Lead Opinion
delivered, the opinion of the court:
A jury found Thomas Damnitz guilty of armed violence, aggravated battery by great bodily harm, and aggravated battery involving use of a deadly weapon, but not guilty of attempted murder and aggravated battery by permanent disability. The circuit court sentenced him to incarceration for 25 years on the armed violence conviction. He appeals his conviction and sentence, raising issues concerning the improper exclusion of evidence, impermissible double enhancement, improper refusal of the court to transfer his motion for substitution of judge to another judge for consideration, and the consideration of improper factors in sentencing. For reasons that follow, we affirm.
At approximately 3 a.m. on November 29, 1987, as Francisco Vargas drove past a school, he heard the loud sound of something hitting the side of his car. Vargas got out of the car and saw defendant standing in the schoolyard. Vargas chased defendant and hit him with a stick, knocking him to the ground. Vargas went back to his car. A few minutes later defendant shot Vargas.
Defense counsel indicated that he intended to present witnesses other than defendant who would testify that Hispanic gang members firebombed defendant’s home and shot at him. The circuit court instructed defense counsel not to present such evidence unless he could prove that Vargas was involved in the incidents, and ordered him to make an offer of proof concerning the testimony of each witness before calling the witness. Defendant objected to the requirement, but made the offers of proof. The court ruled that the other witnesses could testify, on subjects of which the court approved, only after defendant testified.
The court allowed defendant to describe a prior incident in which he said that Vargas, who was with a group of young members of the Spanish Cobras, a street gang, threatened to beat up defendant. Defendant’s other witnesses corroborated this testimony. Defendant also related that Vargas and another Hispanic youth on another occasion tried to start a fight with him on the street.
The jury found defendant not guilty of attempted murder and aggravated battery by permanent disability, but guilty of armed violence, aggravated battery by great bodily harm, and aggravated battery involving use of a deadly weapon.
Between the end of trial and the sentencing date, defendant filed a written motion for substitution of judge for cause, along with other post-trial motions. The motion for substitution and the supporting affidavit described several incidents at trial, including the court’s refusal to allow defendant to call any witnesses without first telling the court and the prosecutor what the witness would say, while placing no similar restriction on the prosecution. Defendant also stated in his affidavit that after the jury returned the verdicts the court said "words to the effect that if he would have heard the case he would havе convicted the Defendant of attempted 1st degree murder; anyone who pulls a gun intends to kill.” Defendant argued the judge was prejudiced because he believed defendant guilty of a charge on which the jury found him not guilty.
When the court started to set a date for hearing the motions, defense counsel said:
"With respect to the motion for substitution of Judge, your Honor, I believe I’m accurate in stating that the statute provides that your Honor cannot hear that motion, that it has to be transferred immediately to another judge for hearing.”
The court answered, "It’s not going to be transferred.” Counsel reiterated that the statute required transfer for hearing the motion: "[T]he judge to whom the motion is presented cannot hear thе motion. It has to be assigned out to another judge for consideration.”
At the date for hearing the motion, defense counsel again said that "the law requires this Court to do nothing more than send it to another Judge, the chief Judge, of this division for reassignment to consider the question whether this Court is undu[l]y biased.” The prosecutor said defendant needed to make the motion prior to any substantive ruling in the case, so the motion came too late. The judge denied the motion because he found that he was not prejudiced.
Defense counsel reiterated his position that the court had no right to proceed on the other motions until a judge with the power to do so heard the motion for substitution. The court instructed counsel to proceed on his other motions, agreeing that defendant was not waiving any right to challenge the propriety of the ruling on the first motion. The court denied all motions and sentenced defendant to 25 years in the custody of the Department of Corrections on the armed violence charge. No sentence was imposed on either aggravated battery charge.
Defendant moved for reconsideration of the post-trial motions and sentencing, arguing once more that the court violated statutory procedures by hearing and deciding the motion for substitution of judge for cause. The court denied the motion for reconsideration, and defendant filed a timely notice of appeal.
I
On appeal defendant again argues that the circuit court violated procedures mandated by statute when he refused to transfer to another judge the motion for substitution of judge for cause. The State answers that defendant waived the issue, stating that "defendant never objected to the trial court ruling on his motion for substitution of judge.” Defense counsel, however, objected to the circuit court setting a date for hearing the motion for substitution, objected at the hearing to the failure to assign the motion to another judge, both before and after the judge ruled on the merits of the motion, and again objected to the refusal to send the motion to another judge in defendant’s post-sentencing motion. Defendant more than adequately preserved the issue for review.
Section 114 — 5(d) of the Code of Criminal Procedure of 1963 provides:
"[A]ny defendant may move at any time for substitution of judge for cause, supported by affidavit. Upon the filing of such motion a hearing shall be conducted as soon as possible after its filing by a judge not named in the motion.” Ill Rev. Stat. 1991, ch. 38, par. 114 — 5(d) (now 725 ILCS 5/114 — 5(d) (West 1992)).
The right to a substitution of judge for cause is not absolute, and the burden of establishing cause rests with the moving party. (In re C.S. (1991),
Defendant swore in his affidavit that the court showed prejudice near the end of trial by requiring defendant to present an offer of proof concerning the testimony of each witness before calling the witness.
The record reflects that the reason the trial judge imposed the requirement of an offer of proof was that defense counsel had made it clear that he intended to present prior-occurrence evidence, the admissibility of which was doubtful. Given that known risk, the judge properly held that an offer of proof would be required so that he could rule on the relevance of the evidence before it was presented in open court in the presence of the jury.
If we were to agree with defendant’s position, we would be stating that where a defendant alleges that a trial judge is prejudiced against him, as shown by correct evidentiary rulings, that judge must cease all proceedings so that another judge can conduct a hearing into the alleged prejudice. That principle is absurd. It is not countenanced by any reasonable interpretation of the right to substitute judges and will not receive our approval.
Moreover, even incorrect evidentiary rulings of trial judges, without more, cannot justify the procedure defendant insists upon here. The United States Supreme Court recently articulated this principle when it said, "judicial rulings alone almost never constitute valid basis for a bias or partiality motion.” {Liteky v. United States (1994),
The other basis relied upon by defendant to require the involvement of a neutral judge is that after the jury returned the verdicts the trial court said "words to the effect that if he would have heard the case he would have convicted the Defendant of attempted 1st degree murder; anyone who pulls a gun intends to kill, no one just hands a gun over to someone like the Defendant stated.”
To say otherwise also ignores the general rule that a disqualifying alleged bias of a trial judge "must be shown to have stemmed from an extra-judiсial source and result in an opinion on the merits on some basis other than what the judge learned from his participation in the case.” (People v. Massarella (1979),
"[Olpinions formed by the judge on the basis of facts introduced or events occurring in the course of the current proceedings, or of prior proceedings, do not constitute a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism that would make fair judgment impossible. Thus, judicial remarks during the course of trial that are critical or disapproving of, or even hostile to, counsel, the parties, or their cases, ordinarily do not support a bias or partiality challenge.” Liteky,510 U.S. at 555 ,127 L. Ed. 2d at 491 ,114 S. Ct. at 1157 .
Finally, to say otherwise ignores the holdings of many cases that have upheld the refusal of judges to recuse themselves when confronted with circumstances that might have compromised their impartiality or when confronted with a specific substitution-of-judge-for-cause motion. For example, in People v. Hall (1986),
In this case, the trial judge’s remarks were similar to those of the trial judge in Blackwell; as in that case, his remarks did not signify rejection of the jury’s verdict. As illustrated by the statement defendant attributes to the trial judge and upon which he himself relies, the trial judge stated merely that he did not believe defendant’s testimony — something he was in a unique position to judge and which he could consider in imposing sentence. What’s more, defendant’s most favorable interpretation of the trial judge’s remarks — that he would have found defendant guilty of attempted murder — does not mean that the judge rejected the jury’s verdict or that he was prejudiced against defendant.
We have before us a record that provides adequate information about the post-trial and sentencing procedures. From that record, we are able to determine whether the judge’s rulings during the post-trial and sentencing proceedings indicate any prejudice against defendant. Our review reveals no basis for concluding that thе judge was prejudiced during those proceedings or, for that matter, during any other part of the trial. On the contrary, the record reflects that the judge presided fairly over all the proceedings and accorded defendant all of his due process rights.
Defendant received 25 years’ imprisonment for his Class X offense, well within the statutory range. He received that sentence for shooting a man who was hospitalized for six months, had five surgical procedures, will never have any feeling in his legs, gets around his apartment in a wheelchair, requires the use of braces and crutches to "walk,” and uses a catheter every six hours for his urinary functions. The record demonstrates no basis for finding that the trial judge was prejudiced or, more relevant to this appeal, for holding that he was required to refrain from ruling and refer this case to another judge.
II
Defendant also asserts that the circuit court committed reversible error by disallowing evidence of the firebombings and shootings of defendant and his family. He argues that the excluded evidence proved both that Vargas was more likely to have been the aggressor because he was prone to violence, and that defendant had reason to believe that he needed to use deadly force to fight off Vargas’ last attack.
When a criminal defendant alleges that he acted in self-defense, he has the right to present evidence showing the victim’s propensity for violenсe to support his claim that the victim was the aggressor. (People v. Keefe (1991),
A defendant who raises the issue of self-defense also has the right to present evidence concerning his state of mind to show that he reasonably believed that to protect himself he needed to use the kind of force he used. (Keefe,
The fact that defendant could not show that Vargas participated in the other incidents does not render evidence of those incidents irrelevant if they affected his reasonable beliefs. In People v. Suerth (1981),
The State cites People v. Ruel (1970),
This court recently held in People v. Montes (1994),
Nevertheless, even if exclusion of the evidence of prior acts against defendant was error, it is not necessarily grounds for reversing his conviction. "Where a claim of self-defense rests upon some reasonable basis, exclusion of state-of-mind testimony by a defendant will ordinarily constitute reversible error unless sufficient evidence of his intent is admitted at a subsequent stage of trial” (People v. Christen (1980),
Here, the court permitted defendant to present evidence that Vargas was a member of the Spanish Cobras and that Vargas had threatened defendant. The evidence of firebombings would further show why defendant believed that Vargas might use deadly force, but it would add little to the evidence the jury heard. (See People v. Crisp (1992),
Ill
Defendant concedes that the Illinois Supreme Court recently held in People v. Allen (1992),
In People v. Hines (1993),
"[T]he armed violencе instructions given to the jury here referred simply to 'aggravated battery,’ with no qualifying language as the underlying felony. However, when the State, as here, in addition to trying a defendant for armed violence based on aggravated battery tries a defendant under two different theories of aggravated battery, one of which is aggravated battery based upon the use of a deadly weapon, the jury may be misled by instructions that do not specifically restrain the jury from considering deadly weapon aggravated battery as the predicate offense for armed violence. Thus, we hold that in these cases, the armed violence instructions must be composed in such a way as to ensure that the jury does not consider thаt form of aggravated battery as the predicate felony for the armed violence charge. To permit otherwise would be to circumvent the rule established in People v. Haron [(1981),85 Ill. 2d 261 ,422 N.E.2d 627 ], Here, the jurors were given both aggravated battery instructions, one of which was aggravated battery based upon the use of a deadly weapon. The armed violence instruction, however, did not direct the jury to consider only the aggravated battery based upon great bodily harm during its deliberations. This was error, because, under the circumstances present here, we cannot say that the jury did not convict the defendant of both aggravated battery based on the use of a dangerous weapon as well as of аrmed violence hinging on that very same predicate.” Hines,257 Ill. App. 3d at 244-45 ,629 N.E.2d at 544 .
Under this reasoning, the issues instruction here should have clearly limited the jury’s consideration of armed violence to the felony of aggravated battery based on great bodily harm or permanent disability. The Hines case is distinct from this case, however, in one crucial respect: the jury in Hines, following the judge’s instructions, signed none of the verdict forms regarding aggravated battery because it found defendant guilty of armed violence. Here, the jury signed three separate forms concerning aggravated battery. It found defendant not guilty of battery aggravated by permanent disability, but guilty of battery aggravated by great bodily harm and by use of a deadly weapon. The jury thеrefore explicitly found that defendant committed aggravated battery based upon great bodily harm, and when he did so he used a deadly weapon. These findings establish that the jury found facts forming a proper basis for the armed violence conviction. (See People v. Renehan (1992),
IV
Defendant next asserts that his sentence must be vacated because the judge based the sentence in part on his belief that defendant was guilty of attempted murder. While a circuit court cannot properly base a sentence on charges of which the defendant has been acquitted (see People v. Grigsby (1966),
Defendant observes that his sentence of 25 years, near the maximum term of 30 years for a Class X felony, is high in view of his lack of a prior record and the State’s offer to accept a guilty plea and recommend a sentence of 12 to 15 years. He concedes, however, that these considerations alone do not present adequate grounds for reversal of the sentence.
Defendant is correct in his concession. A circuit court’s sentencing decisions are entitled to great deference and weight. (People v. Streit (1991),
Additionally, the mitigating evidence of defendant’s lack of a prior criminal record was before the sentencing court. When such evidence is before the court, it is presumed to have considered the evidence absent some indication, other than the severity of the sentence itself, to the contrary. People v. Lopez (1992),
Based upon these considerations, there is no reason to reverse defendant’s sentence.
V
Defendant finally asserts that this court should vacate his two convictions for aggravated battery. Although there is no final judgment in a criminal case until the imposition of sentence, and in the absence of a finаl judgment an appeal cannot be entertained (People v. Flores (1989),
For all of the foregoing reasons, the judgment for armed violence is affirmed, and the unsentenced convictions for aggravated battery are vacated.
Affirmed in part, vacated in part.
HARTMAN, J., concurs.
Notes
It is interesting to note that this allegation is the twenty-fourth one in defendant’s motion for substitution of judge, which contains 25 allegations. That motion demonstrates why the trial court gave it short shrift, and why we should do likewise. Its shotgun approach is illustrated by its many frivolous allegations designed to demonstrate that the trial judge was prejudiced against defendant, such as that the judge furnished coffee and donuts to the jurors and, adhering to supreme court rules, allowed only seven peremptory challenges to both sides.
Dissenting Opinion
dissenting:
Section 114 — 5(d) of the Code of Criminal Procedure does not permit a judge charged with prejudice to determine even the legal adequacy of the allegations in a motion for substitution of judge supported by affidavit. The trial court here had no authority to make the determination it made on the merits of the mоtion for substitution, and the failure to transfer the motion to another judge renders all of the trial court’s subsequent actions on the post-trial motions void. (Brim,
The majority cites several United States Supreme Court cases in support of its holding that the allegations here are legally inadequate. (Liteky,
"Whenever a party *** files a timely and sufficient affidavit that the judge before whom the matter is pending has a personal bias or рrejudice either against him or in favor of any adverse party, such judge shall proceed no further therein, but another judge shall be assigned to hear such proceeding.” 28 U.S.C. § 144 (1988).
The inclusion of the requirement of a sufficient affidavit is a crucial distinction between this statute and the Illinois statute, because under the Federal statute:
"Disqualification results only from the filing of a timely and sufficient affidavit. [Citations.]
It is the duty of the judge against whom a section 144 affidavit is filed to pass upon the legal sufficiency of the facts alleged.” United. States v. Townsend (3d Cir. 1973),478 F.2d 1072 , 1073.
The majority effectively reads into the Illinois statute language present in the Federal statute but not found in the Illinois statute. When the legislature acts within its constitutional authority, the courts’ "sole funсtion is to determine and *** give effect to the intention of the lawmaking body. We will not and cannot inject provisions not found in a statute, however desirable or beneficial they may be.” (Droste v. Kerner (1966),
The trial court, unlike the majority, did not decide that the allegations of the motion for substitution were legally insufficient; instead, the judge heard the motion and denied it because "there was no, absolutely n[o], prejudice or bias ***. Everyone who comes into this cоurtroom is presumed to be innocent unless he is proven guilty.” The statute requires a judge other than the judge accused of bias to make such a factual determination.
Even if the statute permitted the trial judge to determine the legal sufficiency of the allegations, the majority has not shown that the motion is insufficient. The majority addresses only 2 of defendant’s 25 allegations of incidents showing prejudice. The majority takes the two instances out of the context of the entire trial and then invokes the principle that judicial rulings do not generally show disqualifying bias. Federal courts have established "[a]n exception to the general rule *** where 'such pervasive bias and prejudice is shown by otherwise judicial conduct as would constitute bias against a party.’ ” (United States v. Meester (11th Cir. 1985),
The majority asserts without citation to authority that the trial judge properly required defense counsel to make offers of proof before putting his witnesses on the stand. The testimony defendant sought to adduce concerning prior occurrences was admissible, as shown by the majority’s discussion of Suerth (
The procedure thе judge imposed forced defendant to reveal to the State the specific details of his trial strategy without causing the State to reveal any part of its strategy. On the basis of the improper exclusion of evidence of other occurrences, the trial judge, according to defendant, then took control of defendant’s presentation of his case by specifying the order in which he could call his witnesses. The majority does not address the consequences of the judge’s improper requirement of offers of proof based on its erroneous exclusion of relevant evidence.
The majority then finds inadequate the allegation that the judge said he would have convicted defendant оf attempted first degree murder. The majority asserts that the statement showed only that the trial court deemed defendant to have committed perjury. The jury accepted defendant’s evidence that he was not guilty of attempted first degree murder. "[T]he resolution of the credibility of the various witnesses, including that of defendant ***, was for the jury.” (People v. Iverson (1973),
The majority invokes the presumption that the court relies on only proper considerations in sentencing. This presumption may be overcоme by an express indication that the court based its sentence on improper considerations. (Phillips,
Because the Illinois legislature directs a judge accused of bias to transfer the motion for hearing before another judge, I would find that the judge’s appraisal of the merits of the motion was error which rendered all subsequent rulings void. Even if the judge could appraise the legal sufficiency of the motion and its supporting affidavit, the allegations here are "not frivolous or fanciful, but substantial” (Berger v. United States (1921),
