Opinion
Javier Doroteo Chavez was charged with receiving stolen property (Pen. Code, § 496, subd. 1) and grand theft of an automobile (Pen. Code, § 487h, subd. (a).) It was also alleged defendant had suffered a prior
After a jury trial, defendant was acquitted of receiving stolen property but convicted of grand theft of an automobile. Defendant waived a jury as to the prior term of imprisonment allegation, and the court found the allegation to be true. Defendant was sentenced to state prison for a term of three years for grand theft and a consecutive term of one year was imposed for the prior term of imprisonment.
On appeal defendant contends the trial court erred in not providing him with his own interpreter during the reading of jury instructions. Defendant also contends the trial court erred in failing to conduct a hearing into alleged juror misconduct. Finally, defendant contends the trial court erred in failing to state reasons for the denial of probation and imposition of a prison term. We agree with defendant’s first two contentions relating to the conviction itself, but do not find they compel reversal. We also agree the trial court committed error in sentencing defendant, and remand the case to the trial court for resentencing.
I
Facts
In the early morning hours of January 11, 1990, Officer Todd Mattem of the Los Alamitos Police Department was on patrol near Katella and Bloomfield Avenues. He saw two vehicles parked next to one another with both their hoods up. One vehicle was a Ford Thunderbird and the other a Volkswagen. Defendant was standing next to the open passenger door of the Volkswagen and his codefendant, Roberto Chavez, was standing between the two vehicles. Officer Mattem approached the individuals and asked them if they needed any assistance. Defendant told Mattern the Volkswagen belonged to a friend of his.
During the time Mattern and defendant were engaged in conversation, another Los Alamitos police officer, Brendan Hayes, arrived to assist Mat-tern. Officer Hayes noticed the window of the Volkswagen was broken. The ignition was also “punched.” The police dispatcher was contacted and requested to identify and contact the owner of the Volkswagen.
The owner of the Volkswagen was John Skaggs. Skaggs had not given anybody permission to drive or take his vehicle; he had not even noticed it
Defense
Defendant did not testify. Codefendant Roberto Chavez testified defendant had called him and asked him for a ride home from his location in Los Alamitos on Katella Avenue. When Chavez arrived, defendant was in possession of the Volkswagen. Defendant told Chavez his friend had left the car to make a telephone call and had not returned. Defendant suggested to Chavez they steal the car’s battery. While engaged in attempting to steal the battery, police arrived and arrested them.
II
The Fact Defendant Shared an Interpreter With His Codefendant During the Court’s Reading of Jury Instructions Does Not Compel Reversal of His Conviction
Defendant contends the trial court erred in denying him an interpreter during the reading of jury instructions and this error compels reversal of his conviction. We disagree.
Initially, we must settle a dispute as to the facts which arises from a deficiency in the record. Defendant claims the jury instructions were not interpreted into Spanish whatsoever. He relies upon a colloquy which occurred between the court and both counsel wherein a joint request was made by counsel for separate interpreters, each of whom would interpret the jury instructions for their defendant. This request was denied by the trial court and the court recessed for the evening. However, on the next morning, the reporter’s transcript indicates two interpreters were present at the commencement of argument during the morning session, which included both argument and the reading of instructions. In the afternoon session, the court corrected one instruction which it reread to the jury. At this session, the reporter’s transcript indicates only one interpreter was present for both defendants. The reporter’s transcript does not indicate at what point the number of interpreters was reduced from two to one. However, the reporter’s transcript does contain a short colloquy between the court and both counsel which occurred at the conclusion of the morning session. The court stated: “During these instructions, by previous agreement, we’ve been using one court interpreter, and for the record, is that satisfactory, Mr. Knox [counsel for defendant]? [f] Mr. Knox: Yes. [1] The Court: And Mr. Horan [counsel for codefendant]? [][] Mr. Horan: Yes.”
Defendant nevertheless claims he did not have access to any interpretation whatsoever during the reading of instructions. This claim is belied by both the clerk’s and reporter’s transcripts. Appellate review would have been facilitated had all of these matters been made part of the reporter’s transcript. However, reference to the clerk’s transcript is clear and unambiguous, and the clerk’s transcript comports with the reporter’s transcript to the extent the latter makes mention of these proceedings. 2
While the clerk’s transcript indicates counsel for both defendants stipulated only one reporter needed to be present during instructions, there is no indication of a personal waiver by defendant of his right to an individual interpreter. Article I, section 14 of the California Constitution provides that “[a] person unable to understand English who is charged with a crime has a right to an interpreter throughout the proceedings.” Our Supreme Court has stated that “The defendant’s right to understand the instructions and rulings of the judge, the questions and objections of defense counsel and the prosecution, as well as the testimony of the witnesses is a continuous one. At moments crucial to the defense—when evidentiary rulings and jury instructions are given by the court, when damaging testimony is being introduced— the non-English speaking defendant who is denied the assistance of an interpreter, is unable to communicate with the court or with counsel and is unable to understand and participate in the proceedings which hold the key to freedom.”
(People
v.
Aguilar
(1984)
With respect to the issue of the shared interpreter, in
People
v.
Resendes
(1985)
In
Resendes,
the court employed a standard developed in
People
v.
Carreon
(1984)
However, in
People
v.
Rodriguez
(1986)
Defendant contends
People
v.
Aguilar, supra,
People v. Chavez231 Cal.App.3d 1471 ;283 Cal.Rptr. 71 [June 1991]
Neither
People
v.
Aguilar, supra,
The Failure to Conduct an Inquiry Into Potential Juror Misconduct
Defendant contends the trial court erred in failing to conduct an inquiry into possible juror misconduct. During trial, the deputy district attorney indicated to the court she had seen one of the police officers speaking with a juror. The deputy district attorney stated: “While we are on the record, perhaps I could also just point out something that I’ve already talked to both opposing counsel about. My witness, when we approached, was talking to one of the jurors, and I informed both counsel of that fact. They’ve both talked to him, as have I, and it appears that no conversation took place regarding this trial, [f] He now understands that’s not appropriate and he cannot do that, but I guess he didn’t understand that previously. So I wanted to bring that to your attention, also.” The colloquy continued as follows: “The Court: Who was this? Ms. Menninger (deputy district attorney): The officer and one of the jurors. As we walked up, they were all talking. Not all, two of them. Mr. Horan (counsel for codefendant): I told her I had no problem. Mr. Knox (counsel for defendant): He said he didn’t talk anything [sic ] about the case. Mr. Horan: I believe him, so I haven’t any problem. The Court: And in the absence of anything to the contrary being brought to the attention of the court, I’ll take no action. I don’t find that there is any error.” This short colloquy between the court and counsel comprises the entire reporter’s record regarding this irregularity. No further testimony was taken subsequent to this incident and both sides rested.
Defendant cites
People
v.
McNeal
(1979)
In
Burgener,
the jury foreman informed the trial court in chambers that one of the jurors had been intoxicated on the previous day and was presently
Burgener goes on to state that “Section 1123 gives the trial court the authority to discharge a juror ‘found to be unable to perform his duty.’ Section 1089 provides for the substitution of an alternate juror in the event one of the original jurors is discharged. The language of sections 1089 and 1123 is clearly discretionary, and section 1123 sets forth no procedure to determine whether a juror is unable to perform his duty. However, California cases construing these statutes have established that, once a juror’s competence is called into question, a hearing to determine the facts is clearly contemplated. [Citations.] Failure to conduct a hearing sufficient to determine whether good cause to discharge the juror exists is an abuse of discretion subject to appellate review. [Citations.]” (41 Cal.3d at pp. 519-520, fn. omitted.)
The
Burgener
court equated evidence that good cause to discharge a juror may exist with “. . . notice that improper or external influences were being brought to bear on a juror . . . .” (
Defendant also relies upon
People
v.
Pierce
(1979)
Defendant also relies upon
People
v.
Ryner
(1985)
Ryner held juror misconduct can occur in ways other than those expressly stated by statute. The court indicated the juror speaking with a police officer, while not specifically falling within any statutory prohibition, nonetheless constituted juror misconduct and raised a presumption of prejudice. Ryner did not address the requirement of holding a hearing when an issue regarding potential juror misconduct is raised. In Ryner, defense counsel actually made a motion for mistrial, and a hearing was held based upon that motion.
The issues here presented are therefore twofold: (1) Must a hearing be held every time potential juror misconduct occurs? (2) Does potential juror misconduct always give rise to assumption of prejudice?
People
v.
McNeal, supra,
Accordingly, we find the court here was required to hold a hearing to determine whether the juror remained competent to serve. The fact that the juror was seen speaking with a police officer who had been a witness in the trial constituted evidence that the juror may have been subject to improper or external influences. Failure to hold such a hearing was an abuse of discretion and constituted error.
In determining the import of the court’s error, and whether it requires reversal, we look again to
People
v.
Burgener, supra,
The court went on to note that, where the record on appeal is insufficient to evaluate such a claim, a petition for habeas corpus is the appropriate vehicle. (
B. Does Potential Juror Misconduct Always Give Rise to a Presumption of Prejudice?
A presumption in the law affects the allocation of the burden of production and can also affect the allocation of the burden of persuasion. (See 1 Witkin, Cal. Evidence (3d ed. 1986) §§ 176-179, pp. 150-154.) If some fact be presumed, the opponent of that fact bears the burden of producing or going forward with evidence sufficient to overcome or rebut the presumed fact.
It is not necessary for our purposes to identify whether the presumption of prejudice held to arise in
People
v.
Ryner, supra,
The cases establishing the presumption of prejudice involve actual misconduct, or, phrased in a different way, “true jury misconduct.”
(People
v.
Cooper
(1991)
Here, the clerk’s transcript indicates the jury was sworn to try the cause. Code of Civil Procedure section 232, subdivision (b) sets forth the oath which must be read to and acknowledged by the jury as soon as jury selection is completed. It reads: “ ‘Do you . . . and each of you understand and agree that you will well and truly try the cause now pending before this court, and a true verdict render according only to the evidence presented to you and to the instructions of the court.’ ” In order for prejudice to be presumed, it is therefore necessary that there be evidence that this oath was violated, or that the juror’s ability to carry out the oath was compromised.
In
People
v.
Pierce, supra,
In
People
v.
Burgener, supra,
Though
Cobb
has never been overruled, we do not believe it survives
People
v.
Burgener, supra,
On the other hand, to the extent
Cobb
holds improper influence, and thus prejudice, is not presumed when the subject matter of a juror’s conversation does not involve the pending trial, the case does survive and we are bound to apply this rule of law in the case at bench. (See
Auto Equity Sales, Inc.
v.
Superior Court
(1962)
The Trial Court Erred in Not Stating Any Reasons for the Denial of Probation *
Conclusion
We reverse defendant’s sentence and remand to the trial court with directions to state reasons for the denial of probation and imposition of a prison term, should the court make that same sentencing choice. In all other respects the judgment is affirmed.
Sills, P. J., and Sonenshine, J., concurred.
Notes
All statutory references are to the Penal Code unless otherwise indicated.
We take this opportunity to urge trial judges to ensure that all matters relating to the rights of defendants and to waivers and stipulations regarding those rights are made part of the reporter’s transcript We frown upon “off the record” proceedings for the very reason indicated in this case: appellate review is made much more difficult. Trial courts should only go off the record sparingly, if at all, and any proceedings occurring off the record should later be recounted in full on the record so that the reporter’s transcript will contain a full recitation of them.
Chapman
v.
California
(1967)
Section 1120 provides: “If a juror has any personal knowledge respecting a fact in controversy in a cause, he must declare the same in open court during the trial. If, during the retirement of the jury, a juror declare a fact which could be evidence in the cause, as of his own knowledge, the jury must return into court. In either of these cases, the juror making the statement must be sworn as a witness and examined in the presence of the parties in order that the court may determine whether good cause exists for his discharge as a juror.”
Section 1122 provides: “The jury must also, at each adjournment of the court before the submission of the cause to the jury, whether permitted to separate or kept in charge of officers, be admonished by the court that it is their duty not to converse among themselves or with anyone else on any subject connected with the trial, or to form or express any opinion thereon until the cause is finally submitted to them.”
See footnote, ante, page 1471.
