Lead Opinion
delivered the opinion of the court:
Following a jury trial in the circuit court of Cook County, defendant, Jose Colon, was found guilty of first degree murder. He was subsequently sentenced to 50 years in the Illinois Department of Corrections. The appellate court reversed the judgment of the circuit court (
The evidence, when viewed in the light most favorable to the State, showed that on September 3, 1990, at approximately 11:30 p.m., Rafael Matamoros and some friends were gathered around a car. These friends included Daniel Rivera, Deandre Jackson, Nathan Iverson, Marvin King and Miguel (last name unknown). The car was owned by Daniel Rivera. The car was parked on Hirsch Street in front of Lowell Grammar School. Hirsch Street is a one-way street eastbound. Lowell School is located between Homan, a north-south street that is to the west of the school, and Sрaulding which is to the east. At the time of the incident the victim, Rafael Matamoros, was seated on the hood of the car, Rivera was seated on the driver’s side fender, Jackson was seated on the car’s front bumper and Iverson was by the front end on the driver’s side. The record does not indicate where the other individuals were in relation to the car.
Rivera testified that he saw a car coming slowly down Hirsch Street. He described the car as gray with a light-blue top, four doors and tinted windows. Rivera indicated that the car stopped right next to his. Rivera stated that he saw an individual, whom he later identified in direct testimony as the defendant, look out of the driver’s window. He was able to see the individual’s face for approximately 10 seconds. Rivera then saw a hand holding a gun protrude from the driver’s window followed shortly by a flash. Rivera ducked and ran approximately 10 or 15 feet. Multiple shots were fired. After the shots were fired, Rivera saw the car go east to the corner and then turn left onto Spaulding.
Deandre Jackson testified that he first noticed the car approximately a hundred feet away as it was traveling east on Hirsch Street. Jackson indicated that the car stopped within three feet of Rivera’s car. He described the car as gray with a blue top and tinted windows. Jackson stated that he saw an individual, whom he later identified in open court as the defendant, in the driver’s seat of the car for four to five seconds. Jackson jumped to the ground when the shooting began. He remained on the ground until the shooting was over. He then observed the car traveling down Hirsch Street аnd turn left onto Spaulding.
Edwin Lopez testified that he was walking south on Homan Avenue toward Hirsch Street at approximately midnight on September 3, 1990. Lopez indicated that there are three streets between North Avenue and Hirsch Street: Pierce, LeMoyne and Beach. Lopez stated that he was located between Pierce and LeMoyne when he heard six gunshots. Approximately 15 to 30 seconds later, Lopez arrived at the corner of Homan and LeMoyne. He observed a car traveling west on LeMoyne. Lopez described the car as "bluish, grayish car, four-door, and blue top.”
Two of the men gathered around Rivera’s car had been shot. The victim, Rafael Matamoros, had been shot once in the back and once in the right foot. Nathan Iverson was shot once in the right leg and twice in the left leg. Rivera and Jackson took Matamoros to the Norwegian-American Hospital. Matamoros died at the hospital that evening.
Officer William Watts of the Chicago police department spoke to Daniel Rivera and Nathan Iverson at Norwegian-American Hospital. He testified that Daniel Rivera described the shooter as a male, white Hispanic approximately 18 years old. Nathan Iverson agreed with Rivera’s description. Deandre Jackson was unable to give a description of the shooter or identify the race of the shooter. Riverа testified that he and a group of his friends who had come to visit Matamoros were shot at when leaving the hospital.
Officer Thomas Finnelly, a gang specialist with the Chicago police department, was assigned to investigate the murder of Rafael Matamoros. On September 5, 1990, at approximately 12:30 p.m., Officer Finnelly was driving an unmarked police car westbound on Court-land Avenue. He observed a car matching the description of the car used in the shooting. He followed the car until it pulled over and parked. An individual, later identified as the defendant, stepped out of the car and spoke to Officer Finnelly. Officer Finnelly testified that the defendant told him he was a former Imperial Gangster. The defendant then voluntarily accompanied Officer Finnelly to Area 5 headquarters.
The dеfendant was placed in a lineup. Daniel Rivera and Deandre Jackson viewed the lineup separately. Both witnesses identified the defendant as the individual in the driver’s seat of the car used in the shooting. Dániel Rivera and Deandre Jackson also identified a photo of defendant’s car as the car used in the shooting on September 3, 1990.
Defendant Jose Colon was charged with the murder of Rafael Matamoros and the attempted murder of Nathan Iverson, both resulting from the shooting incident of September 3, 1990. At an earlier trial a jury found the defendant not guilty of attempted murder but was unable to reach a verdict as to the murder charge. At his second trial, the defendant was found guilty of murder and sentenced to 50 years’ imprisonment. The appellate court reversed the trial court’s conviction and remanded for a new trial.
As grounds for reversing the appellate court, the State first argues that the circuit court did not err in admitting evidence of gang motive. According to the State, such evidence was admissible because the evidence provided a motive for an otherwise inexplicable act. (People v. Smith (1990),
Officer Finnelly and Daniel Rivera both testified that Lowell School was in the Latin Kings’ territory. Officer Finnelly testified that the defendant informed the officers that
The above testimony was clearly relevant to establish that the motive for the shooting was generally one of gang rivalry. In People v. Gonzalez (1991),
Applying the same principles to the evidence introduced concerning the second shooting outside Norwegian-American Hospital, we hold that the evidence was insufficient to prove that the second shooting was gang-related. The trial court allowed evidence concerning the second shooting on a limited basis. The trial court held that the evidence was only admissible to establish the gang territory that Norwegian-American Hospital was in. Daniel Rivera testified that he and his friends were shot at while they were leaving the hospital. As previously noted, State witnesses Rivera, Lopez and Officer Finnelly testified that the hospital was in Dragon territory. Officer Finnelly testified that Dragons and Imperial Gangsters are allied with the "Folks” organization and the Latin Kings are allied with the "People” organization. Finnelly further testified that thе "Folks” and the "People” are "in opposition.”
The State argues that the evidence of the second shooting was admissible because it was offered in furtherance of the gang-motivation theory and illustrated the territorial nature of gang warfare. We disagree. Applying Smith,
Although the evidence concerning the second shooting was improperly admitted, we find that it does not warrant reversal of the circuit court’s judgment. Witnesses Rivera, Jackson and Iverson all testified that the shots fired at Matamoros were fired from a four-door, gray car with a blue top and tinted windows. Rivera and Jackson also testified that the defendant was seated in the driver’s side at that time. Edwin Lopez testified that he heard six shots 15 to 20 seconds before seeing a four-door, gray car with a blue top speeding west on LeMoyne Avenue. The car was headed toward Central Park. Evidence was introduced that designated Central Park as Imperial Gangster territory. Defеndant was arrested on September 5, 1990, while driving a car matching the description of the car used in the shooting. The same day, witnesses Rivera and Jackson separately identified the defendant in lineups. Rivera also identified the defendant’s car in the parking lot as the car used in the drive-by shooting on September 3, 1990.
This court in People v. Easley (1992),
Next the State argues that the trial court did not err in giving Illinоis Pattern Jury Instructions, Criminal, No. 3.06-3.07 (3d ed. 1992). The instruction stated the following:
"You have before you evidence that the defendant made a statement relating to the offense charged in the indictment. It is for you to determine whether the defendant made the statement, and, if so, what weight should be given to the statement. In determining the weight to be given to a statement, you should consider all of the circumstances under which it was made.”
Evidence was introduced that the defendant made two statements which were the basis for the instruction. Officer Dombkowski testified that the defendant told him that he was an Imperial Gangster on September 2, 1990. Officer Finnelly testified that on September 5, - 1990, the defendant stated that he was a former Imperial Gangster.
The appellate court here found that the instructions were improperly admitted as part of the gang-related evidence testimony. However, as we have discussed, we find the gang-related evidence introduced here was proper. Accordingly, this rationale for challenging the instruction is not valid.
The defense now argues that the instruction is improper because the portion which read "relating to the offense charged” resolved the factual question for the jury of whether the shooting was gang-related. The defense further maintains that this instruction was an adoption by the trial court of the State’s theory of the case. We find that it is not necessary for this court to decide this issue. The State argues that the defendant waived this issue on appeal by failing to make the same objection to the instruction as set out in his initial brief before the appellate court. The defense concedes that the objection to the instruction now argued is not the same as raised below. It is well established that issues not raised and argued before the appellate court are treated as waived. (Meyers v. Kissner (1992),
The State next argues that the appellate court erred in finding that the defendant was denied a fair trial by the introduction of hearsay evidence. Detective Paulnitsky testified that he conducted a lineup on September 5, 1990. On cross-examination, Paulnitsky testified that four individuals viewed the lineup: Daniel Rivera, Deandr e Jackson, Gabriel Gonzalez and Marvin King. Neither Gonzalez nor King testified at trial. The following line of questioning occurred on redirect examination of detective Paulnitsky:
"Q. [Assistant State’s Attorney]: On the lineup on September 5, counsel asked you about Gabriel Gonzalez and Marvin King again, do you recall that question?
A. Yes.
Q. All right. Did they, in fact, view the lineup on September 5?
A. Yes.
Q. Did any of those individuals make an identification; yes or no?
MR. ASTRELLA [Defense attorney]: Objection. Objection.
THE COURT: I’ll let the witness answer.
A. Yes.
Q. MR. BURNETT [Assistant State’s Attorney]: After your investigation was completed on September 5 of 1990, detective, was anyone arrested and charged with first degree murder?
A. Jose Colon.”
The defense maintains that the above testimony constituted impermissible hearsay. The defense argues that the above testimony informed the jury that either Gonzalez, King or both identified the defendant. The defense
Although the testimony may have been hearsay, we find that the error here was harmless. In determining whether an error is harmless, the reviewing court will consider the effect that the unlawfully admitted evidence had on the propérly admitted evidence. (People v. Coleman (1989),
For the aforesaid reasons, the judgment of the appellate court is reversed, and the cause is remanded to the appellate court for consideration of the sentencing issue raised by the defendant but left undecided by that court.
Appellate court reversed; cause remanded.
Dissenting Opinion
dissenting:
The primary issue presented in this case is whether the admission of evidence concerning gang membership and the State’s use of that evidence was so prejudicial as to deprive defendant of a fair trial and due process. The majority today holds that evidence of gang membership and the occurrence of the crime in the territorial turf of a rival gang to that of which defendant is a member is relevant to show motive for an otherwise inexplicable crime. The appellate court in this case held, "We reverse defendant’s conviction because the State improperly introduced extensive gang evidence without the proper showing of relevancy and continually promoted a gang motive for the shooting so that evidence of gang membership completely pervaded defendant’s trial and deprived defendant of a fair and impartial hearing.” (Emphasis added.)
The majority reverses the appellate court, holding, in effect, that even in the absence of a showing that gang evidence was relevant, the mere fact, established by police testimony, that defendant was a member or past member of a gang, and that the crime occurred in rival gang territory, is sufficient to justify the introduction of extensive prejudicial gang testimony, jury instructions, and argument to provide a motive for the crime. On the law applicable to the facts of this case, the majority holding is contrary to established precedent of this court. Further, the erroneous admission of gang evidence and jury instructions to support the State’s theory was not harmless error. For these reasons, I dissent.
The gang evidence admitted at trial, and noted in the majority opinion, was comprised of the following: the State witnesses to the crime were all members of the Latin Kings street gang; the murder victim was not a member of any gang; the defendant told a police officer the day before the shooting that he was a member of the Imperial Gangsters street gang; and the second day after the shooting the defendant told another officer that he was a former member of the Imperial Gangsters gang; the shooting occurred in front of a school which was located in Latin Kings gang territory; defendant’s home was located in Imperial Gangsters territory; the hospital where the murder victim was taken was located in Imperial Gangsters territory; and the Latin Kings and Imperial Gangsters gangs are rivals, or in opposition to each other. On the basis of the foregoing, the trial court and majority of this court conclude that a gang motive for the murder may be established.
However, the record is devoid of any evidence that this crime was gang motivated: at no time — before, during, or after the shooting in the instant case — was there any indication that the crime was gang related or motivated.
In the instant case, the evidence connecting defendant to gang activity was admitted through the testimony of two officers who claimed that defendant admitted being a past or current member of a gang which is rival to that of the victims. Does the circumstance that defendant’s home or the hospital to which the victims were taken happened to be in a location that was "controlled” by the Imperial Gangsters, or that he belonged to that gang, provide a proper basis on which to permit the jury to infer that defendant participated in an Imperial Gangster-related drive-by shooting of a group of Hispanics in a Latin King neighborhood? Stated another way, the ultimate question is whether it is relevant to admit police officers’ opinion testimony, derived from their general knowledge of gangs’ territories and hostilities, as bearing on a given defendant’s state of mind, i.e., motive, for an act such as a drive-by shooting, in the absence of any independent evidence of that defendant’s motive.
In People v. Smith (1990),
In People v. Goldsberry (1994),
The majority’s holding in the case at bar is couched in terms of deferring to the trial court’s discretion in admitting the gang testimony. The majority cites Smith in support of its holding that evidence of gang motive was admissible because the evidence "provided a motive for an otherwise inexplicable act.” Smith does not stand for such a sweeping principle. On the contrary, the Smith court reversed a conviction obtained by the State’s introduction of gang-related evidence to support its motive theory. Moreover, the majority selectively fails to state that in the sentence immediatеly following that upon which the majority relies, the Smith court stated: "Such evidence, however, is only admissible where there is sufficient proof that such membership or activity is related to the crime charged. ” (Emphasis added.) (Smith,
In a proper case, gang-related evidence should be admitted. If the prosecutor introduces evidence linking the crime with which defendant is charged to specific gang action, and if the evidence shows that defendant was aware that gang activity was involved, then the gang-related evidence is admissible. (Lucas,
Not only is the probative value of such evidence outweighed by its prejudicial impact, this inflammatory evidence permits the jury tо draw insupportable inferences of guilt by association. Such evidence may be violative of defendant’s first and fourteenth amendment associational rights under the Federal Constitution, if defendant’s gang association had no bearing or connection to the crime (see Dawson v. Delaware (1992),
'Was admission of gang membership, rival gangs, and gang territory evidence harmless error in this case? Clearly, it was not. The majority characterizes the evidence in this case as "overwhelming.” (
The identification evidence was conflicting, unconvincing, and its credibility questionable. Particularly troublesome is the evidence regarding identification of the defendant as the shooter. The crime took place close to midnight, and the evidence with respect to lighting at the scene was conflicting. The dеfendant was identified as the driver of the car, under questionable circumstances, by members of a rival gang. The occurrence witnesses’ ability to observe the driver of the car and the other occupants was disputed. After the shooting, the occurrence witnesses drove the victim to the hospital and spoke to police investigators. The statements the witnesses gave to the police at the hospital were inconsistent in many respects from their testimony at trial. None of the State’s witnesses knew the defendant, and none described, in the aftermath of the shooting, such features as his moustache and rather long hair. The State’s witnesses merely testified that the shots came from the driver’s side window of the car.
Deandre Jackson testified he saw the barrel of the gun, but not the handlе. He admitted he did not see the actual shooting. Jackson’s identification of defendant as the driver was supported by his claim that he saw defendant’s face, before the shooting, for four to five seconds, from 10 to 12 feet away. However, Deandre Jackson was not able to provide the investigating police officers with a description of the offender, or even his race. Deandre Jackson testified at the first trial he saw other people in the car, but was not able to identify them. At the first trial, Jackson admitted he could not see others in the car "because everything happened too fast.” In the instant trial, Jackson insisted he was able to observe defendant in the driver’s seat, because after the multiple shots rang out, those at the scene of the crime fell tо the ground or fled, but he, Jackson, stood up, in full view of the car and shooter, to observe while the car remained there for approximately 10 seconds before leaving the shooting scene. This testimony appears to be highly questionable, in view of other testimony that the car sped off and travelled about 21h blocks in the seconds following the shooting. It is also difficult to reconcile Jackson’s claim of observing defendant for 10 seconds following the shooting with his statement to Detective Johnson that he could not even determine the race of the driver of the car.
At the hospital following the shooting, Daniel Rivera told Detective Johnson that he saw "two male white Hispanics in the front seat with the driver shooting.” At trial, Rivera testified that he saw a man whom he did not recognize put his head out the window of the car from which the shooting occurred, and that he viewed him for approximately 10 seconds. However, during cross-examination, Rivera’s credibility was impeached by his conflicting answers when asked whether he saw who was firing the gun: he said he saw the driver stick his head out of the window; he claimed that he saw who was firing; then he said he saw the gun, but not the face of the individual who was firing the pistol. Rivera was further impeached by his statements from the prior hearing, that he did not see any shots being fired. Nathan Iverson, another witness to the shooting, was unable to make an identification.
All of the State’s occurrence witnesses admitted to having robbery convictions or pending charges, and all admitted their membership in the Latin Kings, a rival gang of the Imperial Gangsters street gang, to which defendant mаy have belonged.
The police conducted two lineups in this case. In the first lineup, which was conducted on September 4, the day following the shooting, the lineup consisted of five black males. There were no Hispanics in this lineup. The record indicates that Gabriel Gonzales, who did not testify at Colon’s trial, identified one of the men in this lineup as a
On September 5, the police conducted a second lineup, which included defendant and other Hispanic males. Defendant was identified in that lineup by Rivera and Jackson, even though their opportunity to view the shooter had been extremely limited, and even though the day prior to the lineup identification, Jackson could not describe the shooter, or even identify the race of the shooter.
Over defense objections аt trial, the court allowed the State to ask Officer Paulnitsky whether Gabriel Gonzales and Marvin King, individuals who were at the scene of the shooting but who did not testify at trial, made an identification during the second lineup on September 5. The police officer responded, "Yes.” Since the defendant was charged and on trial for the murder, the jury would be prompted to believe that King and Gonzales had identified the defendant in the lineup. This hearsay identification of defendant, which was not subject to cross-examination, was error capable of causing significant prejudice to defendant. The evidence was not closely balanced, and the error should not be characterized as harmless.
The majority opinion in the instant case, without identifying the basis for its conclusion that the evidenсe against defendant was overwhelming, and without discussing the discrepancies and impeachments in the evidence, merely states that the evidence against Colon was "overwhelming.” The appellate court did not think so. The first jury (the "hung” jury that acquitted Colon of attempted murder) apparently did not think the evidence was overwhelming, either. Nor do I think the evidence was overwhelming. The evidence linking Colon to the shooting does not appear so overwhelming as to render harmless the State’s injection of gang evidence into the trial.
I agree with the majority that the evidence of the second alleged drive-by shooting, at the hospital, was improperly introduced because the defendant was not charged with that shooting, and there was no evidence connecting defendаnt to that shooting. I agree that the introduction of this evidence was error, but I disagree with the majority’s conclusion that the error was harmless.
I agree with the appellate court majority’s reasoning that the trial court committed error in its instructions to the jury with regard to statements made by the defendant. No purpose is served for me to elaborate further on that error in this opinion.
The issue before this court is whether defendant received a fair trial. The appellate court majority’s review of the record led to its conclusion that the improperly admitted gang evidence pervaded the entire trial. The prosecutor in his opening statement told the jury that the shooting happened because of gang rivalry and asked the jury "by your verdict to stop the senseless killing.” In rebuttal closing, the State told the jury that its verdict "will tell the defendant and the other gangs that this conduct is not tolerated in our city.” The jury was invited to put gangs on trial, rather than the individual accused of the crime.
The State’s theory of gang-related motive was not supported by the evidence presented at trial. There was nothing in the evidence which, even to a slight degree, establishes the existence of the motive for the crime charged. The cumulative impact of the incompetent evidence of gang membership, territorial gang rivalry, erroneous instructions, and the prosecutor’s comments may have prejudiced the jury and constituted a factor in defendant’s conviction.
In reversing defendant’s conviction on grounds of trial error, the appellate court majority in the case аt bar stated: "We follow the supreme court’s rulings in Lucas, Easley and Smith that find there must be sufficient evidence demonstrating that the crime at issue was related to gang involvement or gang activity and that the defendant was aware that gang activity was involved. Lucas,
If the majority now rejects this court’s own prior analysis concerning the necessity to
Smith, Easley, and Lucas prоvide the architecture for a solid analytical structure, designed around basic principles of evidence and fair trial, to guide the courts of this State in ruling on the admissibility of gang-related evidence. The majority ignores the rationale of these cases by simply declaring the challenged evidence in the case at bar admissible as relevant to provide a general motive of gang warfare. However, the existence of generalized gang rivalry over territory has been improperly substituted by the majority for the concrete link that must be made between the particular defendant on trial, the crime of which he is accused, and gang connection.
The Supreme Court of Illinois has in the past acknowledged that the highly prejudicial nature of gang evidence requires thаt a proffered gang motive must be tied to the crime charged, instead of appealing to the public’s fear and general loathing of gangs. (E.g., Smith.) Given the climate of the times and the serious gang problems in Chicago, it is easy to recite in the instant case, as did the majority, that the trial court did not "abuse its discretion.” But that merely begs the issue presented in the instant case. By failing to analyze this court’s heretofore controlling precedents on the admissibility of gang-related motive evidence and failing to provide a reasoned ground for departing therefrom, the majority abdicates its guiding role and leaves the courts and lawyers of this State uncertain as to whether this court is adopting a new, ill-defined — or totally undefined — standard which permits the admission at trial of gang-related evidencе, based solely on a defendant’s alleged membership in a gang and his location in a rival gang’s territory during the commission of the crime, to supply a motive for the crime. The uncertainty created by. the majority’s ruling is exacerbated by the fact that the appellate court, in its explicit reliance upon this court’s pronouncements in Smith, Easley and Lucas, has been reversed. The principles and viability of those cases has now become questionable. When a case such as the one at bar presents itself for judicial evaluation, the bar and bench deserve a more thorough analysis than the ruling by judicial fiat presented in the majority opinion.
This court’s rulings in Smith, Easley, and Lucas are consistent with principles of due process and fair trial. Unlike the majority, I adhere to the prior rulings established by this court in those cases. The appellate court’s holding that defendant is entitled to a new trial should be affirmed.
For the foregoing reasons, I respectfully dissent.
