Lead Opinion
Opinion
A jury convicted defendant Maria Castro of receiving stolen property (Pen. Code, § 496). Before trial, the court denied a motion to bar impeachment with then unspecified priors, should defendant choose to testify. The court based its ruling on article I, section 28, subdivision (f) of the California Constitution,
Defendant contends that article I, section 28, subdivision (f) of the Constitution—enacted in 1982 as part of the so-called Victims’ Bill of Rights (Proposition 8)—did not eliminate Evidence Code section 352 as a basis for
The Attorney General responds that the voters intended subdivision (f) to abolish all judicial discretion to restrict admission of prior convictions for impeachment and to require the admission of all such evidence subject only to federal constitutional restraints. It is also urged that admission of defendant’s prior convictions did not deny due process or equal protection.
The legislative and judicial history of sections 352 and 788, the circumstances under which article I, section 28, was enacted, the language of the enactment—concededly ambiguous—as well as certain policy considerations convince us that section 28 was not intended to abrogate the traditional and inherent power of the trial court to control the admission of evidence by the exercise of discretion to exclude marginally relevant but prejudicial matter—as, indeed, is provided by Evidence Code section 352.
A further issue—tendered by the nature of defendant’s convictions and subdivision (d)’s recognition that only relevant evidence is admissible— is the nature of the prior convictions which may be used for impeachment of witnesses in criminal cases. We shall hold that—always subject to the trial court’s discretion under section 352—subdivision (f) authorizes the use of any felony conviction which necessarily involves moral turpitude, even if the immoral trait is one other than dishonesty. On the other hand, subdivision (d), as well as due process, forbids the use of convictions of felonies which do not necessarily involve moral turpitude.
One vital point which must be made at the outset is this: Although the majority of decisions examining the use of prior convictions for impeachment of witnesses in criminal cases has involved situations in which the defendant himself was the witness, subdivision (f) is by no means confined to that situation, but applies to all witnesses—the prosecution’s, the defense’s, as well as the court’s own.
I
The history of section 352 compels the conclusion that at least until the adoption of section 28, section 352 was intended to apply across the board,
Although Beagle made it clear that we did not intend to establish rigid standards to govern the exercise of discretion, the opinion did rely on Gordon v. United States (D.C.Cir. 1967)
Thereafter, in recognition of the fact that no discretion is so unbounded that it cannot be abused (e.g., People v. Malloy (1974)
In People v. Antick (1975)
In People v. Rollo (1977)
In People v. Woodard (1979)
In People v. Fries (1979)
In People v. Spearman (1979)
And, lastly, in People v. Barrick (1982)
In each of the cases, a dissenting opinion disputed the result on the issue of the trial court’s abuse of discretion. More important, however, the dissents expressed a minority view that the guidelines of Beagle had, in fact, become rigid limitations on the discretion of the trial court.
It was against the backdrop of the controversies raised by the Antick line of cases (excepting Barrick, decided in Dec. 1982) that article I, section 28 was framed. Whether or not we were correct in our interpretation of section 788 and in limiting the discretion of the trial court, there seems to be little doubt that the drafters of section 28 wanted a change and that the voters legislated it.
The question is, did they intend to throw out the baby with the bath? Assuming that the framers and voters were attempting to revitalize section
It must be reemphasized that subdivision (f) applies to all witnesses in criminal cases. Did the drafters really intend that all persons who choose or are compelled to testify, either for the defense or the prosecution, will inevitably be impeachable by prior convictions? Did they really intend that an elderly victim of a mugging cannot avoid being impeached by a conviction for conspiracy to disturb the peace (Pen. Code, §§ 182, 415) suffered in her youth? Did the framers really intend that a witness to a crime who, as a good citizen, comes forward to aid the police, must anticipate that any felony conviction suffered years before will be used against him if he testifies at a criminal trial? The prosecutor, of course, must disclose the prior criminal record of prosecution witnesses (In re Ferguson (1971)
These considerations are disturbing, but putting them aside for a moment we examine the enactment itself to determine whether the drafters intended to abolish the trial court’s power under section 352 or merely to revert to the rule that, subject to trial court discretion, priors are admissible to impeach. On its face, section 28 contains two subdivisions which need reconciling. Subdivision (d) states that “relevant evidence shall not be excluded in any criminal proceeding ...” but that “[njothing in this section shall affect any existing statutory rule of evidence relating to privilege or hearsay, or Evidence Code, Sections 352, 782 or 1103.” (Our italics.) Subdivision (f) provides in pertinent part: “any prior felony conviction of any person in any criminal proceeding . . . shall subsequently be used without limitation for purposes of impeachment or enhancement of sentence in any criminal proceeding.” (Our italics.)
For resolution of the conflict we invoke settled principles of statutory construction. We are directed first to the “words themselves” (People v. Black (1982)
As the People note, subdivision (f) seems clear and absolute in its language—“any” means “any” and “without limitation” means “without limitation,” leaving no room for an interpretation which would preserve judicial discretion. On the other hand the Evidence Code is full of positive rules of admissibility, all of which are subject to section 352. (People v. House, supra,
So much for the words of section 28. We look next to the extrinsic evidence. “[W]hen, as here, the enactment follows voter approval, the ballot summary and arguments and analysis presented to the electorate in connection with a particular measure may be helpful in determining the probable meaning of uncertain language.” (Amador Valley Joint Union High Sch. Dist. v. State Bd. of Equalization (1978)
According to the legislative analysis found in the pamphlet, “The measure would amend the State Constitution to require that information about prior
In our view, the last sentence is a clear reference to the Antick line of cases, not to Evidence Code section 352. The arguments of the proponents and opponents in the voter’s pamphlet make no specific reference to the matter which concerns us here. One of the proponents suggested that “higher courts” had created additional rights for criminals and restricted law enforcement officers. (Id. at p. 34.) It was also argued that the initiative would “result in more criminal convictions” and thereby reverse the perceived trend that “our courts and professional politicians in Sacramento have demonstrated more concern with the rights of criminals than with the rights of innocent victims.” (Id. at p. 34.) We get no clue as to the framers’ or voters’ intention to abrogate or preserve section 352 discretion in the trial court or, as we suggest, their intention to revitalize section 788 to reestablish the general rule that priors are to be admitted for impeachment purposes.
The People and some Courts of Appeal, attempting to resolve the apparent conflict between subdivisions (d) and (f), have considered certain extrinsic evidence which we consider inappropriate. One of the aids to statutory interpretation is what has been called “legislative-administrative” construction. (Amador Valley Joint Union, supra,
Other opinions which the People and the courts have relied on to determine the intent of the framers and voters are the majority and minority reports issued by the Assembly Committee on Criminal Justice. (Assem.
The reports represent the opinions or understandings of individuals who happen to be legislators but who were not drafters of the proposed initiative. These opinions, of themselves, do not provide aid in determining the intent of the electorate. (See California Teachers Assn. v. San Diego Community College Dist. (1981)
The fact is that there is no indication from the extrinsic evidence that the drafters were aware of, or that the electorate was tuned to, the apparent conflict in the language of subdivisions (d) and (f). It remains for us to harmonize or reconcile, if possible, the two subdivisions without repealing one or the other.
The intention of the drafters of the initiative was to restore trial court discretion as visualized by the Evidence Code and to reject the rigid, black letter rules of exclusion which we had grafted onto the code by the Antick line of decisions. Our conclusion is based on the historical context of subdivisions (d) and (f) of section 28. The dissatisfaction of the proponents with the appellate courts was expressed in the literature that supported the initiative. It was also expressed in the mandatory nature of the language of the subdivisions (“relevant evidence shall not be excluded” in subd. (d) and prior convictions “shall ... be used” in subd. (f)). Nevertheless, the initiative itself expressed continued trust in the discretion of the trial courts; despite the mandatory admonitions, that discretion under section 352 was expressly retained.
II
A.
Having determined that subdivision (f) did not abolish trial court discretion with respect to felony-impeachment, we turn to the next question; Subject to such discretion, what felonies are admissible to affect the credit of a witness?
The answer given by subdivision (f) is simple enough: “Any prior felony conviction . . . shall ... be used without limitation for purposes of impeachment . . . .” Since we are dealing with a state constitutional mandate, we can safely ignore section 350 of the Evidence Code to the effect that “[n]o evidence is admissible except relevant evidence.” What we cannot ignore, however, is the due process clause of the Fourteenth Amendment which, as interpreted by the United States Supreme Court, demands that even inferences—not just presumptions—be based on a rational connection between the fact proved and the fact to be inferred. (Ulster County Court v. Allen (1979)
Thus, while the historical basis for felony impeachment may well be the common law rule that a person convicted of any felony was totally incompetent as a witness (McCormick on Evidence (3d ed. 1984) § 43, p. 93), the modern justification for the practice must be that prior felony convictions may, somehow, be relevant to the witness’ veracity. It is, therefore, appropriate that we remind ourselves of the precise progression of inferences which may lead a trier of fact to conclude that proof of a felony conviction may affect the credibility of a witness. The classic statement of the rationale for felony impeachment is that of Justice Holmes, written when he was still a member of the Supreme Judicial Court of Massachusetts: “[W]hen it is proved that a witness has been convicted of crime, the only ground for disbelieving him which such proof affords is the general readiness to do evil which the conviction, may be supposed to show. It is from that general disposition alone that the jury is asked to infer a readiness to lie in a particular case, and thence that he has lied in fact. The evidence has no tendency to prove that he was mistaken, but only that he has perjured himself, and it reaches that conclusion solely through the general proposition that he is of bad character and unworthy of credit. ” (Gertz v. Fitchburg Railroad (1884)
The People point to no other rational justification for felony impeachment. It follows, therefore, that if the felony of which the witness has been convicted does not show a “readiness to do evil,” the fact of conviction simply will not support an inference of readiness to lie. We make no attempt to list or even further define such felonies. At this point it is enough to note that the codes are littered with them, if only because in this state it is a felony to conspire to commit a misdemeanor. (Pen. Code, § 182.)
Since impeachment with felony convictions which do not involve “readiness to do evil”—moral turpitude, if you will—bears no rational relation to the witness’ readiness to lie, the due process clause of the Fourteenth Amendment necessarily cuts into the “without limitation” language of subdivision (f).
While the case in which Justice Holmes explained the rational basis for felony impeachment did involve a prior conviction of a crime which implied dishonesty—“falsely personating” a United States revenue officer—Holmes’ reasoning does not depend on dishonesty being an element of the felony. Obviously it is easier to infer that a witness is lying if the felony of which he has been convicted involves dishonesty as a necessary element than when it merely indicates a “bad character” and “general readiness to do evil.” Nevertheless, it is undeniable that a witness’ moral depravity of any kind has some “tendency in reason” (Evid. Code, § 210) to shake one’s confidence in his honesty. We ourselves recognized this in People v. Rist, supra, where we said that “convictions which are assaultive in nature do not weigh as heavily in the balance favoring admissibility as those convictions which are based on dishonesty or some other lack of integrity.” (
There is then some basis—however tenuous—for inferring that a person who has committed a crime which involves moral turpitude other than dishonesty is more likely to be dishonest than a witness about whom no such thing is known.
B
The next problem is familiar to us from other contexts. (See People v. Crowson (1983)
Wigmore points out that the reasons of auxiliary policy—avoidance of unfair surprise and confusion of issues—which generally prohibit impeachment of a witness with extrinsic proof of particular acts of misconduct, do not apply where the misconduct has ripened into a conviction. (3A Wig-more, Evidence (Chadbourn rev. ed. 1970) §§ 879, 880.) A witness ought to know what convictions he has suffered and their proof should not entail
III
Defendant also challenges subdivision (f) on due process and equal protection grounds. The due process challenge proceeds on the assumption that the subdivision will be interpreted to deprive the court of discretion to prevent impeachment with irrelevant convictions. Since we have held that the court has discretion even with respect to relevant priors, the point falls away.
The equal protection challenge is based on the premise that the Constitution demands that the rules of evidence in criminal cases be the same as those which apply in civil litigation. No authority for such a proposition is cited and we know of none.
IV
Applying these precepts to the facts of this case, we hold that while simple possession of heroin does not necessarily involve moral turpitude (see In re Higbie (1972)
As her first witness and over the People’s vigorous objection, defendant called William Huth, her parole officer. Huth testified that at defendant’s parole revocation hearing both Richard and Gabriel had testified that the silver belonged to Gabriel, that Gabriel tried to sell the silver to Richard, and that he did not inform Richard that the silver was stolen until after the police stopped Richard’s car. A defense investigator testified that Richard’s girlfriend told him that she had asked defendant to admit the silver was hers to protect Richard.
Defendant testified that she had identified the silver as hers because she did not have her glasses on and could not see well; she did own some silver, but it was packed away and, when the police were at her home, she did not feel like looking for it; she thought her son had taken the silver to pawn it, not to steal it. Defendant produced her “silver” at trial. It was pewter and stainless steel. On cross-examination, defendant testified that she had had more silver but it was stolen when she was incarcerated in CRC. She stated she had been in CRC and CIW and she admitted the two 1981 priors for possession of heroin and possession of heroin for sale. The jury was instructed to consider the priors only for the purpose of determining the credibility of the witness.
The defense, of necessity, had to explain defendant’s admissions regarding the silver. The defense also had valuable evidence which served to exculpate defendant although, unfortunately for defendant, it consisted of testimony that others had given at her parole revocation hearing. Thus, well before the prosecution disclosed the priors for impeachment purposes, the jury knew that defendant had a criminal past. Defendant herself volunteered that she had been incarcerated at CRC and the woman’s prison before any
After a review of the entire record we are of the opinion that it is not reasonably probable that a result more favorable to defendant would have occurred in the absence of error. (Cal. Const., art. VI, § 13; People v. Watson (1956)
Affirmed.
Mosk, J., and Broussard, J., concurred.
Notes
Section 28, subdivision (f) provides: “Any prior felony conviction of any person in any criminal proceeding, whether adult or juvenile, shall subsequently be used without limitation for purposes of impeachment or enhancement of sentence in any criminal proceeding. When a prior felony conviction is an element of any felony offense, it shall be proven to the trier of fact in open court.”
Subdivision (d) provides: “Except as provided by statute hereafter enacted by a two-thirds vote of the membership in each house of the Legislature, relevant evidence shall not be excluded in any criminal proceeding, including pretrial and post conviction motions and hearings, or in any trial or hearing of a juvenile for a criminal offense, whether heard in juvenile or adult court. Nothing in this section shall affect any existing statutory rule of evidence relating to privilege or hearsay, or Evidence Code, Sections 352, 782 or 1103. Nothing in this section shall affect any existing statutory or constitutional right of the press.” (Italics added.)
The trial court commented: “I’m going to deny the motion, and I’ll explain why . . . Subsection (f) says that prior convictions are admissible, notwithstanding any other limitations of law. Subsection (d) says . . . that Section 352 applies to everything within the section. I believe that it is very poorly written, and either (d) controls (f), or (f) controls (d), and since (f) is more specific and refers only to the prior conviction issue, I’m going to hold that prior convictions are admissible. However, I hope and I’m sure that it will happen that the Court of Appeals will resolve this discrepancy in the law.”
Section 352 reads: “The court in its discretion may exclude evidence if its probative value is substantially outweighed by the probability that its admission will (a) necessitate undue consumption of time or (b) create substantial danger of undue prejudice, of confusing the issues, or of misleading the jury.”
Section 788 provides in pertinent part: “For the purpose of attacking the credibility of a witness, it may be shown by the examination of the witness or by the record of the judgment that he has been convicted of a felony . . . .” What the Courts of Appeal failed to consider was that section 788 was enacted merely as an exception to the rule of exclusion in section 787 which prohibits evidence of specific instances of conduct to impeach or rehabilitate a witness.
Obviously the word “section” as used in subdivisions (b) and (e) of section 667 of the Penal Code—also part of Proposition 8—can only mean “section.” On the other hand, in subdivision (b) of section 28—dealing with restitution—it is provided that “The Legislature shall adopt provisions to implement this section during the calendar year following adoption of this section.” Apparently the first “section” in that sentence should read “subdivision.” There is, however, no rule of statutory construction to the effect that one instance of sloppy draftsmanship compels courts to presume a habit.
What moral turpitude follows from a conviction of conspiracy to tattoo a person under 18? (Pen. Code, § 653.)
A frequently cited case for the proposition that any felony conviction is impeaching is that of the Supreme Court of Washington in State v. Ruzicka (1977)
Compare the definition of “relevance” in rule 401 of the Federal Rules of Evidence (28 U.S.C.): “ ‘Relevant evidence’ means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would have been without the evidence.”
This was evidently also the view of the 1965 Legislature which enacted the Evidence Code. Section 788 as submitted by the Law Revision Commission would have restricted felony-impeachment to felonies with respect to which “an essential element ... is dishonesty or false statement.” (7 Cal. Law Revision Com. Rep. p. 142.) The commission commented: “Subdivision (a) modifies existing law, for under existing law any felony conviction may be used for impeachment purposes even though the crime involved has no bearing on the witness’ honesty or veracity. See Code Civ. Proc., § 2051. Section 788 substitutes for this undiscriminating treatment of felony convictions the requirement that the convictions be relevant to the purpose for which they are admitted, i. e., that the convictions tend to prove the witness’ dishonesty or lack of veracity. [1] ‘Dishonesty’ as used in Section 788 means ‘any breach of honesty or trust, as lying, deceiving, cheating, stealing, or defrauding. ’ Merriam-Webster, New International Dictionary (3d ed. 1961). ‘[T]he measure of [the] meaning [of dishonesty] is ... an infirmity of purpose so opprobrious or furtive as to be fairly characterized as dishonest in the common speech of men.’ Cardozo, C.J., in World Exchange Bank v. Commercial Casualty Ins. Co.,
Permitting impeachment with crimes involving moral turpitude is not a new concept, though administratively it has proved awkward. It was adopted by Connecticut in Drazen v. New Haven Taxicab Co. (1920)
Some of the problems may be ameliorated by the fact that, in connection with other statutes, considerable bodies of law concerning the characterization of felonies as involving or not involving moral turpitude have developed. (See for example, 1 Witkin, Cal. Procedure (2d ed. 1970) Attorneys, § 195; Annot., What Constitutes “Crime Involving Moral Turpitude” Within Meaning of §§ 212(a)(9) and 241(a)(4) of Immigration and Nationality Act (8 USCS §§ 1182(a)(9), 1251(a)(4)), and Similar Predecessor Statutes Providing for Exclusion or Deportation of Aliens Convicted of Such Crime (1975) 23 A.L.R.Fed. 480.)
If defendant is correct, would it follow that the exclusionary rule is applicable in civil cases and that the right to confront witnesses affects the hearsay rule even in such litigation?
We note that possession of heroin for sale was the precise felony involved in People v. Spearman, supra,
Concurrence Opinion
With all respect, I find the majority’s reading of subdivision (f) unpersuasive. As the majority concede (ante, p. 310), the language of subdivision (f) does not on its face suffer from any lack of clarity or directness. Indeed, if the electorate wished to assure categorically that any prior felony conviction of any person in any criminal proceeding is to be used for purposes of impeachment or enhancement of sentence in any criminal proceeding “without limitation,” it is difficult to conceive how they could have found better language, appropriate for a Constitution, to express that purpose.
My colleagues, however, find a conflict between the unequivocal language of subdivision (f) and that portion of subdivision (d) which refers to Evidence Code section 352, and on the basis of accommodation to that asserted conflict, they conclude that the electorate had a much narrower intent. According to this view, the phrase “without limitation” refers only to “the rigid, black letter rules of exclusion which we had grafted onto the [Evidence] [C]ode by the Antick [
I find the majority’s argument unpersuasive for several related reasons. First, any inconsistency between subdivisions (f) and (d) would be subject to the statutory rule of construction that “when a general and particular provision are inconsistent, the latter is paramount to the former. So a particular intent will control a general one that is inconsistent with it.” (Code Civ. Proc., § 1859.) This rule, like other canons of statutory construction,
Second, any inconsistency between the two subdivisions can readily be avoided by reading the word “section” in subdivision (d) to mean “subdivision.” As the majority recognize, the drafters of Proposition 8 used the word “section” at other times when they must have meant “subdivision,” just as they used the word “subdivision” at times when they meant “section.” It seems quite apparent that is what happened here. The savings clause in subdivision (d) must be read in the context in which it appears. It is, in its totality, a qualification of the general proposition in subdivision (d) that “relevant evidence shall not be excluded in any criminal proceeding The other cited provisions of the Evidence Code (§§ 782 & 1103) and the other rules of evidence to which the savings clause refers (“any existing statutory rule of evidence relating to privilege or hearsay”) have bearing only upon that proposition. It thus seems to me far more plausible to read the savings clause as a limitation upon subdivision (d) only, than to read one part of it as a qualification to the otherwise absolute language of subdivision (f).
Finally, reading the section 352 reference in subdivision (d) as a qualification of the “without limitation” language in subdivision (f) leaves the latter with a meaning which I doubt the electorate intended. Trial courts will be free to exclude evidence of prior convictions without appellate review. On the other hand, if a trial court decides to admit such evidence, I assume that its decision will remain reviewable on appeal by the defendant from any conviction, since “no discretion is so unbounded that it cannot be abused” (ante, p. 307). And, I assume that the trial court in exercising its discretion, and the appellate court in reviewing its exercise, are both to be guided by the four factors enunciated in Beagle [
In People v. Beagle (1972)
After the decision in Luck, supra, Congress amended the applicable statute to provide that the prior convictions of a witness, with certain specified exceptions, “shall be admitted if offered.” (Act of July 29, 1970, Pub.L. No. 91-358, 84 Stat. 473.)
I will deal briefly with the constitutional issue posed by my interpretation. A good argument can be made—indeed, has been made by the State Public Defender as amicus curiae—that unlimited use of prior convictions may deprive a defendant of his federal constitutional right to due process of law. This argument is based, principally, upon language in Spencer v. Texas (1967)
I agree with the majority, however, that evidence so potentially prejudicial must at least meet a threshold constitutional standard of “relevance,” and in the absence of legislative guidance I accept the “moral turpitude” test which the majority proposes. I suspect, though, that both the moral turpitude test and the standards by which appellate courts are to review the exercise of that discretion which the majority concludes trial courts retain will give rise to difficult problems of judicial administration; and I suggest that the optimum solution may lie in action by the Legislature enumerating or defining the offenses which it believes to have sufficient relevance to veracity to be admissible for purposes of impeachment.
I agree with the majority that admission into evidence of the conviction for possession of heroin was harmless error, and so concur in the result.
The new statute, which is set forth in an appendix to the court’s opinion in Dixon v. United States (D.C. 1972)
Concurrence Opinion
I concur in the judgment affirming defendant’s conviction. I dissent, however, to the majority’s analysis in two major respects.
First, for the reasons set forth in the concurring and dissenting opinion of Justice Grodin, I am convinced that new article I, section 28, subdivision (f), of the state Constitution was intended to abrogate all judicially created restrictions upon the admissibility of prior felony convictions, and to preclude the exercise of discretion to exclude certain prior convictions pursuant to section 352 of the Evidence Code. Both the language of the new provision
Second (and unlike Justice Grodin), I cannot join in the majority’s creation of a “moral turpitude” exception to the general rule of admissibility. Section 28, subdivision (f), means what it says: “Any prior felony conviction . . . shall subsequently be used without limitation for purposes of impeachment or enhancement of sentence . . . .” (Italics added.) Any prior felony conviction shall be used, not only those convictions which some court may characterize as morally reprehensible. True, there may exist some federal due process restriction upon the kinds of prior convictions deemed relevant for impeachment purposes. I am unaware of any such restrictions, however, and the majority cites no cases imposing any. Rather than burden our trial courts with the confusing and uncertain “moral turpitude” standard,
As Justice Tobriner once observed, “Terms such as ‘immoral or unprofessional conduct’ or ‘moral turpitude’ stretch over so wide a range that they embrace an unlimited area of conduct.” (Morrison v. State Board of Education (1969)
Concurrence Opinion
I concur in the majority's holding that trial courts retain discretion under Evidence Code section 352 to exclude evidence of prior felony convictions when their probative value is outweighed by the risk of undue prejudice. I also agree that the suggested factors set forth in People v. Beagle (1972)
I.
Prior felony convictions are admissible to impeach a witness if they are relevant to a witness’s credibility. Justice Work’s persuasive opinion for a unanimous court in People v. Hoffman (Cal.App.) is herewith adopted as my own:
[Ujnder the Constitution and laws of California, only those prior felony convictions relevant to [[a]] witness’s credibility may be used to impeach testimonial credibility.
In California, Evidence Code
While Beagle affirms the trial court’s discretion to weigh the probative value of prior felonies against potential prejudice to the defendant (§ 352),
In defining the limits of relevance for impeachment, our Supreme Court has examined the elements of the prior offense. “ ‘Only a conviction which has as a necessary element an intent to deceive, defraud, lie, steal, etc., impacts on the credibility of a witness.’ [Citation.] It is not sufficient that the prior offense shows a ‘disrespect for law’ or a ‘character trait of willingness to do anything.’ [Citation.]” (People v. Barrick, supra,
Violent or assaultive crimes have little or no bearing on one’s honesty or veracity. (People v. Beagle, supra,
The People argue article I, section 28, subdivision (f) of the state Constitution prohibits us from reaching this conclusion. To the contrary, our holding does violence neither to the intent nor construction of this section. We briefly review the evolution of impeachment by prior conviction.
At common law in the 17th century, a person convicted of an “infamous” crime was incompetent to be a witness. (2 Wigmore, Evidence (Chadbourn
The modern evolution of these impeachment principles has resulted in considerable diversity in state practice. Nonetheless, the relevance of the prior conviction to credibility remains the primary, and in some jurisdictions exclusive, factor in admitting proffered impeachment evidence. (See 81 Am.Jur.2d, Witnesses, §§ 569-572, pp. 574-578; Annot. (1920)
As mentioned, relevance is the threshold test for the admission of prior felony convictions for impeachment. Whether relevance has been aban
Section 28, subdivision (f) was added to the California Constitution in June 1982 with the passage of the Proposition 8 initiative. Under its terms, “[a]ny prior felony conviction . . . shall subsequently be used without limitation for purposes of impeachment . . . .” The People argue the prior felony convictions are free from any restraint on their admission for impeachment. However, a constitutional amendment must be plainly and naturally construed, relying on the ordinary and accepted meaning of its words. (Amador Valley Joint Union High Sch. Dist. v. State Bd. of Equalization (1978)
A contrary interpretation proves too much. Any rational theory of impeachment by a prior felony conviction requires two inferential steps. First, the trier of fact must link the commission of the felony, i.e., conduct, to some propensity in the witness to lie, i.e., a character trait. From this propensity, the fact finder may then infer the witness is dishonest or untruthful. In the most obvious example, the fact finder hears evidence of the witness’s past conduct of making false statements under oath from which he can infer the witness has a character trait for untruthfulness, from which he may further infer the present testimony is likely incredible.
The People’s argument circumvents or totally eliminates the second inferential step. They argue the commission of any felony is itself probative
The People, however, argue the framers of subdivision (f) intended to free impeaching prior conviction evidence from a relevancy requirement. To effectuate the purpose of a law, the court must construe its provisions consistent with the intent of the lawmakers. (Sand v. Superior Court (1983)
The analysis of subdivision (f) by the Legislative Analyst states: “Prior Convictions. The measure would amend the State Constitution to require that information about prior felony convictions be used without limitation to discredit the testimony of a witness, including that of a defendant. Under current law, such information may be used only under limited circumstances.” (Ballot Pamp., Proposed Amends, to Cal. Const., with analysis by the Legislative Analyst, Primary Elec. (June 8, 1982) p. 54.) [] [R]elevancy is neither specifically excluded by, nor incompatible with, the amendment’s analysis. Prior felony convictions are to be used to discredit the testimony of the witness, not to discredit the general character of the witness. Proof the witness is a “bad guy” is not evidence that he will lie under oath. Thus, the intended focus of impeachment is the credibility of the witness. The most logically consistent, assuredly accurate, and procedurally expedient way to challenge witness credibility is to present evidence discrediting the witness’s truthfulness. Felony convictions unrelated to truthfulness can support only irrelevant inferences and cannot further the stated purpose revealed in the voters’ pamphlet analysis.
Intent, however, can be best ascertained from the language of the constitutional amendment. (People v. Black (1982)
This construction also finds support in other state courts construing similar impeachment laws.
Finally, we interpret subdivision (f) as we do to avoid conflict with the due process clause of the Fourteenth Amendment. Established principles of
Due process assures a criminal defendant a fundamentally fair trial. (Lisenba v. California (1941)
Although the United States Supreme Court has never determined the constitutionality of impeaching an accused with his prior felony convictions, the courts of California have found no due process infringements. (People v. Beagle, supra,
However, since 1967 the California courts have relied heavily on Spencer v. Texas (1967)
The People’s position also finds no support in a hypothetical application of the specific test in Spencer. In its holding, the court stated: “In the face of the legitimate state purpose and the long-standing and widespread use that attend the procedure under attack here, we find it impossible to say that because of the possibility of some collateral prejudice the Texas procedure is rendered unconstitutional under the Due Process Clause as it has been interpreted and applied in our past cases.” (Spencer v. Texas, supra,
II.
In adopting moral turpitude as the standard for determining which felonies are admissible to impeach the credibility of a witness, the majority create
This court has recognized that “moral turpitude” is an “elusive concept incapable of precise general definition.” (In re Higbie (1972)
“One dramatic exposition of the term was rendered by this court in 1938, and has since been consistently followed: ‘an act of baseness, vileness or depravity in the private and social duties which a man owes to his fellowmen, or to society in general, contrary to the accepted and customary rule of right and duty between man and man.’ (In re Craig (1938)
“Moral turpitude has also been described as any crime or misconduct committed without excuse (In re Hallinan (1954)
It has also been defined as “ ‘everything done contrary to justice, honesty, modesty, or good morals.’ [Citations.]” (In re McAllister (1939)
It is clear from the various definitions that the term “moral turpitude” lacks legal precision. As one commentator stated, “[¡judicial definitions of moral turpitude are so imprecise that it is only a matter of conjecture whether a particular crime involves it.” (Note, Entrance and Disciplinary Requirements for Occupational Licenses in California (1962) 14 Stan. L.Rev. 533, 542.) Other commentators and courts have also exposed and condemned the uncertainty of the phrase “moral turpitude.”
Such an imprecise standard will cause confusion among the trial courts. Moreover, trial judges will apply their own personal views as to the mores of the community
The experience of one of our sister states should be a lesson for this court. Although Connecticut employed the moral turpitude standard in this context for 45 years, that state eventually abandoned it because of the “uncertainty in the meaning and application of the phrase ‘moral turpitude’ . . . .” (Heating Acceptance Corporation v. Patterson (1965)
By adopting the moral turpitude standard, the majority are incorporating into the criminal law, vast bodies of noncriminal law where different applications of the term have been made.
The trial courts need clear guidance as to which felonies are admissible to impeach the credibility of a witness. Today’s decision not only lacks that clarity but is an open-ended invitation to judicial chaos.
Reynoso, J., concurred.
Respondent’s petition for a rehearing was denied April 18, 1985. Bird, C. J., and Lucas, J., were of the opinion that the petition should be granted.
Brackets together, in this manner [], are used to indicate deletions from the opinion of the Court of Appeal; double brackets enclosing material are used to denote additions. (See Conservatorship of Early (1983)
All statutory references are to the Evidence Code unless otherwise specified.
Section 788 states: “For the purpose of attacking the credibility of a witness, it may be shown by the examination of the witness or by the record of the judgment that he has been convicted of a felony unless:
“(a) A pardon based on his innocence has been granted to the witness by the jurisdiction in which he was convicted.
“(b) A certificate of rehabilitation and pardon has been granted to the witness under the provisions of Chapter 3.5 (commencing with Section 4852.01) of Title 6 of Part 3 of the Penal Code.
“(c) The accusatory pleading against the witness has been dismissed under the provisions of Penal Code Section 1203.4, but this exception does not apply to any criminal trial where the witness is being prosecuted for a subsequent offense.
“(d) The conviction was under the laws of another jurisdiction and the witness has been relieved of the penalties and disabilities arising from the conviction pursuant to a procedure substantially equivalent to that referred to in subdivision (b) or (c).”
The standard dictionary definition of “impeach” also comports with the language of section 780. Illustrative is the entry in Webster’s New World Dictionary (2d college ed. 1982) at page 703: “1. to challenge or discredit... 2. to challenge the practices or honesty of . . . .” (Italics added.)
As Wigmore eloquently states: “From the point of view of modern psychology, the moral disposition which tends for or against falsehood is an elusive quality. Its intermittent operation in connection with other tendencies, and the difficulty of ascertaining its quality and force, make it by no means -a feature peculiarly reliable in the diagnosis of testimonial credit.” (3A Wigmore, Evidence (Chadbourn rev. ed. 1970) § 922, p. 725, fn. omitted.)
The Federal Rules of Evidence expressly incorporate relevancy as a threshold test in admitting prior convictions to impeach. Rule 609(a) [(28 U.S.C.)] provides: “For the purpose of attacking the credibility of a witness, evidence that he has been convicted of a crime shall be admitted if elicited from him or established by public record during cross-examination but only if the crime (1) was punishable by death or imprisonment in excess of one year under the law under which he was convicted, and the court determines that the probative value of admitting this evidence outweighs its prejudicial effect to the defendant, or (2) involved dishonesty or false statement, regardless of the punishment. ”
United States v. Zimmerman (E.D.Pa. 1947)
It is well established that “ ‘ “[t]he concept of moral turpitude depends upon the state of public morals, and may vary according to the community or the times . . . (In re Higbie, supra,
The term moral turpitude “constitute^] only [a] lingual abstraction!] until applied to a specific occupation and given content by reference to fitness for the performance of that vocation.” (Morrison v. State Board of Education, supra,
A Lexis search of the term “moral turpitude” reveals over 550 cases.
