THE PEOPLE, Plaintiff and Respondent, v. LARRY LYNN COOK, Defendant and Appellant.
Crim. No. 23651
Supreme Court of California
Dec. 31, 1985.
41 Cal. 3d 373
COUNSEL
George S. Cooney and Patrick J. Briggs for Defendant and Appellant.
Frank Bacon as Amicus Curiae on behalf of Defendant and Appellant.
John K. Van de Kamp, Attorney General, Steve White, Chief Assistant Attorney General, Jay M. Bloom, Steven H. Zeigen and Pat Zaharopoulos, Deputy Attorneys General, for Plaintiff and Respondent.
John D. Darlington, District Attorney (Nevada), Christopher N. Heard and Terry L. White as Amici Curiae on behalf of Plaintiff and Respondent.
OPINION
GRODIN, J.-This case requires us to examine the contours of California citizens’ entitlement to be free from the intrusive gaze of the state, in an era when the instruments of surveillance at the disposal of the police are far more sophisticated than our nation‘s founders would have dared contemplate. Here, after law enforcement officials were frustrated in their effort to confirm from any land-based public vantage point an anonymous tip of possible marijuana cultivation at appellant‘s residence, they carefully surveyed appellant‘s fenced back yard from a fixed-wing aircraft without obtaining a warrant. We conclude that this warrantless scrutiny, which led to the acquisition of a search warrant under which marijuana growing in ap-
The issue is whether appellant enjoyed a so-called reasonable expectation that he could conduct affairs in his enclosed back yard in privacy. (People v. Crowson (1983) 33 Cal.3d 623, 629 [190 Cal.Rptr. 165, 660 P.2d 389]; Burrows v. Superior Court, supra, 13 Cal.3d 238, 242-243; see Katz v. United States (1967) 389 U.S. 347, 350-352 [19 L.Ed.2d 576, 581-582, 88 S.Ct. 507].) As employed in this context the term “reasonable expectation” possesses two meanings, one predictive, the other prescriptive. With respect to the first of these, the People concede appellant anticipated that what took place in his backyard would remain secluded from the view of outsiders. Thus the principal focus of our inquiry is whether, as an objective matter, appellant should have been entitled to demand the privacy he sought-even from airborne, arguably quite physically unobtrusive, observation by law enforcement officials.
The reasonable expectation of privacy test, by its nature, requires reconciliation of competing social interests, rather than rigid application of formalistic, judicially created rules. This is all the more true here, where the alleged challenge to individual security comes from a rather novel form of police investigation subject to little analysis in reported cases. Still, there is relevant precedent. The United States Supreme Court recently reaffirmed that, as with the home itself, those activities taking place within the dwelling‘s curtilage-“the area to which extends the intimate activity associated with the ‘sanctity of a man‘s home and the privacies of life’ [citations omit-
The People, however, point out that even with respect to those activities which occur in one‘s living room, one is not entitled to demand privacy from peering officers of the state if the activities are plainly visible to officers rightfully occupying a lawful public vantage point, or if an established exception to the warrant requirement is applicable. Given that the airspace occupied by the police here is a lawful public location, the People argue, the police observation of appellant‘s back yard is well within the plain view doctrine, and therefore no constitutional violation.
This contention holds superficial appeal, but, in the end, it must prove unavailing. While the skies are accessible to the public-and even though private air traffic may regularly wing over one‘s property-simply because one may have to put up with the occasional downward glance of a passing pilot or passenger does not abrogate the force of one‘s demand that police officers, acting as part of an investigation but without a warrant, refrain from examining from the air the details of one‘s back yard. (Cf., for example, People v. Krivda (1971) 5 Cal.3d 357, 367 [96 Cal.Rptr. 62, 486 P.2d 1262], vacated and remanded (1972) 409 U.S. 33 [34 L.Ed.2d 45, 93 S.Ct. 32], reiterated (1973) 8 Cal.3d 623 [105 Cal.Rptr. 21, 504 P.2d 457].) A society where individuals are required to erect opaque cocoons within which to carry on any affairs they wish to conduct in private, and the concomitant chill such a requirement would place on lawful outdoor activity, would be inimical to the vision of legitimate privacy which underlies our state Constitution.
FACTS
On September 2, 1981, an anonymous citizen gave local narcotics officers information suggesting marijuana was being cultivated at appellant‘s residence in Bonsall, a town in northern San Diego County. An officer went to the property, located in a semirural area,2 but was unable to verify the tip, because a high wooden fence surrounded appellant‘s land. There was no other location accessible to the public from which to make further observations. Undeterred, the officer returned two days later in an airplane piloted by a fellow member of the San Diego Narcotics Task Force. The two flew over the property at an altitude of roughly 1,600 feet, hoping to spot evidence of the alleged growth of the marijuana. Their labors were reward-
One of the officers took color photographs of the plants with a 200 millimeter lens (which magnifies the subject of a photograph taken with a standard 35-millimeter camera by about 4 times), and the pair returned to police headquarters. One of them executed an affidavit in support of a search warrant, and a warrant was issued, though the photographs were dim and failed to reveal the purportedly striking difference in color between the alleged marijuana and the surrounding plants. A search conducted pursuant to the warrant disclosed that marijuana indeed was growing behind appellant‘s residence. The area in which it was found was surrounded on three sides by an eight-foot-high solid wood fence. The house itself provided a barrier on the fourth side. The fence was covered at the top with wood beams and chicken wire. Surrounding the house, as well as this enclosure, was a six-foot-high fence.
Appellant was charged with unlawfully cultivating marijuana, in violation of
DISCUSSION
Determining the legality of warrantless police forays into allegedly private zones of activity was once almost exclusively a matter of ascertaining the scope of the property interests of the individual whose privacy was purportedly invaded. (See Goldman v. United States (1942) 316 U.S. 129, 134-136 [86 L.Ed. 1322, 1327-1328, 62 S.Ct. 993]; see also People v. Edwards (1969) 71 Cal.2d 1096, 1102-1107 [80 Cal.Rptr. 633, 458 P.2d 713], citing People v. Shields (1965) 232 Cal.App.2d 716, 719 [43 Cal.Rptr. 188]; People v. Willard (1965) 238 Cal.App.2d 292 [47 Cal.Rptr. 734]; People v. Johnson (1962) 198 Cal.App.2d 698, 701, 702 [18 Cal.Rptr. 214].) However, in 1967, Katz v. United States, supra, 389 U.S. 347, affirmed
Under the Katz standard as applied in California, the propriety of a warrantless governmental surveillance has come to encompass an assessment of the reasonableness of the individual‘s expectation of privacy in a particular situation, wherever he is, and whether or not government agents trespassed physically on his property interests. (E.g., Lorenzana v. Superior Court (1973) 9 Cal.3d 626, 638 [108 Cal.Rptr. 585, 511 P.2d 33]; People v. Edwards, supra, 71 Cal.2d 1096, 1103.) The inquiry is whether the government intruded unreasonably on an expectation of privacy which society is prepared to recognize as valid. (People v. Chapman (1984) 36 Cal.3d 98, 106 [201 Cal.Rptr. 628, 679 P.2d 62].)
Though location is no longer the sine qua non of search-and-seizure analysis, it remains relevant under the Katz test. The privacy one is entitled to expect in a particular place is governed primarily by common habits in the use of such property. (E.g., In re Deborah C. (1981) 30 Cal.3d 125, 137 [177 Cal.Rptr. 852, 635 P.2d 446]; see North v. Superior Court (1972) 8 Cal.3d 301, 311 [104 Cal.Rptr. 833, 502 P.2d 1305, 57 A.L.R.3d 155]; Dean v. Superior Court (1973) 35 Cal.App.3d 112, 117 [110 Cal.Rptr. 585].)
Thus, we guard with particular zeal an individual‘s right to carry on private activities within the interior of a home or office, free from unreasonable governmental intrusion. (E.g., Vale v. Louisiana (1970) 399 U.S. 30, 34 [26 L.Ed. 2d 409, 413, 90 S.Ct. 1969]; People v. Ramey (1976) 16 Cal.3d 263, 270-276 [127 Cal. Rptr. 629, 545 P.2d 1333]; People v. Dumas (1973) 9 Cal.3d 871, 882, fn. 8 [109 Cal.Rptr. 304, 512 P.2d 1208].) We also recognize a high privacy interest in the “curtilage” of a residence-that zone immediately surrounding the home where its private interior life can be expected to extend. (People v. Edwards, supra, 71 Cal.2d 1096, 1101, fn. 2, 1104.) For example, a government agent without a warrant may not peer through barriers reasonably calculated to shield one‘s yard from public view, even if the officer is standing in a “public” place. (People v. Lovelace (1981) 116 Cal.App.3d 541, 554 [172 Cal.Rptr. 65]; People v. Fly (1973) 34 Cal.App.3d 665, 667 [110 Cal.Rptr. 158]; Vidaurri v. Superior Court (1970) 13 Cal.App.3d 550, 553-554 [91 Cal.Rptr. 704].)
The United States Supreme Court recently confirmed this constitutional respect for privacy in the curtilage. In Oliver v. United States, supra, 466 U.S. 170 [80 L.Ed.2d 214], the court reembraced the longstanding federal rule that “open fields” may be inspected by law enforcement officers without a warrant. The Oliver majority reasoned that uninhabited fields and
However, Oliver carefully emphasized that the curtilage-that area “immediately surrounding and associated with the home“-remains within the Fourth Amendment‘s protection. This zone, the majority explained, “is the area to which extends the intimate activity associated with the ‘sanctity of a man‘s home and the privacies of life’ [citations], and therefore has been considered part of [the] home itself for Fourth Amendment purposes....” (466 U.S. at p. 180 [80 L.Ed.2d at p. 225].)
The People concede that the home and curtilage enjoy substantial protection from warrantless searches. However, they invoke the doctrine that an officer does not “search” in the constitutional sense when he observes, even intensively, that which lies in “plain view” from a vantage point open to the public. (E.g., In re Deborah C., supra, 30 Cal.3d 125, 135; Lorenzana v. Superior Court, supra, 9 Cal.3d 626, 634; see Katz v. United States, supra, 389 U.S. 347, 351-353 [19 L.Ed.2d 576, 584].) Despite the fence which hid defendant‘s backyard from ground-level observation, they emphasize, the yard was open to routine observation from any private, commercial, or government flight across the airspace above his property. Moreover, they point out, the surveillance here was not unduly intrusive, since it took place from a height of some 1,600 feet. (Cf. People v. Sneed (1973) 32 Cal.App.3d 535, 542-543 [108 Cal.Rptr. 146].) Defendant had no “reasonable” expectation, they suggest, that his marijuana plants could be concealed from “plane view.”
We disagree. As the United States Supreme Court and the courts of this state have often explained, the fact that government officials or members of the civilian public might be expected, for one reason or another, to enter a place or see or hear the activities within, does not necessarily preclude reasonable claims of privacy from intensive spying by police officers looking for evidence of crime.
Thus, one who places a call from a public telephone booth can be seen and sometimes heard by passersby, but that does not permit the government to eavesdrop electronically on the conversation without a search warrant. (Katz, supra, 389 U.S. 347, 352 [19 L.Ed.2d 576, 582].) A hotel guest may realize that the maid will enter his room, but that provides no basis for warrantless entry by the police. (Stoner v. California (1964) 376 U.S. 483, 489 [11 L.Ed.2d 856, 860, 84 S.Ct. 889].) One may consign the refuse in
Thus, while an inhabitant of the modern world is deemed to “expect . . . the expectable,” the Constitution still shields him from governmental intrusions he has legitimate grounds not to expect. (In re Deborah C., supra, 30 Cal.3d 125, 138-139, fn. 10.) One‘s yard may unavoidably be exposed to casual glances from passing aircraft, but he may still reasonably assume that it will not be intently examined by government agents who are flying over it for that specific purpose.3
The People suggest that the air lanes are modern highways; hence, they urge, aerial surveillance, if not unduly intrusive, is but a form of routine “street patrol,” to which the modern public must be deemed to be resigned. For several reasons, we cannot accept that view.
In the first place, we recognize that the Katz test depends in part on the individual‘s “subjective” expectation of privacy. His desire for seclusion may be demonstrated by the steps he has taken to prevent observation. An occupier of land can usually take fairly routine action to shield his house and yard from ground-level scrutiny, and defendant certainly did so here.
On the other hand, the Constitution does not provide that one is open to governmental inspection by any and all means he has failed to forestall. (In re Deborah C., supra, 30 Cal.3d 125, 138-139, fn. 10; Lorenzana v. Superior Court, supra, 9 Cal.3d 626, 636-637; see also 1 LaFave, Search and Seizure (1978) § 2.3, p. 303; Amsterdam, Perspectives on the Fourth Amendment (1974) 58 Minn.L.Rev. 349, 402.) Such a rule would encourage the transformation of our open society into a garrison state, each individual obsessed with shielding private activities in presumptively private areas from all possible observation.
That task is virtually impossible, of course, where sophisticated techniques like electronic eavesdropping and aerial surveillance are involved. Purposeful surveillance from the air simply lays open everything and everyone below-whether marijuana plants, nude sunbathers, or family members relaxing in their lawn chairs-to minute inspection. The usual steps one might take to protect his privacy are useless. To obtain relief from the airborne intrusion, one would have to roof his yard. Besides the considerable monetary expense, he would sustain the greater intangible cost of shutting out the sunlight and fresh air which gives such a space its precious character. Surely one has reason to expect that he need not “encase himself [and his property] in a light-tight, air-proof box.” (Lorenzana, supra, 9 Cal.3d at p. 637.)
In any event, as numerous cases restricting use of electronic and optical surveillance aids attest, the “reasonableless” of an individual‘s expectation of privacy is not defined solely by technological progress. We reject the Orwellian notion that precious liberties derived from the Framers simply shrink as the government acquires new means of infringing upon them.
The People imply that law enforcement officers are entitled to use a technological advance-mechanical flight-which has merely given the public at large a vantage point it did not previously enjoy. But the prevalance of air travel does not excuse us from the delicate balancing of societal and privacy interests which underlie constitutional protections against “unreasonable” searches and seizures. Striking that balance, we must conclude that an individual has a reasonable expectation of privacy from purposeful police surveillance of his back yard from the air. We can conceive of no societal or law enforcement interest strong enough to justify such unfettered intrusions on the sanctity of private residences.4
The California cases on aerial surveillance are in general accord. They have recognized that “[r]easonable expectations of privacy may ascend into the airspace and claim [constitutional] protection.” (See People v. Joubert (1981) 118 Cal.App.3d 637, 643 [173 Cal.Rptr. 428], quoting Dean v. Superior Court, supra, 35 Cal.App.3d 112, 116.) As one Court of Appeal has noted, “mankind‘s common habits in the use of domestic and business property supply a prime measure of the reasonableness of expectations of privacy. [Citations.] One who builds a swimming pool and sun-bathing area in his back yard expects privacy (hence immunity) from aerial inspection. . . .” (Dean, supra, 35 Cal.App.3d at p. 117, quoted in Joubert, supra.)
Consistent with the traditional distinction between “open fields” on the one hand, and house and curtilage on the other, most California cases have approved surveillance conducted at substantial heights over rural land. With two exceptions, these decisions involved no intensive scrutiny of private yards, and several opinions emphasized the uninhabited nature of the area inspected. (People v. Egan (1983) 141 Cal.App.3d 798, 806 [190 Cal.Rptr. 546] [“lawful altitudes over rural and relatively unpopulated property“]; Tuttle v. Superior Court (1981) 120 Cal.App.3d 320, 325 [174 Cal.Rptr. 576] [flight no lower than 1,000 feet; “tents, ‘other structures,’ vehicles and people observed” at marijuana cultivation site]; Joubert, supra, 118 Cal.App.3d at pp. 640-641 [rural 29-acre parcel; location of house noted for purposes of confirming parcel ownership and address]; People v. St. Amour (1980) 104 Cal.App.3d 886, 890 [163 Cal.Rptr. 187] [mountain slope; “deserted area;” no business or human activity observable from the air]; Burkholder v. Superior Court (1979) 96 Cal.App.3d 421, 424 [158 Cal.Rptr. 86] [steep canyon surrounded by trees in rural area]; Dean, supra, 35 Cal.App.3d at p. 114 [“isolated area of the Sierra foothills, . . . hidden from view by the surrounding hills and woods“].)
On the other hand, People v. Sneed, supra, 32 Cal.App.3d 535, suggested that one has “no reasonable expectation of privacy . . . from airplanes and helicopters flying at legal and reasonable heights.” However, the court invalidated as unduly intrusive an observation from a helicopter hovering 20 to 25 feet above defendant‘s back yard. (P. 543.)
Finally, in People v. Superior Court (Stroud) (1974) 37 Cal.App.3d 836 [112 Cal.Rptr. 764], the Court of Appeal upheld aerial observations of a
The People seize on such cases as Sneed and Stroud for the principle that aerial surveillance of a private yard is permissible if conducted at a height which is not disruptive to life below. Indeed, they urge, at 1,600 feet it is virtually impossible to observe legitimate and private human activities on the ground. The only possible purpose and effect of an overflight at that altitude, they suggest, is to detect marijuana cultivation.
Obviously, as the People point out, one has no “reasonable” expectation of privacy in the conduct of criminal affairs per se. (See, e.g., Oliver v. United States, supra, 466 U.S. 170, 182, and fn. 13 [80 L.Ed.2d 214, 226-227]; Dean v. Superior Court, supra, 35 Cal.App.3d 112, 117.) Hence, there is theoretical appeal to the notion that warrantless surveillance is not an unreasonable “search” if it is narrowly tailored to discover crime while leaving all legitimate private activity undisturbed.
However, a recent United States Supreme Court case illustrates the fallacy of that approach to these facts. In United States v. Karo, supra, 468 U.S. 705 [82 L.Ed.2d 530], federal agents placed a “beeper” in a can of ether sold to suspected drug manufacturers. The agents could track the location of the can by monitoring the radio signals from the beeper. (See United States v. Knotts (1983) 460 U.S. 276, 277 [75 L.Ed.2d 55, 59, 103 S.Ct. 1081].) They later obtained a search warrant for a Taos, New Mexico residence, in part on grounds that beeper signals from within the house indicated the can was there. The district court suppressed the evidence yielded by the warrant; the court of appeals affirmed.
The government argued that monitoring of the beeper within the house was permissible because it could only disclose the location of illegal drug ingredients, exposing nothing else about the activities inside. The Supreme Court rejected this contention. It reiterated that the police may learn by electronic means what legitimate personal surveillance would have disclosed. (Karo, supra, 468 U.S. 705, 712-713 [82 L.Ed.2d 530, 540]; see Knotts, supra, 460 U.S. 276, 281-282 [75 L.Ed.2d 55, 61-63].) However, the court
“The monitoring of an electronic device such as a beeper,” said the majority, “is, of course, less intrusive than a full-scale search, but it does reveal a critical fact about the interior of the [residence] that the Government is extremely interested in knowing and that it could not have otherwise obtained without a warrant. . . . [¶] We cannot accept the Government‘s contention that it should be completely free of the constraints of the [Constitution] to determine by means of an electronic device . . . whether a particular article . . . is in an individual‘s home at a particular time. Indiscriminate monitoring of property that has been withdrawn from public view would present far too serious a threat to privacy interests in the home to escape entirely some sort of [constitutional] oversight. [Fn. omitted.]” (468 U.S. at pp. 715-716 [82 L.Ed.2d at pp. 541-542], italics added.)
We entirely agree. What Karo has said about the interior of houses applies equally, of course, to the immediately adjacent exterior, “which has been considered part of the home itself” for constitutional purposes. (Oliver, supra, 466 U.S. 170, 180 [80 L.Ed.2d 214, 225].) The surveillance at issue in this case was conducted without “oversight,” and any “constraints” on its intrusiveness were subjective and self-imposed. Moreover, the current record discloses no basis on which guidelines for “oversight” of marijuana surveillance of private yards could be fashioned.5
We hold, therefore, that the warrantless aerial scrutiny of defendant‘s yard, for the purpose of detecting criminal activity by the occupants of the property, was forbidden by
The judgment is reversed.
Bird, C. J., Mosk, J., Broussard, J., Reynoso, J., and Kaus, J.,* concurred.
LUCAS, J.-I respectfully dissent.
The majority, invoking the California Constitution‘s proscription against “unreasonable seizures and searches” (
The majority‘s repeated concern for protecting legitimate privacy interests is entirely misplaced in cases such as this, where the officers surveyed defendant‘s backyard at a height of 1,600 feet. At such a height, as the majority appears to acknowledge, “it is virtually impossible to observe legitimate and private human activities on the ground.” (Ante, p. 384.) Indeed, the present “search” was limited to scrutinizing the color of defendant‘s plants, and looking for the distinctive bright green hue of growing marijuana plants. The only privacy interest significantly infringed by such overflights is the interest of the marijuana grower in concealing his illegal crop. Contrary to the majority‘s repeated references to “garrison states” and “Orwellian notions,” we are not concerned here with the privacy interests of nude sunbathes, religious cultists, political activists, or anyone except marijuana growers. The majority pays lip service to the self-evident principle that no one has a reasonable expectation of privacy in the conduct of his
Statistics contained in the Attorney General‘s appellate brief suggest that growing and selling marijuana have become a $1 billion business annually in this state. Defendant appears to be an entrepreneur in this budding “growth industry“-execution of the search warrant issued as a result of the aerial surveillance uncovered 26 growing marijuana plants approximately 6 to 7 feet tall, along with 5,000 grams of loose marijuana. Overflights such as conducted here apparently represent the only effective means of policing the growing of marijuana. In my view, today‘s decision promotes such unlawful activity without protecting any cognizable or legitimate privacy interest.
Like most other citizens, I certainly would oppose routine, exploratory backyard aerial searches conducted at a height low enough to disturb tranquility or violate privacy. Here, however, the overflight was conducted in direct response to a citizen informant‘s tip after other means of verification failed, and occurred at a height which minimized any unwarranted intrusion. Under such circumstances, as prior cases have indicated, no unreasonable search has occurred. (See People v. St. Amour (1980) 104 Cal.App.3d 886, 891-893 [163 Cal.Rptr. 187]; People v. Sneed (1973) 32 Cal.App.3d 535, 542-543 [108 Cal.Rptr. 146].)
I would affirm the judgment.
Respondent‘s petition for a rehearing was denied February 14, 1986. Lucas, J., and Panelli, J., were of the opinion that the petition should be granted.
*Retired Associate Justice of the Supreme Court sitting under assignment by the Chairperson of the Judicial Council.
Notes
We do not imply that warrantless aerial surveillance of an enclosed back yard is permissible under the Fourth Amendment to the United States Constitution. Indeed, there are strong indications that the practice would be deemed unconstitutional by the United States Supreme Court. (Cf., United States v. Karo (1984) 468 U.S. 705 [82 L.Ed.2d 530, 542, 104 S.Ct. 3296]; Oliver v. United States (1984) 466 U.S. 170, 181-182, and fn. 12, but see p. 179, and fn. 9 [80 L.Ed.2d 214, 225-226, 104 S.Ct. 1735].) The Supreme Court has granted certiorari and has recently heard argument in a case presenting the backyard surveillance issue. (People v. Ciraolo (1984) 161 Cal.App.3d 1081 [208 Cal.Rptr. 93], cert. granted (1985) 471 U.S. 1134 [86 L.Ed.2d 691, 105 S.Ct. 2672] [argued with Dow Chemical Co. v. United States (6th Cir. (1984) 749 F.2d 307, cert. granted (1985) 472 U.S. 1007 [86 L.Ed.2d 716, 105 S.Ct. 2700]].) However, while we rely on federal precedent for guidance (see, e.g., Burrows v. Superior Court (1974) 13 Cal.3d 238, 242-243 [118 Cal.Rptr. 166, 529 P.2d 590]), we need not address the precise reach of the Fourth Amendment unless persuaded that our state charter provides no protection against the state‘s surveillance here.
Moreover, since all events at issue here took place before June 8, 1982, we need not be concerned with the effect of Proposition 8 on the excludability of evidence obtained in violation of
