise on Direct Appeal
Claims of ineffective assistance of appellate counsel are evaluated under the standard set forth in Strickland v. Washington,
Initially, we note that Elizabeth D. Caddick of the office of the State Appellate Defender, who was appointed to represent defendant on direct appeal, raised two issues and argued each issue thoroughly before this court. See People v. Martin,
Moreover, we conclude that had Caddick raised on direct appeal the issue that
In Thomas (
“[A]lthough the legislature considered the prior convictions of certain defendants in establishing their eligibility for Class X sentencing, the legislature did not intend to impede a sentencing court’s discretion in fashioning an appropriate sentence, within the Class X range [(emphasis added)], by precluding consideration of their criminal history as an aggravating factor. Rather, while the fact of a defendant’s prior convictions determines his eligibility for a Class X sentence, it is the nature and circumstances of these prior convictions which, along with other factors in aggravation and mitigation, determine the exact length of that sentence.” (Emphasis in original unless otherwise noted.) Thomas,171 Ill. 2d at 227-28 ,664 N.E.2d at 87 .
Further, in People v. Dunigan,
Consistent with our supreme court’s decisions in Thomas and Dunigan, we conclude that defendant’s claim that
Under the circumstances of this case, we hold that the trial court did not err by summarily dismissing defendant’s amended petition as frivolous and patently without merit.
IV. CONCLUSION
In closing, we commend the trial court for its thoughtful trial court memorandum, which we found helpful.
For the reasons stated, we affirm the trial court’s judgment.
Affirmed.
GREEN and McCULLOUGH, JJ., concur.