Docket No. 79042–Agenda 6–May 1997.
THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. ROMANCE DENNIS, Appellee.
Opinion filed February 20, 1998.
CHIEF JUSTICE FREEMAN delivered the opinion of the court:
Following a jury trial in the circuit court of Cook County, defendant, Romance Dennis, was convicted of armed robbery (720 ILCS 5/18–2(a) (West 1994)) on a theory of accountability (720 ILCS 5/5–2 (West 1994)) and sentenced to eight years' imprisonment. The appellate court reversed defendant's conviction and remanded the cause for a new trial.
FACTUAL BACKGROUND
The testimony of Mario and Greg Perez, the victims in this case, was essentially the same. Mario testified that on July 15, 1991, he and his brother, Greg, self-employed roofing contractors, were in search of a hardware store to purchase paint and supplies. While searching, Mario drove his truck into an alleyway in the vicinity of Chicago Avenue and Springfield Road in Chicago. A garbage truck was stopped in the alley in front of him and blocked Mario’s exit.
Because the alleyway was blocked, Mario turned off his truck engine, opened his door and waited for the garbage truck to move. In his rearview mirror, Mario noticed a car, being driven by defendant, enter the alley and pull up directly behind Mario’s truck. Another person, later identified as Ernest Jones, exited defendant's car from the passenger side. Defendant then backed the car into a “T” in the alley.
Greg, who was seated on the passenger side of the truck, testified that he did not see the car pull behind their truck. However, as Greg sat with Mario, a man with a gun approached Greg and demanded money. Greg alerted Mario about the gunman. Upon seeing the gun, Mario grabbed from Greg's hand the four dollars which had been intended for the purchase of the paint and supplies. Mario jumped out of the driver's side of the truck and pulled out a pocket knife to distract the gunman. Nevertheless, the gunman was able to take a radio/compact disc player from the truck's floor. Greg chased the gunman with a barbecue fork. Mario further testified that the gunman got back into the car, which, by that time, had been turned around without Mario's noticing.
Officer Patricia Warner, a Chicago police officer, testified that on July 15, 1991, as she and her partner, Paul Sarpaulis, were driving westbound on Chicago Avenue, they observed two subjects, later identified as Greg and Mario Perez, and responded to their summons for assistance. The Perez brothers told the officers that they had just been robbed and gave the officers a physical description of the robbers and of their vehicle. The description ultimately led the officers to defendant, who was later positively identified by the Perez brothers.
Officer Warner further testified that she was familiar with a three-story gray brick building at West Chicago Avenue. It was her testimony that the area is a known “dope spot,” and that she had, in the past, investigated the building for narcotics trafficking. Officer Warner also testified that although she could not recall the name or exact location, there is a hardware store on Chicago Avenue.
Defendant's version of the facts are as follows. On the date of the robbery, defendant and his fiancee drove to Earnest Jones' home. After picking up Jones, the three drove to a location on Chicago Avenue in Chicago with the intent to purchase heroin.
Defendant entered an alley between Springfield and Harding. Parked just ahead of him in the alley was a garbage truck. A pickup truck entered the alley behind him. Defendant drove up to a “T” in the alley, stopped, and allowed Jones to exit the car. After Jones exited, defendant made a right turn into the “T” alley because the pickup truck was behind him. According to defendant, the pickup was one which he had seen near the drug house, which was accessible from this alley, on at least three prior occasions.
Defendant testified that Mario Perez and “some black guy” were sitting in Mario's truck. Before turning into the “T” alley, defendant saw Mario exit the pickup truck. Mario had money in his hand and was headed toward the entrance of the drug house. At that time, defendant further recounted, Jones and Mario were walking almost side by side toward the house. Defendant stated that he pulled into the “T” alley to wait for Jones' return because he did not want to wait in close proximity to the drug house, which is located on the other side of the “T.”
While defendant and his fiancee were waiting, defendant saw Jones being chased toward the car by an unknown male. When Jones arrived at the car, defendant leaned to his fiancee and told her to open the door. Jones jumped into the car, and, panicking, told defendant to go. At the time, defendant, unaware of what had actually occurred, thought that perhaps there had been a “drug bust.” Defendant sped off in the car.
When Jones reentered defendant's car, Jones was carrying a small radio in his hand. Prior to this time, defendant had not seen the radio and did not know from where Jones had gotten the radio. Jones subsequently told defendant that he had taken the radio from the “guys” chasing him. He lifted his shirt and showed defendant a revolver in his waistband. Prior to that time, defendant had not seen the revolver.
After dropping Jones off, defendant went home, talked to his mother and went to work. Afraid to tell the police that he was at the drug house, defendant did not notify the police about the occurrence in the alley. In the interim, Officer Warner visited defendant's home. At some later time, defendant telephoned Officer Warner, who eventually met with defendant and placed him under arrest.
After being placed under arrest, the police transported defendant to the police station. Defendant agreed to cooperate with the police and, to that end, defendant was permitted to leave the station and to lead the police to Jones' home. Defendant picked up Jones and the two then traveled to defendant's home. After arriving at defendant's house, both defendant and Jones were placed under arrest.
Defendant testified that he did not know that Jones had a gun or that Jones was going to commit the robbery. On cross-examination, he stated that he had given Jones money to purchase drugs for both him and for Jones.
At the close of the evidence, the jury was instructed on, inter alia , the elements of armed robbery and accountability. During deliberations, the jury sent a note to the court asking, “When is the commission of the offense complete?” Before the court made any response, the jury sent a second note, asking, “Can we please have the answer: When is the commission of the crime over? Will you supply the answer.” As stated in the appellate court opinion, the court responded, “you may consider the period of time and the activities involved in escaping to a place of safety.”
The jury subsequently returned a guilty verdict. On appeal, the appellate court held that while the trial court's decision to respond to the jury inquiry was proper, the substance of the court's response constituted reversible error. The appellate court, therefore, reversed defendant's conviction and sentence and remanded the cause for a new trial.
We granted the State's petition for leave to appeal. The issue, as framed by the State, is whether the trial court committed reversible error when, in response to the jury's inquiry as to when the armed robbery was complete, the court responded that the jury could consider “the period of time and activities involved in escaping to a place of safety.” Defendant cross appeals. We now affirm the appellate court.
DISCUSSION
The appellate court held that the robbery ended when the Perez brothers gave up their property. Quoting from this court's opinion in
People v. Gaines
,
The court additionally held that impeachment of defendant's trial testimony concerning his reasons for being in the alley was proper where that testimony differed from the statements which defendant had earlier given to police. The court also held, without determining the effect, that the State's argument concerning its own credibility was improper.
Preliminarily, we acknowledge the State's admonition to this court against issuing an advisory opinion. In that regard, the State first notes that this court has “demonstrated an apparent interest in addressing the legal issue of whether one's participation in an `escape' from a completed crime can make that person accountable for the crime itself.” Citing our recent decision in
People v. Batchelor
,
First, in light of the trial court's reliance on
People v. Hickman
,
Third, by its argument, the State appears to suggest that we may dispose of the escape issue here in a manner similar to our disposition in Batchelor . While this case may be factually similar to Batchelor , it is procedurally different. The issue of whether escape formed a part of the offense of armed robbery in Batchelor arose in the context of a sufficiency of the evidence claim. Applying a reasonable doubt standard, we held that there was sufficient evidence to convict, without regard to whether escape formed a part of the substantive offense.
In this case, unlike in
Batchelor
, the issue of whether escape forms a part of the offense of armed robbery arises in the context of a claimed instructional error. Instructional errors are reviewed under a harmless error, not a reasonable doubt, analysis. When confronted with a sufficiency of the evidence claim, the reviewing court determines whether, viewing the evidence in the light most favorable to the State, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See
Batchelor
,
Therefore, notwithstanding the sufficiency of evidence in this case, which might support a finding of guilt, application of the harmless error analysis requires, in the first instance, a determination of whether any error occurred–in other words, whether the instruction was correct. Second, if there was error in the instruction, we must then determine whether, in spite of that error, evidence of defendant's guilt was so clear and convincing as to render the error harmless beyond a reasonable doubt. Because, in this case, the escape issue underlies the claimed instructional error, whether escape forms a part of the offense of armed robbery for purposes of accountability is now squarely before us, and we, therefore, address it.
Accountability
We begin our analysis with consideration of the nature of accountability. A person is legally accountable for another's criminal conduct when “[e]ither before or during the commission of an offense, and with the intent to promote or facilitate such commission, he solicits, aids, abets, agrees or attempts to aid, such other person in the planning or commission of the offense.” 720 ILCS 5/5–2(c) (West 1992). Therefore, in order to hold defendant accountable for this armed robbery, defendant must have, with the requisite intent, aided or abetted Jones prior to or during the commission of the offense.
There seems to be no question between the parties as to the meaning of terms “aided” and “abetted” as they appear in the accountability statute. The serious debate centers, instead, on the phrase “during the commission of an offense.” The State maintains that the Criminal Code of 1961 leaves unanswered what is meant by commission of the offense. However, the State posits, because accountability principles apply to deter people from joining in on and facilitating the accomplishment of criminal behavior, the doctrine of accountability “attempts to find the outermost limits of an offense, in order to deter the greatest amount of detrimental behavior.”
The State rejects, as contrary to accountability purposes, utilization of an “elements of the offense” approach to defining “during the commission of an offense.” The State offers that the better approach is to view the offense as a “related series of continuous events,” in other words, to consider the res gestae of the offense. The State contends that a res gestae approach is consistent with accountability proposes because, under such approach, a defendant would be held accountable for his or her assistance at any point in time during the res gestae of the offense.
Res gestae
has been generally understood as an evidentiary principle which was, at one time, employed as one of the exceptions to the hearsay rule. See M. Graham, Cleary & Graham's Handbook of Illinois Evidence §803.2 (6th ed. 1994). The term “
res gestae
” means “the subject matter of the thing done.”
People v. Jarvis
,
As a basis for the admissibility of hearsay evidence, Illinois has abandoned the concept of
res gestae
as amorphous, having been applied indiscriminately and inhibiting any reasonable analysis. See
People v. Poland
,
Notwithstanding our apprehension concerning a res gestae approach, there is a stronger, and more basic, reason to reject it. Section 5–1 of the Criminal Code of 1961 sets out the general rule for accountability for conduct of another. Pursuant to section 5–1, “[a] person is responsible for conduct which is an element of an offense if the conduct is either that of the person himself, or that of another and he is legally accountable for such conduct.” (Emphasis added.) 720 ILCS 5/5–1 (West 1992). A plain reading of the statute supports the conclusion that any conduct which is not set out as an element of the offense cannot form the basis for accountability based guilt.
Even
People v. Cooper
,
The defendant was charged and convicted on a theory of aiding and abetting an armed robbery. At trial, the court instructed the jury, inter alia , that “[a] robbery is complete when the perpetrator has eluded his pursuers, if any; has reached a place of temporary safety and is in unchallenged possession of the stolen property after having effected an escape with such property.” Defendant claimed that with respect to the robbery, the evidence proved no more than that he was an accessory after the fact. On appeal, the defendant claimed error in the court's instruction. The court of appeals agreed and, on that basis, reversed the defendant's conviction.
The case was taken up by the California Supreme Court, which was asked to determine the duration of the commission of robbery for purposes of aiding and abetting liability. The court first noted that once all elements of a robbery are satisfied the offense has been initially committed and the principal may be found guilty of robbery. This threshold of guilt-establishment is a fixed point in time, but is not synonymous with “commission” of a crime. For purposes of aider and abettor liability, the court held, commission of a robbery continues until all acts constituting the offense have ceased.
Cooper
,
It is this portion of the court's reasoning in
Cooper
upon which the State relies in arguing against an elements approach to defining the duration of an offense. Had the court's reasoning ended there, we could find it supportive of the State's position. However, although the court's opinion in
Cooper
may properly be viewed as an endorsement of a “series of continuous events” approach, that approach is nonetheless applied within the narrow context of the elements of the offense. Thus, to determine the duration of the commission of robbery, the
Cooper
court did not focus simply on the series of events which occurred during the perpetration of the offense, but also considered those events within the context of the “duration of the
final element
of the robbery” as provided by statute. (Emphasis in original.)
Cooper
,
As we understand
Cooper
, under California law, asportation is the final element required to constitute the offense of robbery. For purposes of establishing guilt, the asportation element is initially satisfied by evidence of slight movement; it is not confined to a fixed point in time. The majority construed the asportation element as continuing for as long as the property is being carried away to a place of temporary safety. Therefore, under California law, in order to be convicted for aiding and abetting a robbery, a defendant must form the necessary intent to facilitate or encourage commission of the robbery prior to or during the carrying away of the property to a temporary place of safety.
Cooper
,
A purer example of the elements approach to the duration question may be found in
State v. Baker
,
Based upon the plain language in our accountability statute, we conclude that, for purposes of accountability, the duration of the commission of an offense is defined by the elements of the offense. In this case, we necessarily consider those elements which constitute the offense of armed robbery. Consistent with our accountability statute, a defendant may be held accountable for the commission of armed robbery if, either before or during the commission of the offense, he aided or abetted Jones in “conduct which is an element of [the] offense.”
Duration of the Commission of Armed Robbery
Armed robbery is the taking of property “from the person or presence of another by the use of force or by threatening the imminent use of force” while “armed with a dangerous weapon.” 720 ILCS 5/18–1, 18–2(a) (West 1994). A taking from the person or presence is met when the property is in the possession or control of the victim and the robber uses violence or fear of violence as the means to take it.
People v. Smith
,
Generally, where a victim observes a weapon, a sufficient threat of force exists (
People v. Hollingsworth
,
Consistent with jurisprudence developed in our appellate court, the State construes force to include not only the force used in the taking, but also the force used to effectuate the defendant's departure. See,
e.g.
,
People v. Kennedy
,
Smith would appear to be inconsistent with those appellate court cases which have held, in effect, that the robbery continues for as long as force is being used, either to perfect the taking of property or to effectuate a departure from the scene. However, as the State correctly perceives, Smith may be read to define the minimum conduct required to constitute a completed robbery. In our view, the appellate court's broad construction of the force element is not an unreasonable one and tends to capture that conduct which is the true essence of an armed robbery offense.
In many instances, flight or an escape is effectuated by use of force. It is the accompanying force which properly continues the commission of the offense. However, the fact that an escape is made possible by reason of the use of force does not render escape an element of the offense. In a case where an escape is accomplished without force, it cannot reasonably be argued that such escape is a part of the substantive offense.
Neither flight from pursuing victims nor escape are included as elements in the statutory definition of robbery. See 720 ILCS 5/18–2(a)(2) (West 1994). Thus, consistent with
Smith
, the offense of armed robbery is complete when force or threat of force causes the victim to part with possession or custody of property against his will. Although the force which occurs simultaneously with flight or an escape may be viewed as continuing the commission of the offense (see,
e.g.
,
Kennedy
,
In sum, it has long been emphasized that the gist of the offense of robbery is the force or fear of violence directed at the victim in order to deprive him of his property.
Taylor
,
We acknowledge that, at least in the context of felony murder, we have held that if a killing occurs in the course of an escape from a robbery, the escape is within the operation of the felony-murder rule. That rule had its genesis in
People v. Bongiorno
,
The State does not now seek, and we are not inclined, to extend the felony-murder escape rule to apply in accountability cases. Certain policy considerations inform our decision. Felony murder and accountability have theoretically different underpinnings. Felony murder seeks to deter persons from committing forcible felonies by holding them responsible for murder if a death results.
People v. Viser
,
Unlike felony murder, accountability focuses on the degree of culpability of the offender and seeks to deter persons from intentionally aiding or encouraging the commission of offenses. Holding a defendant who neither intends to participate in the commission of an offense nor has knowledge that an offense has been committed accountable does not serve the rule's deterrent effect. Further, the attachment of liability in such situations contravenes general concepts of criminal culpability. The felony-murder escape rule contemplates neither knowledge nor intent. Thus, the rule is irreconcilable with our accountability statute and we decline to apply it in that context. See
In re D.C.
,
The Court's Instruction
In answer to the jury's inquiry concerning when the armed robbery had ended, the trial court responded that “you may consider the period of time and activities involved in escaping to a place of safety.” The State acknowledges that this instruction is consistent with the felony-murder escape rule as provided in Hickman . In fact, the trial court noted that the rule was drawn from Hickman , but the court perceived the rule to be, nonetheless, applicable. Regardless, the State argues that based upon the circumstances in this case, the trial court's response to the jury's questions was proper. In the State's view, the appellate court mistakenly assumed that the trial court's response instructed the jurors that they could consider the period of time and the activities involved subsequent to the completed offense of armed robbery. In fact, however, the trial court's instruction merely informed the jury that the offense included the period of time when the victims were attempting to regain control of their property; codefendant was attempting to prevent the victims from regaining possession of their property while, at the same time, to effect a forceful departure from the scene. Therefore, the State argues, the instruction did not erroneously expand the offense of armed robbery.
As we have stated, we agree that the court's instruction may be interpreted to reference the activity during Jones' flight from his pursuing victims. Nevertheless, as we have stated, neither a defendant's flight from pursuing victims nor escape constitute elements of the offense of armed robbery. Where force is used to accomplish either flight or escape, such conduct may properly be viewed as continuing the force element of the offense. It is the force involved, not the flight or the escape, which constitutes the offense. In instructing juries on the offense of armed robbery, trial courts should focus on the particular elements of the offense, i.e. , taking and use of force. The court's instruction here was a statement of the felony-murder escape rule. As that rule is not applicable for accountability purposes and, further, as escape is not “conduct which is an element of an offense” for which defendant may be held accountable, the court's instruction was erroneous. We next consider the effect of the erroneous instruction.
Harmless Error Analysis
The State argues, generally, that any error caused by the trial court's response to the jury's questions was harmless because the evidence of defendant's knowing participation in the armed robbery was overwhelming. In order for an alleged error in instructions to be considered harmless, it must be demonstrated that the result of a trial would not have been different if the proper instruction had been given.
People v. Johnson
,
The State recounts, at length, facts which, according to the State, support at least the inference that defendant was involved in the commission of this offense. The State's theory of the case is that defendant planned to commit the robbery, if not from the time he picked up Jones, then at least from the time that he entered the alley. However, the fact that the jury inquired as to when the robbery ended supports the conclusion that the jury did not find that defendant was involved in planning the robbery either prior to picking up Jones or from the time that he entered the alley.
The State's additionally offered facts (that defendant was able to observe the robbery as it was being committed; that he drove the getaway car; that he failed to report the commission of the offense; that he planned to share in the proceeds; and that his testimony was incredible and inconsistent) are equally unavailing. Not even presence at the scene, coupled with flight or knowledge that a crime is being committed, is sufficient, without more, for accountability purposes.
People v. Taylor
,
In sum, it was defendant's uncontradicted testimony he was unaware of a robbery until Jones reentered his car. It was his further testimony that actions in the alley, as well as his flight therefrom, were out of concern for being at the drug house. Officer Warner's testimony corroborated defendant's testimony concerning the location of the drug house and drug trafficking activity in the alley. While it is conceivable that defendant was a part of the armed robbery, it is just as conceivable that his presence in the alley and subsequent conduct was related to drug-trafficking activity. The escape could have been from the perceived “drug bust” as easily as it could have been from the robbery.
Incidentally, and as the State argues, if in fact the appellate court perceived the trial court's instruction to reference defendant's driving from the scene, it is reasonable to conclude that the jury might also have interpreted the instruction to fix the escape at the time of the car getaway. There is no evidence that the use of force, once Jones was inside the car, continued. Even if the jury believed defendant's version of the facts, the instruction that it could “consider the period of time and activities involved in escaping to a place of safety” might have provided the basis for the guilty verdict. But for the erroneous instruction, which, in response to the jury's completion inquiry, told the jury that it could consider escape, the result at trial might have been different.
On this record, we do not find evidence in support of defendant's armed robbery conviction so clear and convincing as to render the erroneous instruction harmless beyond a reasonable doubt.
Cf. Cooper
,
Defendant's Cross-Appeal
In his cross-appeal, defendant claims error in the prosecution's closing argument and in the use of his explanation to the police to discredit his trial testimony. Because we have decided that the trial court's erroneous instruction was reversible error, we do not address these claims.
CONCLUSION
For the reasons stated above, we affirm the judgment of the appellate court, which reversed defendant's conviction and remanded the cause to the circuit court for retrial. As there is sufficient evidence upon which a jury may base a conviction for armed robbery, upon retrial, defendant will not be subjected to double jeopardy.
Appellate court judgment affirmed .
JUSTICE NICKELS, dissenting:
I disagree with the majority's cramped, unrealistic interpretation of the phrase “during the commission of an offense” as used in section 5–2 of the Criminal Code. In the majority's view, for accountability purposes the duration of an offense coincides precisely with the formal elements of the offense. The majority ostensibly reaches this conclusion by considering the phrase in conjunction with section 5–1 of the Criminal Code. However, the thrust of section 5–1 is simply that an individual may be held responsible for the elements of an offense based not only on his or her own conduct but also on conduct for which he or she is accountable. That does not tell us what we need to know in this case: When is one person accountable for the conduct of another? In the majority's view, aiding or abetting must occur before all of the elements of the offense have been completed. In the State's view, the “commission” of an offense includes both the formal elements of the offense and contemporaneous, closely related events as well. In either case, one who participates in the commission of an offense is accountable for the primary offender's conduct pursuant to section 5–2, and is therefore responsible for the elements of the offense under section 5–1. Accordingly, section 5–1 does not resolve the issue before this court.
To justify its approach, the majority suggests that one who aids or abets a robbery before the robber has gained control of the loot is more culpable than one whose involvement begins immediately after that point. I do not believe, however, that the degree of culpability in the two situations is qualitatively different so as to affect the determination of criminal responsibility. Armed robbery is a crime of violence, and while the robber is still at the scene, trying to make good his or her escape, the danger of violence inherent in the offense persists. This is true whether or not the robber actually uses force in making his getaway. In my view, this consideration amply warrants imposing accomplice liability on one who assists an armed robber in his immediate flight from the crime.
As the majority is forced to acknowledge, its definition of the duration of an offense is inconsistent with the definition governing application of the statutory felony murder rule under section 9–1(a)(3) of the Criminal Code (720 ILCS 5/9–1(a)(3) (West 1996)). Illinois courts have also rejected a rigid, technical “elements of the offense” approach like the majority's in other settings. For instance, under section 12–14(a)(2) of the Criminal Code (720 ILCS 5/12–14(a)(2) (West 1996)), the offense of criminal sexual assault is enhanced to aggravated criminal sexual assault if the offender caused bodily harm to the victim “during the commission of the offense.” It has been held that injuries inflicted after a sexual assault will support a conviction of aggravated criminal sexual assault when the acts causing injury “were part of an unbroken series of events and were both very near in time and closely linked to the forced sexual acts.”
People v. Thomas
,
