Lead Opinion
delivered the opinion of the court:
Following a bench trial, defendant, Dennis Davis, was convicted of criminal sexual assault (720 ILCS 5/12 — 13(a)(1) (West 2002)) and sentenced to 30 years’ imprisonment. On appeal, defendant contends that his counsel was ineffective for failing to move to dismiss a portion of his indictment on the basis that it violated his speedy trial rights. In addition, defendant contends that he was denied his constitutional right to testify at trial.
The evidence adduced at trial demonstrated that, in March 2002, defendant sexually assaulted the victim, S.R., who was his fiancee’s daughter. On June 11, 2002, the victim reported the incident and defendant was arrested. The following day, on June 12, 2002, defense counsel filed a demand for trial at defendant’s initial court appearance. On July 3, 2002, the State charged defendant by information with criminal sexual assault, a Class 1 felony (720 ILCS 5/12 — 13(a)(1) (West 2002)). The case was then continued several times by agreement of the parties between July 23, 2002, and November 26, 2002. Prior to commencement of trial, on October 25, 2002, a grand jury convened and returned a two-count indictment, where each count was based on the same act with the same victim. The first count realleged defendant’s original charge (count I), and the second count alleged criminal sexual assault against the same victim enhanced as a Class X felony based on a prior conviction for criminal sexual assault (720 ILCS 5/12 — 13(a)(1) (West 2002)) (count II).
Section 12 — 13 of the Criminal Code of 1961 provides, in relevant part:
“(a) The accused commits criminal sexual assault if he or she:
(1) commits an act of sexual penetration by the use of force or threat of force; or
ij: ❖ %
(b) Sentence.
(1) Criminal sexual assault is a Class 1 felony.
(2) A person who is convicted of the offense of criminal sexual assault as defined in paragraph (a)(1) or (a)(2) after having previously been convicted of the offense of criminal sexual assault, or who is convicted of the offense of criminal sexual assault as defined in paragraph (a)(1) or (a)(2) after having previously been convicted under the laws of this State or any other state of an offense that is substantially equivalent to the offense of criminal sexual assault, commits a Class X felony for which the person shall be sentenced to a term of imprisonment of not less than 30 years and not more than 60 years. The commission of the second or subsequent offense is required to have been after the initial conviction for this paragraph (2) to apply.” 720 ILCS 5/12 — 13(a)(1), (h)(1), (b)(2) (West 2002).
Defendant first contends that his counsel was ineffective for failing to move to dismiss his enhanced charge of criminal sexual assault based on a prior conviction because it violated his speedy trial rights. The State responds that, because there was no basis for such a motion to dismiss, defendant received effective assistance.
To successfully allege ineffective assistance of counsel, the defendant must prove that his counsel’s performance was both objectively deficient and prejudicial. People v. Smith,
Pursuant to section 103 — 5 of the Code of Criminal Procedure of 1963, a defendant in custody must be tried within 120 days from the date he was taken into custody, “unless delay is occasioned by the defendant.” 725 ILCS 5/103 — 5(a) (West 2002). If a defendant in custody is not tried within the 120-day period, he must be discharged. See 725 ILCS 5/103 — 5(d) (West 2002). However, prior to trial, the defendant must make a written motion for discharge based on violation of his speedy trial rights to avoid waiver. People v. Pearson,
In the instant case, defendant has failed to demonstrate that he received ineffective assistance of counsel. Defendant argues that count II violated his speedy trial rights, and he supports his argument with the rules announced in People v. Williams,
In Gooden, the supreme court limited the Williams rule to situations where the later-filed charge is based on the “same act” as the originally filed charge, such that the charges would need to be brought in a single prosecution pursuant to principles of compulsory joinder. Gooden,
The compulsory joinder provision of the Criminal Code of 1961 states:
“(a) When the same conduct of a defendant may establish the commission of more than one offense, the defendant may be prosecuted for each such offense.
(b) If the several offenses are known to the proper prosecuting officer at the time of commencing the prosecution and are within the jurisdiction of a single court, they must be prosecuted in a single prosecution, except as provided in Subsection (c), if they are based on the same act.
(c) When 2 or more offenses are charged as required by Subsection (b), the court in the interest of justice may order that one or more of such charges shall be tried separately.” 720 ILCS 5/3 — 3 (West 2002).
In Gooden, the supreme court pointed out that “[ojnce a defendant has been prosecuted for an offense, the State is barred from prosecuting him or her for any other offense which, pursuant to section 3 — 3(b), should have been joined with the original prosecution.” Gooden,
The supreme court continued by stating that “the fact that multiple offenses arise from distinct, but related, acts in the course of a single incident is irrelevant for purposes of compulsory joinder.” Gooden,
In Gooden, the defendant was originally charged with home invasion, and 217 days later, the State later added a charge of aggravated criminal sexual assault. Gooden,
Here, defendant argues that his counsel should have moved to dismiss count II because it was brought after the expiration of the 120-day period commencing when he was originally charged on July 3, 2002, and it was based on the same act as count I.
Section 111 — 3(c) of the Code of Criminal Procedure provides:
“When the State seeks an enhanced sentence because of a prior conviction, the charge shall also state the intention to seek an enhanced sentence and shall state such prior conviction so as to give notice to the defendant. However, the fact of such prior conviction and the State’s intention to seek an enhanced sentence are not elements of the offense and may not be disclosed to the jury during trial unless otherwise permitted by issues properly raised during such trial. For the purposes of this Section, ‘enhanced sentence’ means a sentence which is increased by a prior conviction from one classification of offense to another higher level classification of offense set forth in Section 5 — 5—1 of the ‘Unified Code of Corrections’, approved July 26, 1972, as amended; it does not include an increase in the sentence applied within the same level of classification of offense.” 725 ILCS 5/111 — 3(c) (West 2002).
We conclude that defendant’s right to a speedy trial was not violated in this case. We also conclude that the principles of compulsory joinder do not apply in this case because defendant was not charged with a “new and additional” offense. First, we point out that the actual charges, counts I and II, both allege the same
Further support for our conclusion that count II is not a new and additional charge can be found in People v. DiPace,
Moreover, the cases relied on by defendant do not relate to the precise issue before this court — the amendment of defendant’s charging instrument to seek an enhanced sentence based on a prior conviction. In Williams, on the 120th day of the term, the State added nine new charges from the same set of facts as the original charges. These “new and additional” charges included three counts of aggravated kidnaping, three counts of kidnaping, two counts of aggravated battery, and one count of unlawful restraint. Williams,
Consequently, the speedy trial period was tolled when defendant agreed to numerous continuances between July 23, 2002, and November 26, 2002. Accordingly, because the amendment to defendant’s charging instrument did not affect his speedy trial rights, there was no legal basis for defense counsel to move to dismiss count II of the indictment pursuant to a speedy trial violation. See Garcia,
Additionally, we are not persuaded by defendant’s argument that the language of section 111 — 3(d) of the Code fails to protect against a violation of defendant’s speedy trial rights in this case. The statute provides:
“At any time prior to trial, the State on motion shall be permitted to amend the charge, whether brought by indictment, information or complaint, to make the charge comply with subsection (c) or (c — 5) of this Section. Nothing in Section 103 — 5 of this Code precludes such an amendment or a written notification made in accordance with subsection (c —5) of this Section.” 725 ILCS 5/111— 3(d) (West 2002).
Defendant claims that, because the legislature did not expressly identify subsection (c) in the latter sentence, an amendment based on a prior conviction is necessarily precluded from the protection provided to subsection (c — 5) against speedy trial dismissals.
Section 111 — 3(c—5) states:
“Notwithstanding any other provision of law, in all cases in which the imposition of the death penalty is not a possibility, if an alleged fact (other than the fact of a prior conviction) is not an element of an offense but is sought to be used to increase the range of penalties for the offense beyond the statutory maximum that could otherwise be imposed for the offense, the alleged fact must be included in the charging instrument or otherwise provided to the defendant through a written notification before trial, submitted to a trier of fact as an aggravating factor, and proved beyond a reasonable doubt. Failure to prove the fact beyond a reasonable doubt is not a bar to a conviction for commission of the offense, but is a bar to increasing, based on that fact, the range of penalties for the offense beyond the statutory maximum that could otherwise be imposed for that offense. Nothing in this subsection (c — 5) requires the imposition of a sentence that increases the range of penalties for the offense beyond the statutory maximum that could otherwise be imposed for the offense if the imposition of that sentence is not required by law.” 725 ILCS 5/111 — 3(c—5) (West 2002).
When interpreting a statute, the primary goal is to give effect to the legislature. People v. Kohl,
Defendant next contends that his constitutional right to testify was violated. Specifically, defendant argues that waiver cannot be presumed and the record fails to establish that he “voluntarily, knowingly, and intelligently” waived his right to testify. The State responds that no violation occurred because the trial court was not required to admonish defendant of his right to testify and defendant failed to
The ultimate decision whether to testify belongs to defendant. People v. Ramey,
In the instant case, defendant failed to assert his right to testify. The record is devoid of any evidence that defendant alerted the trial court that he wanted to testify. Cf. People v. Whiting,
Accordingly, we affirm the judgment of the circuit court of Cook County.
Affirmed.
CAHILL, J., concurs.
Notes
We need not detail the testimony as defendant does not contest the sufficiency of the evidence supporting his conviction.
Dissenting Opinion
dissenting:
The majority holds that the Class X version of criminal sexual assault is not a “new and additional” charge because no new element was added, which means “counts I and II[ ] both allege the same offense.”
The precise issue before us is whether the State has the right to bring a new indictment more than 120 days after the start of the defendant’s continuous custody. This case does not involve an “amendment.” The State did not seek to “amend the charge,” nor did the State seek to proceed “on motion,” as provided by section 111 — 3(d). 725 ILCS 5/111 — 3(d) (West 2002). Instead, the State proceeded by way of an indictment returned more than 120 days as provided in the speedy trial provision. As discussed below, this is not just a matter of form, but of substance.
New and Additional Charge
The defendant never made bail. He was arrested on June 11, 2002. On June 12, 2002, he filed a written demand for trial. On July 3, 2002, the defendant was charged by information with a single count, a Class 1 criminal sexual assault. On October 25, 2002, more than 120 days after his arrest and his written demand for trial, the information was superceded by a grand jury indictment charging the defendant with two counts, the original Class 1 offense and a Class X version of criminal sexual assault.
I do not agree that “new and additional” should be read to exclude the situation presented in this case. While the phrase “new and additional” is not contained in the speedy trial statute, it has been recognized as having particular significance “within the meaning of the speedy-trial statute.” People v. Woodrum,
I am persuaded that adding count II, charging a more serious offense by classification, falls within the plain and ordinary meaning of “new and additional.” The State began the prosecution of the defendant with a one-count information. It then sought to proceed to trial on a two-count indictment. It seems inescapable that adding a Class X offense to the originally filed Class 1 charge means that a “new” charge has been added.
It seems equally inescapable that going from a single-count charging instrument to a charging instrument with two charges means that an “additional” charge has been added. I submit there is no basis for the majority’s reading of “new and additional” to exclude the adding of an enhanced charge from the reach of this phrase. That an enhanced charge is based on the “same facts” with elements identical to the pending charges does not take the charge out of the plain and ordinary meaning of “new and additional.” Cf. People ex rel. Daley v. Datacom Systems Corp.,
The purpose of the rule, first enunciated in People v. Williams,
Having concluded that counts I and II are but one offense, the majority states, “[Principles of compulsory joinder do not apply in this case because defendant was not charged with a ‘new and additional’ offense.”
At oral argument the State conceded, as it must, that the original charge and the enhanced charge had to be tried jointly. I take the supreme court to mean exactly what it said in Quigley and Williams. “Once a speedy-trial demand is filed, the multiple charges are subject to the same speedy-trial period. If the charges are required to be brought in a single prosecution, the speedy-trial period begins to run when the speedy-trial demand is filed, even if the State brings some of the charges at a later date.” Quigley,
As the majority points out, the supreme court answered the question “whether continuances attributable to the defendant on the [pending] charge were attributable to him on the [later-filed charge]” in Williams,
Section 111 — 3(c)
Section 111 — 3(c) of the Code is a notice provision enacted for the benefit of the defendant. “The legislature enacted section 111 — 3(c) to ensure that a defendant received notice, before trial, of the offense with which he is charged.” (Emphasis in original.) People v. Jameson,
The majority’s interpretation turns section 111 — 3(c) from a notice provision meant to inform a defendant of the penalties he will face upon conviction into a provision allowing the State to add a greater classification of the same offense beyond the speedy trial term. This is not only unwarranted based on the language of section 111 — 3(c) but also violates the long-observed tenet that a criminal statute is to be strictly construed in favor of the accused. See People v. Chandler,
Conclusion
In my judgment, the rule should be simple: if a count is added by way of a new charging instrument, there is a “new and additional” charge for purposes of speedy trial analysis. In this case, because the State elected to proceed by way of a new indictment to add the enhanced offense, there was no “amendment” of the pending charge to the exclusion of the
Accordingly, the defendant has established that his trial counsel was deficient in failing to move for a dismissal of the later-filed charge and, to the extent the defendant was convicted of a Class X offense and sentenced accordingly, he was prejudiced. See People v. Staten,
I would remand this case for sentencing under the Class 1 offense the defendant was originally charged with and properly convicted of. See People v. Dixon,
Therefore, I dissent.
