Lead Opinion
delivered the modified opinion of the court upon denial of rehearing:
On March 3, 2003, the United States Supreme Court vacated this court’s judgment in People v. Coulter,
Although our previous opinion included a comprehensive summary of the state and federal court proceedings that have preceded this action, a brief review of the case’s 16-year procedural history is warranted here. In 1987, Dwayne Coulter, an African-American, was convicted of the first degree murder of a white police officer. On appeal, Coulter contended that the State’s use of peremptory challenges to strike African-American venire members violated Batson v. Kentucky,
On remand, the trial judge, who was not the same jurist who presided at Coulter’s trial, reviewed Coulter’s Batson claim, along with the record of jury selection in Coulter’s trial. The trial court found that the State’s articulated reasons for excusing the African-American jurors were race-neutral and not pretextual. Coulter again appealed to this court, contending that the State failed to meet its burden of showing that legitimate, race-neutral explanations existed for each of the nine peremptory challenges used to excuse African-American venire members. Coulter asserted that the trial court did not conduct a sufficient Batson hearing on remand. Coulter II,
Miller-El v. Cockrell
A Texas jury convicted petitioner Thomas Miller-El of capital murder and sentenced him to death. Miller-El,
In its opinion in Miller-El, the Supreme Court addressed the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA) (28 U.S.C. § 2241 et seq. (2000)), which restricts the power of federal courts to grant habeas relief to state prisoners. Miller-El,
Ruling on Miller-El’s case, the United States Supreme Court stated that “[a]t issue here are the standards AEDPA imposes before a court of appeal may issue a COA to review a denial of habeas relief in the district court.” Miller-El,
Applying that standard to the facts of Miller-El’s case, the Court reviewed his Batson claim and held that Miller-El was entitled to a COA because it was debatable that purposeful discrimination occurred in jury selection. Miller-El,
Analysis
At the request of this court, the office of the State Appellate Defender and the office of the Cook County State’s Attorney have submitted briefs addressing Miller-El’s applicability to Coulter’s case.
We first address the procedural postures of both cases and find that the AEDPA-related discussion in Miller-El does not relate to Coulter’s proceedings. As the Seventh Circuit previously recognized in Gilmore, Coulter’s habeas petition was considered using pre-AEDPA standards because the petition was filed in 1993, prior to the effective date of the AEDPA. Gilmore,
Secondly, we have reviewed Coulter’s petition for writ of certiorari, which led to the Supreme Court’s vacatur of Coulter II and the remand of this case for our further consideration. In the petition, the Appellate Defender asked the Supreme Court to “clarify the proper analysis for third-stage Batson review and give guidance to the lower courts on correct ‘totality of the circumstances’ evaluation.” At the close of the petition, the Appellate Defender asks the Supreme Court to grant certiorari to “give guidance to the lower courts on what constitutes purposeful discrimination under Batson.”
As previously noted, the Supreme Court has ordered this court to further consider its opinion in Coulter II in light of Miller-El. We therefore consider whether Miller-El demands a substantive change in the Batson analysis that the trial court used on remand. Having given the Supreme Court’s order due weight and consideration, and having carefully reviewed Miller-El and its relevance to Coulter’s case, this court respectfully concludes that the Court’s ruling in Miller-El does not affect the validity of the trial court’s analysis of Coulter’s Batson claims.
In Miller-El, the Court analyzed the standard to be used in determining when a federal appellate court may issue a COA to review a federal district court’s denial of habeas relief. Miller-El,
Therefore, the Court in Miller-El admittedly did not base its ruling on the merits of Batson but instead discussed whether Miller-El offered enough evidence to support the issuance of a COA, which would allow Miller-El to appeal the district court’s denial of his habeas petition. Moreover, in considering that question, the Court outlined the same three-step Batson analysis that this court used in Coulter II. First, the defendant must make a prima facie showing that a peremptory challenge was exercised on the basis of race. Miller-El,
Noting that it was at the third stage of a Batson analysis, the Court stated in Miller-El that the key issue was the credibility of the prosecutor’s race-neutral explanations. Miller-El,
The Court noted that although the prosecutors had offered race-neutral justifications for their strikes, the trial court did not consider the credibility of the explanations because Swain did not so require. Miller-El,
“Whether a comparative juror analysis would demonstrate the prosecutors’ rationales to have been pretexts for discrimination is an unnecessary determination at this stage, but the evidence does make debatable the District Court’s conclusion that no purposeful discrimination occurred.” Miller-El,537 U.S. at 343 ,154 L. Ed. 2d at 954 ,123 S. Ct. at 1043 .
The Appellate Defender argues that Miller-El requires this court to remand Coulter’s case for a new trial or for another third-stage Batson hearing. The Appellate Defender contends that in Coulter’s case, neither the original trial judge nor the judge who considered Coulter’s Batson claims on remand made any credibility findings. The Appellate Defender further asserts that in reviewing the trial court’s findings on remand, this court did not adequately consider the pattern of strikes against African-Americans, as the Supreme Court did in Miller-El. In addition, the Appellate Defender claims that this court failed to consider the prosecutors’ demeanor, the reasonableness or improbability of the prosecutors’ race-neutral explanations and whether the explanations had some basis in trial strategy.
We first address the assertion that Miller-El requires that every Batson inquiry include a “comparative juror” analysis in which a court specifically considers the strikes against African-American veniremembers compared to similarly situated Caucasian potential jurors. In United States v. Smith,
Next, the Appellate Defender claims that Coulter II lacked any such “comparative juror” analysis and that, to this date, “no court has engaged in a proper Batson review, including a comparative analysis of the challenged minority venirepersons and the similarly situated nonminority jurors.” The 16-year history of this case indicates otherwise. In Coulter I, authored in 1992 by the same justice who now dissents from this opinion, this court specifically and expressly considered the voir dire of each minority venire member and the State’s proffered reasons for rejecting that individual. Coulter I,
“The State sought to exclude Pinkins because her mother worked at Mercy Hospital, where Dr. Hemmerich (who was named as a possible defense witness) spent between five and six years of his career. Defendant argues that this explanation is pretextual, but the State’s explanation may be fairly read as a concern that Pinkins might give more credibility to Dr. Hemmerich because he had worked at the same hospital as her mother. The same could not be said of any of the accepted venirepersons.” (Emphasis added.) Coulter I,230 Ill. App. 3d at 228-29 ,594 N.E.2d at 1176 .
Coulter I conducted analyses of each of the other eight excluded minority venire members, considering the reasons that the State offered for challenging each juror and finding the reasons to be legitimate and nonpretextual. Where the excused minority venire member was similarly situated to an accepted juror, the court addressed the commonality and concluded that the rejected minority venire member’s characteristics legitimately justified his or her exclusion. Coulter I,
Minority venire members Anthony Powe and Kevin Archibald were excluded for cause because they failed to admit to previous criminal charges when asked. When Coulter argued on appeal that the State accepted a Hispanic venireperson who had been charged with burglary, the court in Coulter I noted that the failure to admit prior criminal charges is a sufficient race-neutral reason for exclusion and that the accepted venire member had admitted his charge when asked. Coulter I,
Melvin Igess was excused based on his employment record and the fact that he fathered children with two different women. When Coulter argued on appeal that no nonminority male jurors were asked about the paternity of their children, the court in Coulter I stated:
“In this case, defendant has failed to demonstrate that [two non-minority venire members were] similar to Igess as to both employment and paternity. Thus, a peremptory challenge against a person with both characteristics could be justified.” Coulter I,230 Ill. App. 3d at 228 ,594 N.E.2d at 1176 .
April Rhem was excluded because of her employment record, and the defense argued that reason was pretextual because Rhem’s employment record was consistent with her student status. Coulter I,
The remaining minority venire members also were excluded for reasons that the court in Coulter I held were legitimate and race-neutral. Edward Terry was excluded because he indicated he was uncomfortable with the death penalty. Coulter I,
The Appellate Defender reiterates that the State used its first six challenges to strike minority venire members and the “State’s use of peremptory challenges reduced African-American representation from a majority of the jury to a minority.” It is undisputed that a defendant is entitled to jury selection free from racial discrimination, as Batson holds. However, we are unaware of any ruling that a defendant is entitled to a jury that contains more minority jurors than nonminority jurors. The Appellate Defender also again points out that 9 out of 10 African-American venirepersons were struck; however, that statistic is not relevant to the third stage of Batson. That factor relates to the first stage of Batson, when a trial judge determines whether a prima facie case of purposeful racial discrimination has been established and considers all “relevant circumstances,” including a pattern of strikes against minority venire members, a disproportionate use of strikes against such individuals, and the level of minority representation in the venire as compared to the jury. Batson,
In addition to that analysis, the trial court on remand from Gilmore expressly considered the credibility of the prosecutor’s proffered reasons for striking particular jurors. Coulter II,
The dissent quotes Miller-El’s reference to the “risks of imprecision and distortion from the passage of time” (Miller-El,
In summary, because the Supreme Court’s discussion of the AEDPA does not relate to Coulter’s proceedings, because the Supreme Court did not alter the third-stage Batson analysis, and because the trial court previously performed a thorough review of Coulter’s Batson claims under a totality of the circumstances test, we affirm the decision of the trial court.
Affirmed.
Notes
We also have considered the Appellate Defender’s petition for rehearing, as well as the dissent, which was not filed until after the issuance of the majority opinion.
Dissenting Opinion
dissenting:
This case has now been remanded to the Illinois courts not only by the United States Court of Appeals for the Seventh Circuit, but also by the United States Supreme Court, for reconsideration in light of Miller-El. The majority opinion “respectfully concludes that the Court’s ruling in Miller-El does not affect the validity of the trial court’s analysis of Coulter’s Batson claims.”
A brief chronology of this case may be useful. In Coulter I, this court remanded for a proper Batson hearing, as the trial court had collapsed the Batson hearing into an undifferentiated review of defense and State contentions. Coulter I,
This court then engaged in a juror-by-juror review of the reasons the State proffered for excluding members of the venire, as well as an examination as to whether those reasons were pretextual, where appropriate. Coulter I,
Moreover, in reviewing the exclusion of Marcina Adams, this court rejected the defense argument that if the State had been concerned about her possible knowledge of psychology or psychiatry, it would have asked other members of the venire questions about their knowledge of these fields. Coulter I,
Coulter then sought a federal writ of habeas corpus. The district court dismissed the petition, but the Seventh Circuit reversed and remanded the case for further consideration. Coulter v. Gramley,
On appeal, the Seventh Circuit affirmed. The federal appellate court stated that this court’s “review of the prosecution’s juror-by-juror justifications shows that the [Sjtate’s challenges, viewed one-by-one, were based on reasons previously recognized as legitimate and non-discriminatory.” Coulter v. Gilmore,
Thus, the Seventh Circuit held that the trial court violated Batson by adhering to a procedure that precluded it from performing a “similarly situated” analysis based on the “totality of the circumstances.” Coulter v. Gilmore,
“[T]he juror-by-juror inquiry that the trial court conducted, unsupplemented by any final look at the record as a whole despite counsel’s efforts to present this evidence to the court, practically guaranteed the conclusion that the prosecution was acting race neutrally.” Coulter v. Gilmore,155 F.3d at 921 .
The Seventh Circuit stated that “somehow, at some point, the trial court must evaluate the broader pattern of strikes.” Coulter v. Gilmore,
However, the Seventh Circuit concluded that ordering that Coulter be released or retried was not the appropriate remedy, stating in relevant part:
“[A]n intermediate solution is possible, which is to require Coulter to be released unless within 120 days the state court holds a new hearing on his Batson claim at which the proper; methodology for evaluating his claim is followed — that is, in addition to reviewing the reasons given for striking each juror, it considers the totality of the circumstances and compares the prosecutor’s strikes against African-Americans against its treatment of similarly situated Caucasians. In the interest of comity and the possible efficiency of avoiding a new trial, we conclude that this more limited grant of the writ is the proper course to follow. We therefore AFFIRM the judgment of the district court, but modify its order to grant the writ unless within 120 days the state court holds a new hearing on Coulter’s Batson claim in accordance with this opinion.” (Emphases added.) Coulter v. Gilmore,155 F.3d 912 , 922 (7th Cir. 1998).
On remand, a trial judge other than the original trial judge ruled against Coulter’s Batson claim. The trial court did not compare the State’s strikes against African-Americans against its treatment of similarly situated Caucasians. On appeal, this court stated that “it is not the task of this court to analyze the trial court’s actions in the wake of the Seventh Circuit’s opinion.” Coulter II,
This assertion was and is one of the primary errors in Coulter II. See Coulter II,
The majority in Coulter II relied on People v. Eyler,
“Because lower Federal courts exercise no appellate jurisdiction over State courts, decisions of lower Federal courts are not conclusive on State courts, except insofar as the decision of the lower Federal court may become the law of the case.” (Emphasis added.) Eyler,133 Ill. 2d at 225 ,549 N.E.2d at 291 .
Absent a jurisdictional defect, a federal court decision is the law of the case binding on all other courts, and can only be attacked on direct appeal. Morey Fish Co. v. Rymer Foods, Inc.,
In short, the majority need go no further than my dissent in Coulter II and the case law cited therein to answer the question of why I did not adhere to Coulter I in Coulter II.
However, Coulter’s case is before this court yet again, because the United States Supreme Court took the unusual step of vacating Coulter II and remanding for further consideration in light of Miller-El.
As will be shown below, Miller-El addresses the issues Coulter raised. Miller-El clarifies Batson in at least four ways that show Coulter II and the current majority opinion are based on a faulty analysis of Batson and its progeny.
First, Miller-El endorses a comparative analysis of the sort ordered by the Seventh Circuit in this case, stating:
“[E]ven though the prosecution’s reasons for striking African-American members of the venire appear race neutral, the application of these rationales to the venire might have been selective and based on racial considerations.” Miller-El,537 U.S. at 343 ,154 L. Ed. 2d at 954 ,123 S. Ct. at 1043 .
Indeed, the majority opinion here ultimately quotes Miller-El on this point:
“ ‘Whether a comparative juror analysis would demonstrate the prosecutors’ rationales to have been pretexts for discrimination is an unnecessary determination at this stage, but the evidence does make debatable the District Court’s conclusion that no purposeful discrimination occurred.’ ”345 Ill. App. 3d at 88 , quoting Miller-El,537 U.S. at 343 ,154 L. Ed. 2d at 954 ,123 S. Ct. at 1043 .
In short, the Supreme Court decided that a comparative juror analysis raised a sufficient question warranting further judicial review of the Batson claim.
Nevertheless, the majority opinion attempts to avoid the very language it quotes from Miller-El by asserting that a comparison of similarly situated venire members is permissible, but not required in every case.
Unlike the now-vacated opinion in Coulter II, the current majority opinion does not expressly state that Illinois courts need not comply with the indisputably valid federal court order and opinion in Coulter v. Gilmore giving rise to these proceedings. Instead, the majority opinion cites United States v. Smith,
Moreover, in Smith, the Seventh Circuit rejected Smith’s comparative analysis argument, stating that it was not determinative in Smith’s case. Smith,
Second, in addition to endorsing a comparative analysis, the Miller-El Court addressed the allocation of the burdens of production and persuasion in Batson proceedings. The Miller-El Court concluded that the denial of a COA was in error because:
“the District Court did not give full consideration to the substantial evidence petitioner put forth in support of the prima facie case. Instead, it accepted without question the state court’s evaluation of the demeanor of the prosecutors and jurors in petitioner’s trial.” Miller-El,537 U.S. at 341 ,154 L. Ed. 2d at 953 ,123 S. Ct. at 1042 .
Thus, Miller-El makes clear that the evidence presented at the first stage of the Batson process is also to be considered at the final stage of that process. The Miller-El Court cited Reeves v. Sanderson Plumbing Products, Inc.,
Accordingly, the majority opinion’s dismissal of the fact that 9 of 10 minority venire members were struck as being relevant only at the first stage of Batson is clearly erroneous. See
Third, Miller-El specifically recognized that disparate questioning based on race is evidence of purposeful discrimination. Miller-El,
Indeed, the majority opinion’s sudden embrace of Coulter I is one of its more curious aspects. Although the majority opinion discusses Coulter I at length, a reading of Coulter I shows that (as noted above) the Batson analysis was juror-specific. There was no “final look” at the “broader pattern of strikes” after the juror-by-juror review to determine whether reasons proffered by the State that may have been deemed valid or nonpretextual when viewed in isolation may nevertheless show discrimination when viewed as a whole.
Fourth, Miller-El clarifies the extent to which a reviewing court should defer to a trial corut’s rulings on issues of credibility at the final stage of the Batson analysis. The Miller-El Court rejected the notion that the reviewing court should have uncritically deferred to the trial court. To be sure, the Miller-El Court stated that generally, “[djeferenee is necessary because a reviewing court, which analyzes only the transcripts from voir dire, is not as well positioned as the trial court is to make credibility determinations.” Miller-El,
In this case, the judge rehearing Coulter’s Batson claim was not the original trial judge. The prosecutors on remand were not the original prosecutors. There is no evidence that either of the original prosecutors ever practiced in front of the second judge. In addition, the evidence “at the Batson hearing was subject to the usual risks of imprecision and distortion from the passage of time.” Miller-El,
Nevertheless, the second trial judge made credibility determinations based on her personal experience dehors the record with one of the prosecutors and the other prosecutor’s professional reputation.
Of course, Batson is not a mere matter of “political correctness,” but federal constitutional law to be followed by Illinois courts. Moreover, an examination of credibility is an important part of the third stage of the Batson analysis; the trial court’s apparent view that these issues are separate should be troubling to a reviewing court. In addition, both the Seventh Circuit’s opinion in this matter and Miller-El make clear that the examination of credibility should consider whether the explanations offered by the State for striking minority venire members were equally applicable to majority venire members accepted by the State. Performing the comparative analysis would not only have complied with the Seventh Circuit’s order and been consistent with Miller-El, but also would have focused on objective facts about veniremembers and jurors established in the record, rather than the trial judge’s personal opinions.
Indeed, the latest majority opinion fails to mention that the trial court did not bother to discuss two of the veniremembers at issue, Rhem and Brantley. See Coulter II,
In this case, the State claimed that Rhem and Brantley were being excluded based on their employment history. If Coulter argued that those explanations were pretextual because a white venire member with a similar employment history to Rhem or Brantley was accepted by the State, it would follow that the trial court would have to make a finding that is sufficiently specific for the purpose of review. In the context of a comparative analysis, such a finding necessarily would have to identify the veniremembers at issue. After all, the exclusion of even one veniremember on the basis of race violates Batson. E.g., People v. Andrews,
Nor was the trial judge’s reliance on personal opinion limited to the reputation of the prosecutors. The record shows that the trial judge noted that competent advocates generally have some general profile of the sort of juror they would like to seat and “reading between the lines” of the original transcript, looked at the profiles each side seemed to have developed for this case. The trial judge may have been correct as a matter of fact. However, it is well established the trial court must focus on the reasons actually proffered by the State and cannot presume that an unarticulated, race-neutral explanation exists. E.g., People v. Harris,
In sum, the majority opinion repeats and magnifies the errors in Coulter II. The dissent in Coulter II sufficiently explains my reasons for not adhering to Coulter I. The analysis applied in Miller-El, which the Supreme Court of the United States ordered this court to consider on remand, provides numerous additional reasons to conclude that the Batson hearings in this case have been inadequate. Miller-El endorses the comparative juror analysis. Miller-El holds that evidence put forth in support of the prima facie case also should be considered at the final stage of the Batson procedure. The majority opinion not only fails to recognize this rule, but is based on the opposite premise. Miller-El expressly recognizes disparate questioning as evidence of discrimination, contrary to Coulter I, which the majority opinion continues to embrace. The majority opinion’s deference to the trial judge is as strained and dismissive as the court reversed in Miller-El. Such deference is even less supportable here, where the trial judge was not the original trial judge and based her decision in part on her personal opinions and speculation, rather than the objective record before her. Accordingly, the majority opinion’s conclusions that Miller-El adds nothing to the established Batson analysis and that the trial court’s analysis on remand was sufficient are clearly erroneous.
As noted above, the majority questions what would be achieved by remanding this case to the trial court. Remanding this case would grant Coulter a proper Batson hearing that conforms to the standards required by the opinion and order of the Seventh Circuit in this case and endorsed in Miller-El. Remanding this case would ensure that Coulter and members of the community who appeared for jury duty were not subjected to racial discrimination by the State. Given the majority opinion’s treatment of Emerson, Nance, Coulter v. Gramley and Miller-El, it might be more useful to consider the foreseeable consequences of reaffirming an opinion that was deemed inadequate in the habeas proceedings and an opinion that was vacated by the United States Supreme Court. Accordingly, I respectfully dissent.
Our supreme court has continued to condemn the undifferentiated review of Batson claims. E.g., People v. Garrett,
Where a judgment order is vacated, the effect is to leave the pleadings as if no judgment were ever entered. Flavell v. Ripley,
The majority opinion does state that Coulter I gives no indication that defendant argued to the original trial judge that Terry, Adams, Brantley or Hicks was similarly situated to nonminority venire members who were selected to serve on Coulter’s jury. To the extent that the majority opinion might be read as suggesting that Coulter has waived consideration of those circumstances, it should be noted that discrimination during jury selection raises such serious questions as to the fairness of the proceedings that a reviewing court should determine whether the alleged error constitutes plain error. People v. Blackwell,
In this case, the State struck Melvin Igess based on his response to a question which the trial judge asked Igess regarding the maternity of his children, but which was not posed to the Caucasians on the panel. Coulter v. Gilmore,
Nor is this first occasion on which this trial judge made such comments. People v. Morales,
