Opinion
A jury convicted Steven Eric Craig of threatening the life of or threatening to do serious bodily harm to a deputy public defender. (Pen. Code, 1 § 76.) In bifurcated proceedings, the trial court found that Craig had suffered two “strike” priors. (§ 667, subds. (c), (e).) He was sentenced to prison for 25 years to life and appeals, claiming his motion to dismiss was erroneously denied and prosecutorial misconduct and jury instruction and sentencing errors occurred. We reject his contentions and affirm. In a petition for writ of habeas corpus, which we consolidated with the appeal for purposes of determining if an order to show cause should issue, he contends that his trial counsel was incompetent. We reject this contention and therefore deny his petition.
Facts
Craig, who had previously been convicted of, inter alia, murder, attempted murder and threatening the President of the United States, was convicted in September 1995 of misdemeanor assault and a misdemeanor drug offense, for which he received probation. The public defender who represented Craig during the latter case (hereafter, the victim) felt that the disposition in that case was “more than fair.” Craig did not agree. In February 1996, Craig sent the following letter to the deputy district attorney who was in charge of the prosecutor’s office of the trial court where the disposition had been reached:
“Dear Sir,
*1086 “I don’t know your name but, if you have some disagreement with this, you can take it up with the federal government.
“My name is Steven Eric Craig and I want to be legal and I do mean downright actual.
“I was arrested unlawfully by Hemet Police Dept, on 7-11-95, for which I received 3 yrs. probation fr-om as a result of a crooked deal hammered out by [my pjublic [djefender ... on 8-30-95.
“The Secret Service tells me you are the man to go to and who must overturn the conviction and let me be actual as a result of this so-called deal.
“[My pjublic [djefender told me that I couldn’t be legal at my charges and also told me that Sheriff’s Officers would be marching in, in a number of minutes to arrest me and to quote him ‘haul me off for 18 mos.’ So, I took the deal out of fear.
“I do not like to be told that I am not legal when I am. He has obviously never been shot as a professional, yet. His day is coming if he will not defend me to my satisfaction! I mean business, sir! I suggest you get some-thing done about this before I decide to show you just how legal I really am! Make an app[oin]t[ment] ... if you need anything explained any further!
“Thank You.
“Steven Eric Craig ....
“P.S. [Tjhis is no threat, this is a promise!” (Strikethrough in original.)
The victim, who was shown the letter by the deputy district attorney who received it, testified that after he discovered information about Craig’s past criminal convictions, which indicated that Craig was far more dangerous than he had originally thought, he took the statements in the letter as a threat. He also said that his fear of Craig was greater at the time of trial than it had been when he was first shown the letter by the deputy district attorney. Further facts concerning the crime are discussed elsewhere in this opinion.
*1087 Issues and Discussion
1. Motion to Dismiss *
2. Jury Instruction
a. CAUIC No. 7.40
Section 76 provides, in pertinent part: “Every person who knowingly and willingly threatens the life of, or threatens serious bodily harm to, any . . . county public defender . . . , with the specific intent that the statement is to be taken as a threat, and the apparent ability to carry out the threat by any means, is guilty of a public offense. . . . [10 • • • [1D (c) • • • (1) ‘Apparent ability to carry out the threat’ includes the ability to fulfill the threat at some future date when the person making the threat is an incarcerated prisoner with a stated release date. [10 • • • [U3 (5) ‘Threat’ means a verbal or written threat or a threat implied by a pattern of conduct or a combination of verbal or written statements and conduct made with the intent and the apparent ability to carry out the threat so as to cause the person who is the target of the threat to reasonably fear for his or her safety or the safety of his or her immediate family.”
Two somewhat contradictory things in section 76 are worthy of note: First, by its express inclusion in the term “apparent ability to carry out the threat” the ability of an incarcerated person to fulfill the threat at some future date, it implies that for nonincarcerated defendants, the ability to fulfill the threat must be present. However, it is also logical to assume that the statute is impliedly equating “apparent ability” with “present ability”; second, nowhere in the statute does the word “present” appear.
CALJIC No. 7.40 duplicates the above provisions and adds another, not expressly provided for in section 76, which is the subject of this contention by Craig. CALJIC No. 7.40 states that an element of the offense is that the defendant “had the present ability to carry out the threat by any means.”
The comment to CALJIC No. 7.40 refers only to section 76 and to 2 Witkin and Epstein, California Criminal Law (2d ed. 1988) Crime Against Governmental Authority, section 1135, page 1315, which make no reference whatsoever to a present ability to carry out the threat.
*1088
Over defense objection, the trial court here changed the word “present” in the last paragraph of CALJIC No. 7.40 to “apparent.”
6
Craig here contends that
Watts
v.
United States
(1969)
Other than paying homage to the concept of a “true threat,” without discussion of what constitutes such a threat, Watts is really of little assistance to the issue before us. In Watts, the United States Supreme Court concluded that the political hyperbole engaged in by thé defendant did not meet the requirements of a federal statute aimed at prohibiting threats to public officials. 7
Of much greater applicability, however, is
Kelner,
which, unlike
Watts,
does not bind us. (See
In re Tyrell J.
(1994)
*1089
In re M.S.
dealt with the constitutionality of California’s hate crimes statutes, sections 422.6 and 422.7.
8
At this juncture, it is worthy of note that at the relevant time, section 422.6, like section 76, expressly referred to “the
apparent
ability to carry out the threat[,]” (italics added) but contained no language about the defendant’s
present
ability. Section 422.7, on the other hand, specifically addressed the defendant’s present ability. Of this, the California Supreme Court said, “Sections 422.6 and 422.7 each contain the element of present or apparent ability to carry out the threat, and are thus consistent with
Kelner.’’ (In re M.S., supra,
. The hate crimes provisions were challenged in
In re M.S.
on the basis that they punished speech which did not qualify as a true threat. Specifically, “The minors . . . suggest the requirement in . . . [section] 422.6, that the offender have the ‘apparent ability to carry out the threat,’ fails to satisfy the requirement of imminence.
The minors err, however, in assuming the First Amendment always requires the threatened harm be imminent for the threat to be constitutionally punishable. It does not.
flO The error stems from an overly expansive reading of . . .
Kelner . . . .
ft]] The minors read
Kelner
as requiring any constitutionally valid statute punishing the making of threats to contain the element of immediacy or imminence. They purport to derive this requirement from the doctrines governing speech likely to incite imminent lawless action [citation] and ‘fighting words,’ i.e., words that by their very utterance inflict injury or tend to incite an immediate breach of the peace [citation].
Kelner,
however, is distinguishable from the authorities pertaining to either incitement or fighting words, as it construed a statute lacking any requirement of specific intent. ... In order to restrict the statute’s application to true threats, as
Watts
[v.
United States, supra,
Finally, we turn to People v. Gudger, supra, 29 Cal.App.4th 310, where the issue was the constitutionality of section 76. Gudger predated In re M.S. and may, in light of the latter decision, have been worded differently if decided today. Be that as it may, Gudger concluded that even under a more expansive interpretation of Kelner than the California Supreme Court permitted in In re M.S., section 76, minus CALJIC’s addition of the “present ability” requirement, was sufficient to pass constitutional muster. Gudger held: “The language in section 76 contains two critical elements which combine to satisfy the requirement that only true threats, and not political hyperbole, joking expressions of frustration, or other innocuous and constitutionally protected speech, are punished. The language of section 76 requires, in pertinent part, (1) ‘the specific intent that the statement is to be taken as a threat’ and (2) ‘the apparent ability to carry out that threat by any means.’ [f] Although there is no requirement in section 76 of specific intent *1091 to execute the threat, the statute requires the defendant to have the specific intent that the statement be taken as a threat and also to have the apparent ability to carry it out, requirements which convey a sense of immediacy and the reality of potential danger and sufficiently proscribe only true threats, meaning threats which ‘convincingly express an intention of being carried out.’ [Citation.] Section 76 is therefore worded in a manner which satisfies what decisions subsequent to Watts and Kelner have viewed as a guideline for determining whether there is a true threat: ‘whether a reasonable person would foresee that the statement would be interpreted by those to whom the maker communicates the statement as a serious expression of intent to harm or assault. [Citations.]’ [Citations.] HD Thus, section 76, while not a verbatim duplication of the unconditional language of the Kelner decision, adequately expresses the notion that the threats proscribed are only those ‘so unequivocal, unconditional, immediate and specific as to the person threatened, as to convey a gravity of purpose and imminent prospect of execution.'[ 10 ] [Citation.] Accordingly, section 76 is not constitutionally over-broad, and appellant’s attack on the statute is without merit.” (People v. Gudger, supra, 29 Cal.App.4th at pp. 320-321.)
*1092
It is interesting to note that other provisions of the Penal Code which punish threats refer only to specific intent and/or apparent ability, and not to present ability (see §§ 95.1, 422.6, 646.9) and those that have been challenged similarly to Craig’s challenge here have passed constitutional muster. (See
In re M.S., supra,
Section 76 requires an apparent ability to carry out the threat. CALJIC No. 7.40’s engrafting of an additional requirement of present ability is neither supported by the language of the statute, nor is it required by law in order for section 76 to pass constitutional muster. In our view, that provision should be deleted from CALJIC No. 7.40.
b. Defense Requested Instruction
Craig unsuccessfully sought to graft onto section 76 the requirement of Kelner and section 422, that the threat be “so unequivocal, unconditional, immediate, and specific as to convey to the person threatened, a gravity of purpose and an immediate prospect of execution.” (§ 422.) As Gudger held, such a requirement does not apply to section 76, either by its express terms or in order for it to pass constitutional muster. 11
c. Threat Communicated to Third Person
Over defense objection, the trial court gave the following instruction, which had been proffered by the prosecution: “In order to constitute a □threat’ it is not necessary that the threat be made directly to the intended victim. It is sufficient that the threat be made through a third party.”
The trial court refused to give the following instruction, proffered by the defense: “Whether the threat is made to the person threatened[] is a factor to be considered in determining the specific intent of the person making the statement and his apparent ability to carry out the threat.”
Without citing authority holding that the first instruction was an incorrect statement of the law and that the second was correct, Craig here asserts that it was error to give the former and refuse to give the latter. However, neither Kelner nor Gudger nor either of the other two cases cited by Craig in support *1093 of his assertion even discusses this aspect of section 76. Craig’s point has no merit.
d. CALJIC No. 2.90
Craig repeats the often asserted argument that CALJIC No. 2.90, the standard jury instruction on reasonable doubt, is defective because of its omission of the term “moral certainty.” A number of other courts have rejected the same argument (see
People
v.
Godwin
(1996)
3., 4. *
5. Writ of Habeas Corpus
As Craig acknowledges, in order to persuade us that an order to show cause should issue due to incompetency of counsel, he carries the burden of proving that counsel was inadequate and there is a reasonable probability that, but for the inadequacy, a result more favorable to him would have occurred.
(Strickland
v.
Washington
(1984)
First, Craig contends that his trial counsel was inadequate for refusing to permit him to testify at trial that he did not mean to threaten the victim. 15 However, in light of Craig’s assertion, following his conviction, that when he wrote the letter he was angry at the victim in the letter, he was “clarifying the law, you can shoot a professional, if the attorney or doctor does not do what you want them to do” and “he felt ... it was his constitutional right to shoot a professional who fails to do his job. . . ,” 16 along with the impeachment he would have subjected himself to due to the existence of his prior convictions for threatening, assaultive and murderous conduct, there was a sound tactical basis for not permitting Craig to testify at trial. Added to this is the fact, as the People point out, that Craig’s postarrest statement that he did not mean to threaten the victim was introduced at trial. In light of all these facts, Craig cannot possibly persuade us that there is a reasonable probability that he would have enjoyed a different outcome had he taken the stand.
At trial, the parties stipulated that, following his arrest, Craig was given his Miranda 17 rights and he waived them and agreed to talk. The sergeant who interviewed Craig testified that Craig admitted authoring the letter, saying it was directed at the victim. When asked what he meant in the letter by the word, “shot,” Craig put his hand in the form of a gun, which he pointed at the sergeant’s chest, and said, “Bang,” five times. Craig also said that he had a constitutional right to shoot the victim.
In his declaration in support of his petition for a writ of habeas corpus, Craig asserts that he was prepared to testify that he “was never advised of [his]
Miranda
rights, . . . never admitted authoring [the letter], . . . never
*1095
said ‘Bang’. . . , never positioned [his] hands in the form of a gun or pointed them towards anyone’s chest . . . , and at the inception of the interview . . . [he] advised [the sergeant] that [he] wanted to ‘stand on the 5th’ and preferred an attorney before questioning.”
18
He now contends that his trial counsel was incompetent for failing to move to suppress Craig’s statements on the basis that they were obtained in violation of his
Miranda
rights. Of course, had he successfully done so, the only evidence admitted at trial that he did not intend for the letter to be taken as a threat by the victim would not have been introduced, as Craig made this statement during the interview. Had trial counsel for Craig moved for suppression, and Craig testified then in accord with his statements in the declaration, it would have been his word against the sergeant’s. Craig fails to persuade us that there is a reasonable probability that he would have been successful in his motion. Therefore, he fails to carry his burden of showing inadequacy or prejudice. (See
In re Avena
(1996)
Next, Craig faults his trial counsel for failing to object to any of the exhibits offered at trial by the prosecution, which comprise the letter and its envelope, pictures of how the victim’s office is situated in relation to the district attorney’s office, pictures of the room in which Craig was interviewed following his arrest, his prison packet and his fingerprint exemplar. Craig suggests no basis upon which any such objection might have been advanced. Therefore, Craig fails to demonstrate that there was any possibility that such an objection would have been successful.
Craig also faults his trial attorney for failing to make an opening statement or introduce evidence. Other than a letter which Craig wrote to the victim after his arrest, in which he disclaimed any intent to threaten the victim, 19 Craig does not even suggest what the content of an opening statement or the nature of other evidence might have been. He thus fails to persuade us that there is a reasonable possibility that he would have enjoyed a better outcome had an opening statement been made or other evidence, if any existed, had been introduced.
During his direct examination, the deputy district attorney who received the letter testified that “[a]nything that was at all unusual came across my desk.” The following colloquy then occurred between the prosecutor, the witness and defense counsel:
*1096 “[The prosecutor:] With regard to this letter you received, why specifically did you consider it to be unusual?[ 20 ]
“[Defense counsel:] Objection, relevance.
“The Court: Overruled.
“The Witness: Because it made a direct threat against a lawyer who worked in the Hemet court, [the victim]. It was addressed to me in my capacity as the District Attorney of Hemet. Wasn’t addressed to me by name, but it was addressed to me in my capacity as the supervising D.A. of the Hemet office, and it made a direct threat that I interpreted to be on [the victim]’s life.
“[The prosecutor:] And as a result of that direct threat on [the victim]’s life, and is . . . [the victim] from the Hemet office, correct?
“[The witness:] Yes.
“[The prosecutor:] As a result of that direct threat on his life, what specifically did you do?
“[Defense counsel:] I would object. I believe she is misstating the evidence. I believe she is assuming facts not in evidence.
“[The prosecutor:] I was repeating his testimony.
“The Court: After you received the letter . . . , what did you do?
“The Witness: After I read the letter, I called up [the victim]’s office within a few minutes, and he wasn’t there, and I left a message for him to call me right away.”
Craig now criticizes his trial counsel for failing to object to the witness’s characterization of the letter as containing a “direct threat.” While counsel may have been successful in making an objection based on the fact that the witness’s testimony was conclusionary, the prejudicial impact to Craig of the letter itself and of the victim’s testimony that he interpreted Craig’s words as a threat, which he took seriously, was far more significant than this witness’s brief statement. Thus, we are not persuaded that there is a reasonable probability that had Craig successfully objected to the testimony, a different outcome would have occurred.
As a result of the prosecutor’s representation that she would prove the reasonableness of the victim’s fear of Craig by introducing evidence of
*1097
Craig’s violent past, defense counsel entered into a stipulation that based on his knowledge of Craig’s prior criminal history, the victim reasonably feared for his safety and that of his immediate family. Craig now contends that his attorney was incompetent for entering into this stipulation. Faced with such a dilemma, however, we cannot fault counsel’s tactical decision and we must be differential in such matters. (See
People
v.
Fairbank, supra,
Without any citation to the record, Craig asserts that there was evidence that he was mentally incompetent, and his trial attorney was inadequate for failing to have him examined or to enter a not guilty by reason of insanity (NGI) plea. 21 Without a factual basis for Craig’s assertion, we cannot address it.
Finally, Craig faults his trial counsel for failing to move for a reduction of his conviction to a misdemeanor, pursuant to section 17, subdivision (b). However, in light of the trial court’s remarks when denying his motion to dismiss his strike priors, Craig cannot possibly persuade us that such a motion had any chance for success. Therefore, the failure to bring it cannot amount to incompetency. (See
In re Avena, supra,
Neither singularly, nor together, do any of the criticisms Craig voices concerning his trial counsel justify an order to show cause.
Disposition
The judgment is affirmed. The petition for writ of habeas corpus is denied.
Richli, J., and Gaut, J., concurred.
Appellant’s petition for review by the Supreme Court was denied November 4, 1998.
Notes
All further statutory references are to the Penal Code.
See footnote, ante, page 1082.
The trial court, over defense objection, also deleted from the definition of “apparent ability to carry out that threat” the provision related to incarcerated prisoners. Thus, that provision, as given to the jury, read, “ ‘Apparent ability to carry out that threat’ includes the ability to fulfill the threat at some future date[.]” Although Craig here notes this, the crux of his argument deals with the other amendment to CALJIC No. 7.40. Aside from the comments we make in connection with that, we note that there was not an issue here as to Craig’s ability to carry out his threat at some future date. If there had been, we would discuss this issue more in depth.
During oral argument, Craig urged us to adopt the view that
Watts
requires all statutes like section 76 to require present ability in order to pass constitutional muster. Craig misreads
Watts.
In dicta,
Watts
said of the federal law there at issue, which required the threat to be “knowingly and willfully made,” “Some early cases found the willfullness requirement met if the speaker voluntarily uttered the charged words with ‘an
apparent
determination to carry them into execution.’ [Citations.] . . . Perhaps this interpretation is correct, although we have grave doubts about it.”
(Watts
v.
United States, supra,
394 U.S. at pp. 707-708 [
Craig’s attempt, during oral argument, to distinguish In re M.S. on the basis that section 76 has no specific intent requirement that the defendant execute the threat is meritless. Neither section 422.6 nor 427.7, at the time relevant to the decision, had such a requirement. The specific intent requirements they have, as explained in In re M.S., relate to the intent to invade the victim’s interests which are protected by the Constitution or provided for by statute. This is a far cry from specific intent to execute the threat.
A commonsense reading of the version of CALJIC No. 7.40 given here, absent the reference to the ability to fulfill the threat at some future date, implies that the ability to carry out the threat be present. As already stated, had this been a case where there was evidence of no present ability to carry out the threat, but evidence of a future ability, we might conclude otherwise; however, it was not.
In
People
v.
Falck
(1997)
Thus, by no stretch of the imagination does Falck support Craig’s interpretation of Gudger.
Craig also claims that
People
v.
Stanfield
(1995)
As already stated, the same conclusion was reached as to a similar statute, section 646.9.
(People
v.
Falck, supra,
The United States Supreme Court noted in
Victor
v.
Nebraska
(1994)
See footnote, ante, page 1082.
Craig contends that the failure of his trial counsel to respond to the request of his appellate counsel to explain why he did each of the things Craig now criticizes, in and of itself, requires that we issue an order to show cause. Our disagreement with this assertion aside, we shall, therefore, presume that the facts Craig and appellate counsel represent as true are true, without the necessity of having them confirmed by trial counsel.
Craig had made the first and third statements on another occasion, shortly after his arrest.
Miranda
v.
Arizona
(1966)
He did not, in the declaration, expressly deny making the statement that he felt he had a constitutional right to shoot the victim.
As stated before, this assertion was heard by the jury, by way of testimony which Craig now ironically claims his attorney should have sought to exclude.
Craig incorrectly asserts that the question was leading and should have been objected to on that basis. It clearly was not. '
As the People correctly point out, Craig had been previously examined, in connection with another case, pursuant to section 1368 and had ultimately been found to be competent. Also, as the People point out, when the trial court here sentenced Craig, it stated that Craig had a psychological impairment, but he was neither insane nor incompetent. In light of this remark, we doubt the potential for success of an NGI plea or competency proceedings.
