Lead Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *570 OPINION
Penal Code section
Greg Johnson, a licensed gun dealer, fell asleep watching television on the couch of his living room after cleaning six firearms on the living room coffee table. He was awakened in the early hours of the morning by two individuals, identified as appellant Cole and his brother-in-law, Byron Jackson. They were holding weapons Johnson recognized as part of the collection he had been cleaning earlier. Johnson knew there was no ammunition in the living room and believed that the guns were not loaded. When he was slow to react to an order to turn around, Cole ordered Jackson to kill Johnson. In response to the command, Jackson swung a rifle at Johnson, hitting him three times in the arm and once in the head. The laceration to Johnson's scalp later required 15 stitches. Appellant did not strike Johnson, but during the attack he pointed an unloaded rifle at Johnson and blocked his escape. After receiving the blow to the head, Johnson "straight-armed" the assailants and ran past them into a bedroom. At that point, appellant apparently fled the house, but Jackson, still carrying the unloaded rifle, pursued Johnson into the bedroom. Johnson ran to a closet to attempt to grab and load a pistol, but before he could load the gun, Jackson seized Johnson. In the ensuing struggle Johnson disarmed Jackson and struck him with the butt of the rifle, causing Jackson's mouth to bleed. Jackson then grabbed the unloaded pistol, pulled the trigger four times, and fled the room.
Soon after the attack, police officers, led by a trail of blood splatters, arrested Jackson and Cole in Cole's apartment with the weapons.
Appellant was convicted of robbery (§ 211), burglary (§ 459), and grand theft (§ 487, subd. 3), with enhancements of the sentence pursuant to sections 12022.5 and 12022.7. *572
(1) Cole appeals from the judgment of conviction. He contends that even if he directed the attack and blocked the victim's escape, he did not actually strike the victim, thus he cannot receive an enhanced sentence pursuant to section
In our opinion, the meaning of the statutory language is clear: the enhancement applies only to a person who himself inflicts the injury. "When statutory language is thus clear and unambiguous there is no need for construction, and courts should not indulge in it." (Solberg v. Superior Court (1977)
"We have declined to follow the plain meaning of a statute only when it would inevitably have frustrated the manifest purposes of the legislation as a whole or led to absurd results." (People
v. Belleci (1979)
In a moral sense, one could argue that a person who directs infliction of injury is as culpable as the person who does the act. Thus it may well be that drawing a slightly different line — to include persons who direct the infliction of injury or who aid such acts — would also accomplish the legislative purpose. Such an expansion of the statutory language to include persons other than the one who actually inflicts the injury would, however, inevitably pose difficult questions in future cases in which the charged accomplice is further removed from the act causing the injury. In any event, the distinction between the person who actually inflicts the injury and the person who does not, is clearly consonant with the legislative purpose, and cannot be described as leading to absurd consequences. Expansion of the penalty to include those who merely aid in the infliction of the injury would frustrate the intent of the Legislature to impose the enhancement only on those who "personally" inflict great bodily injury.
To aid in our understanding of the legislative intent, we shall review the development of other enhancement statutes in parimateria with section
The courts and the Legislature have been confronted with two recurring problems regarding the scope of the enhancement statutes: the first is the definition of the types of crimes to which the statute applies; the other, presented by this case, is the definition of the category of persons liable for the increased penalty. As we shall see, a brief history of the judicial decisions interpreting the enhancement statutes, and the legislative response to those decisions, supports our interpretation of the clear limitation on the class of individuals subject to the increased penalty of section
Cases dealing with the problem of the category of persons subject to the enhancement of section 12022 had limited its application to those who were themselves armed during the commission of the felony. (See People v. Hicks (1971)
In People v. Walker (1976)
This court reviewed the legislative history of section 12022.5 to determine the definition of the class of individuals to whom the statute could be applied. We concluded that the only substantive change occurring when the Legislature enacted section 12022.5 was to provide a limited increase in the types of felonies to which the provision is applicable. Walker found no legislative intent to enlarge the applicability of section 12022.5 to additional categories other than those who themselves use the firearm. (Id., at p. 241.) Thus, Walker rejected the proposition that a mere aider and abettor in the commission of the crime could be subject to the increased penalty when he did not personally use the firearm.
In addition to the legislative history of section 12022.5,Walker also looked to the basis upon which derivative liability on some person other than the actor is to be applied. It found such basis in section 31,4 *576
"which fixes responsibility on an aider and abettor for a crime personally committed by a confederate. But the statute which defines aiders and abettors as principals in the commission of a criminal offense does not also purport to impose additional derivative punishment grounded on an accomplice's personal conduct, as those statutes which provide for such increased punishment `"do not define a crime or offense but relate to the penalty to be imposed under certain circumstances."' [Citations.] Hence the rules which make an accused derivatively liable for a crime which he does not personally commit, do not at the same time impose a derivatively increased punishment by reason of the manner in which a confederate commits the crime." (Walker,supra,
The legislative response to Walker buttresses our interpretation of section
Two Court of Appeal opinions construing the predecessor to section
People v. Collins (1975)
In People v. Mills (1977)
The jury was given the same instruction as that received by theCollins jury, that a finding of infliction of great bodily injury may be made as to an aider and abettor, even though he does not personally inflict the injury. The court rejected the argument that Walker changed the law regarding whether personally wielding the knife was required before a finding of infliction of great bodily injury could be made. Mills
concluded that the distinction between former section 213 and section 12022.5 is that former section 213, "as interpreted byCollins, requires that the defendant specifically intend the injury." (Mills, supra,
Section
In sum, we conclude that in enacting section
(2) Appellant next claims that the trial court erred in permitting him to be impeached by evidence of a 1976 robbery conviction, "sanitized" as one "involving theft." The prosecutor anticipated that appellant would present an alibi defense: that he had been at his apartment during the robbery and that appellant's brother-in-law, Jackson, brought the guns into the apartment. The prosecutor requested that he be allowed to raise the prior conviction to rebut the expected alibi by asking appellant to explain why he would permit Jackson to bring guns into his apartment, and for appellant himself to take one into his bedroom, knowing that it was a felony for him to possess concealable firearms. The prosecutor did not intend to impeach appellant by using the prior conviction as bearing on appellant's general credibility. To avoid the prejudice inherent in admitting a prior conviction for the same or substantially similar conduct, the court allowed the prosecutor to ask appellant if he had ever been convicted of a felony "involving theft." Knowing the court's ruling and the intent of the prosecutor, defense counsel brought out the fact of the prior conviction on direct examination in an attempt to lessen its impact in the minds of the jurors. *580 The prosecution dropped direct reference to the prior conviction, merely asking appellant whether he and Jackson knew that it was a felony for appellant to possess a concealable handgun. The record does not reflect that the prosecutor articulated to the jury his theory on rebutting the alibi. However, the jury was instructed "[t]he fact that a witness had been convicted of a felony, if such be a fact, may be considered by you only for the purpose of determining the credibility of that witness."
Evidence Code section
First, the trial court must evaluate "whether the prior conviction reflects adversely on an individual's honesty or veracity; if it does, the degree of probative value of the conviction must be determined." (People v. Fries (1979)
In our view, the factor that tips the balance in this case against admission of the prior felony conviction is the fact that even as "sanitized," the prior conviction was identical to one of the charges for which appellant was on trial. In People v.Fries, supra,
However, in view of the substantial evidence against appellant, and the minimal use made of the prior conviction, the error in admitting the prior conviction was not reversibly prejudicial, as it is not reasonably probable that a result more favorable to the appellant would have been reached in the absence of the error. (Cal. Const., art. VI, § 13; People v. Watson (1956)
Appellant's reliance on People v. Gainer (1979)
(4) Finally, appellant argues, and the Attorney General concedes, that the grand theft conviction must be reversed because it is a lesser necessarily included offense of the crime of robbery. (People v. Miller (1974)
The conviction for grand theft is vacated, the three-year enhancement pursuant to section
Bird, C.J., Mosk, J., and Newman, J., concurred.
"As used in this section, great bodily injury means a significant or substantial physical injury.
"This section shall not apply to murder or manslaughter or a violation of Section 451 or 452. The additional term provided in this section shall not be imposed unless the fact of great bodily injury is charged in the accusatory pleading and admitted or found to be true by the trier of fact."
"(b) Any person who personally uses a deadly or dangerous weapon in the commission or attempted commission of a felony shall, upon conviction of such felony or attempted felony, in addition and consecutive to the punishment prescribed for the felony or attempted felony of which he has been convicted, be punished by an additional term of one year, unless use of a deadly or dangerous weapon is an element of the offense of which he was convicted."
"The additional term provided by this section may be imposed in cases of assault with a deadly weapon under Section 245."
"1. Robbery in the first degree for not less than five years.
"2. Robbery in the second degree, for not less than one year.
"The preceding provisions of this section notwithstanding, in any case in which defendant committed robbery, and in the course of commission of the robbery, with the intent to inflict such injury, inflicted great bodily injury on the victim of the robbery, such fact shall be charged in the indictment or information and if found to be true by the jury, upon a jury trial, or if found to be true by the court, upon a court trial or if admitted by the defendant, defendant shall suffer confinement in the state prison from 15 years to life."
"A person aids and abets in the infliction of great bodily injury if he knowingly and, with specific intent required, aids, promotes, encourages or instigates by act or advice or, by act and advice, the infliction of such injury."
Concurrence Opinion
I concur in the result. I merely observe that the effort to find that the violation of the rule of People v. Fries (1979)
Richardson, J., concurred. *584
