Lead Opinion
delivered the opinion of the court:
Defendant, Gabriel H. Cordero, appeals his convictions of driving under the influence (DUI) (625 ILCS 5/11 — 501(a)(2) (West 2000)) and operating an uninsured vehicle (625 ILCS 5/3 — 707 (West 2000)). Defendant moved the trial court to quash his arrest and suppress evidence, contending that he had been illegally seized by a Lake County deputy sheriff. The trial court denied defendant’s motion. Thereafter, defendant was convicted of the above-mentioned charges, following a stipulated bench trial. On appeal, defendant contends that he was illegally seized. We agree and reverse.
On September 30, 2001, defendant was arrested for DUI. On April 21, 2002, defendant filed a motion to quash arrest and suppress evidence. The following facts are taken from the parties’ agreed statement of facts, as the hearing on the motion to quash and suppress was not transcribed.
Deputy Quinones of the Lake County sheriffs office testified that she had been employed by that office for approximately 2V2 years. On September 30, 2001, at about 2:42 a.m., she was patrolling near Luke’s Restaurant on Route 43 in Knollwood. As she passed the restaurant, heading south, she observed a vehicle parked in the parking lot. Deputy Quinones took special notice of the vehicle because the restaurant had been closed for many hours, the parking lot was not lit, and she was “suspicious” that the vehicle might have been involved in criminal activity such as robbery. Deputy Quinones executed a U-turn and, as she entered the Luke’s parking lot, the vehicle began to leave the parking lot. Deputy Quinones then executed a traffic stop of the vehicle as it pulled into the street. Deputy Quinones also testified that she had no indication of illegal activity other than the late hour, the darkened parking lot, the fact that the restaurant had been closed for a long time, and her observation that the car was parked outside of the parking space lines.
The trial court (Judge Patrick N. Lawler) denied defendant’s motion to quash and suppress. It reasoned that, had defendant remained stationary and not left the parking lot, then the stop would have been improper. However, because of the late hour, the fact that all of the businesses served by the Luke’s parking lot were closed, and defendant’s “furtive” and sudden departure upon the approach of a police car, the trial court held that Deputy Quinones’ actions satisfied the reasonable suspicion standard and fell within her community caretaking function.
On May 30, 2002, defendant filed a motion to reconsider the ruling. The motion to reconsider alleged that the trial court erred in determining both that Deputy Quinones’ conduct satisfied the reasonable suspicion standard and that the encounter could be considered to be justified under the community caretaking function of the police. On June 26, 2002, the trial court heard argument and denied the motion to
After the cause was remanded, no alternative record of the suppression hearing was prepared. On January 21, 2003, however, defendant filed another motion to reconsider the ruling on the motion to quash and suppress. Defendant argued that the stop performed by Deputy Quinones could not be justified as an exercise of the deputy’s community caretaking function as a police officer. On April 1, 2003, the State moved to dismiss the second motion to reconsider as untimely.
While the record is somewhat unclear regarding who ruled on the motions and when the rulings were made, the trial court denied both the motion to dismiss and the second motion to reconsider. Following the denial of his motion to reconsider, defendant submitted to a stipulated bench trial. By agreement of the parties, the trial court (this time, Judge Thomas R. Smoker) reviewed the police reports as the trial evidence, which included a narrative written by Deputy Quinones.
After the trial court read the police reports, it found defendant guilty of both DUI and driving an uninsured vehicle. The trial court proceeded immediately to sentencing and imposed concurrent terms of conditional discharge for the two convictions. The trial court also imposed a $750 fine for DUI and a $500 fine for operating an uninsured vehicle. Defendant did not file a posttrial motion, and he timely appeals.
On appeal, defendant raises three issues. First, defendant contends that the trial court’s ruling on his motion to quash and suppress was erroneous. Specifically, defendant argues that Deputy Quinones’ activation of her squad car’s lights removed her actions from the realm of her community caretaking function, thereby requiring a reasonable suspicion in order to justify her stop of defendant. Defendant continues, asserting that the circumstances surrounding the stop did not give rise to the necessary reasonable suspicion to justify the stop. Second, defendant argues that his vehicle was registered in another state and, as the mandatory liability insurance requirement does not apply to an out-of-state vehicle, defendant’s conviction of driving an uninsured vehicle must be reversed. Last, defendant argues that he is entitled to a $5 credit toward the fines imposed in this case because he spent a day in custody before his trial. The State confesses error on the second and third issues defendant raises. However, we need reach only defendant’s first issue.
A trial court’s ruling on a motion to suppress presents mixed questions of fact and law for a court of review to consider. People v. Gherna,
Defendant notes that the trial court invoked community caretaking as an alternate justification for Deputy Quinones’ stop of defendant’s vehicle. Defendant argues that Deputy Quinones’ show of authority in activating her lights, and her investigative purpose, remove this encounter from the realm of the community caretaking and public safety level of police-citizen encounters. Our supreme court has consistently defined the term “community caretaking function” as follows:
“In essence, ‘ “[c]ommunity caretaking” is a label used to describe consensual police-citizen encounters that typically involve the safety of the public.’ People v. Gonzalez,204 Ill. 2d 220 , 224 (2003) (declining to apply the label where no facts in record warranted its use); see also People v. Gonzalez,324 Ill. App. 3d 15 , 22 (2001) (collecting cases), rev’d & remanded,204 Ill. 2d 220 (2003). Encounters falling within this tier do not involve coercion or detention, and therefore do not rise to the level of a fourth amendment seizure. Murray,137 Ill. 2d at 387 .” People v. Smith,214 Ill. 2d 338 , 352 (2005).
There is nothing in this record to suggest that Deputy Quinones’ stop of defendant’s vehicle was justified on any basis other than reasonable suspicion. In fact, on appeal the State argues only reasonable suspicion as a justification for the stop.
We now turn to an analysis of whether the circumstances in this case gave rise to a reasonable and articulable suspicion of criminal activity. To justify a seizure on this ground, the officer “must be able to point to specific and articulable facts which, taken together with reasonable inferences therefrom, reasonably warrant the intrusion.” People v. Croft,
In this case, Deputy Quinones was on routine patrol. She observed a car in the parking lot of a restaurant several hours after it had closed for the night. When she entered the parking lot, she observed the car begin to pull out of the parking lot. Deputy Quinones did not testify that she observed the car drive off rapidly or recklessly, but merely that it began to pull out, whereupon she activated her lights and
We find guidance in Croft. There, the defendant was observed walking his bicycle in a neighborhood in which, as the arresting officer had been informed, several recent episodes of vandalism had occurred. The officer did not respond to these earlier calls or have a description of a suspect. Instead, the officer merely considered the circumstances of a person walking a bicycle at night in that neighborhood to be “strange.” Croft,
The State argues that parking after hours in front of a closed business may give rise to police concern, citing People v. Rivera,
The State also argues that defendant’s action of driving away upon seeing Deputy Quinones’ approach is sufficient to establish a reasonable suspicion. The State cites to People v. Morris,
For the foregoing reasons, the judgment of the circuit court of Lake County is reversed.
Reversed.
HUTCHINSON, J., concurs.
Notes
We note, however, that although the trial court’s factual conclusions are entitled to deference, there is nothing in the record before us, either in the agreed statement of facts or in the police report that is part of this record, to support the trial court’s conclusion that defendant’s departure was furtive and sudden.
Concurrence Opinion
specially concurring:
I agree with the majority that the trial court erred in denying defendant’s motion to quash arrest and suppress evidence. I write separately to explain why I believe a community caretaking or public safety doctrine exists in Illinois that allows seizures in cases where probable cause or reasonable and articulable suspicion of criminal activity is absent.
The trial court found that the seizure of defendant was justified as an exercise of community caretaking. Challenging this, defendant contends, essentially, that where an officer stops an individual for the purpose of investigating crime, that seizure is by definition not a community caretaking exercise. Because the State has not even attempted to justify the seizure on community caretaking grounds, the majority summarily disposes of the issue, finding “nothing in this record to suggest that Deputy Quinones’ stop of defendant’s vehicle was justified on any basis other than reasonable suspicion.”
I am persuaded that Illinois law permits a warrantless seizure absent probable cause or a reasonable suspicion of criminal activity where the seizure is justified as an exercise of community caretaking or public safely. Wherever an individual harbors a reasonable expectation of privacy, he is entitled to be free from governmental intrusion (Terry v. Ohio,
“One tier involves an arrest of a citizen, which action must be supported by probable cause; otherwise, the fourthamendment prohibition against unreasonable seizures is violated. [Citation.] The next tier involves a so-called ‘Terry’ stop, a brief seizure that must be supported by a reasonable suspicion of criminal activity to be within the acceptable fourth amendment boundaries. [Citation.] The last tier involves no coercion or detention and therefore does not involve a seizure. This tier is commonly known as the community caretaking function or public safety function. The Supreme Court elaborated on this level of police intrusion in Terry when it noted that ‘obviously, not all personal intercourse between policemen and citizens involves “seizures” of persons. Only when the officer, by means of physical force or show of authority, has in some way restrained the liberty of a citizen may we conclude that a “seizure” has occurred.’ [Terry v. Ohio, 392 U.S. at 19 n.16,20 L. Ed. 2d at 905 n.16,88 S. Ct. at 1879 n.16]; see also [Cady v. Dombrowski,413 U.S. 433 , 441,37 L. Ed. 2d 706 , 714-15,93 S. Ct. 2523 , 2528 (1973)] (local police officers ‘frequently investigate vehicle accidents in which there is no claim of criminal liability and engage in what, for want of a better term, may be described as community caretaking functions, totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute’).” (Emphasis added.)
Here, the supreme court describes third-tier encounters as involving no coercion or detention and therefore not amounting to seizures. This, taken alone, might imply that all seizures fall into the first two tiers and thus require probable cause or a Terry rationale, viz. a reasonable and articulable suspicion of criminal activity. However, as I develop in more detail below, the supreme court supplements this description of third-tier encounters with a quote from Cady, a case that dealt with coercive police action, namely, the search of a vehicle by police, which the Supreme Court found justified for public safety or community caretaking reasons, not on the basis of probable cause or a reasonable and articulable suspicion of criminal activity. See Cady,
Just what, however, is a seizure justified on community caretaking grounds? The quintessential example would he a police officer physically restraining an inattentive pedestrian as he is about to step into the path of a moving vehicle. If, while holding the citizen, the officer feels what may be a gun, then the “plain feel” doctrine (see, e.g., People v. Blake,
In suggesting that Deputy Quinones’ investigative purpose in pursuing defendant served to transform their encounter into a seizure, defendant relies on past decisions of this district holding that the intentions of a police officer in initiating an encounter with a citizen determine whether that encounter amounts to a seizure. These authorities appear to assert that an encounter that the police initiate with a community caretaking purpose in mind is by definition not a seizure and that an exercise in crime detection or prevention is by definition a seizure. See, e.g., People v. Gonzalez,
My stance is not a novelty, I should emphasize, but rather finds support in federal and Illinois law. I begin by returning to Murray. There, the supreme court fleshed out the nature of third-tier encounters by quoting Cady’s description of community caretaking encounters. Notably, there is no suggestion in this description that all such encounters are by definition neither searches nor seizures. Indeed, Cady itself dealt with a search, that of the defendant’s car, which was towed to a private lot after an accident involving the defendant. Because the police reasonably believed that the car, unattended in the private lot, contained a gun that might be taken by vandals, the Supreme Court held that a police search of the car for “the protection of the public” was permissible. Cady,
“Because of the extensive regulation of motor vehicles and traffic, and also because of the frequency with which a vehicle can become disabled or involved in an accident on public highways, the extent of police-citizen contact involving automobiles will be substantially greater than police-citizen contact in a home or office. Some such contacts will occur because the officer may believe the operator has violated a criminal statute, but many more will not be of that nature. Local police officers, unlike federal officers, frequently investigate vehicle accidents in which there is no claim of criminal liability and engage in what, for want of a better term, may be described as community caretakingfunctions, totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.” Cady, 413 U.S. at 433 ,37 L. Ed. 2d at 714-15 ,93 S. Ct. at 2528 .
Illinois courts, too, have found searches justified on grounds of public safety. In People v. Ocon,
“The inventory of the contents of cars taken into police custody fulfills the community caretaking function of the police. [Citation.] Thus, inventory searches are a well-established exception to the warrant requirements of the fourth amendment. [Citation.] Probable cause, which is peculiar to criminal investigations, is unrelated and of no help in the reasonableness analysis required under the fourth amendment for routine administrative caretaking functions such as inventory searches. [Citation.] Rather, the reasonableness of such procedures arises from three legitimate objectives of inventory searches: to ascertain the extent and value of property needing protection while in police custody; to protect the police against claims or disputes over lost or stolen property; and to protect the police from potential danger emanating from items of personal property such as drugs or guns that may be found within a car. [Citations.]” Ocon,221 Ill. App. 3d at 314-15 .
Our supreme court has suggested that seizures of persons, too, may be justified on community caretaking or public safety grounds. In People v. Gonzalez,
“ ‘Community caretaking’ is a label used to describe consensual police-citizen encounters that typically involve the safety of the public. [Citations.] This type of encounter involves no coercion or detention and thus requires no legal justification. [Citation.] The State fails to explain in what way the request for identification from defendant served a public-safety function, and we glean no facts from the record which would warrant using the communitycaretaking label in this case. Accordingly, we turn to an examination of the fourth amendment in the context of this traffic stop.” (Emphasis added.) Gonzalez,204 Ill. 2d at 224 .
In the emphasized language, the supreme court appears to identify community caretaking functions with nonseizures. However, the court’s subsequent analysis belies this impression. Notably, the police had already stopped the car in which the defendant was riding when they asked for his identification. If the supreme court believed that a community caretaking exercise is simply a nonseizure, then the court would have disposed of the State’s argument with the brief observation that the defendant had already been seized. Instead, however, the court looked to whether a credible community caretaking rationale existed for the request for identification. Finding no such rationale, the court proceeded to examine whether the
Other jurisdictions have recognized that community caretaking concerns may justify seizures. See Commonwealth v. Leonard,
There are two further points that need to be clarified. First, whether a seizure is justified on community caretaking grounds does not depend on the officer’s subjective purposes in effecting the seizure so long as his actions are objectively reasonable under the circumstances. Our district has in the past fallen into a subjectivist error. Thus, in Simae the court said: “The ‘community caretaking’ function must be completely divorced from any initial suspicion of criminal activity.” (Emphasis added.) Simac,
“In the present case, we are not convinced that Officer Row’s initial contact with defendant fell within the communitycaretaking function. Rather, Officer Row’s testimony revealed that the purpose behind the encounter was investigative. Four thefts and two incidents of vandalism were reported the week before the encounter. According to Officer Row, seeing defendant push a bicycle while in dark pants at 11:15 p.m. ‘just seemed strange’ and was ‘not a normal occurrence in that neighborhood.’ Officer Row subsequently initiated the encounter ‘to make sure that there was [src] nothing else going to happen.’
*** officer Row did not question defendant without initial suspicion of criminal activity. On the contrary, he questioned defendant to investigate his possible involvement in recent instances of theft and vandalism in the neighborhood. See People v. Dent,343 Ill. App. 3d 567 , 578 (2003) (police are not performing a community caretaking function when they are specifically investigating reports of criminal activity). Because Officer Row’s purpose in questioning defendant was not totally divorced from detection, investigation, or acquisition of evidence, we cannot say that he was performing community caretaking.” Croft,346 Ill. App. 3d at 673-74 .
We took this approach as recently as Smith. See Smith,
The error in Croft and these other cases is rooted in a misunderstanding of the language from Cady, quoted in Murray, that police officers “ ‘frequently investigate vehicle accidents in which there is no claim of criminal liability and engage in what, for want of a better term, may be described as community caretaking functions, totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.’ ” Murray,
Following the Washington case of Chisholm, I would hold that courts must determine whether a community caretaking or public safety rationale exists by balancing the “individual’s interest in proceeding about his business unfettered by police interference” and “the public’s interest in
I need to stress, however, that a seizure is not reasonable under the fourth amendment unless wholly justifiable on grounds of probable cause or reasonable and articulable suspicion or on public safety or community caretaking grounds. That is, the State may not remedy an inadequate rationale on one ground by proffering an inadequate rationale on another ground, as if attempting to form a single whole out of two parts. Nor, however, may a seizure be deemed unreasonable where one rationale is nonexistent or lacking, if another is sufficient. Thus, a seizure otherwise justifiable on community caretaking grounds is not rendered unreasonable by the officer’s inability to offer probable cause or a reasonable and articulable suspicion of criminal activity. Again, the test of whether a seizure is justified is objective, and so a seizure may not be deemed unreasonable based on the officer’s subjective beliefs. For example, if an officer effects a seizure while believing, unreasonably, that criminal activity is afoot, the State is not precluded from proffering a community caretaking rationale for the officer’s action based on an objective assessment of the circumstances.
Applying these principles to the present case, I see no basis in the record for the trial court’s conclusion that the seizure in this case was justified on community caretaking grounds.
