People v. CartwrightPeople v. Cartwright
Opinion
Effective March 7, 1994, the Legislature enacted the so-called “three strikes” law (Stats. 1994, ch. 12, §§ 1-2), as an urgency measure “to ensure longer prison sentences and greater punishment” for
Defendant appeals, challenging both the constitutionality and the application of the three strikes law. We reject all his contentions and affirm the judgment. In the published portion of this opinion, we first determine that an information was filed when the complaint was deemed an information. We uphold the three strikes law as valid urgency legislation and find it does not violate the prohibition against cruel and unusual punishment. Further, the same prior felony conviction may be used as a “strike” and as a five-year enhancement under Penal Code
Background
Defendant’s crime spree began on the afternoon of March 22, 1994, when he ordered Mary H., a prostitute, out of a van and into a house in Oak Park. Defendant hit her and told her to go into his room. There he hit her with a board and said he would kill her. He pulled out a switchblade knife and ordered her to take her clothes off. Defendant ran the blade up and down her body, telling her he would cut her if she screamed. He told her to get on her knees and orally copulate him. She started to comply when someone knocked on the door. When defendant left the room, Mary ran naked and screaming to her cousin’s house nearby.
That evening Edith M., who was also known as Marlena, introduced defendant to Michelle T. Both women were prostitutes and they smoked rock
They went to a house on Stockton Boulevard and into a bedroom. Defendant had a rifle and two guns. He told both women to take their clothes off. He searched their clothes and took money from each. When Marlena forgot to take off her earrings, defendant hit her. Defendant left, leaving someone to watch them. When he returned he had the two women take off his clothes and he got on the bed. Smoking rock cocaine, he told them to orally copulate him. The two women then orally copulated defendant’s penis and scrotum, switching positions four times at his order. He told them whoever did the best job might get easier punishment. Defendant then ordered Michelle on top of him and had intercourse with her. He ordered her to orally copulate him and then again had intercourse with her. Defendant ejaculated, smoked some more drugs, and then got dressed and left.
Defendant was originally charged with nine felony counts stemming from his attack on Michelle and Edith. An amended complaint added 10 felony counts, including those arising from his attack on Mary. Defendant was charged as follows: three counts of assault with a deadly weapon (one assault upon each of the three women) (
The jury returned a verdict of guilty on all counts and found the weapon use allegations true. In a bifurcated proceeding, the court struck the first
Discussion
I. Filing of Information
The offenses with which defendant was charged must be prosecuted by an indictment or information. (§ 682.) “An information is a written accusation of crime made by a district attorney, without action by a grand jury, after a magistrate, at a preliminary hearing, has found sufficient cause to believe the defendant guilty of a public offense and has ordered him committed.”
(Greenberg
v.
Superior Court
(1942)
Defendant objects that an information was never actually filed, and claims the trial court lacked jurisdiction to try him. The precise nature of defendant’s objection is difficult to discern. He does not claim the document filed was insufficient as an information, nor does he challenge the cross-designation of the judge under the consolidation of Sacramento’s municipal and superior courts. Instead, he appears to challenge the ability of the cross-designated judge to deem the amended complaint an information. In so doing, he relies upon
People
v.
Smith
(1986)
This case is distinguishable. Here, the magistrate, acting as a superior court judge, accepted the document on file as an information. At that point the information was filed. Unlike
People
v.
Smith, supra,
II. Urgency Legislation
As noted above, the three strikes law was enacted as an urgency statute “to protect the public from the imminent threat posed by those repeat offenders.” (Stats. 1994, ch. 12, § 2.) Under the California Constitution, an urgency statute becomes effective immediately upon enactment. (
“An urgency statute may not create or abolish any office or change the salary, term, or duties of any office, . . .” (
Defendant’s contention is unavailing. In interpreting what is a “change of duties” within the meaning of the constitutional limitation on urgency legislation, the California Supreme Court explained, “[a]n addition or subtraction in relation to the volume of the duties required to be performed by an officer, which does not substantially affect the primary duties of his office, is not such a change of duties as would prevent immediate effectiveness of legislation properly declared to be urgent.”
(Martin
v.
Riley
(1942)
The primary duties of the office of trial judge and prosecutor have not been changed by the three strikes law. Their discretion in sentencing or
Defendant relies upon
Stockburger
v.
Jordan
(1938)
III. Vagueness *
IV. Cruel and Unusual Punishment
Defendant contends the three strikes law is inherently cruel and unusual and his sentence is so disproportionate to his crime as to violate both the Eighth Amendment of the federal Constitution and article I, section 17 of the California Constitution. This contention has no merit.
In arguing there is a violation of the Eighth Amendment proscription against “cruel and unusual punishments,” defendant relies upon
Solem
v.
Helm
(1983)
Defendant’s reliance on
Solem
is weakened by
Harmelin
v.
Michigan
(1991)
In
Harmelin,
Justice Scalia, joined by Chief Justice Rehnquist, determined
Solem
was wrongly decided and the Eighth Amendment contained no proportionality guarantee.
(Harmelin
v.
Michigan, supra,
Moreover, in
Solem
v.
Helm, supra,
The California Constitution prohibits “cruel
or
unusual punishment.” (
A punishment may violate the California Constitution although not “cruel or unusual” in its method, if “it is so disproportionate to the crime for which it is inflicted that it shocks the conscience and offends fundamental notions of human dignity.”
(In re Lynch
(1972)
Defendant relies only on the first two techniques. He urges his crimes, although 19 in number, arose from only 2 incidents and left no permanent physical injury. Second, he contends murderers, even serial killers, are treated more leniently because they will be eligible for parole. Neither point has merit.
Defendant grossly understates the seriousness of his brutal and degrading acts. “The essential guilt of rape consists in the outrage to the person and feelings of the victim of the rape.” (§ 263.) Further, defendant ignores an examination of the nature of the offender. “This branch of the inquiry therefore focuses on the particular person before the court, and asks whether the punishment is grossly disproportionate to the defendant’s individual culpability as shown by such factors as his age, prior criminality, personal characteristics, and state of mind.”
(People
v.
Dillon
(1983)
Defendant’s comparison of his punishment to that of a murderer is misguided. He ignores that the three strikes law punishes not only his current offenses, but also his recidivism. California statutes imposing more severe
V. Use of Pre-March 7,1994, Prior Convictions *
VI. Dual Use of Prior as “Strike” and Enhancement
Defendant contends the trial court erred in using the same two prior serious felony convictions both as qualifying priors or “strikes” to bring him under the three strikes law and to impose five-year enhancements under
Subdivision (a)(1) of
A defendant with one or two qualifying violent or serious prior felony convictions must be sentenced under subdivision (e) of
Defendant’s reasoning that the five-year enhancements cannot apply fails because the “other provisions of law” at issue here—the three strikes law—includes enhancements in calculating the term imposed. The language of
Defendant’s reading of
If instead, the mandate of
Either scenario runs counter to two well-established canons of statutory interpretation. First, we must ascertain the intent of the Legislature to effectuate the purpose of the law
(DuBois
v.
Workers’ Comp. Appeals Bd.
(1993)
We recognize that the language “any other enhancement or punishment provisions that may apply” is a less than precise directive to apply
Defendant’s contention that section 654 precludes using the same prior conviction both as a “strike” and as an enhancement is unavailing. Section 654 prohibits double punishment for the same act or omission. Here, the prior conviction establishes defendant’s status as a recidivist; it is not an “act,” so section 654 does not apply.
(People
v.
Price
(1992)
VII. Restitution Fine *
VIII. Calculation of Defendant’s Sentence
Prior to sentencing, the People submitted a sentencing statement. The statement noted a number of aggravating factors and no mitigating factors. It stated that while it was “arguable” that consecutive sentencing was not required under three strikes, it was appropriate in this case. The statement concluded that defendant should be sentenced under the provisions of
The trial court accepted most of the People’s recommendations. It denied probation and noted five factors in aggravation and found none in mitigation. It found execution of sentence on count 1 (the assault upon Mary), count 4 (the second firearm possession), and counts 5 and 7 (the two kidnapping counts) should be stayed pursuant to section 654. On the issue of whether the sentences on the remaining counts should be consecutive or concurrent, the court noted pursuant to rule 425(a)(2) of the California Rules of Court that “these various crimes involved separate and distinct acts of violence and threats of violence.” It further noted the lack of any mitigating factors argued in favor of consecutive sentences and that consecutive sentences might be required under section 667.6, subdivision (d) to the extent the violent sex crimes involved different victims.
In a petition for rehearing, for the first time, defendant challenges the calculation of his sentence. He contends consecutive sentences were not mandatory and argues the court erroneously calculated his sentence by applying the options of
A. Consecutive Sentences
Subdivision (c)(6) of
Defendant argues this subdivision does not require consecutive sentences in this case because all his offenses were committed on only two occasions. In his petition for rehearing, defendant concedes consecutive sentences were “permissible in the discretion of the trial judge.” In his supplemental brief, however, defendant backs away from this concession and argues the court erred in imposing consecutive sentences. Noting that
We disagree. That the Legislature intended consecutive sentences to be mandatory in certain situations in no way indicates it meant for those
In his petition for rehearing defendant urges the matter must be remanded for resentencing on the issue of consecutive sentences. This assertion must rest on the unstated premise that the trial court misunderstood the scope of its discretion in this matter. Defendant offers no evidentiary support for this premise and the record indicates otherwise. First, we presume the court properly performed its duty. (
B.
Application of
Subdivision (e)(2)(A) of
“(i) Three times the term otherwise provided as punishment for each current felony conviction subsequent to the two or more prior felony convictions.
“(ii) Imprisonment in the state prison for 25 years.
“(iii) The term determined by the court pursuant to Section 1170 for the underlying conviction, including any enhancement applicable under Chapter 4.5 (commencing with Section 1170) of Title 7 of Part 2, or any period prescribed by Section 190 or 3046.”
Relying on
People
v.
Jenkins
(1995)
In
People
v.
Jenkins, supra,
The
Jenkins
court held enhancements should be included in calculating a defendant’s sentence under the third alternative (the period prescribed by section 190 or 3046) as well as under the second (the term determined under section 1170).
(People
v.
Jenkins, supra,
Defendant reads “calculated with reference to the entire sentence” to mean that a defendant’s sentence is calculated as to all counts. He argues since the same language is used in the three strikes law, it should be interpreted the same. We agree the two habitual criminal statutes are in pari materia and therefore the interpretation of a phrase in one controls the interpretation of the identical language in the other.
(In re Phyle
(1947)
This conclusion is reinforced by the provisions of
Finally, defendant argues that if the alternatives of
The Attorney General contends the trial court erred in calculating defendant’s sentence in three respects. First, he questions the stay of execution of the two kidnapping counts since the sentence for kidnapping with the intent to commit a sexual offense is greater than the sentence for an individual sexual offense. This argument ignores the fact that there were several sex offenses, so the total sentence on the sex offenses exceeded that for kidnapping and the stay was proper. (See
People
v.
Latimer
(1993)
Second, the Attorney General questions the calculation of the sentence on these two stayed counts. While the court stated it was applying alternative
Lastly, the Attorney General computes the sentences for the sex offenses using a 10-year enhancement for the firearm use. Section 12022.3 now provides for an enhancement of three, four, or ten years for use of a firearm or deadly weapon in the commission of certain sex offenses. Previously, the term of the enhancement was three, four, or five years. (Stats. 1993, ch. 299, § 2.) The increase in the length of the enhancement was enacted in the first extraordinary session in the fall of 1994. (Stats. 1994, First Ex. Sess. 1993-1994, ch. 31, §2, ch. 33, §5.) It was not in effect when defendant committed his offenses in March 1994. The trial court properly used the previous lesser enhancement.
The trial court was faced with sentencing defendant on 19 counts, with multiple enhancements, under a new sentencing scheme prior to resolution of the many questions such scheme presents. We have found no error in the court’s sentencing and commend it on a fine job.
Disposition
The judgment is affirmed.
Puglia, P. J., and Sims, J., concurred.
The petition of both respondent and appellant for review by the Supreme Court was denied February 15, 1996. Mosk, J., was of the opinion that the petition should be granted.
Notes
The following November, the voters passed a three strikes initiative measure (Prop. 184) that is substantially similar to the three strikes law. (Compare
“The information shall be in the name of the people of the State of California and subscribed by the district attorney.” (§ 739.) The amended complaint, which was deemed the information, met these two requirements.
See footnote, ante, page 1123.
See footnote, ante, page 1123.
See footnote, ante, page 1123.