Lead Opinion
delivered the opinion of the court:
On Oсtober 1, 1998, defendant Taiwan Davis was charged by indictment with two counts of first degree murder of Richard Skelton. Count I alleged first degree knowing murder (720 ILCS 5/9 — 1(a)(2) (West 1998)), and count II alleged first degree felony murder predicated on mob action (720 ILCS 5/25 — 1(a)(1) (West 1998)). At the jury instructions conference, the circuit court of Madison County indicated it would give defendant’s tendered involuntary manslaughter instructions only as an alternative to count I knowing murder. The State then moved to dismiss count I, which the court allowed. As a result, the trial court declined to give involuntary manslaughter instructions. The jury convicted defendant of felony murder.
The appellate court affirmed.
BACKGROUND
Late in the evening of August 10, 1998, Richard Skelton learned that his recently purchased television set was missing. Richard believed his girlfriend and his two sisters had sold it for crack cocaine. Richard’s younger brother, Fred, picked him up at a bar called Wick’s with Richard’s son Jason, Jason’s girlfriend Dawn Herrin, Richard’s daughter Shelly Garrett, and Jill Walter. In two сars, the group drove to the 1100 block of Seventh Street in Alton, Illinois, where they believed the television may have been sold.
Members of the group exited the cars and began knocking on doors and asking about the television. The group had some familiarity with the area. During their search, Fred met a prior acquaintance, Bruce Stewart. Fred asked Stewart about the television and then asked some men on a porch “if they had heard of any television set being sold in this area for drugs.” Richard also asked individuals about the television. Dawn testified that Jason was trying to get his father to leave before anything started, but Richard refused, saying that he was not going to leave until he got his television back. The pair continued across the street to Timothy Lee’s duplex, where Lee and several friends were sitting on the porch.
An argument began, and Lee told them to get off his property. Fred testified that, “they told us that we were in the wrong neighborhood to even be asking questions.” Fred heard a door slam across the street, turned, and saw “several guys coming from behind [him].” Fred stated, “It was a pretty scary situation at that time when they started coming at me.” According to Fred, defendant was not part of either group; however, Shelly was able to identify defendant at that time. Fred turned back around and was “sрlit in the head with a club” and “knocked out” for 20 to 30 seconds. Shelly testified that she was also attacked by four or five persons.
When Fred woke up he saw “ten or better” men beating Richard. Shelly stated that it was 20 men. “Every one of them” was beating Richard. They kicked Richard in the head, face, and ribs for about five minutes. “He didn’t have a chance to fight back,” stated Fred. According to Fred, “They was saying slurs, you know, shouldn’t have been in this area, and they’d kick him. They was cussing and yelling and hollering like kind of rejoicing that he got whopped like he did.” Shelly described the situation by stating, “They was actually pulling each other out of the way and they was, you know laughing, kick him, you know hitting him, kick his ass, and so, you know, everything was, I was trying to get to him. I was yelling that’s my father.” Jason testified similarly, stating, “Most all the guys that I could see that was there was participating in it like it was, you know, fun or something, a game to them.” The crowd “was cheering them on and rooting them on and trying to get in there to help their friends basically kill him.” None of the group around Richard attempted to stop the incident, according to Jason.
Shelly identified defendant hitting Richard more than six times with a stick. Fred saw defendant with a stick in his hand, and observed defendant throw the stick down as he fled. Jason testified that he saw defendant in the group around Richard, but did not see anyone with a stick. Jason did not know if defendant hit Richard because Jason was trying to get his girlfriend out of the fray. Dawn Herrin did not see the crowd of 15 or 20 people hit Richard, but did see defendant holding something as he was crossing the street to join the crowd. Jill testified that she was a block away and saw a fight with Richard in the center, but could not identify anyone specifically in the beating. Each of the witnesses admitted that they omitted reference to defendant in their initial reports to police, but, according to the witnesses, such omissions were because they were not asked or they were still emotional from the incident.
As the police were arriving, the group beating Richard fled. Alton police officer Michael Bazzell was called to the scene of a fight “around midnight.” He observed a “white male laying partially in the roadway.” Richard was not conscious and did not have a pulse. Bazzell unsuccessfully performed cardiopulmonary resuscitation. He observed “the majority of his face was covered with blood.” The victim arrived by ambulance at the Alton Memorial Hospital emergency room in cardiac arrest. According to a nurse, Richard had abrasions on his forehead and bruises to both sides of his face. After attempts to revive Richard failed, Richard was pronounced dead аt 12:50 a.m. on August 11, 1998.
Dr. Raj Nanduri performed a postmortem examination on the victim. Dr. Nanduri testified to bruises, abrasions, and scratches about Richard’s face. He stated there was a “massive hemorrhage underneath the scalp in the temple region” and that the wounds were consistent with blunt force injury to the head. Dr. Nanduri did not observe fractures of the skull or intracranial hemorrhage. Richard’s chest exhibited a wound consistent with blunt-force injuries and the left fifth and sixth ribs were broken. There were injuries to the back of the neck consistent with a beating of the victim. Dr. Nanduri additionally stated that Richard had very advanced coronary atherosclerosis and a 0.183 blood-alcohol level. He determined the cause of death to be “cardiac arrythmia precipitated by blunt trauma to head and chest in patient with advanced atherosclerotic cardiovascular disease” with “acute ethanol intoxication” being a significant contributing condition of death.
Dr. Nanduri testified it was possible that a stick could have caused some of Richard’s blunt-force injuries. However, he could not state whether the blunt-force injuries were actually caused by a stick. Dr. Nanduri explained, “[A] stick can cause a pattern which is consistent with the object. And if you have that, then you can for sure take the dimensions and measurements of the stick and the injuries on the body and you would be able to say that, in all probability this weapon or similar object would have caused the particular injury.” He did not find that pattern in this case. Dr. Nanduri would expect that if someone hit a victim six times directly with a stick, then a pattern would be observable on the victim.
Several police officers canvassed the area soon after the incident. Officer Anthony Ventimiglia, the crime scene technician, arrived to the scene after Richard had been removed. The beating occurred around a Ford Escort parked on the south side of 7th Street. A light blue broomstick was found just to the west of the Ford Escort. Ventimiglia identified the broomstick in court, which was approximately three feet in length and one-half inch in diameter. Photographs also depicted Richard’s eyeglass lens, a wristwatch, medical supplies, and “some blood that was in the roadway” near the Ford Escort. Photographs depicted numerous severe bruises and lacerations about Richard’s head. Ventimiglia did not notice any blood on the stick.
Alton detective Scott Golike testified that he first saw defendant in a duplex belonging to Lisa Haynes at 1118 East 7th Street at approximately 2 a.m., August 11, 1998. Golike testified that defendant stated that he had been inside and did not see the incident. In a witness statement at 2:23 a.m. on August 11, defendant stated that he heard a commotion outside, so he looked outside through the window. He saw Timothy Lee arguing with a bunch of people about a television set, but he never saw a fight because his friend’s mom told them to stay out of it.
Golike interviewed defendant again several hours later at the police station. After being advised of his constitutional rights, defendant altered his story. According to Golike, defendant stated, with a tear in his eye, that he had, in fact, beaten the victim three or four times with a stick. In his written statement, signed at 7:45 a.m. on August 11, defendant stated that he previously lied because he was scared. He stated that he had been sitting on Lisa Hayne’s front porch with friends when the two cars pulled up. After the argument started, he saw a man he knew as T.A. hit Fred on the head. Fred fell to the ground. At this point, defendant ran across the street to the fight, carrying a broomstick that he already had in his hand. He stated, “I don’t know why, but when this fight started, I got excited and wanted to get in it. I don’t know why I did it because this dude hadn’t done nothing to me. But I ran across the street with a bunch of other people to help beat him up.” Defendant’s statement continued,
“I think I hit him twice on his head, but I didn’t really mean to hit him there. I meant to hit him on his body, but he kеpt moving around and it was hard to hit him right where I wanted to. I’m sure I hit him only three or four times and one or two of those times were just on his body somewhere. After I hit him the last time, I threw the stick down on top of him and took off running back to Lisa’s house. This older guy was hurt pretty bad and this was when I realized that I done something wrong and I felt bad about it. *** The last time I saw the white dude, he was still laying in the street and everybody was running away from him. I heard later that he died. I’ll admit that I hit him in the head a couple times, but I did not mean for the guy to die.”
Defendant was 17 years old at the time of his arrest and was 5 feet 8 inches tall and weighed 160 pounds. At trial, defendant stated that he twice swung the stick into the crowd, but that he did not hit Richard. He hit Bruce Stewart instead. Defendant denied telling the police otherwise. At trial, he stated that when he swung the stick at Richard, “I know he would probably get hurt, but I didn’t think the man would die.” Defendant testified that he was not part of any mob, but he also stated, “By me being there, I’m pretty sure I was involved.”
Defendant called Kathryn Kessler and Lisa Haynes as witnesses at trial. Kessler stated that she saw the incident, but did not see anyone with a stick, but admitted she had told police after the incident that she had. Haynes testified that defendant was in her house during the entire incident, but admitted she reported to the police after the incident that “Taiwan Davis then ran from the аltercation and went inside of Haynes residence.”
On August 12, 1998, the State information charged defendant by information with knowing first degree murder (720 ILCS 5/9 — 1(a)(2) (West 1998)). On September 3, 1998, the grand jury returned a three-count indictment against defendant for knowing first degree murder (720 ILCS 5/9 — 1(a)(2) (West 1998)), armed violence (720 ILCS 5/33A — 2 (West 1998)), and mob action (720 ILCS 5/25 — 1(a)(1) (West 1998)). This indictment was super-ceded by the October 1, 1998, two-count amended indictment noted above.
After the evidence described above was adduced before the juiy, the trial court denied defendant’s motion for acquittal on both the knowing-murder and felony-murder counts.
At the instructions conference, defense counsel asked for an instruction on involuntary manslaughter, stating, “If they believe Mr. Davis, if they believe what he told them, they can find involuntary manslaughter.” Defense counsel also argued that the evidence demonstrated that defendant was not acting together with the mob. The State responded that because there was no evidence of recklessness, defendant was not entitled to an involuntary manslaughter instruction. The State also raised the possibility of inconsistent verdicts. Defense counsel replied, “Well, I mean we want a just verdict and we think that the jury can reach a just verdict. And we think, in fact, the just verdict would be involuntary manslaughter.” Relying on People v. DiVincenzo,
The State sought to dismiss count I and proceed only on count II, felony murder. Over the defense objection, the trial judge granted the motion to dismiss count I.
The jury was instructed, inter alia, that “a person commits the offense of mob action involving violent infliction of injury when he, acting together with one or more persons and without authority of law, knowingly disturbs the public peace by the use of force or violence; and one of the participants in the mob action violently inflicts injury to the person of another.” The jury deliberated and found defendant guilty of felony murder premised on mob action. The trial court denied defendant’s posttrial motion. On April 30, 1999, the trial court sentenced defendant to 20 years’ imprisonment.
On appeal, after reviewing the evidence, the appellate court concluded that “[t]he trial court’s refusal to allow involuntary manslaughter instructions was a proper use of its discretion where the evidence established that defendant did not act recklessly.”
ANALYSIS
Defendant argues: (1) his conviction for felony murder must be vacated under the reasoning set forth in our decision in People v. Morgan,
Felony Murder
The State preliminarily maintains that the first argument is waived because it was not included in defendant’s petition for leave to appeal nor was it presented to the appellate court. We note that this court released the Morgan decision after this case was argued in the appellate court and before that court filed its opinion. Defense counsel acknowledges his failure to raise the Morgan issue in a supplemental brief to the appellate court or in the petition for leave to appeal. Under Supreme Court Rules 341(e)(7) and 315(g), a party is required to raise its arguments and provide citation to legal authority in its appellate brief and in its petition for leave to appeal to avoid waiver. 177 Ill. 2d R. 315(g); 188 Ill. 2d R. 341(e)(7); see also People v. Patterson,
The Criminal Code of 1961 defines the offense of felony murder as:
“(a) A person who kills an individual without lawful justification commits first degree murder if, in performing the acts which cause death:
(3) he is attempting or committing a forcible felony other than second degree murder.” 720 ILCS 5/9 — 1(a)(3) (West 2002).
The Code defines the term “forcible felony” to encompass several enumerated felonies, including “aggravated battery resulting in great bodily harm or permanent disability or disfigurement” as well as “any other felony which involves the use or threat of physical force or violence against any individual.” 720 ILCS 5/2 — 8 (West 2002). The Code section at issue here defines “mob action” as consisting of “[t]he use of force or violence disturbing the public peace by 2 or more persons acting together and without authority of law.” 720 ILCS 5/25 — 1(a)(1) (West 2002). Defendant makes no argument that the felony of mob action is not a “forcible felony” within the felony-murder statute.
The lack of an intent to kill for felony murder distinguishes it from the other forms of first degree murder, which require the State to prove either an intentional killing (720 ILCS 5/9 — 1(a)(1) (West 2002)) or a knowing killing (720 ILCS 5/9 — 1(a)(2) (West 2002)). Given this fact, we have acknowledged a concern that the State will effectively eliminate second degree murder and will avoid the burden of proving an intentional or knowing killing in first degree murder cases by often charging felony murder because certain predicate felonies tend to accompany all murders. Morgan,
Thus, where the evidence of the conduct underlying the felony and the killing is the same, the felony-murder statute may absolve the State of its duty to prove to the fact finder that the defendant possessed either an intent to kill or do great bodily harm or knowledge of a strong probability of death or great bodily harm, thereby allowing the State to take a shortcut to a murder conviction. To address this problem, we held in Morgan that where “the acts constituting forcible felonies arise from and are inherent in the act of murder itself, those acts cannot serve as predicate felonies for a charge of felony murder.” Morgan,
We review the facts of Morgan and Pelt to illustrate this problem. In Morgan, the 14-year-old defendant was indicted on eight counts for killing his grandparents, Lila and Keith Cearlock. Following an argument between the defendant and Keith about the defendant receiving detention in school, Keith administered corporal punishment on the defendant with a razor strap and also attempted to punch him. The defendant retrieved Keith’s gun shortly thereafter, intending to use it to kill himself in the bathroom. Instead, the defendant fired the gun at a bottle on the bathtub. The defendant exited the bathroom to find Lila screaming. Keith had threatened in the past to kill him, so he feared for his life when he saw how angry Keith had become. The defendant shot Keith as he approached to prevent Keith from reaching him. He then shot Lila in the back as she tried to flee the house. Morgan,
The defendant argued on appeal that he could not be found guilty of first degree felony murder of Lila because the charged predicate felonies were not independent of the killing. Morgan,
In People v. Pelt, the defendant was found guilty of aggravated battery of a child, his infant son, and first degree felony murder predicated on aggravated battery of a child. The evidence showed that the defendant threw the infant into a dresser causing injuries which led to the infant’s death. We held that aggravated battery improperly served as the predicate for felony murder. Pelt,
With these precedents in mind, we turn to the facts of the instant case. The evidence at trial demonstrates defendant’s conduct was not an act that was inherent in, and arose out of, the killing of Richard Skelton. Simply stated, the same evidence was not used to prove both the predicate felony, mob action, and the murder. The following evidence was adduced at trial. Defendant joined the crowd after the argument began. According to defendant’s statement, he hit Richard twice in the head, and once or twice on the body. Defendant testified that he swung twice at Richard, but did not hit him. The only person he succeeded in hitting, according to defendant’s testimony, was Bruce Stewart. The testimony of Richard’s family and friends — save Shelly Garrett, who testified that defendant struck Richard six or more times — was unclеar as to whether defendant actually hit Richard. It is undisputed that many of the blows Richard received were from the 10 to 20 other assailants. The jury found that defendant acted together with one or more persons without authority of law; knowingly disturbed the public peace by the use of force or violence; and one of the participants in the mob action violently inflicted injury to Richard. In essence, to convict defendant of mob action, it was not necessary to prove that defendant struck Richard, much less performed the act that caused the killing. Unlike Morgan and Pelt, we are able to conclude that the predicate felony underlying the charge of felony murder involved conduct with a felonious purpose other than the conduct which killed Richard. Therefore, under the facts of the instant case, mob action was a proper predicate felony for felony murder. Our holding in Morgan does not preclude defendant’s felony-murder conviction.
We further note that this outcome is consistent with our holding in People v. Viser,
Involuntary Manslaughter Jury Instructions
We initially note that defendant’s argument on this issue is less than clear. What is consistent throughout defendant’s arguments before the trial court, appellate court, and before this court is a general argument that the jury was entitled to determine if the defendant acted recklessly, in the form of an involuntary manslaughter instruction. Therefore, defendant argues that the trial court erred by refusing that instruction. This court reviews a court’s decision to decline to give an instruction under the abuse of discretion standard. People v. DiVincenzo,
We have adopted and applied the charging instrument approach to determine if one offense is a lesser-included offense of a charged offense so that jury instructions cаn be given for the lesser-included offense. People v. Novak,
Under the first step, we have traditionally looked to the indictment or information when conducting this analysis. People v. Ceja,
Count II of the amended indictment in this case provided:
“FIRST DEGREE (FELONY) MURDER — in that said defendant, without lawful justification, while committing Mob Action, a felony which involved the use or threat of physical force or violence against an individual, in violation of 720 ILCS 5/25 — 1(a)(1), beat and kicked Richard L. Skelton, and thereby caused the death of Richard L. Skelton, all in violation of 720 ILCS 5/9 — 1(a)(3), and against the peace and dignity of the People of the State of Illinois.”
Count II does not specify any mental state as to the killing. As discussed above, the statutory definition of felony murder does not indicate a mental state for the killing (720 ILCS 5/9 — 1(a)(3) (West 2002)), and we have confirmed that the offense of felony murder does not include an intent to kill (Viser,
“A person who unintentionally kills an individual without lawful justification commits involuntary manslaughter if his acts whether lawful or unlawful which cause the death are such as are likely to cause death or great bodily harm to some individual, and he performs them recklessly ***.” 720 ILCS 5/9 — 3(a) (West 1998).
Accordingly, this statutory definition clearly specifies that a perpetrator must have a reckless mental state to be guilty of involuntary manslaughter.
A lesser-included offense is an offense proven by lesser facts or a lesser mental state, or both, than the charged offense. Hamilton,
In the alternative, defendant argues that even if involuntary manslaughter is not a lesser-included offense of felony murder in this case, evidence at trial supports the defense theory that defendant acted recklessly so that defendant could have been found guilty of the less serious, though not included, offense of involuntary manslaughter. As a result, the involuntary manslaughter instructions should have been given.
A defendant is entitled to have the jury be instructed on defense theories about which there is at least “slight” evidence. People v. Everette,
In other words, while a defendant may assert theories to try to mitigate or rebut responsibility for charged offenses, the defendant cannot argue responsibility for less serious, but unrelated, offenses which were not charged. Defendant objects that this case demonstrates how the prosecutor can use this principle to preclude the giving of an involuntary manslaughter instruction by dismissing a knowing or intentional first-degree murder charge and proceeding on only a felony-murder charge. We have already explained why this objection is unpersuasive: “[T]he State’s Attorney is vested with exclusive discretion in the initiation and management of a criminal prosecution. That discretion includes the choice of which charges shall be brought. A criminal does not have the right to choose his or her prosecution or punishment.” Ceja,
The United States Supreme Court has taken the same position. In Hopkins v. Reeves,
“Almost all States *** provide instructions only on those offenses that have been deemed to constitute lesser included offenses of the charged crime. [Citation.] We have never suggested that the Constitution requires anything more. The Court of Appeals in this case, however, required *** that an instruction be given on some other offense *** when no lesser included offense exists. Such a requirement is not only unprecedented, but also unworkable. Under such a scheme, there would be no basis for determining the offenses for which instructions are warranted. The Court of Appeals apparently would recognize a constitutional right to an instruction on any offense that bears a resemblance to the charged crime and is supported by the evidence. Such an affirmative obligation is unquestionably a great [ ]limitation on a State’s prerogative to structure its criminal law ***.” (Emphasis in original.) Hopkins,524 U.S. at 96-97 ,141 L. Ed. 2d at 85 ,118 S. Ct. at 1901 .
In light of Ceja and Hopkins, we hold that a trial court nеed not allow a defendant’s request to have the jury instructed on offenses that are less serious, but not included, offenses to those offenses for which he or she was charged regardless of whether the evidence at trial could support the less serious offense. We note defendant makes no argument that the trial court erred in dismissing count I of the indictment. Therefore, the trial court properly refused to give defendant’s tendered involuntary manslaughter instructions on the remaining count of the indictment.
CONCLUSION
Defendant’s felony-murder conviction was not improper under Morgan because the predicate felony of mob action was not inherent in the killing of Richard Skelton. In addition, the trial court properly refused to give defendant’s tendered involuntary manslaughter instructions because involuntary manslaughter is not a lesser-included offense of felony murder in this case and defendant is not entitled to receive instructions on less serious offenses unless they are included offenses.
The judgment of the appellate court is affirmed.
Affirmed.
Concurrence Opinion
specially concurring:
Defendant argues that although he committed the intentional felony of mob action, his conduct with respect to the target of the mob action was merely reckless. Thus, he contends, if his actions caused or contributed to the death of Richard Skelton, he is guilty of involuntary manslaughter (720 ILCS 5/9 — 3(a) (West 1998)), not first degree felony murder.
However, under our felony-murder statute, a defendant is properly convicted of felony murder if, while “performing the acts which cause[d] the death” of a person, he was “attempting or committing a forcible felony other than second degree murder.” 720 ILCS 5/9— 1(a)(3) (West 1998). The felony with which defendant was charged, mob action (720 ILCS 5/25 — 1(a)(1) (West 1998)), is not among those crimes enumerated in the provision defining forcible felonies (720 ILCS 5/2 — 8 (West 1998)). However, the term “forcible felony” includes not only those listed, but also “any other felony which involves the use or threat of physical force or violence against any individual.” (720 ILCS 5/2 — 8 (West 1998)). Mob action, under subsection (a)(1), consists of the “use of force or violence disturbing the public peace by 2 or more persons acting together and without authority of law.” 720 ILCS 5/25 — 1(a)(1) (West 1998). Thus, if the mob action was directed at an individual and caused his death, a charge of felony murder may lie. See also People v. Belk,
I, therefore, concur with the court’s conclusion that, under the facts of this case, defendant was properly convicted of felony murder. He committed mob action as defined in section 25 — 1(a)(1) of the Criminal Code, and the physical force and violence of the mob action was directed at a single individual who died as a result of the injuries inflicted by members of the mob.
The present case marks the third time in two years in which this court has granted a petition for leave to appeal to determine whether a particular felony was a proper basis for a conviction of felony murder. See People v. Pelt,
Courts and scholars have identified at least two significant concerns with the unfettered application of the felony-murder rule. See, e.g., R. Gerber, The Felony Murder Rule: Conundrum, Without Principle, 31 Ariz. St. L.J. 763 (1999). First, “absent some limitations on the felonies which can invokе the rule, even nondangerous felonies in the pursuit of which a defendant cannot reasonably be thought to have manifested a man-endangering state of mind, can turn an accidental death into felony murder.” Baker v. State,
The second problem arises when “the homicide grows out of an initial aggressive act which is itself a felony.” In such cases, the State can “bootstrap practically all killings with dangerous weapons into murder simply by showing that the assault out of which the death arose was a felony.” Baker,
Merger Doctrine
The merger doctrine is a judicially created limitation on the felony-murder rule that addresses this potential for abuse. Under the merger doctrine, the felony-murder rule cannot be applied if the underlying felony is an offense that is an “integral part” or is “included in fact” in the homicide. See, e.g., People v. Ireland,
As a result, some jurisdictions hold that a felonious assault can never serve as the basis of a charge of felony murder. For example, in Barnett v. State,
Other jurisdictions have rejected the merger doctrine entirely. The Supreme Court of Minnesota has repeatedly rejected the suggestion that it should adopt the merger doctrine. See State v. Loebach,
The Supreme Court of South Dakota rejected the merger rule in a case involving a defendant who killed his four-month-old daughter by intentionally dropping her on the floor. State v. O’Blasney, 297 N.W2d 797 (S.D. 1980). Citing this court’s opinion in Viser, the South Dakota court observed that the “decision to adopt or reject the merger doctrine has resulted largely from an analysis of that jurisdiction’s statutes.” O’Blasney,
The Supreme Court of Tennessee has noted that “the merger doctrine has not been widely accepted.” State v. Godsey,
The Supreme Court of Georgia also relied on the intent of the legislature and the construction of the state’s various homicide statutes when it concluded that it was “not free to adopt the merger doctrine” urged by the appellant in Baker. Baker,
Still other jurisdictions adopted the merger doctrine and then abandoned it. In State v. Williams,
A century-old case from New York provides an example of the merger doctrine. In People v. Huther,
In 1973, New York’s highest court explained that it had developed the merger doctrine “to remedy a fundamental defect in the old felony-murder statute.” People v. Miller,
It is noteworthy that even in some states that have adopted the merger doctrine, the doctrine itself is limitеd by the language of the felony-murder statute. Under Kansas law, the felony-murder doctrine applies only if the underlying felony, viewed in the abstract, is inherently dangerous to human life and if the elements of the underlying felony are so distinct from the homicide so as not to be an ingredient thereof. State v. Smallwood,
Same-Act Doctrine
Under the same-act doctrine, application of the felony-murder rule is precluded whenever the act that constitutes the predicate felony is the same act that results in the death of the victim. Although this may appear to be a mere restatement of the merger doctrine, it is in fact an expansion of the merger doctrine to any predicate felony, whether or not it involves assaultive conduct.
For example, under this doctrine, the defendant who commits arson for profit cannot be convicted of felony murder if, unknown to the arsonist, there is a person inside the structure who dies in the flames. Because the act that constitutes the felony — starting the fire — is the same dangerous felonious act that causes the death of the victim, a conviction for felony murder is precluded. In contrast, application of the merger doctrine would not bar application of the felony-murder rule to this arsonist.
Massachusetts appears to have adopted the same-act doctrine, which, perhaps, is more accurately described as the “different act rule.” In Commonwealth v. Kilburn,
Collateral-Felony Doctrine
New Mexico courts have adopted a third approach to address the concern that “most second degree murders might be charged as first degree murders” under the felony-murder statute, “absent some limitation on the range of appropriate felonies.” State v. Varela,
Analysis of Illinois Decisions
In the stereotypical felony-murder case, an armed robber enters a store and demands money. The clerk hesitates, or resists, or perhaps merely makes a sudden movement that startles the robber, who fires his weapon, killing the clerk. It is immaterial whether the robber pulls the trigger intending to kill the clerk, or knowing that the clerk’s death is substantially likely to result, or wanting only to impress the clerk with the seriousness of his demand, or entirely by accident. People v. Ramey,
The hard case arises when the actus reus of the charged predicate felony is the same act that causes the deаth. This court has never expressly adopted the same-act doctrine by holding that a charge of felony murder may not stand unless the conduct that caused the death of the victim is separate from and in addition to the actus reus of the underlying felony. On the contrary, this court affirmed the defendant’s conviction of felony murder in Viser, in which there was no conduct other than that necessary to carry out the predicate felony of aggravated battery. Viser,
Twenty-four years later, in Morgan, the appellate court held that “the predicate felony underlying a charge of felony murder must involve conduct with a felonious purpose other than the killing itself.” (Emphasis added.) People v. Morgan,
The concurring justice in the appellate court decision in Morgan noted that, under this rule, some aggravated batteries and aggravated discharges of firearms would remain the basis for a felony-murder charge, so long as the crimes were not merely incidental to murder. Morgan,
This court affirmed the appellate court’s judgment that the felony-murder counts against Morgan were improper. Morgan, 197 Ill.Ill. 2d 404. However, in doing so, it altered the focus of the analysis. First, this court stated, incorrectly, that the appellate court concluded that “felony murder was limited to cases in which the predicatе felony consisted of conduct other than that inherent in the killing itself.” (Emphasis added.) Morgan,
This court also noted that the forcible felonies committed by Morgan “were inherent in, and arose out of, the fatal shootings” of his grandparents. Morgan,
Our opinion in the present case states that “in this type of case” (
Pelt was not a Morgan “type of case.”
The only reasonable reading of the language used in Pelt is that the predicate felony must not only have a felonious purpose apart from kilhng the victim, such as rape, robbery, or kidnaping, but also must involve at least two separate acts — first, the actus reus necessary to prove the elements of the felony itself and, second, the conduct that kills or causes the death of the victim. As I noted in my dissent in Pelt, this rule, “which focuses on the defendant’s conduct rather than his mental state, if literally applied, would preclude a charge of felony murder unless the defendant engaged in forcible felonious conduct in addition to the act that caused the killing.” Pelt,
Less than a year after this court issued its decision in Pelt, we are faced with a case in which the defendant committed only one criminal act yet we are affirming his conviction for felony murder. Although I dissented, in part, in Pelt, and I am troubled by this court’s reasoning in Morgan, I am bound by the doctrine of stare decisis to accept these cases as settled law. Reasoning from Morgan and Pelt, this court now suggests that the way to determine whether a defendant’s conduct was inherent in and arose out of the killing is to ask whether the “same evidence” was used by the State to prove both the predicate felony and the murder.
What our opinion says, in effect, is that if it is possible to prove the elements of the underlying forcible felony and also, using different evidence, to prove that “in performing the acts which cause the death” the defendant was “attempting or committing a forcible felony other than second degree murder” (720 ILCS 5/9— 1(a)(3) (West 1998)), conviction of felony murder is proper. This is the same-act doctrine, under which the State must prove that the defendant committed the actus reus of the underlying felony and, in addition, caused the death of the victim by engaging in some other conduct as he attempted or committed the forcible felony. I suggest that if this court is going to adopt this doctrine, it should do so unequivocally and thereby give clear guidance to prosecutors and trial courts.
In my opinion, however, the same-act doctrine completely ignores the intent of the legislature as expressed in the statutory definition of forcible felony, which includes “predatory criminal sexual assault of a child, aggravated criminal sexual assault, criminal sexual assault, robbery, burglary, residential burglary, aggravated arson, arson, aggravated kidnaping, kidnaping” and other crimes. 720 ILCS 5/2 — 8 (West 1998). Nothing in this statutory definition or in the felony-murder statute itself suggests a legislative intent that the provision apply only in cases such as the stereotypical store robbery case described above where the defendant commits two separate acts, one that constitutes the felony and one that causes the death of the victim. Indeed, the inclusion of arson on this list indicates a legislative intent that the single felonious act of lighting a fire with the intent to defraud an insurer (720 ILCS 5/20 — 1 (West 1998)) can serve as the predicate felony for a charge of felony murder if someone present in the structure, entirely unknown to the arsonist, is killed as a result.
In sum, although I agree with the result in this case, and although I accept Morgan and its progeny as the law of this state, I cannot agree that either the merger doctrine or the same-act doctrine are proper limits on the application of our felony-murder statute. The General Assembly has clearly expressed its intention that an act constituting a forcible felony — other than second degree murder — is a sufficient basis for the imposition of liability for felony murder, thus precluding our adoption of the same-act doctrine.
The merger doctrine is similarly precluded by the purpose of the felony-murder doctrine, which is to hold a felon responsible for the direct and foreseeable consequences of his actions. People v. Lowery,
Thus, in each case where felony murder is charged, the inquiry should be whether the State has charged a forcible felony as the predicate felony, whether the defendant set out to commit the forcible felony, and whether the death of the victim occurred during the attempt or the commission of and as a result of the felony.
In Morgan, the defendant admitted that he acted with the intent to kill. He could not be convicted of felony murder because he committed the fatal assaults for the sole purpose of carrying out that intent.
In Pelt, there was no evidence of the defendant’s mens rea aside from the forcible felonious conduct itself. No one, other than Pelt, knows whether he threw the infant against the dresser with the intent to kill, with the knowledge that he would likely cause death or grave bodily harm, or “merely” with the intent to batter the child. As I indicаted in my dissent in that case, in my opinion, the answer to this question should be within the province of the jury. If the State charges intentional, knowing, and felony murder in such a case, the jury should be permitted to consider all three counts of murder and to infer the defendant’s mental state from his actions. Pelt,
In the present case, defendant intended to participate in the forcible felony of mob action, which resulted in the death of Richard Skelton. He is guilty of felony murder.
I am fearful, however, that our latest pronouncement on the question of proper predicate felonies for felony murder obscures, rather than clarifies, this important issue. I hope that when the next case arises, the members of this court will either unequivocally adopt the merger doctrine or the same-act doctrine, thus overruling Viser, or else reject them, overrule Pelt, and clearly state that a conviction for felony murder may stand if and only if the State has proven that the defendant acted for the purpose of committing an independent felony apart from the homicide.
