delivered the opinion of the court:
Following a bench trial, defendant Robert Davis was convicted of six counts of aggravated criminal sexual assault, one count of aggravated kidnaping, one count of aggravated battery, one count of armed violence, and one count of unlawful restraint. He was sentenced to 54 years’ imprisonment.
On appeal, defendant contends: (1) the trial court erred in applying the Illinois “rape shield” statute to preclude defense counsel from cross-examining the victim about a previous sexual assault complaint; (2) he was not proven guilty beyond a reasonable doubt; (3) the trial court erred in failing to investigate sua sponte defense counsel’s alleged neglect and incompetence; and (4) the trial court erred in allowing a witness to testify to hearsay statements made by the victim to medical personnel. We affirm.
FACTS
Before trial, defense counsel made a motion in limine, asking the court for permission to cross-examine the victim, Lakita H., about a prior sexual assault complaint on September 5, 1998. Defense counsel argued the fact pattern in the prior incident was similar to the instant case and took place exactly one month before. In the September 5 incident, Lakita alleged "that she met two men. She had a discussion with one of the men and later met the other man. They went to a residence and had drinks. Lakita left the residence. When she returned, she was sexually assaulted by one of the men. Lakita went to the hospital and participated in the completion of a Vitullo kit. The police aggressively pursued the matter until March 1999. The police then closed the case because their attempts to contact Lakita at her address were unsuccessful.
Defense counsel contended the prior incident was relevant because it showed a lack of credibility and a prior fabrication by Lakita. The State responded that the facts were not similar, and the rape shield statute prevented the defense from questioning Lakita about the prior incident. The court denied defendant’s motion, holding the rape shield statute applied to preclude defense counsel from questioning Lakita about the prior incident.
At trial, Lakita testified on October 4, 1998, she had finished her work as a tow truck driver at about 6:30 or 7 p.m. On her way home she stopped to buy chicken, then went to a liquor store at 51st Street and Michigan Avenue to buy beer. As she was walking into the store, a man approached and tried to speak to her, but she ignored him. The man was light-skinned and had braids in his hair; Lakita identified him as defendant. When she left the store, defendant tried to speak to her again, but she ignored him and drove home.
At about 8 p.m. that evening, Lakita returned to the same store to buy cigarettes. When she left the store, she saw defendant and codefendant James Walker. They approached her and said something about going to a party with them. She ignored them and drove home in her tow truck. She parked across the street from her building, turned off the radios and secured her money in a steel folder in the truck. As she was locking the truck, both defendants approached her. Defendant poked her in her side with an object she believed to be a gun and said they were going to a party. Walker said “come on” and grabbed her arm. They walked through a construction site, and defendant shook a bag containing urine onto her.
The defendants pulled Lakita’s hood down over her face and tied it tightly. They then crossed the street and went into a building. She could hear defendants talking to other males. Defendants pushed her into an elevator, and they went up. They shoved her into an abandoned apartment and pushed her onto a mattress in a bedroom. Defendant told Lakita it was Walker’s birthday, and Lakita was his birthday gift. Lakita tried to stand up a couple of times, but defendants shoved her back down. Throughout the night, both defendants and a third man repeatedly sexually assaulted her — orally, rectally, and vaginally. They also beat her with a baseball bat and their fists and submerged her body in scalding water. At one point, she got up and tried to jump out the window, but she realized they were on a high floor of the building.
After a period of time, Lakita lost track of who was doing what to her, and she “blacked in and out.” She heard them say she was dead. Defendants talked about wrapping her body in carpet and putting it on the railroad tracks or throwing it down the incinerator. One of the defendants kicked her and she moved. She started pleading with them to let her go and told them she would not tell anyone. Defendants threw Lakita’s clothes at her and said she had two minutes to get dressed or they would throw her out the window. She got dressed and they put the hood over her head again. As they were leaving, she was able to see the apartment number on the door was “15 something.”
When Lakita went outside, she realized for the first time it was daylight, the next morning. Defendants threatened to kill her if she told anyone about the incident. She started to walk home but realized she was being followed by another, unidentified, man. She saw her neighbor and told him to call the police. J.B. Brown, Lakita’s coworker, was sitting in his tow truck behind her truck. She told him a man was following her. Lakita got into her truck, and she and JB. started driving around to look for the man. Lakita called the police and other tow truck drivers on her truck radio. She then spotted defendants walking on 49th Street. At 51st Street, she backed into a car to get the attention of the police. Several police cars and tow trucks came to the scene, and Lakita was put in an ambulance. She saw defendants through the window, and she became scared and screamed.
On cross-examination, Lakita testified defendants offered her drugs at the apartment, but she refused. She did not know what kind of drugs they were. Defendants also offered her alcohol, and she drank it. She denied using illegal drugs before the incident but said she takes several prescription drugs. She did not remember telling the detectives after the incident that she left her house for the store at 12:15 or 12:45 a.m. Lakita testified she was very hysterical at the hospital and did not remember what she told anyone. She remembered a condom was used at one time during the incident.
Regina Mathews, a registered nurse, testified she worked in the emergency room at Provident Hospital on October 5, 1998. She assessed Lakita, who told her she had been raped. She noticed Lakita had swelling on her face, and bruising and swelling on her shoulder, arm, hand, thigh, and hip. She described them as large areas of redness, swelling, and welts. Lakita started moaning every time she moved.
Lakita told Mathews she had gone out to get cigarettes that night and was approached by a light-skinned man who followed her back to her residence without her knowledge. When she got out of her truck, she saw the man with a dark-skinned man. The dark-skinned man got forceful and told her they were going somewhere, and she followed. He had a hand in his pocket, and she wasn’t sure if he had a weapon. They took her to a project building and went up in an elevator to a vacant apartment. There was a third person there. They asked her if she wanted to do drugs, and she refused. She smoked a cigarette that was offered to her.
Lakita told Mathews the men grabbed her and started pulling her clothes off. All three individuals began sexually penetrating her with their penises — vaginally, orally, and rectally. They took her to the bathroom, and the same acts occurred there. She tried to escape, and she was beaten all over with fists and a bat. She was repeatedly sexually assaulted. She drank some alcoholic beverages. The offenders eventually let her go at about 8 a.m. the next morning. Lakita notified her neighbor who called the police.
Mathews conducted a rape kit test on Lakita, and a doctor performed a vaginal and rectal exam. Mathews sealed the rape kit, which remained in her presence until she gave it to police. Lakita told Mathews she was not sure if the men used condoms. She indicated she had smoked marijuana in the past. Lakita also told her she had left her home to go to the store around midnight.
Chicago police officer Lisa Locke testified that on October 5, 1998, at approximately 8:40 a.m., she was on patrol and received a flash message indicating an assault and a person being followed. She went to 51st Street and King Drive and saw Lakita in a tow truck. According to Officer Locke, Lakita was “hysterical,” “screaming,” and “crying.” She was saying, “ T caused an accident to alert the police to get the police to the scene.’ ” After receiving information from other officers, Officer Locke proceeded to 4950 South State Street, apartment 1504, with Officer John Gregwar. She recovered a baseball bat behind the bedroom door and five condoms inside a garbage bag. The items were inventoried.
Officer Vickie Dodd testified she spoke with Lakita in the ambulance. According to Officer Dodd, Lakita was “very hysterical” and “trembling” and “was blurting out she had been raped.” When Lakita saw the two offenders through the window, she started yelling and screaming and said “that is them.” In her general offense case report, Officer Dodd indicated Lakita had been drinking. She recorded the time of the offense as from 12:30 a.m. until 8 a.m.
Charles Neal, Lakita’s boss at the time of the incident, testified he received a communication from Lakita on his truck radio on October 5, 1998. She sounded distraught and panicked, and it took him a while to figure out her location. When Neal arrived at 51st Street and King Drive, Lakita was very distraught and distressed. Her face was swollen, and she was crying. Her clothes were partially ripped, her face wet and bloody.
Several stipulations were entered into evidence by the State. An examination of the baseball bat revealed no latent fingerprint impressions suitable for comparison. The vaginal swabs and rectal swabs from the Vitullo kit, and the five condoms, were found to contain semen. Sperm and nonsperm fractions from the victim and both defendants were found on the inside and outside of the condoms. Defendant’s DNA and the victim’s DNA were both present on portions of two of the condoms. Following the evidence presented, the court found defendant guilty of aggravated criminal sexual assault, aggravated kidnaping, armed violence, aggravated battery, and unlawful restraint.
Defendant’s motion for new trial was denied. He was sentenced to nine years on each of six counts of aggravated criminal sexual assault, to be served consecutively. He was sentenced to six years for aggravated kidnaping, nine years for armed violence, five years for aggravated battery, and three years for unlawful restraint, to be served concurrently with the aggravated criminal sexual assault counts. Defendant’s motion to reconsider sentence was denied.
DECISION
I. Rape Shield
According to defendant, one month prior to the incident in the instant case, Lakita complained to police that she had been sexually assaulted by another man. During their follow-up investigation, police were unable to contact Lakita at her home address. Defendant contended he should have been allowed to cross-examine Lakita about the prior incident to show a prior false claim of sexual assault. During argument before the court, defense counsel contended:
“We feel the case at bar is strikingly similar, it is a month to the day from this alleged assault, Judge, and we feel that what we have is a situation where a person with facts which are those where she meets people on the street, engages in social behavior with these people, engages in sex with these people and then cries rape goes to show credibility or lack of credibility as to the complaining witness.”
Defense counsel alluded to hospital records and a police report related to the prior incident. Defendant argued based on the fact that police were unable to follow up on the investigation with the victim, he had made a “good faith prima facie basis of showing a possible fabrication.”
Counsel for the State responded the prior incident was factually dissimilar to the instant case and was irrelevant. According to the State, Laldta knew one of the men involved in the prior incident, whereas the instant case involved a sexual assault committed by strangers.
The trial court denied defendant’s request, holding the rape shield statute barred defendant from entering into this line of questioning.
Under the rape shield statute, the prior sexual activity or reputation of the alleged victim or corroborating witness in a sexual assault case is inadmissible, except (1) as evidence concerning the past sexual conduct between the alleged victim and the accused, when offered to show consent, or (2) when “constitutionally required to be admitted.” 725 ILCS 5/115 — 7(a) (West 2000).
Here, there was no evidence of any past sexual activity between the alleged victim and defendant, so the first exception does not apply. Defendant contends that evidence of a prior false accusation of rape is a recognized exception to the rape shield statute, where there exists a substantial offer of proof. He contends the evidence in this case is relevant to the victim’s “prior pattern of behavior” and credibility. In addition, the evidence is beyond the scope of the statute, because the circumstances surrounding the previous incident do not constitute “prior sexual activity.”
A defendant has a right, pursuant to the confrontation clause in the sixth amendment, to cross-examine a witness in order to show motive or bias or other factors that might influence testimony. Olden v. Kentucky,
Under the second exception, in Sandoval,
We have held prior false accusations of sexual assault do not constitute “prior sexual activity” under the rape shield statute. People v. Grano,
In contrast to this case, the defendant in Grano presented the court with specific evidence of the falsity of the allegations. He advised the court that three witnesses would testify the victim told them she had sex with three other adult men, and three witnesses (the other adult men) would testify they never had sex with the victim. Grano,
In People v. Alexander,
Similarly, in People v. Hodges,
Defendant contends the trial court failed to consider the second exception to the rape shield statute — the evidence should be allowed where “constitutionally required” to be admitted. Even if defendant is correct that the trial court ignored the second exception, he has offered no evidence that the victim’s prior claim of sexual assault was made falsely. This court has held a failure to make an adequate offer of proof results in a waiver of the issue on review. People v. Grant,
II. Reasonable Doubt
Defendant next contends he was not proven guilty beyond a reasonable doubt, because the victim’s testimony was incredible, inconsistent, and unsupported by other evidence, and his conviction was based on evidence inculpating the codefendant.
In reviewing the sufficiency of the evidence, the relevant question is whether, considering the evidence in the light most favorable to the State, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. People v. Cox,
Defendant contends the victim’s testimony was incredible and unsupported by other evidence. Our review of the record shows otherwise. First, the testimony of a single witness, if it is positive and the witness credible, is sufficient to convict a defendant. People v. Smith,
Testimony that Lakita’s face was swollen, and she had welts and swelling about her body are corroborated by photographs in the record. Several witnesses testified she was crying and appeared distraught. Her clothes were torn, her face appeared bloody, and she screamed when she saw defendants through the ambulance window. A baseball bat and five condoms were removed from the apartment. Forensic evidence revealed defendant’s DNA and Lakita’s DNA were found on two of the five condoms recovered from the apartment. Lakita testified she had several opportunities to view defendant’s face, and she made a positive identification shortly after the incident and at trial.
Defendant contends the DNA evidence in the case was suspect because the DNA of other unidentified people was found on some of the condoms in the garbage bag. Defendant’s DNA was not found on the vaginal swabs taken from the victim. This argument is unpersuasive. The victim testified she remembered condoms being used during the assaults. She testified that both defendants, as well as a third man, repeatedly sexually assaulted her throughout the night. Her DNA and defendant’s DNA were found on two of the five condoms. The DNA evidence is consistent with the victim’s account. There is no evidence, as defendant contends, that the trial court wrongly convicted him based on evidence inculpating his codefendant. Ample evidence was presented at trial inculpating this defendant.
III. Krankel Hearing
Defendant contends the trial court should have sua sponte ordered a hearing to investigate his counsel’s negligence and incompetence, pursuant to People v. Krankel,
In Krankel,
Unlike Krankel, in this case, defendant did not raise the issue of ineffective assistance before the trial court, either at trial or in a post-trial motion. Defendant relies on People v. Williams,
This case differs from Williams, in that the trial court was not presented with evidence that trial counsel was neglectful in presenting witnesses or putting on a defense. See People v. Henney,
Defendant’s allegations of defense counsel’s errors do not rise to the level of depriving defendant of a defense. Henney,
Defendant contends, in the alternative, that he is entitled to a new trial, pursuant to the holding in People v. Hayes,
IV Hearsay
Defendant next contends the trial court erred in admitting the hearsay testimony of Nurse Mathews, who testified regarding statements Lakita made about the sexual assault. At the outset, the State contends defendant waived this argument by failing to object at trial and failing to address the issue in his posttrial motions. People v. Enoch,
We may review a plain error affecting a defendant’s substantial rights where: (1) the evidence is closely balanced, or (2) the error is of such magnitude that there is a substantial risk the defendant was denied a fair and impartial trial, and remedying the error is necessary to preserve the integrity of the judicial process. People v. Vargas,
The issue is whether Lakita’s statements to Mathews are inadmissible hearsay or fall under the hearsay exception for statements made by the victim to medical personnel for purposes of diagnosis or treatment. Section 115 — 13 of the Code of Criminal Procedure of 1963 provides, in part:
“[Statements made by the victim to medical personnel for purposes of medical diagnosis or treatment including descriptions of the cause of symptom, pain or sensations, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment shall be admitted as an exception to the hearsay rule.” 725 ILCS 5/115 — 13 (West 1992).
A trial court is vested with discretion in determining whether the statements made by the victim were “ ‘reasonably pertinent to [the victim’s] diagnosis or treatment.’ [Citation.]” People v. Williams,
Lakita’s statements to Mathews regarding the sexual assaults and the manner in which she was beaten and injured fall under the exception because they related to the cause of injuries and were pertinent to her diagnosis and treatment. Defendant concedes the statements about her injuries fall within the exception. However, Lakita’s description of the events before the attack and after the attack, the statements defendants made to her, and her description of her attackers as “light-skinned” and “dark-skinned” individuals do not fall under the hearsay exception. These statements were not “reasonably pertinent to diagnosis or treatment.” 725 ILCS 5/115 — 13 (West 1992). The identity of the persons who attacked her was not necessary to her receiving proper medical treatment, nor were the events related to the kidnaping and apprehension of the defendants. Generally, statements concerning a cause of injury made to a treating physician are admissible under the physician-patient exception to the hearsay rule; however, identification of the offender is outside the scope of the exception. People v. Hudson,
We must address the question of whether the court’s erroneous admission of these statements amounts to plain error. First, we examine whether the evidence at trial was closely balanced. Lakita testified that defendants kidnaped her from the front of her house, took her to a vacant apartment, and sexually assaulted and beat her over the course of the night of October 4, 1998. The trial judge said he found Lakita’s testimony to be credible. Nurse Mathews testified Lakita’s face was swollen, she had large areas of swelling and redness about her body, and she moaned when she moved. Police officers and Lakita’s boss testified that Lakita appeared “distraught,” was screaming and crying, her face was bloody, and her clothes were torn. The baseball bat and condoms found in the apartment and defendant’s DNA found on the condoms farther corroborate the victim’s account. We conclude the evidence presented at trial against defendant was not closely balanced but was strongly in favor of conviction. The error was waived; that is, forfeited.
Even if we were to address the issue under plain error, the error resulting from the admission of Mathews’ testimony was harmless. The hearsay testimony was cumulative and corroborated by substantial other evidence. No fact regarding the crime was introduced through hearsay testimony that was not also established by Lakita’s own testimony. People v. Robinson,
Lakita made a positive identification of defendant shortly after the incident and in court. Mathews’ testimony regarding Lakita’s statements was corroborated by substantial physical and forensic evidence, and by the testimony of the witnesses who observed Lakita’s physical appearance and demeanor shortly after the incident.
In further mitigation of the error, defense counsel had the opportunity to cross-examine the out-of-court declarant, Lakita, regarding the statements she made to Mathews. The main rationale underlying the exclusion of hearsay testimony is the opposing party’s inability to test the real value of the testimony by exposing the source of the assertion to cross-examination. Robinson,
CONCLUSION
We affirm the decision and rulings of the trial court.
Affirmed.
SOUTH, EJ., and HALL, J., concur.
