309 N.Y. 97 | NY | 1955
On this appeal from a judgment convicting defendant of the crime of uttering a forged instrument with intent to defraud (Penal Law, § 887), the primary question posed concerns the admissibility of evidence of similar crimes.
Defendant was in the business of buying and selling used cars in Oneonta, New York, and, in connection with that business, had almost daily dealings with the Citizens ’ National Bank. The transaction of which he stands convicted involved a promissory note for $700; it purported to be signed by an employee, Utter, as maker, and carried defendant’s own signature as indorser. The note, delivered to the bank in renewal of a previous note of Utter’s, recited that it was given as part of the purchase price on a 1944 Chevrolet truck, and provided that the holder could sell the truck in the event of a default. It appeared that defendant had not sold the truck to Utter, that neither he nor Utter had title to it, and that it was defendant who had signed Utter’s name to the note. His claim that he was authorized to do so was denied by Utter.
The major ground advanced for reversal has to do with the admission of evidence concerning three other documents, consisting of conditional sales contracts, which defendant had negotiated to the bank, each involving either a spurious signature or a fictitious vehicle described as collateral. These transactions, all having occurred shortly before the delivery of the Utter note, were received in evidence on the question of defendant’s intent in uttering the latter instrument.
The purported purchaser named in the first of these three contracts, one Travis, denied that he had ever signed it or authorized defendant to do so. The second transaction involved a conditional sales contract purportedly conveying a 1950 Chevrolet station wagon; the “ buyer ”, Harkenreader, also in defendant’s employ, testified that, although his signature was genuine, he had never purchased any station wagon, but had simply signed the paper for defendant at a time when he 11 was quite busy ’ ’. The ostensible purchaser involved in the third transaction, another of defendant’s employees, named Grilmore, refused on constitutional grounds to answer whether the signature of his name was genuine; there was proof, however, that Grilmore never owned the car which was described as the collateral and that defendant had sold that car to another person many months earlier.
Evidence of such transactions, even if they spell out independent crimes, is ordinarily admissible on the question of intent, and defendant does not dispute this. He argues, however, that
It requires no more than a brief consideration of the rules governing the admissibility of other crimes to demonstrate the propriety of the trial court’s admission of the challenged evidence. The principles that have been evolved represent a balance between the probative value of such proof and the danger of prejudice it presents to an accused. When evidence of other crimes has no bearing other than to show that defendant is of a criminal bent or character and thus likely to have committed the crime charged, it is excluded. Where, however, it is relevant to negative the existence of accident or mistake, or to show the intent or motive with which the defendant acted, or a common scheme or plan, its probative value is deemed to outweigh the danger of prejudice, and the rules dictating exclusion will yield. (See, e. g., People v. Molineux, 168 N. Y. 264, 291-293; People v. Gaffey, 182 N. Y. 257; see, also, McCormick on Evidence [1954], § 157, p. 327 et seq.; 2 Wigmore on Evidence [1940], §§ 300-307, pp. 192-207.) Particularly in the instance of such crimes as uttering forged or counterfeit papers — where, in contrast to assault, robbery and the like, the act is equivocal, and the underlying intent not easily to be inferred — “ Such evidence has been sanctioned for time out of mind ”. (People v. Marrin, 205 N. Y. 275, 283; see, also, People v. Gerks, 243 N. Y. 166; People v. Dolan, 186 N. Y. 4; People v. Molineux, supra, 168 N. Y. 264, 297-298; People v. Everhardt, 104 N. Y. 591; Note, 62 L. R. A. 193, 249, 257; 2 Wigmore, op. cit., §§ 309-317, pp. 208-218.) In truth, it is recognized that ‘1 proof of intent is often unobtainable except by evidence of successive repetitions of the act. ’ ’ (People v. Molineux, supra, 168 N. Y. 264, 298.) Beyond that, to quote from Wigmore, “ the oftener a like act has been done, the less probable it is that it could have been done innocently ” (op. cit., p. 215).
There can be no doubt, then, that the evidence of the other transactions admitted during the course of the trial below had an important bearing on the vital issue whether the defendant uttered the forged note with intent to defraud, separate and apart from any question bearing upon his defense of authority. As already observed, the major part of the Appellate Division’s
Nor is the competence of such evidence affected by the circumstance that defendant’s authority to sign may also happen to be in issue. Were the rule otherwise, the accused could render evidence of that sort inadmissible in every case — no matter how vital it might be on the question of intent or motive or common scheme and plan — by the simple expedient of advancing a claim of authority. In such a situation as the present, the decision in People v. Weaver (177 N. Y. 434)
Of defendant’s remaining points, the only ones that warrant any discussion at all relate to the court’s failure to order the production of (1) a written statement given by Utter to the police sometime before the trial and (2) the minutes of the testimony given by several witnesses before the grand jury concerning the Gilmore transaction.
Since the district attorney made no use at the trial of the grand jury minutes or Utter’s statement, the defendant was,
The judgment of the Appellate Division should be affirmed.
Conwat, Ch. J., Desmond, Dte, Froessel, Van Voorhis and Burke, JJ., concur.
Judgment affirmed.
. The Weaver case (supra, 177 N. Y. 434) was not intended to, and did not, effect any change in rules long settled (see People v. Marrin, supra, 205 N. Y. 275, 287; People v. Dolan, supra, 186 N. Y. 4, 9); its holding must be limited to its peculiar facts.